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Nasdaq · USD

KYNB

KYNTRA BIO, INC.

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7431
SEC CIK
0000921299
Parsed reports
593

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2017 Filed Jan 13, 2017 22:27 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 9,700 $23.77 $230,569.00
Disclosure

SEC source: 0001209191-17-003732 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283,592

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $23.45 to $24.35. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 22:27 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-17-003732 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,293,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 22:29 UTC
Cotroneo PatVP, Finance and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001209191-17-003733 · doc4.xml · derivative · entry 3

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 6,500 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 22:29 UTC
Cotroneo PatVP, Finance and CFO
SaleCommon Stock 6,500 $24.00 $156,000.00
Disclosure

SEC source: 0001209191-17-003733 · doc4.xml · nonDerivative · entry 2

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,248

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 22:29 UTC
Cotroneo PatVP, Finance and CFO
Exercise / conversionCommon Stock 6,500 $2.35 $15,275.00
Disclosure

SEC source: 0001209191-17-003733 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 22:27 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-17-003732 · doc4.xml · derivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,065

Underlying: Common Stock · 14,091 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 22:27 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 8,499 $23.90 $203,126.10
Disclosure

SEC source: 0001209191-17-003732 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,279,201

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $23.75 to $24.125. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 22:27 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 10,400 $23.18 $241,072.00
Disclosure

SEC source: 0001209191-17-003732 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287,700

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $22.75 to $23.70. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 22:27 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-17-003732 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,298,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 23:12 UTC
Yu K PeonyChief Medical Officer
SaleCommon Stock 5,000 $23.56 $117,800.00
Disclosure

SEC source: 0001209191-17-003557 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,448

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $23.10 to $23.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 23:09 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 14,089 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-16-157038 · doc4.xml · derivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,089 shares

Expires 2017-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 23:09 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 18,899 $20.69 $391,020.31
Disclosure

SEC source: 0001209191-16-157038 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,284,009

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $20.20 to $20.875. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 23:09 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,089 $4.03 $56,708.23
Disclosure

SEC source: 0001209191-16-157038 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,302,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 23:09 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-16-157038 · doc4.xml · derivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,089

Underlying: Common Stock · 14,091 shares

Expires 2017-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 23:09 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 18,899 $20.79 $392,910.21
Disclosure

SEC source: 0001209191-16-157038 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288,819

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $20.35 to $21.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 23:09 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-16-157038 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2016 Filed Feb 23, 2018 21:17 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 24,844 $4.03 $99,997.10
Disclosure

SEC source: 0001140361-18-009846 · form4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,945,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2016 Filed Apr 13, 2018 21:53 UTC Amendment
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 24,844 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-18-024864 · doc4a.xml · derivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,844 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
December 16, 2016 Filed Dec 16, 2016 23:54 UTC
RIGGS RORY BDirector
SaleCommon Stock 20,000 $20.87 $417,310.00
Disclosure

SEC source: 0001209191-16-155725 · doc4.xml · nonDerivative · entry 1

RIGGS RORY B · CIK 0001016835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,200

F1 · price: The shares were sold at prices ranging from $20.7334 to $21.1466. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2016 Filed Feb 11, 2017 00:32 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009783 · doc5.xml · nonDerivative · entry 1

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,564

Read SEC document
December 14, 2016 Filed Dec 16, 2016 23:52 UTC
Yu K PeonyChief Medical Officer
SaleCommon Stock 2,344 $20.65 $48,403.60
Disclosure

SEC source: 0001209191-16-155724 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,448

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 01:00 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-16-155263 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,180

Underlying: Common Stock · 14,091 shares

Expires 2017-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 01:00 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,125 $21.46 $45,602.50
Disclosure

SEC source: 0001209191-16-155263 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,293,627

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $21.40 to $21.60. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 01:00 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 16,774 $20.94 $351,247.56
Disclosure

SEC source: 0001209191-16-155263 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,295,752

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $20.45 to $21.35. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 01:00 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-16-155263 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 01:00 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-16-155263 · doc4.xml · derivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,271

