Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2016 Filed Nov 9, 2016 01:03 UTC |
Yu K PeonyChief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,700 | $0.00 Strike: $5.95 | $0.00 |
DisclosureSEC source: 0001209191-16-148950 · doc4.xml · derivative · entry 4 Yu K Peony · CIK 0001621328 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 2,700 shares Expires 2022-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 01:03 UTC |
Yu K PeonyChief Medical Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001209191-16-148950 · doc4.xml · derivative · entry 3 Yu K Peony · CIK 0001621328 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2021-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 01:03 UTC |
Yu K PeonyChief Medical Officer
|
Exercise / conversionCommon Stock | 2,700 | $5.95 | $16,065.00 |
DisclosureSEC source: 0001209191-16-148950 · doc4.xml · nonDerivative · entry 2 Yu K Peony · CIK 0001621328 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 01:03 UTC |
Yu K PeonyChief Medical Officer
|
Exercise / conversionCommon Stock | 2,000 | $3.50 | $7,000.00 |
DisclosureSEC source: 0001209191-16-148950 · doc4.xml · nonDerivative · entry 1 Yu K Peony · CIK 0001621328 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 01:15 UTC |
Cotroneo PatVP, Finance and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,643 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001209191-16-148767 · doc4.xml · derivative · entry 2 Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,357 Underlying: Common Stock · 1,643 shares Expires 2020-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 01:15 UTC |
Cotroneo PatVP, Finance and CFO
|
Exercise / conversionCommon Stock | 1,643 | $2.90 | $4,764.70 |
DisclosureSEC source: 0001209191-16-148767 · doc4.xml · nonDerivative · entry 1 Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 23:58 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-147741 · doc4.xml · derivative · entry 9 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,726 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 23:58 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 18,899 | $16.84 | $318,259.16 |
DisclosureSEC source: 0001209191-16-147741 · doc4.xml · nonDerivative · entry 4 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,327,164 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F3 · price: The shares were sold at prices ranging from $16.55 to $17.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 23:58 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 14,091 | $4.03 | $56,716.28 |
DisclosureSEC source: 0001209191-16-147741 · doc4.xml · nonDerivative · entry 3 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:58 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-147741 · doc4.xml · derivative · entry 8 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,817 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:58 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 18,899 | $16.67 | $315,046.33 |
DisclosureSEC source: 0001209191-16-147741 · doc4.xml · nonDerivative · entry 2 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,331,972 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $16.40 to $17.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 23:58 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 14,091 | $4.03 | $56,716.28 |
DisclosureSEC source: 0001209191-16-147741 · doc4.xml · nonDerivative · entry 1 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 01:00 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-146412 · doc4.xml · derivative · entry 9 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,908 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 01:00 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 18,899 | $17.56 | $331,866.44 |
DisclosureSEC source: 0001209191-16-146412 · doc4.xml · nonDerivative · entry 4 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,336,780 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F3 · price: The shares were sold at prices ranging from $17.35 to $17.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 01:00 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 14,091 | $4.03 | $56,716.28 |
DisclosureSEC source: 0001209191-16-146412 · doc4.xml · nonDerivative · entry 3 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,355,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 01:00 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-146412 · doc4.xml · derivative · entry 8 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,999 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 01:00 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 18,899 | $17.94 | $339,048.06 |
DisclosureSEC source: 0001209191-16-146412 · doc4.xml · nonDerivative · entry 2 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,341,588 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $17.75 to $18.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 01:00 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 14,091 | $4.03 | $56,716.28 |
DisclosureSEC source: 0001209191-16-146412 · doc4.xml · nonDerivative · entry 1 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,360,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 23:18 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-145148 · doc4.xml · derivative · entry 9 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,090 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 23:18 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 18,899 | $20.67 | $390,642.33 |
DisclosureSEC source: 0001209191-16-145148 · doc4.xml · nonDerivative · entry 4 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346,396 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F3 · price: The shares were sold at prices ranging from $20.35 to $20.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 23:18 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 14,091 | $4.03 | $56,716.28 |
