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LOEWS CORP

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3231
SEC CIK
0000060086
Parsed reports
808

Last 12 months

Inside the activity.

2 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202606
Mar 202605
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 5, 2020 18:55 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.26 $0.00
Disclosure

SEC source: 0001567619-20-005709 · doc1.xml · derivative · entry 4

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:55 UTC SaleCommon Stock 161 $47.43 $7,636.23
Disclosure

SEC source: 0001567619-20-005709 · doc1.xml · nonDerivative · entry 3

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,505.6

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $45.67 and $47.62. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:55 UTC Disposition to issuerCommon Stock 1,178 $47.44 $55,884.32
Disclosure

SEC source: 0001567619-20-005709 · doc1.xml · nonDerivative · entry 2

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666.6

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:55 UTC Exercise / conversionCommon Stock 1,500 $37.26 $55,890.00
Disclosure

SEC source: 0001567619-20-005709 · doc1.xml · nonDerivative · entry 1

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,844.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:58 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.26 $0.00
Disclosure

SEC source: 0001567619-20-005712 · doc1.xml · derivative · entry 4

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:58 UTC SaleCommon Stock 322 $47.46 $15,282.12
Disclosure

SEC source: 0001567619-20-005712 · doc1.xml · nonDerivative · entry 3

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,637

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $45.67 and $47.64. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:58 UTC Disposition to issuerCommon Stock 1,178 $47.44 $55,884.32
Disclosure

SEC source: 0001567619-20-005712 · doc1.xml · nonDerivative · entry 2

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,959

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:58 UTC Exercise / conversionCommon Stock 1,500 $37.26 $55,890.00
Disclosure

SEC source: 0001567619-20-005712 · doc1.xml · nonDerivative · entry 1

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 19:00 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.26 $0.00
Disclosure

SEC source: 0001567619-20-005713 · doc1.xml · derivative · entry 5

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 19:00 UTC SaleCommon Stock 322 $47.45 $15,278.90
Disclosure

SEC source: 0001567619-20-005713 · doc1.xml · nonDerivative · entry 3

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $45.67 and $47.62. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 19:00 UTC Disposition to issuerCommon Stock 1,178 $47.44 $55,884.32
Disclosure

SEC source: 0001567619-20-005713 · doc1.xml · nonDerivative · entry 2

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Read SEC document
March 02, 2020 Filed Mar 5, 2020 19:00 UTC Exercise / conversionCommon Stock 1,500 $37.26 $55,890.00
Disclosure

SEC source: 0001567619-20-005713 · doc1.xml · nonDerivative · entry 1

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:57 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.26 $0.00
Disclosure

SEC source: 0001567619-20-005711 · doc1.xml · derivative · entry 4

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:57 UTC SaleCommon Stock 322 $47.47 $15,285.34
Disclosure

SEC source: 0001567619-20-005711 · doc1.xml · nonDerivative · entry 3

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $45.67 and $47.64. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:57 UTC Disposition to issuerCommon Stock 1,178 $47.44 $55,884.32
Disclosure

SEC source: 0001567619-20-005711 · doc1.xml · nonDerivative · entry 2

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:57 UTC Exercise / conversionCommon Stock 1,500 $37.26 $55,890.00
Disclosure

SEC source: 0001567619-20-005711 · doc1.xml · nonDerivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:56 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.26 $0.00
Disclosure

SEC source: 0001567619-20-005710 · doc1.xml · derivative · entry 4

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:56 UTC SaleCommon Stock 322 $47.46 $15,282.12
Disclosure

SEC source: 0001567619-20-005710 · doc1.xml · nonDerivative · entry 3

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,637

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $45.67 and $47.64. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:56 UTC Disposition to issuerCommon Stock 1,178 $47.44 $55,884.32
Disclosure

SEC source: 0001567619-20-005710 · doc1.xml · nonDerivative · entry 2

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,959

Read SEC document
March 02, 2020 Filed Mar 5, 2020 18:56 UTC Exercise / conversionCommon Stock 1,500 $37.26 $55,890.00
Disclosure

