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Nasdaq · USD

KYNB

KYNTRA BIO, INC.

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7431
SEC CIK
0000921299
Parsed reports
593

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,604,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,595

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 3,550 $52.42 $186,091.00
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,594,016

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $52.33 to $52.58. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 26,450 $51.93 $1,373,548.50
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597,566

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $51.335 to $52.325. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:48 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-003154 · doc4.xml · derivative · entry 3

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:48 UTC SaleCommon Stock 2,000 $45.90 $91,800.00
Disclosure

SEC source: 0001209191-19-003154 · doc4.xml · nonDerivative · entry 2

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,700

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 23:48 UTC Exercise / conversionCommon Stock 2,000 $2.90 $5,800.00
Disclosure

SEC source: 0001209191-19-003154 · doc4.xml · nonDerivative · entry 1

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 00:20 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,912 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,914

Underlying: Common Stock · 20,912 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 00:20 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 25,600 $45.05 $1,153,280.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,613,697

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $44.61 to $45.445. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 00:20 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stoc 4,400 $44.12 $194,128.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639,297

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $43.60 to $44.575. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 00:20 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 20,912 $3.60 $75,283.20
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,643,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,826

Underlying: Common Stock · 30,000 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 100 $45.75 $4,575.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,785

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 6,507 $44.84 $291,773.88
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,885

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $44.50 to $45.44. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 11,493 $44.12 $507,071.16
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,629,392

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $43.50 to $44.49. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 11,900 $43.08 $512,652.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640,885

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $42.50 to $43.475. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 30,000 $3.60 $108,000.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $9.78 $0.00
Disclosure

SEC source: 0001209191-18-063915 · doc4.xml · derivative · entry 3

Rosenkranz Roberto Pedro · CIK 0001621332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2023-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:22 UTC SaleCommon Stock 1,000 $41.00 $41,000.00
Disclosure

SEC source: 0001209191-18-063915 · doc4.xml · nonDerivative · entry 2

Rosenkranz Roberto Pedro · CIK 0001621332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,700

F1 · kind: Shares sold pursuant to a 10b5-1 Plan.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:22 UTC Exercise / conversionCommon Stock 1,000 $9.78 $9,775.00
Disclosure

SEC source: 0001209191-18-063915 · doc4.xml · nonDerivative · entry 1

Rosenkranz Roberto Pedro · CIK 0001621332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 21:20 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-18-063912 · doc4.xml · derivative · entry 4

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 21:20 UTC SaleCommon Stock 2,600 $41.56 $108,056.00
Disclosure

SEC source: 0001209191-18-063912 · doc4.xml · nonDerivative · entry 3

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,700

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $41.49 to $41.64. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 21:20 UTC SaleCommon Stock 1,400 $40.88 $57,232.00
Disclosure

SEC source: 0001209191-18-063912 · doc4.xml · nonDerivative · entry 2

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,300

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $40.47 to $41.39. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 21:20 UTC Exercise / conversionCommon Stock 4,000 $2.90 $11,600.00
Disclosure

SEC source: 0001209191-18-063912 · doc4.xml · nonDerivative · entry 1

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 21, 2018 01:34 UTC
Cotroneo PatSVP, Finance and CFO
SaleCommon Stock 3,330 $41.10 $136,863.00
Disclosure

SEC source: 0001209191-18-063782 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,004

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 01:05 UTC
Yu K PeonyChief Medical Officer
SaleCommon Stock 3,422 $38.58 $132,020.76
Disclosure

SEC source: 0001209191-18-063345 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,123

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,002 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · derivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,826

Underlying: Common Stock · 11,002 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,836 $40.91 $75,110.76
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 87,450

F2 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $40.50 to $41.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 9,227 $41.29 $380,982.83
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,785

F2 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $41.07 to $41.92. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,937 $40.75 $771,682.75
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632,012

F2 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $40.06 to $41.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,002 $3.60 $39,607.20
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC
Neff Thomas BDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,373 $40.93 $260,846.89
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639,947