DisclosureSEC source: 0001209191-16-145148 · doc4.xml · nonDerivative · entry 3 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,365,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:18 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-145148 · doc4.xml · derivative · entry 8 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,181 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:18 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 18,899 | $20.55 | $388,374.45 |
DisclosureSEC source: 0001209191-16-145148 · doc4.xml · nonDerivative · entry 2 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,351,204 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $20.16 to $20.86. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:18 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 14,091 | $4.03 | $56,716.28 |
DisclosureSEC source: 0001209191-16-145148 · doc4.xml · nonDerivative · entry 1 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 23:53 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-142553 · doc4.xml · derivative · entry 9 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,272 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 23:53 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 18,899 | $21.52 | $406,706.48 |
DisclosureSEC source: 0001209191-16-142553 · doc4.xml · nonDerivative · entry 4 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356,012 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F3 · price: The shares were sold at prices ranging from $21.02 to $21.91. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 23:53 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 14,091 | $4.03 | $56,716.28 |
DisclosureSEC source: 0001209191-16-142553 · doc4.xml · nonDerivative · entry 3 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,374,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 23:53 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-142553 · doc4.xml · derivative · entry 8 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,363 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 23:53 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 18,899 | $21.80 | $411,998.20 |
DisclosureSEC source: 0001209191-16-142553 · doc4.xml · nonDerivative · entry 2 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,360,820 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $21.30 to $22.16. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 23:53 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 14,091 | $4.03 | $56,716.28 |
DisclosureSEC source: 0001209191-16-142553 · doc4.xml · nonDerivative · entry 1 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,379,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 22:51 UTC |
Yu K PeonyChief Medical Officer
|
SaleCommon Stock | 2,345 | $18.66 | $43,757.70 |
DisclosureSEC source: 0001209191-16-141653 · doc4.xml · nonDerivative · entry 1 Yu K Peony · CIK 0001621328 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,502 F1 · shares: Shares sold pursuant to a 10b5-1 plan. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 22:33 UTC |
Cotroneo PatVP, Finance and CFO
|
SaleCommon Stock | 2,345 | $18.22 | $42,725.90 |
DisclosureSEC source: 0001209191-16-141466 · doc4.xml · nonDerivative · entry 1 Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,359 F1 · shares: Shares sold pursuant to a 10b5-1 plan. Read SEC document |
| September 09, 2016 Filed Sep 9, 2016 23:45 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-140848 · doc4.xml · derivative · entry 9 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,454 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| September 09, 2016 Filed Sep 9, 2016 23:45 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 18,899 | $18.83 | $355,868.17 |
DisclosureSEC source: 0001209191-16-140848 · doc4.xml · nonDerivative · entry 4 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,365,628 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F3 · price: The shares were sold at prices ranging from $18.31 to $19.11. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 09, 2016 Filed Sep 9, 2016 23:45 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 14,091 | $4.03 | $56,716.28 |
DisclosureSEC source: 0001209191-16-140848 · doc4.xml · nonDerivative · entry 3 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,384,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 23:45 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-140848 · doc4.xml · derivative · entry 8 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,545 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 23:45 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
SaleCommon Stock | 18,899 | $19.14 | $361,726.86 |
DisclosureSEC source: 0001209191-16-140848 · doc4.xml · nonDerivative · entry 2 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370,436 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $18.80 to $19.32. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 23:45 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionCommon Stock | 14,091 | $4.03 | $56,716.28 |
DisclosureSEC source: 0001209191-16-140848 · doc4.xml · nonDerivative · entry 1 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,389,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2015 Filed Nov 30, 2016 23:40 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-152551 · doc4.xml · derivative · entry 8 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,453 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| November 16, 2015 Filed Nov 18, 2016 22:10 UTC |
Neff Thomas BDirector · Chief Executive Officer · 10% owner
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,091 | $0.00 Strike: $4.03 | $0.00 |
DisclosureSEC source: 0001209191-16-151277 · doc4.xml · derivative · entry 8 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,635 Underlying: Common Stock · 14,091 shares Expires 2017-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested. Read SEC document |
| March 14, 2015 Filed Mar 16, 2018 00:11 UTC |
Cotroneo PatVP, Finance and CFO
|
GrantCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020023 · doc4.xml · nonDerivative · entry 2 Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,334 F3 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2019, and the remainder vests in equal amounts quarterly thereafter for the following three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.