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LOEWS CORP

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SEC CIK
0000060086
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808

Last 12 months

Inside the activity.

2 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202606
Mar 202605
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2019 Filed Feb 13, 2019 21:53 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionCommon Stock 9,802 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003819 · doc1.xml · nonDerivative · entry 4

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · acquired: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 19,405 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 21:50 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Exercise / conversionRestricted Stock Units · Derivative 9,802 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003811 · doc1.xml · derivative · entry 10

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,802

Underlying: Common Stock · 9,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 19,405 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F4 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 19,405 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 21:50 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
SaleCommon Stock 4,585 $46.86 $214,853.10
Disclosure

SEC source: 0001567619-19-003811 · doc1.xml · nonDerivative · entry 6

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F6 · price: Represents the weighted average price of multiple transactions with a range of prices between $46.70 and $47.02. The Reporting Person, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 21:50 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Tax withholdingCommon Stock 5,217 $45.92 $239,564.64
Disclosure

SEC source: 0001567619-19-003811 · doc1.xml · nonDerivative · entry 5

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

F5 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 5,217 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 21:50 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Exercise / conversionCommon Stock 9,802 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003811 · doc1.xml · nonDerivative · entry 4

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · acquired: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 19,405 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:30 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Exercise / conversionRestricted Stock Units · Derivative 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003615 · doc1.xml · derivative · entry 4

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Underlying: Common Stock · 7,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:30 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Tax withholdingCommon Stock 2,966 $45.92 $136,198.72
Disclosure

SEC source: 0001567619-19-003615 · doc1.xml · nonDerivative · entry 2

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,767

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 2,966 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:30 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Exercise / conversionCommon Stock 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003615 · doc1.xml · nonDerivative · entry 1

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:42 UTC
SIEGEL KENNETH ISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003633 · doc1.xml · derivative · entry 7

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Underlying: Common Stock · 7,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:42 UTC
SIEGEL KENNETH ISenior Vice President
Tax withholdingCommon Stock 2,966 $45.92 $136,198.72
Disclosure

SEC source: 0001567619-19-003633 · doc1.xml · nonDerivative · entry 4

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,037

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 2,966 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:42 UTC
SIEGEL KENNETH ISenior Vice President
Exercise / conversionCommon Stock 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003633 · doc1.xml · nonDerivative · entry 3

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:38 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionRestricted Common Units · Derivative 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003627 · doc1.xml · derivative · entry 7

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Underlying: Common Stock · 7,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:38 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Tax withholdingCommon Stock 2,638 $45.92 $121,136.96
Disclosure

SEC source: 0001567619-19-003627 · doc1.xml · nonDerivative · entry 4

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,481.8

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 2,638 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:38 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionCommon Stock 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003627 · doc1.xml · nonDerivative · entry 3

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,119.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:36 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,846 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003624 · doc1.xml · derivative · entry 7

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,846

Underlying: Common Stock · 4,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 9,595 RSUs on February 13, 2017. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 9,595 RSUs on February 13, 2017. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:36 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,701 $45.92 $78,109.92
Disclosure

SEC source: 0001567619-19-003624 · doc1.xml · nonDerivative · entry 4

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,415.8

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 1,701 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:36 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
Exercise / conversionCommon Stock 4,846 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003624 · doc1.xml · nonDerivative · entry 3

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,117.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 9,595 RSUs on February 13, 2017. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:34 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003620 · doc1.xml · derivative · entry 7

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

Underlying: Common Stock · 7,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:34 UTC
EDELSON DAVID BSr. Vice President & CFO
Tax withholdingCommon Stock 3,580 $45.92 $164,393.60
Disclosure

SEC source: 0001567619-19-003620 · doc1.xml · nonDerivative · entry 4

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,676.8

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 3,580 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 18:34 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionCommon Stock 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003620 · doc1.xml · nonDerivative · entry 3

