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LOEWS CORP

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3231
SEC CIK
0000060086
Parsed reports
808

Last 12 months

Inside the activity.

2 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202606
Mar 202605
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
BERMAN ANN EDirector
Disposition to issuerCommon Stock 1,330 $48.62 $64,664.60
Disclosure

SEC source: 0001567619-21-005280 · doc1.xml · nonDerivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170

Read SEC document
March 01, 2021 Filed Mar 2, 2021 19:36 UTC
BERMAN ANN EDirector
Exercise / conversionCommon Stock 1,500 $43.14 $64,710.00
Disclosure

SEC source: 0001567619-21-005280 · doc1.xml · nonDerivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:08 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionRestricted Stock Units · Derivative 9,556 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003796 · doc1.xml · derivative · entry 9

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 19,016 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

F4 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 19,016 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:08 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
SaleCommon Stock 4,469 $48.34 $216,031.46
Disclosure

SEC source: 0001567619-21-003796 · doc1.xml · nonDerivative · entry 6

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F6 · price: Represents the weighted average price of multiple transactions with a range of prices between $48.08 and $48.61. The Reporting Person, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:08 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Tax withholdingCommon Stock 5,087 $48.22 $245,295.14
Disclosure

SEC source: 0001567619-21-003796 · doc1.xml · nonDerivative · entry 5

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,469

F5 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 5,087 shares of common stock that vested in respect of the 2018 RSUs on February 12, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:08 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionCommon Stock 9,556 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003796 · doc1.xml · nonDerivative · entry 4

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · acquired: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 19,016 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:07 UTC
SIEGEL KENNETH ISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,539 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003794 · doc1.xml · derivative · entry 6

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:07 UTC
SIEGEL KENNETH ISenior Vice President
Tax withholdingCommon Stock 4,013 $48.22 $193,506.86
Disclosure

SEC source: 0001567619-21-003794 · doc1.xml · nonDerivative · entry 4

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,993

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 4,013 shares of common stock that vested in respect of the 2018 RSUs on February 12, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:07 UTC
SIEGEL KENNETH ISenior Vice President
Exercise / conversionCommon Stock 7,539 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003794 · doc1.xml · nonDerivative · entry 3

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:05 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 7,539 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003792 · doc1.xml · derivative · entry 6

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:05 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Tax withholdingCommon Stock 3,693 $48.22 $178,076.46
Disclosure

SEC source: 0001567619-21-003792 · doc1.xml · nonDerivative · entry 4

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,900.8

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 3,693 shares of common stock that vested in respect of the 2018 RSUs on February 12, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:05 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionCommon Stock 7,539 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003792 · doc1.xml · nonDerivative · entry 3

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,593.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:04 UTC
SCHWARTZ MARK SV.P., C.A.O. and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 4,725 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003790 · doc1.xml · derivative · entry 6

SCHWARTZ MARK S · CIK 0001331842 · V.P., C.A.O. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 9,402 RSUs on February 12, 2018. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 9,402 RSUs on February 12, 2018. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:04 UTC
SCHWARTZ MARK SV.P., C.A.O. and Treasurer
Tax withholdingCommon Stock 1,606 $48.22 $77,441.32
Disclosure

SEC source: 0001567619-21-003790 · doc1.xml · nonDerivative · entry 4

SCHWARTZ MARK S · CIK 0001331842 · V.P., C.A.O. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,186

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 1,606 shares of common stock that vested in respect of the 2018 RSUs on February 12, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:04 UTC
SCHWARTZ MARK SV.P., C.A.O. and Treasurer
Exercise / conversionCommon Stock 4,725 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003790 · doc1.xml · nonDerivative · entry 3

SCHWARTZ MARK S · CIK 0001331842 · V.P., C.A.O. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. The Reporting Person was awarded 9,402 RSUs on February 12, 2018. 50% of these RSUs (along with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:02 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 7,539 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003788 · doc1.xml · derivative · entry 6

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:02 UTC
EDELSON DAVID BSr. Vice President & CFO
Tax withholdingCommon Stock 4,013 $48.22 $193,506.86
Disclosure

SEC source: 0001567619-21-003788 · doc1.xml · nonDerivative · entry 4

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,812.8

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 4,013 shares of common stock that vested in respect of the 2018 RSUs on February 12, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:02 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionCommon Stock 7,539 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003788 · doc1.xml · nonDerivative · entry 3

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,825.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:00 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Exercise / conversionRestricted Stock Units · Derivative 7,539 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003786 · doc1.xml · derivative · entry 6

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,539 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

F3 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:00 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Tax withholdingCommon Stock 4,013 $48.22 $193,506.86
Disclosure

SEC source: 0001567619-21-003786 · doc1.xml · nonDerivative · entry 4

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,993

F4 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 4,013 shares of common stock that vested in respect of the 2018 RSUs on February 12, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 15:00 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Exercise / conversionCommon Stock 7,539 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003786 · doc1.xml · nonDerivative · entry 3

