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LOEWS CORP

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3231
SEC CIK
0000060086
Parsed reports
808

Last 12 months

Inside the activity.

2 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025012
Jan 202600
Feb 202606
Mar 202605
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2022 Filed Jan 4, 2022 20:11 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionCommon Stock 15,000 $41.14 $617,100.00
Disclosure

SEC source: 0001567619-22-000213 · doc1.xml · nonDerivative · entry 4

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 20:11 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionCommon Stock 15,000 $39.80 $597,000.00
Disclosure

SEC source: 0001567619-22-000213 · doc1.xml · nonDerivative · entry 3

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 20:11 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionCommon Stock 15,000 $39.41 $591,150.00
Disclosure

SEC source: 0001567619-22-000213 · doc1.xml · nonDerivative · entry 2

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 20:11 UTC
TISCH JONATHAN MDirector · Co-Ch. of Bd/Off. of the Pres.
Exercise / conversionCommon Stock 15,000 $37.86 $567,900.00
Disclosure

SEC source: 0001567619-22-000213 · doc1.xml · nonDerivative · entry 1

TISCH JONATHAN M · CIK 0001009306 · Director · Co-Ch. of Bd/Off. of the Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 13:36 UTC Exercise / conversionRestricted Stock Units · Derivative 1,959 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000129 · doc1.xml · derivative · entry 2

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: As previously reported on Table II of a Form 4 filed in connection therewith, on May 8, 2018, the Reporting Person was granted 1,952 RSUs, which, together with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with such RSUs, vested on the first anniversary of the grant date. The Reporting Person elected to defer delivery of the common stock into which such RSUs vested until January 1, 2022. The common stock into which such vested RSUs converted is reported on Table I of this Form 4.

F3 · derivative.expiration_date: As previously reported on Table II of a Form 4 filed in connection therewith, on May 8, 2018, the Reporting Person was granted 1,952 RSUs, which, together with additional RSUs awarded to the Reporting Person on account of dividend equivalent rights associated with such RSUs, vested on the first anniversary of the grant date. The Reporting Person elected to defer delivery of the common stock into which such RSUs vested until January 1, 2022. The common stock into which such vested RSUs converted is reported on Table I of this Form 4.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 13:36 UTC Exercise / conversionCommon Stock 1,959 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000129 · doc1.xml · nonDerivative · entry 1

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents the conversion into common stock upon vesting of previously awarded restricted stock units ("RSUs").

Read SEC document
January 01, 2022 Filed Jan 4, 2022 13:34 UTC GrantRestricted Stock Units · Derivative 614 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000128 · doc1.xml · derivative · entry 1

TISCH ANDREW H · CIK 0001009879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614

Underlying: Common Stock · 614 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (each, an "RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest on May 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting, subject to any election to defer delivery of shares made by the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest on May 11, 2022. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting, subject to any election to defer delivery of shares made by the Reporting Person.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 15:05 UTC GiftCommon Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-022139 · doc1.xml · nonDerivative · entry 1

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,765

Read SEC document
December 13, 2021 Filed Dec 13, 2021 19:02 UTC GiftCommon Stock 5,285 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-021921 · doc1.xml · nonDerivative · entry 1

WELTERS ANTHONY · CIK 0001213307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,520

Read SEC document
December 07, 2021 Filed Dec 8, 2021 19:49 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionStock Appreciation Right · Derivative 11,250 $0.00 Strike: $43.89 $0.00
Disclosure

SEC source: 0001567619-21-021758 · doc1.xml · derivative · entry 6

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2023-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

F2 · derivative.exercise_date: The Stock Appreciation Rights became exercisable in equal quarterly installments beginning on January 8, 2014.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 19:49 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionStock Appreciation Right · Derivative 11,250 $0.00 Strike: $41.93 $0.00
Disclosure

SEC source: 0001567619-21-021758 · doc1.xml · derivative · entry 5

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2023-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

F2 · derivative.exercise_date: The Stock Appreciation Rights became exercisable in equal quarterly installments beginning on January 8, 2014.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 19:49 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
SaleCommon Stock 5,366 $56.89 $305,271.74
Disclosure

SEC source: 0001567619-21-021758 · doc1.xml · nonDerivative · entry 4

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,900.8

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $56.88 and $56.90. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold."