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,256.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 15,308 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:56 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
GrantRestricted Stock Units · Derivative 19,113 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003822 · doc1.xml · derivative · entry 9

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,113

Underlying: Common Stock · 19,113 shares

Expires not disclosed

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: 19,016 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 97 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these 2018 RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F8 · derivative.expiration_date: 19,016 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 97 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these 2018 RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:56 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionRestricted Stock Units · Derivative 12,706 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003822 · doc1.xml · derivative · entry 8

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 25,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 25,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:56 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
SaleCommon Stock 5,943 $44.54 $264,701.22
Disclosure

SEC source: 0001567619-19-003822 · doc1.xml · nonDerivative · entry 3

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $44.24 and $44.82. The Reporting Person, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:56 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Tax withholdingCommon Stock 6,763 $47.47 $321,039.61
Disclosure

SEC source: 0001567619-19-003822 · doc1.xml · nonDerivative · entry 2

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,943

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 6,763 shares of common stock that vested in respect of the 2016 RSUs on February 11, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:56 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionCommon Stock 12,706 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003822 · doc1.xml · nonDerivative · entry 1

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 25,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:53 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
GrantRestricted Stock Units · Derivative 19,113 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003819 · doc1.xml · derivative · entry 9

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,113

Underlying: Common Stock · 19,113 shares

Expires not disclosed

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: 19,016 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 97 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these 2018 RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F8 · derivative.expiration_date: 19,016 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 97 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these 2018 RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:53 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionRestricted Stock Units · Derivative 12,706 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003819 · doc1.xml · derivative · entry 8

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 25,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 25,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:53 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
SaleCommon Stock 5,943 $44.55 $264,760.65
Disclosure

SEC source: 0001567619-19-003819 · doc1.xml · nonDerivative · entry 3

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $44.22 and $44.82. The Reporting Person, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:53 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Tax withholdingCommon Stock 6,763 $47.47 $321,039.61
Disclosure

SEC source: 0001567619-19-003819 · doc1.xml · nonDerivative · entry 2

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,943

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 6,763 shares of common stock that vested in respect of the 2016 RSUs on February 11, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:53 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionCommon Stock 12,706 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003819 · doc1.xml · nonDerivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 25,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:50 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
GrantRestricted Stock Units · Derivative 19,113 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003811 · doc1.xml · derivative · entry 9

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,113

Underlying: Common Stock · 19,113 shares

Expires not disclosed

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F8 · derivative.exercise_date: 19,016 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 97 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these 2018 RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F8 · derivative.expiration_date: 19,016 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 97 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these 2018 RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:50 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Exercise / conversionRestricted Stock Units · Derivative 12,706 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003811 · doc1.xml · derivative · entry 8

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 25,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 25,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:50 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
SaleCommon Stock 5,943 $44.53 $264,641.79
Disclosure

SEC source: 0001567619-19-003811 · doc1.xml · nonDerivative · entry 3

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $44.24 and $44.85. The Reporting Person, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:50 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Tax withholdingCommon Stock 6,763 $47.47 $321,039.61
Disclosure

SEC source: 0001567619-19-003811 · doc1.xml · nonDerivative · entry 2

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,943

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 6,763 shares of common stock that vested in respect of the 2016 RSUs on February 11, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 21:50 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Exercise / conversionCommon Stock 12,706 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003811 · doc1.xml · nonDerivative · entry 1

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 25,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:30 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
GrantRestricted Stock Units · Derivative 15,077 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003615 · doc1.xml · derivative · entry 3

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,077

Underlying: Common Stock · 15,077 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 15,001 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 76 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of the 2018 RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F4 · derivative.expiration_date: 15,001 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 76 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of the 2018 RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:42 UTC
SIEGEL KENNETH ISenior Vice President
GrantRestricted Stock Units · Derivative 15,077 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003633 · doc1.xml · derivative · entry 6

