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Nasdaq · USD

KYTX

Kyverna Therapeutics, Inc.

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Tapewire entity
5452
SEC CIK
0001994702
Parsed reports
68

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202521
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2024 Filed Jun 10, 2024 22:56 UTC
Walker Karen MarieChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 9,636 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0000950170-24-071493 · ownership.xml · derivative · entry 2

Walker Karen Marie · CIK 0002008556 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,648

Underlying: Common Stock · 9,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the original number of shares subject to the option vested on September 13, 2022, and 1/48th of the original number of shares subject to the option vested or shall vest in monthly installments thereafter.

F1 · derivative.expiration_date: 25% of the original number of shares subject to the option vested on September 13, 2022, and 1/48th of the original number of shares subject to the option vested or shall vest in monthly installments thereafter.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 22:56 UTC
Walker Karen MarieChief Technology Officer
Exercise / conversionCommon Stock 9,636 $4.42 $42,591.12
Disclosure

SEC source: 0000950170-24-071493 · ownership.xml · nonDerivative · entry 1

Walker Karen Marie · CIK 0002008556 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 25% of the original number of shares subject to the option vested on September 13, 2022, and 1/48th of the original number of shares subject to the option vested or shall vest in monthly installments thereafter.

Read SEC document
May 28, 2024 Filed May 29, 2024 16:33 UTC
Jones Ryan AlexanderChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 7,146 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0000950170-24-065983 · ownership.xml · derivative · entry 4

Jones Ryan Alexander · CIK 0002007219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,192

Underlying: Common Stock · 7,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the original number of shares subject to the option vested on January 1, 2022, and 1/48th of the original number of shares subject to the option vested or shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service.

F2 · derivative.expiration_date: 25% of the original number of shares subject to the option vested on January 1, 2022, and 1/48th of the original number of shares subject to the option vested or shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service.

Read SEC document
May 28, 2024 Filed May 29, 2024 16:33 UTC
Jones Ryan AlexanderChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,870 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0000950170-24-065983 · ownership.xml · derivative · entry 3

Jones Ryan Alexander · CIK 0002007219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the original number of shares subject to the option vested on April 15, 2021, and 1/48th of the original number of shares subject to the option vested in monthly installments thereafter.

F1 · derivative.expiration_date: 25% of the original number of shares subject to the option vested on April 15, 2021, and 1/48th of the original number of shares subject to the option vested in monthly installments thereafter.

Read SEC document
May 28, 2024 Filed May 29, 2024 16:33 UTC
Jones Ryan AlexanderChief Financial Officer
Exercise / conversionCommon Stock 7,146 $0.73 $5,216.58
Disclosure

SEC source: 0000950170-24-065983 · ownership.xml · nonDerivative · entry 2

Jones Ryan Alexander · CIK 0002007219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: 25% of the original number of shares subject to the option vested on January 1, 2022, and 1/48th of the original number of shares subject to the option vested or shall vest in monthly installments thereafter, subject to the Reporting Person's continuous service.

Read SEC document
May 28, 2024 Filed May 29, 2024 16:33 UTC
Jones Ryan AlexanderChief Financial Officer
Exercise / conversionCommon Stock 10,870 $0.73 $7,935.10
Disclosure

SEC source: 0000950170-24-065983 · ownership.xml · nonDerivative · entry 1

Jones Ryan Alexander · CIK 0002007219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 25% of the original number of shares subject to the option vested on April 15, 2021, and 1/48th of the original number of shares subject to the option vested in monthly installments thereafter.

Read SEC document
April 11, 2024 Filed Apr 15, 2025 17:42 UTC
Biddle Warner WestonDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 332,500 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0000950170-25-054345 · ownership.xml · derivative · entry 1

Biddle Warner Weston · CIK 0002034523 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,500

Underlying: Common Stock · 332,500 shares

Expires 2035-04-11

F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on April 11, 2026, and 1/48th of the shares subject to the option shall vest following each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on and through each applicable vesting date, inclusive.

Read SEC document
April 11, 2024 Filed Apr 15, 2025 21:40 UTC
Walker Karen MarieChief Technology Officer
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0000950170-25-054342 · ownership.xml · derivative · entry 2

Walker Karen Marie · CIK 0002008556 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-04-11

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on April 11, 2026, and 1/48th of the shares subject to the option shall vest following each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on and through each applicable vesting date, inclusive.

