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LOEWS CORP

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3231
SEC CIK
0000060086
Parsed reports
808

Last 12 months

Inside the activity.

2 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202606
Mar 202605
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2019 Filed May 9, 2019 13:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,959 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010200 · doc1.xml · derivative · entry 2

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: As previously reported on Table II of a Form 4 filed in connection therewith, on May 8, 2018, the Reporting Person was granted 1,952 RSUs, which, together with 7 additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with the such RSUs, vested on the first anniversary of the grant date. The common stock into which such vested RSUs converted is reported on Table I of this Form 4.

F3 · derivative.expiration_date: As previously reported on Table II of a Form 4 filed in connection therewith, on May 8, 2018, the Reporting Person was granted 1,952 RSUs, which, together with 7 additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with the such RSUs, vested on the first anniversary of the grant date. The common stock into which such vested RSUs converted is reported on Table I of this Form 4.

Read SEC document
May 08, 2019 Filed May 9, 2019 13:27 UTC Exercise / conversionCommon Stock 1,959 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010200 · doc1.xml · nonDerivative · entry 1

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion into common stock upon vesting of previously awarded restricted stock units ("RSUs").

Read SEC document
May 08, 2019 Filed May 9, 2019 13:25 UTC
Peters SusanDirector
Exercise / conversionRestricted Stock Units · Derivative 1,959 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010199 · doc1.xml · derivative · entry 2

Peters Susan · CIK 0001582683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: As previously reported on Table II of a Form 4 filed in connection therewith, on May 8, 2018, the Reporting Person was granted 1,952 RSUs, which, together with 7 additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with the such RSUs, vested on the first anniversary of the grant date. The common stock into which such vested RSUs converted is reported on Table I of this Form 4.

F3 · derivative.expiration_date: As previously reported on Table II of a Form 4 filed in connection therewith, on May 8, 2018, the Reporting Person was granted 1,952 RSUs, which, together with 7 additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with the such RSUs, vested on the first anniversary of the grant date. The common stock into which such vested RSUs converted is reported on Table I of this Form 4.

Read SEC document
May 08, 2019 Filed May 9, 2019 13:25 UTC
Peters SusanDirector
Exercise / conversionCommon Stock 1,959 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-010199 · doc1.xml · nonDerivative · entry 1

Peters Susan · CIK 0001582683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion into common stock upon vesting of previously awarded restricted stock units ("RSUs").

Read SEC document
April 30, 2019 Filed Apr 30, 2019 20:24 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
SaleCommon Stock 4,767 $50.95 $242,878.65
Disclosure

SEC source: 0001567619-19-009460 · doc1.xml · nonDerivative · entry 1

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $50.95 and $50.97. The Reporting Person, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 16:29 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $21.74 $0.00
Disclosure

SEC source: 0001567619-19-007443 · doc1.xml · derivative · entry 4

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 16:29 UTC SaleCommon Stock 812 $47.56 $38,618.72
Disclosure

SEC source: 0001567619-19-007443 · doc1.xml · nonDerivative · entry 3

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,385.6

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $47.35 and $47.56. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 16:29 UTC Disposition to issuerCommon Stock 688 $47.35 $32,576.80
Disclosure

SEC source: 0001567619-19-007443 · doc1.xml · nonDerivative · entry 2

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,197.6

Read SEC document
March 21, 2019 Filed Mar 22, 2019 16:29 UTC Exercise / conversionCommon Stock 1,500 $21.74 $32,610.00
Disclosure

SEC source: 0001567619-19-007443 · doc1.xml · nonDerivative · entry 1

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,885.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 14:06 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionStock Appreciation Right · Derivative 11,250 $0.00 Strike: $37.82 $0.00
Disclosure

SEC source: 0001567619-19-006826 · doc1.xml · derivative · entry 6

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2020-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

F1 · derivative.exercise_date: The Stock Appreciation Rights became exercisable in four equal installments beginning on January 12, 2011.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 14:06 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionStock Appreciation Right · Derivative 11,250 $0.00 Strike: $37.92 $0.00
Disclosure

SEC source: 0001567619-19-006826 · doc1.xml · derivative · entry 5

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2020-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

F1 · derivative.exercise_date: The Stock Appreciation Rights became exercisable in four equal installments beginning on January 12, 2011.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 14:06 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
SaleCommon Stock 4,591 $47.80 $219,449.80
Disclosure