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:42 UTC
Yu K PeonyChief Medical Officer
Tax withholdingCommon Stock 2,369 $40.93 $96,963.17
Disclosure

SEC source: 0001209191-18-061411 · doc4.xml · nonDerivative · entry 2

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,545

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:40 UTC
Cotroneo PatSVP, Finance and CFO
Tax withholdingCommon Stock 2,277 $40.93 $93,197.61
Disclosure

SEC source: 0001209191-18-061410 · doc4.xml · nonDerivative · entry 2

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,334

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 06, 2018 Filed Feb 8, 2019 00:54 UTC Amendment
Ho MaykinDirector
GrantStock Option (Right to Buy) · Derivative 3,008 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001209191-19-008296 · doc4a.xml · derivative · entry 3

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,008

Underlying: Common Stock · 3,008 shares

Expires 2028-12-06

F3 · derivative.exercise_date: Options vest on the earlier of June 6, 2019 or the date of next annual meeting of stockholders.

Read SEC document
December 06, 2018 Filed Feb 8, 2019 00:54 UTC Amendment
Ho MaykinDirector
GrantStock Option (Right to Buy) · Derivative 10,400 $0.00 Strike: $40.93 $0.00
Disclosure

SEC source: 0001209191-19-008296 · doc4a.xml · derivative · entry 2

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Underlying: Common Stock · 10,400 shares

Expires 2028-12-06

F2 · derivative.exercise_date: Option vests quarterly over three years from December 5, 2018.

Read SEC document
December 06, 2018 Filed Feb 8, 2019 00:54 UTC Amendment
Ho MaykinDirector
GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008296 · doc4a.xml · nonDerivative · entry 1

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,855

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 6, 2019 or the date of the next annual meeting of stockholders.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 23:51 UTC
Ho MaykinDirector
GrantStock Option (Right to Buy) · Derivative 3,008 $0.00 Strike: $41.34 $0.00
Disclosure

SEC source: 0001209191-18-061652 · doc4.xml · derivative · entry 3

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,008

Underlying: Common Stock · 3,008 shares

Expires 2028-12-05

F3 · derivative.exercise_date: Options vest on the earlier of June 6, 2019 or the date of next annual meeting of stockholders.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 23:51 UTC
Ho MaykinDirector
GrantStock Option (Right to Buy) · Derivative 10,400 $0.00 Strike: $41.34 $0.00
Disclosure

SEC source: 0001209191-18-061652 · doc4.xml · derivative · entry 2

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Underlying: Common Stock · 10,400 shares

Expires 2028-12-05

F2 · derivative.exercise_date: Option vests quarterly over three years from December 5, 2018.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 23:51 UTC
Ho MaykinDirector
GrantCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061652 · doc4.xml · nonDerivative · entry 1

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,855

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 6, 2019 or the date of the next annual meeting of stockholders.

Read SEC document
December 03, 2018 Filed Dec 7, 2018 01:45 UTC
Neff Thomas BDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,287 $43.93 $100,467.91
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646,320

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 03, 2018 Filed Dec 7, 2018 01:42 UTC
Yu K PeonyChief Medical Officer
Tax withholdingCommon Stock 993 $43.93 $43,622.49
Disclosure

SEC source: 0001209191-18-061411 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,914

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 03, 2018 Filed Dec 7, 2018 01:40 UTC
Cotroneo PatSVP, Finance and CFO
Tax withholdingCommon Stock 993 $43.93 $43,622.49
Disclosure

SEC source: 0001209191-18-061410 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,611

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

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November 21, 2018 Filed Nov 21, 2018 23:23 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,828

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

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November 21, 2018 Filed Nov 21, 2018 23:23 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 918 $39.47 $36,233.46
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 89,286

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $39.10 to $39.93. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 21, 2018 Filed Nov 21, 2018 23:23 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,900 $39.47 $745,983.00
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648,607

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $39.00 to $39.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 21, 2018 Filed Nov 21, 2018 23:23 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 23:23 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,147

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

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November 20, 2018 Filed Nov 21, 2018 23:23 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 100 $39.65 $3,965.00
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 90,204

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.