Read SEC document
April 11, 2024 Filed Apr 15, 2025 17:42 UTC
Jones Ryan AlexanderChief Financial Officer
GrantStock Option (right to buy) · Derivative 74,000 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0000950170-25-054344 · ownership.xml · derivative · entry 2

Jones Ryan Alexander · CIK 0002007219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Common Stock · 74,000 shares

Expires 2035-04-11

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on April 11, 2026, and 1/48th of the shares subject to the option shall vest following each one-month period thereafter, subject to the Reporting Person's continuous service to the Issuer on and through each applicable vesting date, inclusive.

Read SEC document
February 12, 2024 Filed Feb 12, 2024 17:51 UTC
Rubin Michael P.Former 10% Owner
ConversionSeries B Preferred Stock · Derivative 12,767,776 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-014000 · ownership.xml · derivative · entry 3

Northpond Ventures III GP, LLC · CIK 0002010695 · Former 10% Owner

Northpond Ventures III, LP · CIK 0001972690 · Former 10% Owner

Rubin Michael P. · CIK 0001867627 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Northpond Ventures III, LP

Disclosed balance after: 0

Underlying: Common Stock · 2,805,426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the closing of the initial public offering of Kyverna Therapeutics, Inc. (the "Issuer"), each share of Series B Convertible Preferred Stock, par value $0.00001 per share (the "Series B Preferred Stock"), of the Issuer automatically converted on a 4.5511-for-1 basis into shares of the Issuer's common stock, par value $0.00001 per share (the "Common Stock"). The Series B Preferred Stock had no expiration date.

F1 · kind: Immediately prior to the closing of the initial public offering of Kyverna Therapeutics, Inc. (the "Issuer"), each share of Series B Convertible Preferred Stock, par value $0.00001 per share (the "Series B Preferred Stock"), of the Issuer automatically converted on a 4.5511-for-1 basis into shares of the Issuer's common stock, par value $0.00001 per share (the "Common Stock"). The Series B Preferred Stock had no expiration date.

F1 · price: Immediately prior to the closing of the initial public offering of Kyverna Therapeutics, Inc. (the "Issuer"), each share of Series B Convertible Preferred Stock, par value $0.00001 per share (the "Series B Preferred Stock"), of the Issuer automatically converted on a 4.5511-for-1 basis into shares of the Issuer's common stock, par value $0.00001 per share (the "Common Stock"). The Series B Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Immediately prior to the closing of the initial public offering of Kyverna Therapeutics, Inc. (the "Issuer"), each share of Series B Convertible Preferred Stock, par value $0.00001 per share (the "Series B Preferred Stock"), of the Issuer automatically converted on a 4.5511-for-1 basis into shares of the Issuer's common stock, par value $0.00001 per share (the "Common Stock"). The Series B Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Immediately prior to the closing of the initial public offering of Kyverna Therapeutics, Inc. (the "Issuer"), each share of Series B Convertible Preferred Stock, par value $0.00001 per share (the "Series B Preferred Stock"), of the Issuer automatically converted on a 4.5511-for-1 basis into shares of the Issuer's common stock, par value $0.00001 per share (the "Common Stock"). The Series B Preferred Stock had no expiration date.

F2 · ownership.nature: Northpond Ventures III GP, LLC ("Northpond III LLC") is the general partner of Northpond Ventures III, LP ("Northpond Fund III"), and Michael P. Rubin is the managing member of Northpond III LLC. As a result, each of Northpond III LLC and Mr. Rubin may be deemed to share beneficial ownership with respect to the shares held of record by Northpond Fund III. Each of Northpond III LLC and Mr. Rubin disclaim beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 12, 2024 17:51 UTC
Rubin Michael P.Former 10% Owner
PurchaseCommon Stock 450,000 $22.00 $9,900,000.00
Disclosure

SEC source: 0000950170-24-014000 · ownership.xml · nonDerivative · entry 2

Northpond Ventures III GP, LLC · CIK 0002010695 · Former 10% Owner

Northpond Ventures III, LP · CIK 0001972690 · Former 10% Owner

Rubin Michael P. · CIK 0001867627 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Northpond Ventures, LP

Disclosed balance after: 450,000

F3 · ownership.nature: Northpond Ventures GP, LLC ("Northpond LLC") is the general partner of Northpond Ventures, LP ("Northpond Fund"), and Michael P. Rubin is the managing member of Northpond LLC. As a result, Mr. Rubin may be deemed to share beneficial ownership with respect to the shares held of record by Northpond Fund. Mr. Rubin disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 12, 2024 17:51 UTC
Rubin Michael P.Former 10% Owner
ConversionCommon Stock 2,805,426 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-014000 · ownership.xml · nonDerivative · entry 1

Northpond Ventures III GP, LLC · CIK 0002010695 · Former 10% Owner

Northpond Ventures III, LP · CIK 0001972690 · Former 10% Owner

Rubin Michael P. · CIK 0001867627 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Northpond Ventures III, LP

Disclosed balance after: 2,805,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Immediately prior to the closing of the initial public offering of Kyverna Therapeutics, Inc. (the "Issuer"), each share of Series B Convertible Preferred Stock, par value $0.00001 per share (the "Series B Preferred Stock"), of the Issuer automatically converted on a 4.5511-for-1 basis into shares of the Issuer's common stock, par value $0.00001 per share (the "Common Stock"). The Series B Preferred Stock had no expiration date.