Read SEC document
December 07, 2021 Filed Dec 8, 2021 19:49 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Disposition to issuerCommon Stock 17,134 $56.35 $965,500.90
Disclosure

SEC source: 0001567619-21-021758 · doc1.xml · nonDerivative · entry 3

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,266.8

Read SEC document
December 07, 2021 Filed Dec 8, 2021 19:49 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionCommon Stock 11,250 $43.89 $493,762.50
Disclosure

SEC source: 0001567619-21-021758 · doc1.xml · nonDerivative · entry 2

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,400.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 19:49 UTC
SCOTT RICHARD WALDOSVP & Chief Investment Officer
Exercise / conversionCommon Stock 11,250 $41.93 $471,712.50
Disclosure

SEC source: 0001567619-21-021758 · doc1.xml · nonDerivative · entry 1

SCOTT RICHARD WALDO · CIK 0001238752 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,150.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:05 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.78 $0.00
Disclosure

SEC source: 0001567619-21-021438 · doc1.xml · derivative · entry 5

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:05 UTC SaleCommon Stock 459 $54.69 $25,102.71
Disclosure

SEC source: 0001567619-21-021438 · doc1.xml · nonDerivative · entry 3

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,365

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $54.43 and $54.72. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:05 UTC Disposition to issuerCommon Stock 1,041 $54.43 $56,661.63
Disclosure

SEC source: 0001567619-21-021438 · doc1.xml · nonDerivative · entry 2

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,824

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:05 UTC Exercise / conversionCommon Stock 1,500 $37.78 $56,670.00
Disclosure

SEC source: 0001567619-21-021438 · doc1.xml · nonDerivative · entry 1

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:03 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.78 $0.00
Disclosure

SEC source: 0001567619-21-021437 · doc1.xml · derivative · entry 4

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:03 UTC SaleCommon Stock 459 $54.69 $25,102.71
Disclosure

SEC source: 0001567619-21-021437 · doc1.xml · nonDerivative · entry 3

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,908

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $54.43 and $54.72. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:03 UTC Disposition to issuerCommon Stock 1,041 $54.43 $56,661.63
Disclosure

SEC source: 0001567619-21-021437 · doc1.xml · nonDerivative · entry 2

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,367

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:03 UTC Exercise / conversionCommon Stock 1,500 $37.78 $56,670.00
Disclosure

SEC source: 0001567619-21-021437 · doc1.xml · nonDerivative · entry 1

HARRIS WALTER L · CIK 0001209366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:02 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.78 $0.00
Disclosure

SEC source: 0001567619-21-021435 · doc1.xml · derivative · entry 4

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:02 UTC SaleCommon Stock 459 $54.73 $25,121.07
Disclosure

SEC source: 0001567619-21-021435 · doc1.xml · nonDerivative · entry 3

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $54.43 and $54.74. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:02 UTC Disposition to issuerCommon Stock 1,041 $54.43 $56,661.63
Disclosure

SEC source: 0001567619-21-021435 · doc1.xml · nonDerivative · entry 2

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:02 UTC Exercise / conversionCommon Stock 1,500 $37.78 $56,670.00
Disclosure

SEC source: 0001567619-21-021435 · doc1.xml · nonDerivative · entry 1

FRIBOURG PAUL J · CIK 0001070938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:00 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.78 $0.00
Disclosure

SEC source: 0001567619-21-021433 · doc1.xml · derivative · entry 4

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:00 UTC SaleCommon Stock 459 $54.70 $25,107.30
Disclosure

SEC source: 0001567619-21-021433 · doc1.xml · nonDerivative · entry 3

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,908

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $54.43 and $54.71. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:00 UTC Disposition to issuerCommon Stock 1,041 $54.43 $56,661.63
Disclosure

SEC source: 0001567619-21-021433 · doc1.xml · nonDerivative · entry 2

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,367

Read SEC document
December 01, 2021 Filed Dec 2, 2021 18:00 UTC Exercise / conversionCommon Stock 1,500 $37.78 $56,670.00
Disclosure

SEC source: 0001567619-21-021433 · doc1.xml · nonDerivative · entry 1

DIKER CHARLES M · CIK 0000905400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 17:59 UTC Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.78 $0.00
Disclosure

SEC source: 0001567619-21-021431 · doc1.xml · derivative · entry 4

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 17:59 UTC SaleCommon Stock 230 $54.71 $12,583.30
Disclosure

SEC source: 0001567619-21-021431 · doc1.xml · nonDerivative · entry 3

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,389.6

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $54.43 and $54.71. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 17:59 UTC Disposition to issuerCommon Stock 1,041 $54.43 $56,661.63
Disclosure

SEC source: 0001567619-21-021431 · doc1.xml · nonDerivative · entry 2

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,619.6

Read SEC document
December 01, 2021 Filed Dec 2, 2021 17:59 UTC Exercise / conversionCommon Stock 1,500 $37.78 $56,670.00
Disclosure

SEC source: 0001567619-21-021431 · doc1.xml · nonDerivative · entry 1

BOWER JOSEPH L · CIK 0001189924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,660.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 17:57 UTC
BERMAN ANN EDirector
Exercise / conversionStock Appreciation Right · Derivative 1,500 $0.00 Strike: $37.78 $0.00
Disclosure

SEC source: 0001567619-21-021429 · doc1.xml · derivative · entry 4

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 17:57 UTC
BERMAN ANN EDirector
SaleCommon Stock 459 $54.71 $25,111.89
Disclosure

SEC source: 0001567619-21-021429 · doc1.xml · nonDerivative · entry 3

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $54.43 and $54.71. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 17:57 UTC
BERMAN ANN EDirector
Disposition to issuerCommon Stock 1,041 $54.43 $56,661.63
Disclosure