SEC source: 0001567619-19-006826 · doc1.xml · nonDerivative · entry 4

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,481.8

Read SEC document
March 13, 2019 Filed Mar 14, 2019 14:06 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Disposition to issuerCommon Stock 17,909 $47.58 $852,110.22
Disclosure

SEC source: 0001567619-19-006826 · doc1.xml · nonDerivative · entry 3

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,072.8

Read SEC document
March 13, 2019 Filed Mar 14, 2019 14:06 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionCommon Stock 11,250 $37.82 $425,475.00
Disclosure

SEC source: 0001567619-19-006826 · doc1.xml · nonDerivative · entry 2

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,981.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 14:06 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionCommon Stock 11,250 $37.92 $426,600.00
Disclosure

SEC source: 0001567619-19-006826 · doc1.xml · nonDerivative · entry 1

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,731.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 16:07 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
SaleCommon Stock 0.8 $48.11 $38.49
Disclosure

SEC source: 0001567619-19-006089 · doc1.xml · nonDerivative · entry 2

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:10 UTC
BERMAN ANN EDirector
Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001567619-19-006090 · doc1.xml · derivative · entry 10

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:10 UTC
BERMAN ANN EDirector
Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.82 $0.00
Disclosure

SEC source: 0001567619-19-006090 · doc1.xml · derivative · entry 9

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:10 UTC
BERMAN ANN EDirector
Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0001567619-19-006090 · doc1.xml · derivative · entry 8

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:10 UTC
BERMAN ANN EDirector
Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.26 $0.00
Disclosure

SEC source: 0001567619-19-006090 · doc1.xml · derivative · entry 7

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:10 UTC
BERMAN ANN EDirector
SaleCommon Stock 1,399 $48.24 $67,487.76
Disclosure

SEC source: 0001567619-19-006090 · doc1.xml · nonDerivative · entry 6

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $48.24 and $48.24. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:10 UTC
BERMAN ANN EDirector
Disposition to issuerCommon Stock 4,601 $47.96 $220,663.96
Disclosure

SEC source: 0001567619-19-006090 · doc1.xml · nonDerivative · entry 5

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:10 UTC
BERMAN ANN EDirector
Exercise / conversionCommon Stock 1,500 $38.99 $58,485.00
Disclosure

SEC source: 0001567619-19-006090 · doc1.xml · nonDerivative · entry 4

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:10 UTC
BERMAN ANN EDirector
Exercise / conversionCommon Stock 1,500 $37.82 $56,730.00
Disclosure

SEC source: 0001567619-19-006090 · doc1.xml · nonDerivative · entry 3

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:10 UTC
BERMAN ANN EDirector
Exercise / conversionCommon Stock 1,500 $33.12 $49,680.00
Disclosure

SEC source: 0001567619-19-006090 · doc1.xml · nonDerivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:10 UTC
BERMAN ANN EDirector
Exercise / conversionCommon Stock 1,500 $37.26 $55,890.00
Disclosure

SEC source: 0001567619-19-006090 · doc1.xml · nonDerivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:54 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $21.74 $0.00
Disclosure

SEC source: 0001567619-19-005982 · doc1.xml · derivative · entry 4

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:54 UTC SaleCommon Stock 820 $47.83 $39,220.60
Disclosure

SEC source: 0001567619-19-005982 · doc1.xml · nonDerivative · entry 3

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $47.83 and $47.89. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:54 UTC Disposition to issuerCommon Stock 680 $47.89 $32,565.20
Disclosure

SEC source: 0001567619-19-005982 · doc1.xml · nonDerivative · entry 2

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:54 UTC Exercise / conversionCommon Stock 1,500 $21.74 $32,610.00
Disclosure

SEC source: 0001567619-19-005982 · doc1.xml · nonDerivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:56 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $21.74 $0.00
Disclosure

SEC source: 0001567619-19-005983 · doc1.xml · derivative · entry 4

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:56 UTC SaleCommon Stock 820 $47.81 $39,204.20
Disclosure

SEC source: 0001567619-19-005983 · doc1.xml · nonDerivative · entry 3

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,678

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $47.81 and $47.89. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:56 UTC Disposition to issuerCommon Stock 680 $47.89 $32,565.20
Disclosure