F1 · price: Immediately prior to the closing of the initial public offering of Kyverna Therapeutics, Inc. (the "Issuer"), each share of Series B Convertible Preferred Stock, par value $0.00001 per share (the "Series B Preferred Stock"), of the Issuer automatically converted on a 4.5511-for-1 basis into shares of the Issuer's common stock, par value $0.00001 per share (the "Common Stock"). The Series B Preferred Stock had no expiration date.

F2 · ownership.nature: Northpond Ventures III GP, LLC ("Northpond III LLC") is the general partner of Northpond Ventures III, LP ("Northpond Fund III"), and Michael P. Rubin is the managing member of Northpond III LLC. As a result, each of Northpond III LLC and Mr. Rubin may be deemed to share beneficial ownership with respect to the shares held of record by Northpond Fund III. Each of Northpond III LLC and Mr. Rubin disclaim beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:04 UTC ConversionSeries B Redeemable Convertible Preferred Stock · Derivative 7,356,162 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015479 · ownership.xml · derivative · entry 6

Vida Ventures, LLC · CIK 0001724489 · 10% owner

Vida Ventures GP III, L.L.C. · CIK 0001855502 · 10% owner

Vida Ventures III, L.P. · CIK 0001855504 · 10% owner

Vida Ventures III-A, L.P. · CIK 0001855503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Vida Ventures, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,616,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: The shares of the Issuer's Common Stock are held directly by Vida Ventures, LLC. Vida Ventures Advisors, LLC is the investment advisor to Vida Ventures, LLC. Dr. Arie Belldegrun, Leonard Potter and Dr. Fred E. Cohen, a member of the Issuer's board of directors, are the managing members of Vida Ventures Advisors, LLC, and may be deemed to share voting and dispositive power over the shares held by Vida Ventures, LLC, but each disclaims beneficial ownership of the shares held by Vida Ventures, LLC, except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:04 UTC ConversionSeries A-2 Redeemable Convertible Preferred Stock · Derivative 8,830,901 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015479 · ownership.xml · derivative · entry 5

Vida Ventures, LLC · CIK 0001724489 · 10% owner

Vida Ventures GP III, L.L.C. · CIK 0001855502 · 10% owner

Vida Ventures III, L.P. · CIK 0001855504 · 10% owner

Vida Ventures III-A, L.P. · CIK 0001855503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Vida Ventures, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,940,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: The shares of the Issuer's Common Stock are held directly by Vida Ventures, LLC. Vida Ventures Advisors, LLC is the investment advisor to Vida Ventures, LLC. Dr. Arie Belldegrun, Leonard Potter and Dr. Fred E. Cohen, a member of the Issuer's board of directors, are the managing members of Vida Ventures Advisors, LLC, and may be deemed to share voting and dispositive power over the shares held by Vida Ventures, LLC, but each disclaims beneficial ownership of the shares held by Vida Ventures, LLC, except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:04 UTC ConversionSeries A-1 Redeemable Convertible Preferred Stock · Derivative 4,401,771 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015479 · ownership.xml · derivative · entry 4

Vida Ventures, LLC · CIK 0001724489 · 10% owner

Vida Ventures GP III, L.L.C. · CIK 0001855502 · 10% owner

Vida Ventures III, L.P. · CIK 0001855504 · 10% owner

Vida Ventures III-A, L.P. · CIK 0001855503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Vida Ventures, LLC

Disclosed balance after: 0

Underlying: Common Stock · 967,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: The shares of the Issuer's Common Stock are held directly by Vida Ventures, LLC. Vida Ventures Advisors, LLC is the investment advisor to Vida Ventures, LLC. Dr. Arie Belldegrun, Leonard Potter and Dr. Fred E. Cohen, a member of the Issuer's board of directors, are the managing members of Vida Ventures Advisors, LLC, and may be deemed to share voting and dispositive power over the shares held by Vida Ventures, LLC, but each disclaims beneficial ownership of the shares held by Vida Ventures, LLC, except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:04 UTC PurchaseCommon Stock 583 $22.00 $12,826.00
Disclosure

SEC source: 0000950170-24-015479 · ownership.xml · nonDerivative · entry 3

Vida Ventures, LLC · CIK 0001724489 · 10% owner

Vida Ventures GP III, L.L.C. · CIK 0001855502 · 10% owner

Vida Ventures III, L.P. · CIK 0001855504 · 10% owner

Vida Ventures III-A, L.P. · CIK 0001855503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Vida Ventures III-A, L.P.