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,077

Underlying: Common Stock · 15,077 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: 15,001 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 76 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F6 · derivative.expiration_date: 15,001 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 76 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:42 UTC
SIEGEL KENNETH ISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,165 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003633 · doc1.xml · derivative · entry 5

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 20,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 20,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:42 UTC
SIEGEL KENNETH ISenior Vice President
Tax withholdingCommon Stock 3,895 $47.47 $184,895.65
Disclosure

SEC source: 0001567619-19-003633 · doc1.xml · nonDerivative · entry 2

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,270

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 3,895 shares of common stock that vested in respect of the 2016 RSUs on February 11, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:42 UTC
SIEGEL KENNETH ISenior Vice President
Exercise / conversionCommon Stock 10,165 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003633 · doc1.xml · nonDerivative · entry 1

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 20,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:38 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 15,077 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003627 · doc1.xml · derivative · entry 6

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,077

Underlying: Common Stock · 15,077 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: 15,001 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 76 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F6 · derivative.expiration_date: 15,001 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 76 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:38 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 10,165 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003627 · doc1.xml · derivative · entry 5

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 20,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 20,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:38 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Tax withholdingCommon Stock 3,464 $47.47 $164,436.08
Disclosure

SEC source: 0001567619-19-003627 · doc1.xml · nonDerivative · entry 2

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,386.8

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 3,464 shares of common stock that vested in respect of the 2016 RSUs on February 11, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:38 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionCommon Stock 10,165 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003627 · doc1.xml · nonDerivative · entry 1

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,850.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 20,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:36 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 9,293 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003624 · doc1.xml · derivative · entry 6

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,293

Underlying: Common Stock · 9,293 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The Reporting Person was awarded 9,293 RSUs on February 11, 2019. 50% of these 2019 RSUs vest on February 11, 2021 and 50% vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F6 · derivative.expiration_date: The Reporting Person was awarded 9,293 RSUs on February 11, 2019. 50% of these 2019 RSUs vest on February 11, 2021 and 50% vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:36 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 6,353 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003624 · doc1.xml · derivative · entry 5

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 12,500 RSUs subject to shareholder approval of the Issuer's 2016 Incentive Compensation Plan. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 12,500 RSUs subject to shareholder approval of the Issuer's 2016 Incentive Compensation Plan. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:36 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
Tax withholdingCommon Stock 2,211 $47.47 $104,956.17
Disclosure

SEC source: 0001567619-19-003624 · doc1.xml · nonDerivative · entry 2

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,270.8

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 2,211 shares of common stock that vested in respect of the 2016 RSUs on February 11, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:36 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
Exercise / conversionCommon Stock 6,353 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003624 · doc1.xml · nonDerivative · entry 1

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,481.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 12,500 RSUs subject to shareholder approval of the Issuer's 2016 Incentive Compensation Plan. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:34 UTC
EDELSON DAVID BSr. Vice President & CFO
GrantRestricted Stock Units · Derivative 15,077 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003620 · doc1.xml · derivative · entry 6

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,077

Underlying: Common Stock · 15,077 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: 15,001 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 76 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F6 · derivative.expiration_date: 15,001 RSUs were awarded to the Reporting Person on February 12, 2018 subject to the Issuer achieving a pre-determined PBI Metric for 2018. 76 additional RSUs were awarded to the Reporting Person (subject to the same condition as the underlying RSUs) on account of dividend equivalent rights associated with these RSUs. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019. 50% of these RSUs vest on February 12, 2020 and the remaining 2018 RSUs vest on February 12, 2021. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 18:34 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 10,165 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003620 · doc1.xml · derivative · entry 5

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 20,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2016, the Reporting Person was awarded 20,000 RSUs subject to: (a) shareholder approval of the Issuer's 2016 Incentive Compensation Plan, and (b) the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2016. Shareholders approved the Plan at the Issuer's annual meeting on May 10, 2016 and the Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 13, 2017. The RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were also previously reported on Form 4s filed with the SEC) vested on February 11, 2018. The remaining 2016 RSUs vested on February 11, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.