Underlying: Common Stock · 14,091 shares

Expires 2017-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 01:00 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 900 $22.11 $19,899.00
Disclosure

SEC source: 0001209191-16-155263 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,298,435

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $22.05 to $22.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 01:00 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 17,999 $21.45 $386,078.55
Disclosure

SEC source: 0001209191-16-155263 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,299,335

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $21.05 to $22.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 01:00 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-16-155263 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 15, 2016 01:01 UTC
Cotroneo PatVP, Finance and CFO
SaleCommon Stock 2,344 $22.05 $51,685.20
Disclosure

SEC source: 0001209191-16-155264 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,248

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
December 01, 2016 Filed Dec 3, 2016 01:46 UTC
Yu K PeonyChief Medical Officer
Tax withholdingCommon Stock 1,410 $20.55 $28,975.50
Disclosure

SEC source: 0001209191-16-153186 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,792

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 01, 2016 Filed Dec 3, 2016 01:43 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 4,689 $20.55 $96,358.95
Disclosure

SEC source: 0001209191-16-153185 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,303,243

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 01, 2016 Filed Dec 3, 2016 01:42 UTC
Cotroneo PatVP, Finance and CFO
Tax withholdingCommon Stock 1,410 $20.55 $28,975.50
Disclosure

SEC source: 0001209191-16-153184 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,592

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 23:40 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-16-152551 · doc4.xml · derivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,362

Underlying: Common Stock · 14,091 shares

Expires 2017-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 23:40 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 18,899 $22.86 $432,031.14
Disclosure

SEC source: 0001209191-16-152551 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307,932

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $22.50 to $23.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 23:40 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-16-152551 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 23:40 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 18,899 $22.74 $429,763.26
Disclosure

SEC source: 0001209191-16-152551 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312,740

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $22.60 to $23.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 23:40 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-16-152551 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 00:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-16-151318 · doc4.xml · derivative · entry 8

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 00:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-16-151318 · doc4.xml · derivative · entry 7

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2017-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 00:11 UTC SaleCommon Stock 13,000 $22.47 $292,132.10
Disclosure

SEC source: 0001209191-16-151318 · doc4.xml · nonDerivative · entry 4

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,564

F2 · price: The shares were sold at prices ranging from $22.35 to $22.75. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 18, 2016 Filed Nov 19, 2016 00:11 UTC Exercise / conversionCommon Stock 13,000 $4.03 $52,325.00
Disclosure

SEC source: 0001209191-16-151318 · doc4.xml · nonDerivative · entry 3

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2016 Filed Nov 19, 2016 00:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-16-151318 · doc4.xml · derivative · entry 6

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 5,000 shares

Expires 2017-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

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November 17, 2016 Filed Nov 19, 2016 00:11 UTC SaleCommon Stock 5,000 $22.21 $111,028.00
Disclosure

SEC source: 0001209191-16-151318 · doc4.xml · nonDerivative · entry 2

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,564

F1 · price: The shares were sold at prices ranging from $22.10 to $22.30. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 17, 2016 Filed Nov 19, 2016 00:11 UTC Exercise / conversionCommon Stock 5,000 $4.03 $20,125.00
Disclosure

SEC source: 0001209191-16-151318 · doc4.xml · nonDerivative · entry 1

KEARNS THOMAS F JR · CIK 0001189184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2016 Filed Nov 18, 2016 22:10 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-16-151277 · doc4.xml · derivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,544

Underlying: Common Stock · 14,091 shares

Expires 2017-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

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November 17, 2016 Filed Nov 18, 2016 22:10 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 18,899 $22.22 $419,935.78
Disclosure

SEC source: 0001209191-16-151277 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317,548

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $21.85 to $22.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 17, 2016 Filed Nov 18, 2016 22:10 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-16-151277 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,336,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 16, 2016 Filed Nov 18, 2016 22:10 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 18,899 $22.36 $422,581.64
Disclosure

SEC source: 0001209191-16-151277 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,322,356

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $21.80 to $22.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 16, 2016 Filed Nov 18, 2016 22:10 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-16-151277 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,341,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.