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Nasdaq · USD

KYNB

KYNTRA BIO, INC.

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7431
SEC CIK
0000921299
Parsed reports
593

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2017 Filed Mar 16, 2017 23:29 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,900 $25.07 $473,823.00
Disclosure

SEC source: 0001209191-17-021206 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,327,041

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $24.55 to $25.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 23:29 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,858 $4.03 $43,703.45
Disclosure

SEC source: 0001209191-17-021206 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,345,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2017 Filed Feb 15, 2018 01:06 UTC SaleCommon Stock 2,000 $25.20 $50,400.00
Disclosure

SEC source: 0001209191-18-010199 · doc5.xml · nonDerivative · entry 1

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:31 UTC
Yu K PeonyChief Medical Officer
SaleCommon Stock 3,200 $25.80 $82,560.00
Disclosure

SEC source: 0001209191-17-021207 · doc4.xml · nonDerivative · entry 2

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,046

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $25.50 to $26.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:31 UTC
Yu K PeonyChief Medical Officer
SaleCommon Stock 4,651 $25.13 $116,898.23
Disclosure

SEC source: 0001209191-17-021207 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,246

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $24.9125 to $25.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:29 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,858 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-17-021206 · doc4.xml · derivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,952

Underlying: Common Stock · 10,858 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:29 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 418 $25.02 $10,458.36
Disclosure

SEC source: 0001209191-17-021206 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 143,816

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $24.75 to $25.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:29 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 500 $25.79 $12,895.00
Disclosure

SEC source: 0001209191-17-021206 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335,083

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $25.70 to $25.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:29 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,400 $25.04 $460,736.00
Disclosure

SEC source: 0001209191-17-021206 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335,583

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $24.70 to $25.65. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:29 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,858 $4.03 $43,703.45
Disclosure

SEC source: 0001209191-17-021206 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,353,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 23:43 UTC
Cotroneo PatVP, Finance and CFO
SaleCommon Stock 7,851 $25.30 $198,630.30
Disclosure

SEC source: 0001209191-17-020662 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,905

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 01:34 UTC
Yu K PeonyChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-17-019467 · doc4.xml · derivative · entry 3

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2027-03-08

F3 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2018, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 01:34 UTC
Yu K PeonyChief Medical Officer
GrantCommon Stock 41,176 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019467 · doc4.xml · nonDerivative · entry 2

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,897

F2 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2018, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 01:31 UTC
Neff Thomas BDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 172,800 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-17-019466 · doc4.xml · derivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,800

Underlying: Common Stock · 172,800 shares

Expires 2027-03-08

F4 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2018, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 01:31 UTC
Neff Thomas BDirector · Chief Executive Officer
GrantCommon Stock 105,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019466 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,343,125

F2 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2018, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 01:29 UTC
Cotroneo PatVP, Finance and CFO
GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $25.40 $0.00
Disclosure

SEC source: 0001209191-17-019465 · doc4.xml · derivative · entry 3

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2027-03-08

F3 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2018, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 01:29 UTC
Cotroneo PatVP, Finance and CFO
GrantCommon Stock 38,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019465 · doc4.xml · nonDerivative · entry 2

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,756

F2 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2018, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 01:34 UTC
Yu K PeonyChief Medical Officer
Tax withholdingCommon Stock 4,727 $25.35 $119,829.45
Disclosure

SEC source: 0001209191-17-019467 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,721

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 01:31 UTC
Neff Thomas BDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,736 $25.35 $449,607.60
Disclosure

SEC source: 0001209191-17-019466 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,237,425

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 01:29 UTC
Cotroneo PatVP, Finance and CFO
Tax withholdingCommon Stock 4,727 $25.35 $119,829.45
Disclosure

SEC source: 0001209191-17-019465 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,521

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 23:14 UTC
Cotroneo PatVP, Finance and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 5,600 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001209191-17-018468 · doc4.xml · derivative · entry 6

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 5,600 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 23:14 UTC
Cotroneo PatVP, Finance and CFO
SaleCommon Stock 5,600 $26.00 $145,600.00
Disclosure

SEC source: 0001209191-17-018468 · doc4.xml · nonDerivative · entry 4

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,248

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 23:14 UTC
Cotroneo PatVP, Finance and CFO
Exercise / conversionCommon Stock 5,600 $2.35 $13,160.00
Disclosure