Disclosed balance after: 583

F4 · ownership.nature: The shares of the Issuer's Common Stock are held directly by Vida Ventures III-A, L.P. ("Vida III-A"). Vida III GP is the general partner of Vida III-A. Vida III GP disclaims beneficial ownership of the securities held by Vida III-A, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:04 UTC PurchaseCommon Stock 252,553 $22.00 $5,556,166.00
Disclosure

SEC source: 0000950170-24-015479 · ownership.xml · nonDerivative · entry 2

Vida Ventures, LLC · CIK 0001724489 · 10% owner

Vida Ventures GP III, L.L.C. · CIK 0001855502 · 10% owner

Vida Ventures III, L.P. · CIK 0001855504 · 10% owner

Vida Ventures III-A, L.P. · CIK 0001855503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Vida Ventures III, L.P.

Disclosed balance after: 252,553

F3 · ownership.nature: The shares of the Issuer's Common Stock are held directly by Vida Ventures III, L.P. ("Vida III"). Vida Ventures GP III, L.L.C. ("Vida III GP") is the general partner of Vida III. Vida III GP disclaims beneficial ownership of the securities held by Vida III, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:04 UTC ConversionCommon Stock 4,523,924 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-015479 · ownership.xml · nonDerivative · entry 1

Vida Ventures, LLC · CIK 0001724489 · 10% owner

Vida Ventures GP III, L.L.C. · CIK 0001855502 · 10% owner

Vida Ventures III, L.P. · CIK 0001855504 · 10% owner

Vida Ventures III-A, L.P. · CIK 0001855503 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Vida Ventures, LLC

Disclosed balance after: 4,523,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F1 · price: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F2 · ownership.nature: The shares of the Issuer's Common Stock are held directly by Vida Ventures, LLC. Vida Ventures Advisors, LLC is the investment advisor to Vida Ventures, LLC. Dr. Arie Belldegrun, Leonard Potter and Dr. Fred E. Cohen, a member of the Issuer's board of directors, are the managing members of Vida Ventures Advisors, LLC, and may be deemed to share voting and dispositive power over the shares held by Vida Ventures, LLC, but each disclaims beneficial ownership of the shares held by Vida Ventures, LLC, except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:26 UTC ConversionSeries B Convertible Preferred Stock · Derivative 12,351,087 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015358 · ownership.xml · derivative · entry 3

Bain Capital Life Sciences Investors, LLC · CIK 0001703031 · 10% owner

Bain Capital Life Sciences III General Partner, LLC · CIK 0001952106 · 10% owner

Bain Capital Life Sciences Fund III, L.P. · CIK 0001875273 · 10% owner

Bain Capital Life Sciences Opportunities III GP, LLC · CIK 0001964467 · 10% owner

Bain Capital Life Sciences Opportunities III, LP · CIK 0001950105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 2,713,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series B Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock at a ratio of one-for-4.5511 immediately prior to the closing of the Issuer's initial public offering. These securities had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series B Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock at a ratio of one-for-4.5511 immediately prior to the closing of the Issuer's initial public offering. These securities had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series B Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock at a ratio of one-for-4.5511 immediately prior to the closing of the Issuer's initial public offering. These securities had no expiration date.

F2 · ownership.nature: Represents 12,351,087 shares of the Issuer's Series B Convertible Preferred Stock held directly by Bain Capital Life Sciences Opportunities III, LP ("BCLS Fund III Opportunities").

F4 · ownership.nature: Bain Capital Life Sciences Investors, LLC ("BCLSI") is the manager of Bain Capital Life Sciences III General Partner, LLC ("BCLS Fund III GP"), which is the general partner of Bain Capital Life Sciences Fund III, L.P. ("BCLS Fund III"), which is the sole member of Bain Capital Life Sciences Opportunities III GP, LLC ("BCLS Fund III Opportunities GP"), which is the general partner of BCLS Fund III Opportunities. As a result, each of BCLSI, BCLS Fund III GP, BCLS Fund III and BCLS Fund III Opportunities GP may be deemed to share voting and dispositive power with respect to the securities held by BCLS Fund III Opportunities. BCLSI, BCLS Fund III GP, BCLS Fund III and BCLS Fund III Opportunities GP each disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:26 UTC PurchaseCommon Stock 450,000 $22.00 $9,900,000.00
Disclosure

SEC source: 0000950170-24-015358 · ownership.xml · nonDerivative · entry 2

Bain Capital Life Sciences Investors, LLC · CIK 0001703031 · 10% owner

Bain Capital Life Sciences III General Partner, LLC · CIK 0001952106 · 10% owner

Bain Capital Life Sciences Fund III, L.P. · CIK 0001875273 · 10% owner

Bain Capital Life Sciences Opportunities III GP, LLC · CIK 0001964467 · 10% owner

Bain Capital Life Sciences Opportunities III, LP · CIK 0001950105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 3,163,868

F3 · ownership.nature: Represents 450,000 shares of the Issuer's Common Stock purchased by BCLS Fund III Opportunities in the Issuer's initial public offering.