SEC source: 0001567619-20-005710 · doc1.xml · nonDerivative · entry 1

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 14, 2020 15:45 UTC
SIEGEL KENNETH ISenior Vice President
SaleCommon Stock 3,526 $54.01 $190,439.26
Disclosure

SEC source: 0001567619-20-003594 · doc1.xml · nonDerivative · entry 6

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:45 UTC
SIEGEL KENNETH ISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003594 · doc1.xml · derivative · entry 8

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:45 UTC
SIEGEL KENNETH ISenior Vice President
SaleCommon Stock 3,617 $54.01 $195,354.17
Disclosure

SEC source: 0001567619-20-003594 · doc1.xml · nonDerivative · entry 5

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526

F5 · price: Represents the weighted average price of multiple transactions with a range of prices between $53.92 and $54.10. The Reporting Person upon request by the SEC Staff, the Issuer or a security holder of the Issuer undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:45 UTC
SIEGEL KENNETH ISenior Vice President
Tax withholdingCommon Stock 4,116 $53.93 $221,975.88
Disclosure

SEC source: 0001567619-20-003594 · doc1.xml · nonDerivative · entry 4

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 4,116 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2020 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:45 UTC
SIEGEL KENNETH ISenior Vice President
Exercise / conversionCommon Stock 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003594 · doc1.xml · nonDerivative · entry 3

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:40 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionRestricted Stock Units · Derivative 9,803 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003589 · doc1.xml · derivative · entry 9

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the weighted average price of multiple transactions with a range of prices between $53.97 and $54.30. The Reporting Person upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

F3 · derivative.expiration_date: Represents the weighted average price of multiple transactions with a range of prices between $53.97 and $54.30. The Reporting Person upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:40 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
SaleCommon Stock 4,585 $54.01 $247,635.85
Disclosure

SEC source: 0001567619-20-003589 · doc1.xml · nonDerivative · entry 6

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F6 · price: Represents the weighted average price of multiple transactions with a range of prices between $53.92 and $54.13. The Reporting Person upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:40 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Tax withholdingCommon Stock 5,218 $53.93 $281,406.74
Disclosure

SEC source: 0001567619-20-003589 · doc1.xml · nonDerivative · entry 5

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

F5 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 5,218 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2020 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:40 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionCommon Stock 9,803 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003589 · doc1.xml · nonDerivative · entry 4

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · acquired: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 19,405 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:39 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionRestricted Stock Units · Derivative 9,803 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003587 · doc1.xml · derivative · entry 5

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units ("RSUs") into common stock. On February 13, 2017, the Reporting Person was awarded 19,405 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

F1 · derivative.expiration_date: Represents the conversion upon vesting of Restricted Stock Units ("RSUs") into common stock. On February 13, 2017, the Reporting Person was awarded 19,405 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:39 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
SaleCommon Stock 4,585 $54.02 $247,681.70
Disclosure

SEC source: 0001567619-20-003587 · doc1.xml · nonDerivative · entry 3

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $53.91 and $54.10. The Reporting Person upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:39 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Tax withholdingCommon Stock 5,218 $53.93 $281,406.74
Disclosure

SEC source: 0001567619-20-003587 · doc1.xml · nonDerivative · entry 2

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 5,218 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2020 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:39 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionCommon Stock 9,803 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003587 · doc1.xml · nonDerivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of Restricted Stock Units ("RSUs") into common stock. On February 13, 2017, the Reporting Person was awarded 19,405 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:37 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Exercise / conversionRestricted Stock Units · Derivative 9,803 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003585 · doc1.xml · derivative · entry 5

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units ("RSUs") into common stock. On February 13, 2017, the Reporting Person was awarded 19,405 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