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · acquired: Represents the conversion upon vesting of RSUs into common stock. On February 12, 2018, the Reporting Person was awarded 15,001 RSUs, subject to the Issuer achieving a PBI Metric for 2018. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 11, 2019 and the 2018 RSUs were then reported on a Form 4 filed with the SEC. 50% of these RSUs (along with additional RSUs awarded to the reporting Person on account of dividend equivalent rights) previously vested on February 12, 2020. The remaining 2018 RSUs vested on February 12, 2021.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:08 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionRestricted Stock Units · Derivative 9,397 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003796 · doc1.xml · derivative · entry 8

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,398

Underlying: Common Stock · 9,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 18,795 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 18,795 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:08 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
SaleCommon Stock 4,395 $47.90 $210,520.50
Disclosure

SEC source: 0001567619-21-003796 · doc1.xml · nonDerivative · entry 3

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $47.62 and $48.18. The Reporting Person, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:08 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Tax withholdingCommon Stock 5,002 $47.99 $240,045.98
Disclosure

SEC source: 0001567619-21-003796 · doc1.xml · nonDerivative · entry 2

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,395

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 5,002 shares of common stock that vested in respect of the 2019 RSUs on February 11, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:08 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionCommon Stock 9,397 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003796 · doc1.xml · nonDerivative · entry 1

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 18,795 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:07 UTC
SIEGEL KENNETH ISenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003794 · doc1.xml · derivative · entry 5

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,414

Underlying: Common Stock · 7,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:07 UTC
SIEGEL KENNETH ISenior Vice President
Tax withholdingCommon Stock 3,946 $47.99 $189,368.54
Disclosure

SEC source: 0001567619-21-003794 · doc1.xml · nonDerivative · entry 2

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,467

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 3,946 shares of common stock that vested in respect of the 2019 RSUs on February 11, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:07 UTC
SIEGEL KENNETH ISenior Vice President
Exercise / conversionCommon Stock 7,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003794 · doc1.xml · nonDerivative · entry 1

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:05 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 7,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003792 · doc1.xml · derivative · entry 5

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,414

Underlying: Common Stock · 7,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:05 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Tax withholdingCommon Stock 3,631 $47.99 $174,251.69
Disclosure

SEC source: 0001567619-21-003792 · doc1.xml · nonDerivative · entry 2

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,054.8

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 3,631 shares of common stock that vested in respect of the 2019 RSUs on February 11, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:05 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionCommon Stock 7,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003792 · doc1.xml · nonDerivative · entry 1

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,685.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:04 UTC
SCHWARTZ MARK SV.P., C.A.O. and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 4,646 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003790 · doc1.xml · derivative · entry 5

SCHWARTZ MARK S · CIK 0001331842 · V.P., C.A.O. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,647

Underlying: Common Stock · 4,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 9,293 RSUs. 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of the shares by the Reporting Person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 9,293 RSUs. 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of the shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:04 UTC
SCHWARTZ MARK SV.P., C.A.O. and Treasurer
Tax withholdingCommon Stock 1,579 $47.99 $75,776.21
Disclosure

SEC source: 0001567619-21-003790 · doc1.xml · nonDerivative · entry 2

SCHWARTZ MARK S · CIK 0001331842 · V.P., C.A.O. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 1,579 shares of common stock that vested in respect of the 2019 RSUs on February 11, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:04 UTC
SCHWARTZ MARK SV.P., C.A.O. and Treasurer
Exercise / conversionCommon Stock 4,646 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003790 · doc1.xml · nonDerivative · entry 1

SCHWARTZ MARK S · CIK 0001331842 · V.P., C.A.O. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 9,293 RSUs. 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of the shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:02 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionRestricted Stock Units · Derivative 7,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003788 · doc1.xml · derivative · entry 5

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,414

Underlying: Common Stock · 7,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:02 UTC
EDELSON DAVID BSr. Vice President & CFO
Tax withholdingCommon Stock 3,946 $47.99 $189,368.54
Disclosure

SEC source: 0001567619-21-003788 · doc1.xml · nonDerivative · entry 2

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,286.8

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 3,946 shares of common stock that vested in respect of the 2019 RSUs on February 11, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:02 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionCommon Stock 7,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003788 · doc1.xml · nonDerivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,232.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:00 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Exercise / conversionRestricted Stock Units · Derivative 7,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003786 · doc1.xml · derivative · entry 5

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,414

Underlying: Common Stock · 7,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:00 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Tax withholdingCommon Stock 3,946 $47.99 $189,368.54
Disclosure

SEC source: 0001567619-21-003786 · doc1.xml · nonDerivative · entry 2

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,467

F2 · acquired: The Reporting Person is reporting the withholding, by the Issuer, of 3,946 shares of common stock that vested in respect of the 2019 RSUs on February 11, 2021 but were not issued in order to satisfy the Reporting Person's tax withholding obligations in connection therewith.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:00 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
Exercise / conversionCommon Stock 7,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003786 · doc1.xml · nonDerivative · entry 1