F4 · ownership.nature: Bain Capital Life Sciences Investors, LLC ("BCLSI") is the manager of Bain Capital Life Sciences III General Partner, LLC ("BCLS Fund III GP"), which is the general partner of Bain Capital Life Sciences Fund III, L.P. ("BCLS Fund III"), which is the sole member of Bain Capital Life Sciences Opportunities III GP, LLC ("BCLS Fund III Opportunities GP"), which is the general partner of BCLS Fund III Opportunities. As a result, each of BCLSI, BCLS Fund III GP, BCLS Fund III and BCLS Fund III Opportunities GP may be deemed to share voting and dispositive power with respect to the securities held by BCLS Fund III Opportunities. BCLSI, BCLS Fund III GP, BCLS Fund III and BCLS Fund III Opportunities GP each disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:26 UTC ConversionCommon Stock 2,713,868 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-015358 · ownership.xml · nonDerivative · entry 1

Bain Capital Life Sciences Investors, LLC · CIK 0001703031 · 10% owner

Bain Capital Life Sciences III General Partner, LLC · CIK 0001952106 · 10% owner

Bain Capital Life Sciences Fund III, L.P. · CIK 0001875273 · 10% owner

Bain Capital Life Sciences Opportunities III GP, LLC · CIK 0001964467 · 10% owner

Bain Capital Life Sciences Opportunities III, LP · CIK 0001950105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 2,713,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series B Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock at a ratio of one-for-4.5511 immediately prior to the closing of the Issuer's initial public offering. These securities had no expiration date.

F2 · ownership.nature: Represents 12,351,087 shares of the Issuer's Series B Convertible Preferred Stock held directly by Bain Capital Life Sciences Opportunities III, LP ("BCLS Fund III Opportunities").

F4 · ownership.nature: Bain Capital Life Sciences Investors, LLC ("BCLSI") is the manager of Bain Capital Life Sciences III General Partner, LLC ("BCLS Fund III GP"), which is the general partner of Bain Capital Life Sciences Fund III, L.P. ("BCLS Fund III"), which is the sole member of Bain Capital Life Sciences Opportunities III GP, LLC ("BCLS Fund III Opportunities GP"), which is the general partner of BCLS Fund III Opportunities. As a result, each of BCLSI, BCLS Fund III GP, BCLS Fund III and BCLS Fund III Opportunities GP may be deemed to share voting and dispositive power with respect to the securities held by BCLS Fund III Opportunities. BCLSI, BCLS Fund III GP, BCLS Fund III and BCLS Fund III Opportunities GP each disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:35 UTC
Harper Sean E10% owner
ConversionSeries B Redeemable Convertible Preferred Stock · Derivative 3,349,538 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024091 · tm246188-1_4seq1.xml · derivative · entry 6

Westlake BioPartners Fund I, L.P. · CIK 0001749591 · 10% owner

Westlake BioPartners GP I, LLC · CIK 0002007650 · 10% owner

Westlake BioPartners Opportunity Fund I, L.P. · CIK 0001811946 · 10% owner

Westlake BioPartners Opportunity GP I, LLC · CIK 0001811945 · 10% owner

Harper Sean E · CIK 0001541946 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 735,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: Shares held directly by Westlake BioPartners Opportunity Fund I, L.P. ("Westlake Opportunity"). The general partner of Westlake Opportunity is Westlake BioPartners Opportunity GP I, LLC ("Westlake Opportunity GP I"). The voting and dispositive control over Westlake Opportunity GP I is shared by the managing directors of Westlake Opportunity GP I, Beth Seidenberg and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake Opportunity except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:35 UTC
Harper Sean E10% owner
ConversionSeries B Redeemable Convertible Preferred Stock · Derivative 4,006,624 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024091 · tm246188-1_4seq1.xml · derivative · entry 5

