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LOEWS CORP

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3231
SEC CIK
0000060086
Parsed reports
808

Last 12 months

Inside the activity.

2 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202606
Mar 202605
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2018 Filed Sep 5, 2018 20:53 UTC SaleCommon Stock 357 $50.03 $17,860.71
Disclosure

SEC source: 0001567619-18-002144 · doc1.xml · nonDerivative · entry 3

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $50.02 and $50.34. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:53 UTC Disposition to issuerCommon Stock 1,143 $50.34 $57,538.62
Disclosure

SEC source: 0001567619-18-002144 · doc1.xml · nonDerivative · entry 2

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:53 UTC Exercise / conversionCommon Stock 1,500 $38.38 $57,570.00
Disclosure

SEC source: 0001567619-18-002144 · doc1.xml · nonDerivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:51 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $38.38 $0.00
Disclosure

SEC source: 0001567619-18-002143 · doc1.xml · derivative · entry 4

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2018-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:51 UTC SaleCommon Stock 357 $50.03 $17,860.71
Disclosure

SEC source: 0001567619-18-002143 · doc1.xml · nonDerivative · entry 3

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,675

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $50.02 and $50.34. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:51 UTC Disposition to issuerCommon Stock 1,143 $50.34 $57,538.62
Disclosure

SEC source: 0001567619-18-002143 · doc1.xml · nonDerivative · entry 2

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,032

Read SEC document
September 04, 2018 Filed Sep 5, 2018 20:51 UTC Exercise / conversionCommon Stock 1,500 $38.38 $57,570.00
Disclosure

SEC source: 0001567619-18-002143 · doc1.xml · nonDerivative · entry 1

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:20 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Exercise / conversionRestricted Stock Units · Derivative 3,467 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000619 · doc1.xml · derivative · entry 4

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,468

Underlying: Common Stock · 3,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 50% of the 2016 RSUs vested on August 10, 2018. The common stock into which such vested RSUs converted is reported on Table I of this Form 4. The remaining unvested 2016 RSUs will vest on August 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F4 · derivative.expiration_date: 50% of the 2016 RSUs vested on August 10, 2018. The common stock into which such vested RSUs converted is reported on Table I of this Form 4. The remaining unvested 2016 RSUs will vest on August 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:20 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
SaleCommon Stock 2,141 $49.97 $106,985.77
Disclosure

SEC source: 0001567619-18-000619 · doc1.xml · nonDerivative · entry 3

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:20 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Tax withholdingCommon Stock 1,326 $50.33 $66,737.58
Disclosure

SEC source: 0001567619-18-000619 · doc1.xml · nonDerivative · entry 2

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,141

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 1,326 shares of common stock that vested in respect of the 2016 RSUs on August 10, 2018 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection with the delivery to the Reporting Person of the converted common stock in respect of the vested 2016 RSUs.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:20 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Exercise / conversionCommon Stock 3,467 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-000619 · doc1.xml · nonDerivative · entry 1

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On August 10, 2016, the Reporting Person was awarded 6,863 RSUs subject to the Issuer achieving a target level of performance based income ("PBI Metric") for 2016. The Compensation Committee confirmed the achievement of the PBI Metric on February 13, 2017 and the RSUs were reported on Table II of a Form 4 filed in connection therewith. The Reporting Person received 72 additional RSUs (subject to the same conditions) through associated dividend equivalent rights in connection with dividends paid on the Issuer's common stock after the grant date that were reported on Table II of previously filed Form 4s (such additional RSUs, together with the underlying RSUs, the "2016 RSUs"). 50% of the 2016 RSUs vested on August 10, 2018.