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 11, 2019, the Reporting Person was awarded 14,827 RSUs, subject to the Issuer achieving a pre-determined level of performance based income ("PBI Metric") for 2019. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 10, 2020 and the 2019 RSUs were then reported on a Form 4 filed with the Securities and Exchange Commission (the "SEC"). 50% of these RSUs vested on February 11, 2021. The remaining 2019 RSUs will vest on February 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:26 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
GrantRestricted Stock Units · Derivative 16,963 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002556 · doc1.xml · derivative · entry 1

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,963

Underlying: Common Stock · 16,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 16,963 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F2 · derivative.expiration_date: 16,963 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:24 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
GrantRestricted Stock Units · Derivative 16,963 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002555 · doc1.xml · derivative · entry 1

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,963

Underlying: Common Stock · 16,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 16,963 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F2 · derivative.expiration_date: 16,963 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:23 UTC
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
GrantRestricted Stock Units · Derivative 16,963 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002554 · doc1.xml · derivative · entry 1

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,963

Underlying: Common Stock · 16,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · price: 16,963 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F2 · derivative.exercise_date: 16,963 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F2 · derivative.expiration_date: 16,963 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:21 UTC
SIEGEL KENNETH ISenior Vice President
GrantRestricted Stock Units · Derivative 13,382 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002553 · doc1.xml · derivative · entry 1

SIEGEL KENNETH I · CIK 0001465558 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,382

Underlying: Common Stock · 13,382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 13,382 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F2 · derivative.expiration_date: 13,382 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 17:20 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 13,382 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002552 · doc1.xml · derivative · entry 1

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,382

Underlying: Common Stock · 13,382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 13,382 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F2 · derivative.expiration_date: 13,382 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

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February 08, 2021 Filed Feb 9, 2021 17:18 UTC
EDELSON DAVID BSr. Vice President & CFO
GrantRestricted Stock Units · Derivative 13,382 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002551 · doc1.xml · derivative · entry 1

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,382

Underlying: Common Stock · 13,382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 13,382 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F2 · derivative.expiration_date: 13,382 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

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February 08, 2021 Filed Feb 9, 2021 17:15 UTC
SCHWARTZ MARK SV.P., C.A.O. and Treasurer
GrantRestricted Stock Units · Derivative 9,485 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002549 · doc1.xml · derivative · entry 1

SCHWARTZ MARK S · CIK 0001331842 · V.P., C.A.O. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,485

Underlying: Common Stock · 9,485 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person was awarded 9,485 RSUs on February 8, 2021. 50% of these 2021 RSUs vest on February 8, 2023 and 50% vest on February 8, 2024. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F2 · derivative.expiration_date: The Reporting Person was awarded 9,485 RSUs on February 8, 2021. 50% of these 2021 RSUs vest on February 8, 2023 and 50% vest on February 8, 2024. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

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February 08, 2021 Filed Feb 9, 2021 17:17 UTC
Alpert Marc ASr. VP, Gen. Coun. & Secy.
GrantRestricted Stock Units · Derivative 13,382 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002550 · doc1.xml · derivative · entry 1

Alpert Marc A · CIK 0001680117 · Sr. VP, Gen. Coun. & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,382

Underlying: Common Stock · 13,382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: 13,382 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

F2 · derivative.expiration_date: 13,382 RSUs were awarded to the Reporting Person on February 10, 2020 subject to the Issuer achieving a pre-determined PBI Metric for 2020. The Issuer's Compensation Committee determined that the Issuer achieved the PBI Metric on February 8, 2021. 50% of the 2020 RSUs vest on February 10, 2022 and the remaining 50% vest on February 10, 2023. Shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days after vesting, subject to any election to defer delivery of shares by the Reporting Person.

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January 05, 2021 Filed Jan 6, 2021 15:18 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionStock Appreciation Right · Derivative 11,250 $0.00 Strike: $35.04 $0.00
Disclosure

SEC source: 0001567619-21-000461 · doc1.xml · derivative · entry 10

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2011-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

F2 · derivative.exercise_date: The Stock Appreciation Rights became exercisable in quarterly installments beginning on January 11, 2012.

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January 05, 2021 Filed Jan 6, 2021 15:18 UTC
EDELSON DAVID BSr. Vice President & CFO
Exercise / conversionStock Appreciation Right · Derivative 11,250 $0.00 Strike: $42.02 $0.00
Disclosure

SEC source: 0001567619-21-000461 · doc1.xml · derivative · entry 9

EDELSON DAVID B · CIK 0001327026 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2011-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

F2 · derivative.exercise_date: The Stock Appreciation Rights became exercisable in quarterly installments beginning on January 11, 2012.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.