Westlake BioPartners Fund I, L.P. · CIK 0001749591 · 10% owner

Westlake BioPartners GP I, LLC · CIK 0002007650 · 10% owner

Westlake BioPartners Opportunity Fund I, L.P. · CIK 0001811946 · 10% owner

Westlake BioPartners Opportunity GP I, LLC · CIK 0001811945 · 10% owner

Harper Sean E · CIK 0001541946 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 880,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held directly by Westlake BioPartners Fund I, L.P. ("Westlake I"). The general partner of Westlake I is Westlake BioPartners GP I, LLC ("Westlake GP I"). The voting and dispositive control over Westlake GP I is shared by the managing directors of Westlake GP I, Beth Seidenberg and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake I except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:35 UTC
Harper Sean E10% owner
ConversionSeries A-2 Redeemable Convertible Preferred Stock · Derivative 8,830,901 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024091 · tm246188-1_4seq1.xml · derivative · entry 4

Westlake BioPartners Fund I, L.P. · CIK 0001749591 · 10% owner

Westlake BioPartners GP I, LLC · CIK 0002007650 · 10% owner

Westlake BioPartners Opportunity Fund I, L.P. · CIK 0001811946 · 10% owner

Westlake BioPartners Opportunity GP I, LLC · CIK 0001811945 · 10% owner

Harper Sean E · CIK 0001541946 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,940,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held directly by Westlake BioPartners Fund I, L.P. ("Westlake I"). The general partner of Westlake I is Westlake BioPartners GP I, LLC ("Westlake GP I"). The voting and dispositive control over Westlake GP I is shared by the managing directors of Westlake GP I, Beth Seidenberg and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake I except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:35 UTC
Harper Sean E10% owner
ConversionSeries A-1 Redeemable Convertible Preferred Stock · Derivative 4,401,771 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024091 · tm246188-1_4seq1.xml · derivative · entry 3

Westlake BioPartners Fund I, L.P. · CIK 0001749591 · 10% owner

Westlake BioPartners GP I, LLC · CIK 0002007650 · 10% owner

Westlake BioPartners Opportunity Fund I, L.P. · CIK 0001811946 · 10% owner

Westlake BioPartners Opportunity GP I, LLC · CIK 0001811945 · 10% owner

Harper Sean E · CIK 0001541946 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 967,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held directly by Westlake BioPartners Fund I, L.P. ("Westlake I"). The general partner of Westlake I is Westlake BioPartners GP I, LLC ("Westlake GP I"). The voting and dispositive control over Westlake GP I is shared by the managing directors of Westlake GP I, Beth Seidenberg and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake I except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:35 UTC
Harper Sean E10% owner
ConversionCommon Stock 735,984 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-024091 · tm246188-1_4seq1.xml · nonDerivative · entry 2

Westlake BioPartners Fund I, L.P. · CIK 0001749591 · 10% owner

Westlake BioPartners GP I, LLC · CIK 0002007650 · 10% owner

Westlake BioPartners Opportunity Fund I, L.P. · CIK 0001811946 · 10% owner

Westlake BioPartners Opportunity GP I, LLC · CIK 0001811945 · 10% owner

Harper Sean E · CIK 0001541946 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 735,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F1 · price: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F3 · ownership.nature: Shares held directly by Westlake BioPartners Opportunity Fund I, L.P. ("Westlake Opportunity"). The general partner of Westlake Opportunity is Westlake BioPartners Opportunity GP I, LLC ("Westlake Opportunity GP I"). The voting and dispositive control over Westlake Opportunity GP I is shared by the managing directors of Westlake Opportunity GP I, Beth Seidenberg and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake Opportunity except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:35 UTC
Harper Sean E10% owner
ConversionCommon Stock 3,787,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-024091 · tm246188-1_4seq1.xml · nonDerivative · entry 1

Westlake BioPartners Fund I, L.P. · CIK 0001749591 · 10% owner

Westlake BioPartners GP I, LLC · CIK 0002007650 · 10% owner

Westlake BioPartners Opportunity Fund I, L.P. · CIK 0001811946 · 10% owner

Westlake BioPartners Opportunity GP I, LLC · CIK 0001811945 · 10% owner

Harper Sean E · CIK 0001541946 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,787,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F1 · price: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F2 · ownership.nature: Shares held directly by Westlake BioPartners Fund I, L.P. ("Westlake I"). The general partner of Westlake I is Westlake BioPartners GP I, LLC ("Westlake GP I"). The voting and dispositive control over Westlake GP I is shared by the managing directors of Westlake GP I, Beth Seidenberg and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake I except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 23:56 UTC
SEIDENBERG BETH CDirector · 10% owner
ConversionSeries B Redeemable Convertible Preferred Stock · Derivative 3,349,538 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015465 · ownership.xml · derivative · entry 6

