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Nasdaq · USD

KYNB

KYNTRA BIO, INC.

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7431
SEC CIK
0000921299
Parsed reports
593

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2020 Filed Jun 9, 2020 00:34 UTC GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035158 · doc4.xml · nonDerivative · entry 1

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:33 UTC GrantStock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001209191-20-035157 · doc4.xml · derivative · entry 2

Rosenkranz Roberto Pedro · CIK 0001621332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2030-06-03

F2 · derivative.exercise_date: Options vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:33 UTC GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035157 · doc4.xml · nonDerivative · entry 1

Rosenkranz Roberto Pedro · CIK 0001621332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,100

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:32 UTC
RIGGS RORY BDirector
GrantStock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001209191-20-035155 · doc4.xml · derivative · entry 3

RIGGS RORY B · CIK 0001016835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2030-06-03

F3 · derivative.exercise_date: Options vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:32 UTC
RIGGS RORY BDirector
GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035155 · doc4.xml · nonDerivative · entry 1

RIGGS RORY B · CIK 0001016835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,050

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:31 UTC
Lema GeraldDirector
GrantStock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001209191-20-035154 · doc4.xml · derivative · entry 3

Lema Gerald · CIK 0001717617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2030-06-03

F2 · derivative.exercise_date: Options vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:31 UTC
Lema GeraldDirector
GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035154 · doc4.xml · nonDerivative · entry 1

Lema Gerald · CIK 0001717617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:30 UTC GrantStock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001209191-20-035153 · doc4.xml · derivative · entry 2

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2030-06-03

F2 · derivative.exercise_date: Options vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:30 UTC GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035153 · doc4.xml · nonDerivative · entry 1

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,100

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:28 UTC GrantStock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001209191-20-035152 · doc4.xml · derivative · entry 3

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2030-06-03

F2 · derivative.exercise_date: Options vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:28 UTC GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035152 · doc4.xml · nonDerivative · entry 1

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,164

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:27 UTC
Ho MaykinDirector
GrantStock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001209191-20-035150 · doc4.xml · derivative · entry 2

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2030-06-03

F2 · derivative.exercise_date: Options vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:27 UTC
Ho MaykinDirector
GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035150 · doc4.xml · nonDerivative · entry 1

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,255

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:26 UTC GrantStock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001209191-20-035148 · doc4.xml · derivative · entry 2

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2030-06-03

F2 · derivative.exercise_date: Options vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:26 UTC GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035148 · doc4.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,100

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:25 UTC GrantStock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001209191-20-035147 · doc4.xml · derivative · entry 2

EDWARDS JEFFREY L · CIK 0001190642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2030-06-03

F2 · derivative.exercise_date: Options vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:25 UTC GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035147 · doc4.xml · nonDerivative · entry 1

EDWARDS JEFFREY L · CIK 0001190642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,100

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:23 UTC GrantStock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001209191-20-035146 · doc4.xml · derivative · entry 2

Blaug Suzanne · CIK 0001778430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2030-06-03

F2 · derivative.exercise_date: Options vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:23 UTC GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035146 · doc4.xml · nonDerivative · entry 1

Blaug Suzanne · CIK 0001778430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,348

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 4, 2021 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 7,345 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · derivative · entry 13

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,719

Underlying: Common Stock · 7,345 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2018, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 6,215 $26.08 $162,087.20
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · nonDerivative · entry 10

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,013

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $25.71 to $26.525. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 830 $25.32 $21,015.60
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · nonDerivative · entry 9

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,228

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $24.71 to $25.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 300 $23.93 $7,179.00
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · nonDerivative · entry 8

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,058

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $23.50 to $24.42. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
Exercise / conversionCommon Stock 7,345 $25.40 $186,563.00
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · nonDerivative · entry 7

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-20-020706 · doc4.xml · derivative · entry 5

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-20-020706 · doc4.xml · derivative · entry 4

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:37 UTC SaleCommon Stock 18,000 $23.17 $417,074.40
Disclosure

SEC source: 0001209191-20-020706 · doc4.xml · nonDerivative · entry 2

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,464

F1 · price: The shares were sold at prices ranging from $22.67 to $23.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:37 UTC Exercise / conversionCommon Stock 18,000 $2.90 $52,200.00
Disclosure

SEC source: 0001209191-20-020706 · doc4.xml · nonDerivative · entry 1

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 400 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · derivative · entry 12

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,064

Underlying: Common Stock · 400 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2018, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 1,500 $25.68 $38,520.00
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · nonDerivative · entry 6

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,013

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $25.26 to $26.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 1,500 $24.56 $36,840.00
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · nonDerivative · entry 5