Read SEC document
July 31, 2018 Filed Jul 31, 2018 20:22 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
OtherCommon Stock 2,500,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034540 · doc1.xml · nonDerivative · entry 1

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 9,683,932

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:38 UTC GrantRestricted Stock Units · Derivative 2.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028423 · doc1.xml · derivative · entry 2

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.5

Underlying: Common Stock · 2.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F3 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F3 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:38 UTC GrantRestricted Stock Units · Derivative 2.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028423 · doc1.xml · derivative · entry 1

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144.6

Underlying: Common Stock · 2.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

F2 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

F2 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:36 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
GrantRestricted Stock Units · Derivative 24.6 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028422 · doc1.xml · derivative · entry 2

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,554.6

Underlying: Common Stock · 24.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 13, 2017 (the "2017 RSUs").

F5 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F5 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:36 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
GrantRestricted Stock Units · Derivative 15.9 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028422 · doc1.xml · derivative · entry 1

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,673.1

Underlying: Common Stock · 15.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 11, 2016 (the "2016 RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and 50% vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of shares made by the Reporting Person.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and 50% vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:35 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
GrantRestricted Stock Units · Derivative 24.6 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028421 · doc1.xml · derivative · entry 2

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,554.6

Underlying: Common Stock · 24.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 13, 2017 (the "2017 RSUs").

F5 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F5 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:35 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
GrantRestricted Stock Units · Derivative 15.9 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028421 · doc1.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,673.1

Underlying: Common Stock · 15.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 11, 2016 (the "2016 RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and 50% vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of shares made by the Reporting Person.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and 50% vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:34 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
GrantRestricted Stock Units · Derivative 24.6 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028420 · doc1.xml · derivative · entry 2

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,554.6

Underlying: Common Stock · 24.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 13, 2017 (the "2017 RSUs").

F5 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F5 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:34 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
GrantRestricted Stock Units · Derivative 15.9 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028420 · doc1.xml · derivative · entry 1

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,673.1

Underlying: Common Stock · 15.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 11, 2016 (the "2016 RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and 50% vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of shares made by the Reporting Person.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and 50% vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:33 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 19.4 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028419 · doc1.xml · derivative · entry 2

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,426

Underlying: Common Stock · 19.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 13, 2017 (the "2017 RSUs").

F5 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F5 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:33 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 12.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028419 · doc1.xml · derivative · entry 1

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,138.4

Underlying: Common Stock · 12.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 11, 2016 (the "2016 RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and 50% vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of shares made by the Reporting Person.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and 50% vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:32 UTC
SIEGEL KENNETH ISenior Vice President
GrantRestricted Stock Units · Derivative 19.4 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028418 · doc1.xml · derivative · entry 2

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,426

Underlying: Common Stock · 19.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 13, 2017 (the "2017 RSUs").

F5 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F5 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:32 UTC
SIEGEL KENNETH ISenior Vice President
GrantRestricted Stock Units · Derivative 12.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028418 · doc1.xml · derivative · entry 1

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,138.4

Underlying: Common Stock · 12.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 11, 2016 (the "2016 RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and 50% vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of shares made by the Reporting Person.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and 50% vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:30 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 11.8 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028416 · doc1.xml · derivative · entry 3

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,425.3

Underlying: Common Stock · 11.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 12, 2018 (the "2018 RSUs").

F7 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2018 RSUs. 50% of the 2018 RSUs vest on February 12, 2020 and 50% will vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F7 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2018 RSUs. 50% of the 2018 RSUs vest on February 12, 2020 and 50% will vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:30 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 12.2 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028416 · doc1.xml · derivative · entry 2

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,669

Underlying: Common Stock · 12.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 13, 2017 (the "2017 RSUs").

F5 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F5 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:30 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 7.9 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028416 · doc1.xml · derivative · entry 1

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,336.5

Underlying: Common Stock · 7.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 11, 2016 (the "2016 RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and the remaining 50% will vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and the remaining 50% will vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:29 UTC
Peters SusanDirector
GrantRestricted Stock Units · Derivative 2.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028414 · doc1.xml · derivative · entry 1

Peters Susan · CIK 0001582683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.5

Underlying: Common Stock · 2.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F2 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F2 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:28 UTC GrantRestricted Stock Units · Derivative 2.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028412 · doc1.xml · derivative · entry 2