SEIDENBERG BETH C · CIK 0001184592 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 735,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: Shares held directly by Westlake BioPartners Opportunity Fund I, L.P. ("Westlake Opportunity"). The general partner of Westlake Opportunity is Westlake BioPartners Opportunity GP I, LLC ("Westlake Opportunity GP I"). The voting and dispositive control over Westlake Opportunity GP I is shared by the managing directors of Westlake Opportunity GP I, the Reporting Person and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake Opportunity except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 23:56 UTC
SEIDENBERG BETH CDirector · 10% owner
ConversionSeries B Redeemable Convertible Preferred Stock · Derivative 4,006,624 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015465 · ownership.xml · derivative · entry 5

SEIDENBERG BETH C · CIK 0001184592 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 880,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held directly by Westlake BioPartners Fund I, L.P. ("Westlake I"). The general partner of Westlake I is Westlake BioPartners GP I, LLC ("Westlake GP I"). The voting and dispositive control over Westlake GP I is shared by the managing directors of Westlake GP I, the Reporting Person and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake I except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 23:56 UTC
SEIDENBERG BETH CDirector · 10% owner
ConversionSeries A-2 Redeemable Convertible Preferred Stock · Derivative 8,830,901 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015465 · ownership.xml · derivative · entry 4

SEIDENBERG BETH C · CIK 0001184592 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,940,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held directly by Westlake BioPartners Fund I, L.P. ("Westlake I"). The general partner of Westlake I is Westlake BioPartners GP I, LLC ("Westlake GP I"). The voting and dispositive control over Westlake GP I is shared by the managing directors of Westlake GP I, the Reporting Person and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake I except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 23:56 UTC
SEIDENBERG BETH CDirector · 10% owner
ConversionSeries A-1 Redeemable Convertible Preferred Stock · Derivative 4,401,771 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015465 · ownership.xml · derivative · entry 3

SEIDENBERG BETH C · CIK 0001184592 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 967,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F4 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held directly by Westlake BioPartners Fund I, L.P. ("Westlake I"). The general partner of Westlake I is Westlake BioPartners GP I, LLC ("Westlake GP I"). The voting and dispositive control over Westlake GP I is shared by the managing directors of Westlake GP I, the Reporting Person and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake I except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 23:56 UTC
SEIDENBERG BETH CDirector · 10% owner
ConversionCommon Stock 735,984 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-015465 · ownership.xml · nonDerivative · entry 2

SEIDENBERG BETH C · CIK 0001184592 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 735,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F1 · price: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F3 · ownership.nature: Shares held directly by Westlake BioPartners Opportunity Fund I, L.P. ("Westlake Opportunity"). The general partner of Westlake Opportunity is Westlake BioPartners Opportunity GP I, LLC ("Westlake Opportunity GP I"). The voting and dispositive control over Westlake Opportunity GP I is shared by the managing directors of Westlake Opportunity GP I, the Reporting Person and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake Opportunity except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 23:56 UTC
SEIDENBERG BETH CDirector · 10% owner
ConversionCommon Stock 3,787,940 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-015465 · ownership.xml · nonDerivative · entry 1

SEIDENBERG BETH C · CIK 0001184592 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,787,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F1 · price: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F2 · ownership.nature: Shares held directly by Westlake BioPartners Fund I, L.P. ("Westlake I"). The general partner of Westlake I is Westlake BioPartners GP I, LLC ("Westlake GP I"). The voting and dispositive control over Westlake GP I is shared by the managing directors of Westlake GP I, the Reporting Person and Sean Harper, none of whom has veto power, and each of whom disclaims beneficial ownership of the shares held by Westlake I except to the extent of such person's pecuniary interest therein, if any.

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February 12, 2024 Filed Feb 15, 2024 00:03 UTC
Cohen Fred EDirector · 10% owner
ConversionSeries B Redeemable Convertible Preferred Stock · Derivative 7,356,162 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015473 · ownership.xml · derivative · entry 4

Cohen Fred E · CIK 0001339358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,616,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F3 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F3 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held directly by Vida Ventures, LLC ("Vida"). Vida Ventures Advisors, LLC is the investment advisor to Vida. Dr. Arie Belldegrun, Leonard Potter and the Reporting Person are the managing members of Vida Ventures Advisors, LLC, and may be deemed to share voting and dispositive power over the shares held by Vida, but each disclaims beneficial ownership of the shares held by Vida except to the extent of such person's pecuniary interest therein, if any.