F1 · derivative.expiration_date: Represents the conversion upon vesting of Restricted Stock Units ("RSUs") into common stock. On February 13, 2017, the Reporting Person was awarded 19,405 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:37 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
SaleCommon Stock 4,585 $54.01 $247,635.85
Disclosure

SEC source: 0001567619-20-003585 · doc1.xml · nonDerivative · entry 3

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $53.92 and $54.10. The Reporting Person upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

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February 13, 2020 Filed Feb 14, 2020 15:37 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Tax withholdingCommon Stock 5,218 $53.93 $281,406.74
Disclosure

SEC source: 0001567619-20-003585 · doc1.xml · nonDerivative · entry 2

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 5,218 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2020 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

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February 13, 2020 Filed Feb 14, 2020 15:37 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Exercise / conversionCommon Stock 9,803 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003585 · doc1.xml · nonDerivative · entry 1

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of Restricted Stock Units ("RSUs") into common stock. On February 13, 2017, the Reporting Person was awarded 19,405 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

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February 13, 2020 Filed Feb 14, 2020 15:36 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003584 · doc1.xml · derivative · entry 6

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

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February 13, 2020 Filed Feb 14, 2020 15:36 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Tax withholdingCommon Stock 3,788 $53.93 $204,286.84
Disclosure

SEC source: 0001567619-20-003584 · doc1.xml · nonDerivative · entry 4

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,272.8

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 3,788 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2020 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:36 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionCommon Stock 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003584 · doc1.xml · nonDerivative · entry 3

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,060.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:34 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,847 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003581 · doc1.xml · derivative · entry 7

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 9,595 RSUs. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 9,595 RSUs. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:34 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
SaleCommon Stock 6,319 $53.99 $341,162.81
Disclosure

SEC source: 0001567619-20-003581 · doc1.xml · nonDerivative · entry 5

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · price: Represents the weighted average price of multiple transactions with a range of prices between $53.90 and $54.12. The Reporting Person upon request by the SEC Staff, the Issuer or a security holder of the Issuer undertakes to provide further information regarding the number of securities at each separate price sold.

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February 13, 2020 Filed Feb 14, 2020 15:34 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,647 $53.93 $88,822.71
Disclosure

SEC source: 0001567619-20-003581 · doc1.xml · nonDerivative · entry 4

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 1,647 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2020 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:34 UTC
SCHWARTZ MARK SVP & Chief Accounting Officer
Exercise / conversionCommon Stock 4,847 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003581 · doc1.xml · nonDerivative · entry 3

SCHWARTZ MARK S · CIK 0001331842 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 9,595 RSUs. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:32 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003579 · doc1.xml · derivative · entry 6

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:32 UTC
EDELSON DAVID BSr. Vice President & CFO
Tax withholdingCommon Stock 4,116 $53.93 $221,975.88
Disclosure

SEC source: 0001567619-20-003579 · doc1.xml · nonDerivative · entry 4

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,819.8

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 4,116 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2020 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:32 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionCommon Stock 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003579 · doc1.xml · nonDerivative · entry 3

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,935.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:31 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Exercise / conversionRestricted Stock Units · Derivative 7,733 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003576 · doc1.xml · derivative · entry 8

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

F4 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. On February 13, 2017, the Reporting Person was awarded 15,308 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2017. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 12, 2018 and the 2017 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 13, 2019. The remaining 2017 RSUs vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:31 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
SaleCommon Stock 3,617 $54.02 $195,390.34
Disclosure

SEC source: 0001567619-20-003576 · doc1.xml · nonDerivative · entry 6

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F6 · price: Represents the weighted average price of multiple transactions with a range of prices between $54.01 and $54.03. The Reporting Person upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 15:31 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Tax withholdingCommon Stock 4,116 $53.93 $221,975.88
Disclosure

SEC source: 0001567619-20-003576 · doc1.xml · nonDerivative · entry 5

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,617

F5 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 4,116 shares of common stock that vested in respect of the 2017 RSUs on February 13, 2020 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.