SEC source: 0001567619-21-021429 · doc1.xml · nonDerivative · entry 2

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459

Read SEC document
December 01, 2021 Filed Dec 2, 2021 17:57 UTC
BERMAN ANN EDirector
Exercise / conversionCommon Stock 1,500 $37.78 $56,670.00
Disclosure

SEC source: 0001567619-21-021429 · doc1.xml · nonDerivative · entry 1

BERMAN ANN E · CIK 0001349408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 20, 2021 00:46 UTC Amendment
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Disposition to issuerCommon Stock 41,695 $56.92 $2,373,279.40
Disclosure

SEC source: 0001567619-21-020902 · doc1.xml · nonDerivative · entry 5

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,409

F1 · balance_after: This Form 4 amendment is being filed solely to correct the reporting of the number of shares held by the Reporting Person by direct ownership and by indirect ownership.

Read SEC document
November 18, 2021 Filed Nov 20, 2021 00:46 UTC Amendment
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Exercise / conversionCommon Stock 15,000 $41.14 $617,100.00
Disclosure

SEC source: 0001567619-21-020902 · doc1.xml · nonDerivative · entry 4

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This Form 4 amendment is being filed solely to correct the reporting of the number of shares held by the Reporting Person by direct ownership and by indirect ownership.

Read SEC document
November 18, 2021 Filed Nov 20, 2021 00:46 UTC Amendment
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Exercise / conversionCommon Stock 15,000 $39.80 $597,000.00
Disclosure

SEC source: 0001567619-21-020902 · doc1.xml · nonDerivative · entry 3

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This Form 4 amendment is being filed solely to correct the reporting of the number of shares held by the Reporting Person by direct ownership and by indirect ownership.

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November 18, 2021 Filed Nov 20, 2021 00:46 UTC Amendment
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Exercise / conversionCommon Stock 15,000 $39.41 $591,150.00
Disclosure

SEC source: 0001567619-21-020902 · doc1.xml · nonDerivative · entry 2

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This Form 4 amendment is being filed solely to correct the reporting of the number of shares held by the Reporting Person by direct ownership and by indirect ownership.

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November 18, 2021 Filed Nov 20, 2021 00:46 UTC Amendment
TISCH ANDREW HDirector · Co-Ch. of Bd/Off. Pres./Ch. EC
Exercise / conversionCommon Stock 15,000 $37.86 $567,900.00
Disclosure

SEC source: 0001567619-21-020902 · doc1.xml · nonDerivative · entry 1

TISCH ANDREW H · CIK 0001009879 · Director · Co-Ch. of Bd/Off. Pres./Ch. EC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This Form 4 amendment is being filed solely to correct the reporting of the number of shares held by the Reporting Person by direct ownership and by indirect ownership.

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November 18, 2021 Filed Nov 19, 2021 21:05 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionStock Appreciation Right · Derivative 15,000 $0.00 Strike: $41.14 $0.00
Disclosure

SEC source: 0001567619-21-020840 · doc1.xml · derivative · entry 11

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

F1 · derivative.exercise_date: The Stock Appreciation Rights became exercisable in equal quarterly installments beginning on January 10, 2013.

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November 18, 2021 Filed Nov 19, 2021 21:05 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionStock Appreciation Right · Derivative 15,000 $0.00 Strike: $39.80 $0.00
Disclosure

SEC source: 0001567619-21-020840 · doc1.xml · derivative · entry 10

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

F1 · derivative.exercise_date: The Stock Appreciation Rights became exercisable in equal quarterly installments beginning on January 10, 2013.

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November 18, 2021 Filed Nov 19, 2021 21:05 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionStock Appreciation Right · Derivative 15,000 $0.00 Strike: $39.41 $0.00
Disclosure

SEC source: 0001567619-21-020840 · doc1.xml · derivative · entry 9

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

F1 · derivative.exercise_date: The Stock Appreciation Rights became exercisable in equal quarterly installments beginning on January 10, 2013.

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November 18, 2021 Filed Nov 19, 2021 21:05 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionStock Appreciation Right · Derivative 15,000 $0.00 Strike: $37.86 $0.00
Disclosure

SEC source: 0001567619-21-020840 · doc1.xml · derivative · entry 8

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

F1 · derivative.exercise_date: The Stock Appreciation Rights became exercisable in equal quarterly installments beginning on January 10, 2013.

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November 18, 2021 Filed Nov 19, 2021 21:05 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Disposition to issuerCommon Stock 41,695 $56.92 $2,373,279.40
Disclosure

SEC source: 0001567619-21-020840 · doc1.xml · nonDerivative · entry 5

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,300

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November 18, 2021 Filed Nov 19, 2021 21:05 UTC
TISCH JAMES SDirector · Pres.&Chief Exec. Officer
Exercise / conversionCommon Stock 15,000 $41.14 $617,100.00
Disclosure

SEC source: 0001567619-21-020840 · doc1.xml · nonDerivative · entry 4

TISCH JAMES S · CIK 0001010178 · Director · Pres.&Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.