SEC source: 0001567619-19-005983 · doc1.xml · nonDerivative · entry 2

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:56 UTC Exercise / conversionCommon Stock 1,500 $21.74 $32,610.00
Disclosure

SEC source: 0001567619-19-005983 · doc1.xml · nonDerivative · entry 1

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:59 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $21.74 $0.00
Disclosure

SEC source: 0001567619-19-005984 · doc1.xml · derivative · entry 5

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:59 UTC SaleCommon Stock 820 $47.80 $39,196.00
Disclosure

SEC source: 0001567619-19-005984 · doc1.xml · nonDerivative · entry 3

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $47.80 and $47.89. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:59 UTC Disposition to issuerCommon Stock 680 $47.89 $32,565.20
Disclosure

SEC source: 0001567619-19-005984 · doc1.xml · nonDerivative · entry 2

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:59 UTC Exercise / conversionCommon Stock 1,500 $21.74 $32,610.00
Disclosure

SEC source: 0001567619-19-005984 · doc1.xml · nonDerivative · entry 1

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:52 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $21.74 $0.00
Disclosure

SEC source: 0001567619-19-005981 · doc1.xml · derivative · entry 4

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:52 UTC SaleCommon Stock 820 $47.81 $39,204.20
Disclosure

SEC source: 0001567619-19-005981 · doc1.xml · nonDerivative · entry 3

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,678

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $47.81 and $47.89. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:52 UTC Disposition to issuerCommon Stock 680 $47.89 $32,565.20
Disclosure

SEC source: 0001567619-19-005981 · doc1.xml · nonDerivative · entry 2

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,498

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:52 UTC Exercise / conversionCommon Stock 1,500 $21.74 $32,610.00
Disclosure

SEC source: 0001567619-19-005981 · doc1.xml · nonDerivative · entry 1

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:07 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
SaleCommon Stock 11,415 $47.85 $546,207.75
Disclosure

SEC source: 0001567619-19-006089 · doc1.xml · nonDerivative · entry 1

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.8

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $47.85 and $47.86. The Reporting Person, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

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February 13, 2019 Filed Feb 13, 2019 21:56 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionRestricted Stock Units · Derivative 9,802 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003822 · doc1.xml · derivative · entry 10

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,802

Underlying: Common Stock · 9,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 19,405 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F4 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 19,405 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

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February 13, 2019 Filed Feb 13, 2019 21:56 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
SaleCommon Stock 4,585 $46.84 $214,761.40
Disclosure

SEC source: 0001567619-19-003822 · doc1.xml · nonDerivative · entry 6

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F6 · price: Represents the weighted average price of multiple transactions with a range of prices between $46.69 and $47.02. The Reporting Person, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

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February 13, 2019 Filed Feb 13, 2019 21:56 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Tax withholdingCommon Stock 5,217 $45.92 $239,564.64
Disclosure

SEC source: 0001567619-19-003822 · doc1.xml · nonDerivative · entry 5

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

F5 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 5,217 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

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February 13, 2019 Filed Feb 13, 2019 21:56 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionCommon Stock 9,802 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003822 · doc1.xml · nonDerivative · entry 4

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · acquired: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 19,405 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

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February 13, 2019 Filed Feb 13, 2019 21:53 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionRestricted Stock Units · Derivative 9,802 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-003819 · doc1.xml · derivative · entry 10

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,802

Underlying: Common Stock · 9,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 19,405 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F4 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 19,405 RSUs on February 13, 2017 subject to the Issuer achieving a pre-determined PBI Metric for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights that were previously reported on Form 4s filed with the SEC) vested on February 13, 2019. The remaining 2017 RSUs vest on February 13, 2020. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

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February 13, 2019 Filed Feb 13, 2019 21:53 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
SaleCommon Stock 4,585 $46.86 $214,853.10
Disclosure

SEC source: 0001567619-19-003819 · doc1.xml · nonDerivative · entry 6

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F6 · price: Represents the weighted average price of multiple transactions with a range of prices between $46.71 and $47.02. The Reporting Person, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 13, 2019 Filed Feb 13, 2019 21:53 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Tax withholdingCommon Stock 5,217 $45.92 $239,564.64
Disclosure

SEC source: 0001567619-19-003819 · doc1.xml · nonDerivative · entry 5

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

F5 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 5,217 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2019 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.