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.5

Underlying: Common Stock · 2.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F3 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F3 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:28 UTC GrantRestricted Stock Units · Derivative 5.8 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028412 · doc1.xml · derivative · entry 1

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,695.2

Underlying: Common Stock · 5.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

F2 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

F2 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:26 UTC GrantRestricted Stock Units · Derivative 2.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028410 · doc1.xml · derivative · entry 2

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.5

Underlying: Common Stock · 2.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F3 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F3 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:26 UTC GrantRestricted Stock Units · Derivative 5.8 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028410 · doc1.xml · derivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,695.2

Underlying: Common Stock · 5.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

F2 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

F2 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:27 UTC GrantRestricted Stock Unit · Derivative 2.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028411 · doc1.xml · derivative · entry 1

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.5

Underlying: Common Stock · 2.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F2 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F2 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:23 UTC GrantRestricted Stock Units · Derivative 2.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028406 · doc1.xml · derivative · entry 1

FRENKEL JACOB A · CIK 0001237418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.5

Underlying: Common Stock · 2.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F2 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F2 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:22 UTC
EDELSON DAVID BSr. Vice President & CFO
GrantRestricted Stock Units · Derivative 19.4 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028405 · doc1.xml · derivative · entry 2

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,426

Underlying: Common Stock · 19.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 13, 2017 (the "2017 RSUs").

F5 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F5 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:22 UTC
EDELSON DAVID BSr. Vice President & CFO
GrantRestricted Stock Units · Derivative 12.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028405 · doc1.xml · derivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,138.4

Underlying: Common Stock · 12.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 11, 2016 (the "2016 RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and the remaining 50% will vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vested on February 11, 2018 and the remaining 50% will vest on February 11, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:21 UTC GrantRestricted Stock Units · Derivative 2.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028404 · doc1.xml · derivative · entry 1

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.5

Underlying: Common Stock · 2.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F2 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F2 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:20 UTC GrantRestricted Stock Units · Derivative 2.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028403 · doc1.xml · derivative · entry 1

DAVIDSON CHARLES D · CIK 0001188192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.5

Underlying: Common Stock · 2.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F2 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F2 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:19 UTC GrantRestricted Stock Units · Derivative 2.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028402 · doc1.xml · derivative · entry 2

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.5

Underlying: Common Stock · 2.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F3 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F3 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:19 UTC GrantRestricted Stock Units · Derivative 3.2 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028402 · doc1.xml · derivative · entry 1

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550.7

Underlying: Common Stock · 3.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

F2 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

F2 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 20:17 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
GrantRestricted Stock Units · Derivative 19.4 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028399 · doc1.xml · derivative · entry 2

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,426

Underlying: Common Stock · 19.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on February 13, 2017 (the "2017 RSUs").

F5 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F5 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2017 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2017 RSUs. 50% of the 2017 RSUs vest on February 13, 2019 and 50% will vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

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June 12, 2018 Filed Jun 13, 2018 20:17 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
GrantRestricted Stock Units · Derivative 8.7 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028399 · doc1.xml · derivative · entry 1

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,935.5

Underlying: Common Stock · 8.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on August 10, 2016 (the "2016 RSUs").

F3 · derivative.exercise_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vest on August 10, 2018 and the remaining 50% will vest on August 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

F3 · derivative.expiration_date: These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2016 RSUs, subject to any election to defer delivery of shares made by the Reporting Person with respect to the 2016 RSUs. 50% of the 2016 RSUs vest on August 10, 2018 and the remaining 50% will vest on August 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting subject to any election to defer delivery of the shares made by the Reporting Person.

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June 12, 2018 Filed Jun 13, 2018 20:18 UTC
BERMAN ANN EDirector
GrantRestricted Stock Units · Derivative 2.5 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028400 · doc1.xml · derivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.5

Underlying: Common Stock · 2.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F3 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

F3 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with RSUs awarded on May 8, 2018 (the "2018 RSUs"). These RSUs vest, and shares of the Issuer's common stock will be delivered to the Reporting Person, concurrently with the 2018 RSUs, which will vest on May 8, 2019, subject to any election to defer delivery of shares made by the Reporting Person with respect to such 2018 RSUs.