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February 12, 2024 Filed Feb 15, 2024 00:03 UTC
Cohen Fred EDirector · 10% owner
ConversionSeries A-2 Redeemable Convertible Preferred Stock · Derivative 8,830,901 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015473 · ownership.xml · derivative · entry 3

Cohen Fred E · CIK 0001339358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,940,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F3 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F3 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held directly by Vida Ventures, LLC ("Vida"). Vida Ventures Advisors, LLC is the investment advisor to Vida. Dr. Arie Belldegrun, Leonard Potter and the Reporting Person are the managing members of Vida Ventures Advisors, LLC, and may be deemed to share voting and dispositive power over the shares held by Vida, but each disclaims beneficial ownership of the shares held by Vida except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:03 UTC
Cohen Fred EDirector · 10% owner
ConversionSeries A-1 Redeemable Convertible Preferred Stock · Derivative 4,401,771 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-015473 · ownership.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 967,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F3 · derivative.exercise_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F3 · derivative.expiration_date: The Series A-1, Series A-2 and Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 1-for-4.5511 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held directly by Vida Ventures, LLC ("Vida"). Vida Ventures Advisors, LLC is the investment advisor to Vida. Dr. Arie Belldegrun, Leonard Potter and the Reporting Person are the managing members of Vida Ventures Advisors, LLC, and may be deemed to share voting and dispositive power over the shares held by Vida, but each disclaims beneficial ownership of the shares held by Vida except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 15, 2024 00:03 UTC
Cohen Fred EDirector · 10% owner
ConversionCommon Stock 4,523,924 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-015473 · ownership.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,523,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F1 · price: Represents shares of the Issuer's Common Stock received upon conversion of shares of the reported series of preferred stock on a 1-for-4.5511 basis without payment of further consideration.

F2 · ownership.nature: Shares held directly by Vida Ventures, LLC ("Vida"). Vida Ventures Advisors, LLC is the investment advisor to Vida. Dr. Arie Belldegrun, Leonard Potter and the Reporting Person are the managing members of Vida Ventures Advisors, LLC, and may be deemed to share voting and dispositive power over the shares held by Vida, but each disclaims beneficial ownership of the shares held by Vida except to the extent of such person's pecuniary interest therein, if any.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 22:48 UTC ConversionSeries B Convertible Preferred Stock · Derivative 7,746,139 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003026 · form4.xml · derivative · entry 4

GILEAD SCIENCES, INC. · CIK 0000882095 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,702,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-2 Convertible Preferred Stock and the Series B Convertible Preferred Stock converted into Kyverna Therapeutics, Inc. common stock on a 4.5511-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: The Series A-2 Convertible Preferred Stock and the Series B Convertible Preferred Stock converted into Kyverna Therapeutics, Inc. common stock on a 4.5511-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: The Series A-2 Convertible Preferred Stock and the Series B Convertible Preferred Stock converted into Kyverna Therapeutics, Inc. common stock on a 4.5511-for-1 basis and had no expiration date.

F2 · derivative.underlying_shares: Reflects a 1-for-4.5511 reverse stock split, which became effective on January 30, 2024.

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February 12, 2024 Filed Feb 13, 2024 22:48 UTC ConversionSeries A-2 Convertible Preferred Stock · Derivative 6,890,744 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003026 · form4.xml · derivative · entry 3

GILEAD SCIENCES, INC. · CIK 0000882095 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,514,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-2 Convertible Preferred Stock and the Series B Convertible Preferred Stock converted into Kyverna Therapeutics, Inc. common stock on a 4.5511-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: The Series A-2 Convertible Preferred Stock and the Series B Convertible Preferred Stock converted into Kyverna Therapeutics, Inc. common stock on a 4.5511-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: The Series A-2 Convertible Preferred Stock and the Series B Convertible Preferred Stock converted into Kyverna Therapeutics, Inc. common stock on a 4.5511-for-1 basis and had no expiration date.

F2 · derivative.underlying_shares: Reflects a 1-for-4.5511 reverse stock split, which became effective on January 30, 2024.

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February 12, 2024 Filed Feb 13, 2024 22:48 UTC PurchaseCommon Stock 910,000 $22.00 $20,020,000.00
Disclosure

SEC source: 0001062993-24-003026 · form4.xml · nonDerivative · entry 2

GILEAD SCIENCES, INC. · CIK 0000882095 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,126,119

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February 12, 2024 Filed Feb 13, 2024 22:48 UTC ConversionCommon Stock 3,216,119 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003026 · form4.xml · nonDerivative · entry 1

GILEAD SCIENCES, INC. · CIK 0000882095 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,216,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A-2 Convertible Preferred Stock and the Series B Convertible Preferred Stock converted into Kyverna Therapeutics, Inc. common stock on a 4.5511-for-1 basis and had no expiration date.

F2 · balance_after: Reflects a 1-for-4.5511 reverse stock split, which became effective on January 30, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.