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,513

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $24.13 to $25.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 905 $23.69 $21,439.45
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · nonDerivative · entry 4

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,013

F3 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $23.10 to $24.07. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
Exercise / conversionCommon Stock 400 $25.40 $10,160.00
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · nonDerivative · entry 3

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:05 UTC
Yu K PeonyChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001209191-20-020123 · doc4.xml · derivative · entry 5

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2030-03-17

F4 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2021, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:05 UTC
Yu K PeonyChief Medical Officer
GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020123 · doc4.xml · nonDerivative · entry 3

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,541

F2 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2021, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:03 UTC
Kouchakji EliasSVP, Clinical Dev, Drug Safety
GrantStock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001209191-20-020121 · doc4.xml · derivative · entry 3

Kouchakji Elias · CIK 0001775259 · SVP, Clinical Dev, Drug Safety

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2030-03-17

F3 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests March 1, 2021, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:03 UTC
Kouchakji EliasSVP, Clinical Dev, Drug Safety
GrantCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020121 · doc4.xml · nonDerivative · entry 2

Kouchakji Elias · CIK 0001775259 · SVP, Clinical Dev, Drug Safety

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,191

F2 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2021, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:00 UTC
Cotroneo PatSVP, Finance and CFO
GrantStock Option (Right to Buy) · Derivative 66,250 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001209191-20-020120 · doc4.xml · derivative · entry 4

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,250

Underlying: Common Stock · 66,250 shares

Expires 2030-03-17

F4 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2021, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:00 UTC
Cotroneo PatSVP, Finance and CFO
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020120 · doc4.xml · nonDerivative · entry 3

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,466

F3 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2021, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
GrantStock Option (Right to Buy) · Derivative 66,250 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · derivative · entry 11

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,250

Underlying: Common Stock · 66,250 shares

Expires 2030-03-17

F10 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2021, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · nonDerivative · entry 2

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,518

F2 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2021, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Yu K PeonyChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $19.39 $0.00
Disclosure

SEC source: 0001209191-20-020123 · doc4.xml · derivative · entry 4

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 3,750 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

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March 16, 2020 Filed Mar 19, 2020 00:05 UTC
Yu K PeonyChief Medical Officer
Exercise / conversionCommon Stock 3,750 $19.39 $72,712.50
Disclosure

SEC source: 0001209191-20-020123 · doc4.xml · nonDerivative · entry 2

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 16, 2020 Filed Mar 19, 2020 00:00 UTC
Cotroneo PatSVP, Finance and CFO
SaleCommon Stock 9,239 $26.36 $243,540.04
Disclosure

SEC source: 0001209191-20-020120 · doc4.xml · nonDerivative · entry 2

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,466

F2 · shares: Shares sold pursuant to a 10b5-1 plan.

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March 06, 2020 Filed Mar 19, 2020 00:05 UTC
Yu K PeonyChief Medical Officer
Tax withholdingCommon Stock 9,826 $39.71 $390,190.46
Disclosure

SEC source: 0001209191-20-020123 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,791

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

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March 06, 2020 Filed Mar 19, 2020 00:03 UTC
Kouchakji EliasSVP, Clinical Dev, Drug Safety
Tax withholdingCommon Stock 6,525 $39.71 $259,107.75
Disclosure

SEC source: 0001209191-20-020121 · doc4.xml · nonDerivative · entry 1

Kouchakji Elias · CIK 0001775259 · SVP, Clinical Dev, Drug Safety

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,691

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

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March 06, 2020 Filed Mar 19, 2020 00:00 UTC
Cotroneo PatSVP, Finance and CFO
Tax withholdingCommon Stock 4,881 $39.71 $193,824.51
Disclosure

SEC source: 0001209191-20-020120 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,705

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

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March 06, 2020 Filed Mar 19, 2020 23:55 UTC
Chung ChristineSVP, China Operations
Tax withholdingCommon Stock 10,126 $39.71 $402,103.46
Disclosure

SEC source: 0001209191-20-020354 · doc4.xml · nonDerivative · entry 1

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,518

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

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February 12, 2020 Filed Feb 13, 2020 22:36 UTC
Chung ChristineSVP, China Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-20-009365 · doc4.xml · derivative · entry 7

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,464

Underlying: Common Stock · 5,625 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vested on March 1, 2018, and the remainder vested in equal amounts quarterly thereafter for the following three years.

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February 12, 2020 Filed Feb 13, 2020 22:36 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 600 $46.28 $27,768.00
Disclosure

SEC source: 0001209191-20-009365 · doc4.xml · nonDerivative · entry 5

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,644

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $46.22 to $46.435. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.