SEC source: 0001209191-17-018468 · doc4.xml · nonDerivative · entry 3

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 6, 2017 23:14 UTC
Cotroneo PatVP, Finance and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 900 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001209191-17-018468 · doc4.xml · derivative · entry 5

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

Underlying: Common Stock · 900 shares

Expires 2018-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
March 01, 2017 Filed Mar 6, 2017 23:14 UTC
Cotroneo PatVP, Finance and CFO
SaleCommon Stock 900 $26.00 $23,400.00
Disclosure

SEC source: 0001209191-17-018468 · doc4.xml · nonDerivative · entry 2

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,248

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
March 01, 2017 Filed Mar 6, 2017 23:14 UTC
Cotroneo PatVP, Finance and CFO
Exercise / conversionCommon Stock 900 $2.35 $2,115.00
Disclosure

SEC source: 0001209191-17-018468 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · VP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 21:59 UTC SaleCommon Stock 2,000 $24.45 $48,900.00
Disclosure

SEC source: 0001209191-17-012205 · doc4.xml · nonDerivative · entry 1

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: Shares sold pursuant to a 10b5-1 Plan.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 00:59 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 18,900 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-17-011303 · doc4.xml · derivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,810

Underlying: Common Stock · 18,900 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 00:59 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 418 $23.89 $9,986.02
Disclosure

SEC source: 0001209191-17-011303 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 144,234

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $23.625 to $24.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 00:59 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,900 $23.90 $451,710.00
Disclosure

SEC source: 0001209191-17-011303 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255,161

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $23.60 to $24.225. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 00:59 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,900 $4.03 $76,072.50
Disclosure

SEC source: 0001209191-17-011303 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,274,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 00:59 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 18,900 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-17-011303 · doc4.xml · derivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,710

Underlying: Common Stock · 18,900 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 00:59 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 418 $24.01 $10,036.18
Disclosure

SEC source: 0001209191-17-011303 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 144,652

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $23.90 to $24.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 00:59 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,900 $23.97 $453,033.00
Disclosure

SEC source: 0001209191-17-011303 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255,161

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $23.70 to $24.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 00:59 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,900 $4.03 $76,072.50
Disclosure

SEC source: 0001209191-17-011303 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,274,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2017 Filed Feb 11, 2017 00:24 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-17-009779 · doc4.xml · derivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,610

Underlying: Common Stock · 14,091 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
February 09, 2017 Filed Feb 11, 2017 00:24 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,899 $23.89 $451,497.11
Disclosure

SEC source: 0001209191-17-009779 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255,161

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $23.55 to $24.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2017 Filed Feb 11, 2017 00:24 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-17-009779 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,274,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 00:24 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-17-009779 · doc4.xml · derivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,701

Underlying: Common Stock · 14,091 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 00:24 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,899 $23.03 $435,243.97
Disclosure

SEC source: 0001209191-17-009779 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,259,969

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $22.70 to $23.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 00:24 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-17-009779 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,278,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 27, 2017 23:50 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-17-006048 · doc4.xml · derivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,792

Underlying: Common Stock · 14,091 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

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January 27, 2017 Filed Jan 27, 2017 23:50 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 18,899 $23.16 $437,700.84
Disclosure

SEC source: 0001209191-17-006048 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,264,777

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $22.90 to $23.55. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 27, 2017 Filed Jan 27, 2017 23:50 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-17-006048 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 23:50 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-17-006048 · doc4.xml · derivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,883

Underlying: Common Stock · 14,091 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 23:50 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 18,899 $23.42 $442,614.58
Disclosure

SEC source: 0001209191-17-006048 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,269,585

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $23.05 to $23.75. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 26, 2017 Filed Jan 27, 2017 23:50 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 14,091 $4.03 $56,716.28
Disclosure

SEC source: 0001209191-17-006048 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 19, 2017 Filed Jan 21, 2017 01:34 UTC SaleCommon Stock 2,000 $24.90 $49,800.00
Disclosure

SEC source: 0001209191-17-005002 · doc4.xml · nonDerivative · entry 1

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

F1 · kind: Shares sold pursuant to a 10b5-1 Plan.

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January 12, 2017 Filed Jan 13, 2017 22:27 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 14,091 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001209191-17-003732 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,974

Underlying: Common Stock · 14,091 shares

Expires 2017-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 22:27 UTC
Neff Thomas BDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 9,199 $24.65 $226,755.35
Disclosure

SEC source: 0001209191-17-003732 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,274,393

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $24.45 to $25.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.