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June 12, 2018 Filed Jun 13, 2018 20:18 UTC
BERMAN ANN EDirector
GrantRestricted Stock Units · Derivative 5.8 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-028400 · doc1.xml · derivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,695.2

Underlying: Common Stock · 5.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · shares: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

F2 · derivative.exercise_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

F2 · derivative.expiration_date: Represents additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with previously vested RSUs for which the Reporting Person has elected to defer delivery of shares. Such additional RSUs are fully vested on grant and will settle, together with the previously vested underlying RSUs to which they relate, on the applicable deferred delivery date.

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June 12, 2018 Filed Dec 4, 2018 21:24 UTC OtherCommon Stock 2.56 $50.02 $128.05
Disclosure

SEC source: 0001567619-18-007334 · doc1.xml · nonDerivative · entry 1

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,678

F1 · kind: The Reporting Person's purchase of 2.56 shares of Common Stock reported herein, which resulted from an erroneous broker enrollment of the Reporting Person in an automatic dividend reinvestment program, was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's previously and timely reported sales of 2.56 shares of Common Stock at a price of $50.34 per share on September 4, 2018. The Reporting Person has agreed to pay to the Issuer $0.82, representing the full amount of the profit realized in connection with the short-swing transaction.

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June 12, 2018 Filed Dec 4, 2018 21:22 UTC OtherCommon Stock 2.56 $50.02 $128.05
Disclosure

SEC source: 0001567619-18-007332 · doc1.xml · nonDerivative · entry 1

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,678

F1 · kind: The Reporting Person's purchase of 2.56 shares of Common Stock reported herein, which resulted from an erroneous broker enrollment of the Reporting Person in an automatic dividend reinvestment program, was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's previously and timely reported sales of 2.56 shares of Common Stock at a price of $50.34 per share on September 4, 2018. The Reporting Person has agreed to pay to the Issuer $0.82, representing the full amount of the profit realized in connection with the short-swing transaction.

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June 12, 2018 Filed Dec 13, 2018 21:35 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
OtherCommon Stock 8 $50.01 $400.08
Disclosure

SEC source: 0001567619-18-007918 · doc1.xml · nonDerivative · entry 2

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,685.8

F1 · kind: The Reporting Person's purchase of 7.8 and 8 shares of Common Stock reported herein resulted from an erroneous broker enrollment of the Reporting Person in an automatic dividend reinvestment program.

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June 12, 2018 Filed Dec 13, 2018 21:30 UTC OtherCommon Stock 2.6 $50.02 $130.05
Disclosure

SEC source: 0001567619-18-007911 · doc1.xml · nonDerivative · entry 1

FRENKEL JACOB A · CIK 0001237418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677.6

F1 · kind: The Reporting Person's purchase of 2.6 shares of Common Stock reported herein resulted from an erroneous broker enrollment of the Reporting Person in an automatic dividend reinvestment program.

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June 12, 2018 Filed Dec 13, 2018 21:27 UTC
EDELSON DAVID BSr. Vice President & CFO
OtherCommon Stock 7.5 $50.01 $375.08
Disclosure

SEC source: 0001567619-18-007908 · doc1.xml · nonDerivative · entry 2

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250.8

F1 · kind: The Reporting Person's purchase of 7.3 and 7.5 shares of Common Stock reported herein resulted from an erroneous broker enrollment of the Reporting Person in an automatic dividend reinvestment program.

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June 12, 2018 Filed Dec 13, 2018 21:24 UTC OtherCommon Stock 2.6 $50.02 $130.05
Disclosure

SEC source: 0001567619-18-007906 · doc1.xml · nonDerivative · entry 1

DAVIDSON CHARLES D · CIK 0001188192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,677.6

F1 · kind: The Reporting Person's purchase of 2.6 shares of Common Stock reported herein resulted from an erroneous broker enrollment of the Reporting Person in an automatic dividend reinvestment program.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.