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Nasdaq · USD

KYNB

KYNTRA BIO, INC.

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7431
SEC CIK
0000921299
Parsed reports
593

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,100 $57.68 $63,448.00
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,601,172

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $57.50 to $57.88. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 7,836 $56.84 $445,398.24
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,602,272

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $56.50 to $57.49. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 9,464 $55.84 $528,469.76
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,610,108

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $55.50 to $56.47. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,619,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 7, 2019 00:10 UTC
Yu K PeonyChief Medical Officer
Tax withholdingCommon Stock 693 $58.69 $40,672.17
Disclosure

SEC source: 0001209191-19-017535 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,530

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
March 04, 2019 Filed Mar 7, 2019 00:08 UTC
Neff Thomas BDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,288 $58.69 $134,282.72
Disclosure

SEC source: 0001209191-19-017534 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,627,787

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
March 04, 2019 Filed Mar 7, 2019 00:07 UTC
Cotroneo PatSVP, Finance and CFO
Tax withholdingCommon Stock 693 $58.69 $40,672.17
Disclosure

SEC source: 0001209191-19-017533 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,411

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 23:05 UTC
Cotroneo PatSVP, Finance and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 14,787 $0.00 Strike: $29.66 $0.00
Disclosure

SEC source: 0001209191-19-015160 · doc4.xml · derivative · entry 3

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255

Underlying: Common Stock · 14,787 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 23:05 UTC
Cotroneo PatSVP, Finance and CFO
SaleCommon Stock 14,787 $60.08 $888,391.13
Disclosure

SEC source: 0001209191-19-015160 · doc4.xml · nonDerivative · entry 2

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,104

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $60.00 to $60.36. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 23:05 UTC
Cotroneo PatSVP, Finance and CFO
Exercise / conversionCommon Stock 14,787 $29.66 $438,582.42
Disclosure

SEC source: 0001209191-19-015160 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 418 $57.41 $23,997.38
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 78,270

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $57.35 to $57.51. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 500 $56.76 $28,380.00
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 78,688

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $56.29 to $57.21. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 9,850 $57.47 $566,079.50
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630,575

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $57.22 to $57.74. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 9,050 $56.71 $513,225.50
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640,425

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $56.22 to $57.20. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,649,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,319

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 918 $57.67 $52,941.06
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 79,188

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $57.34 to $57.88. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 800 $58.26 $46,608.00
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639,156

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $58.07 to $58.47. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,100 $57.69 $1,044,189.00
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639,956

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $57.34 to $57.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 19, 2019 Filed Feb 22, 2019 00:47 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-19-012324 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,658,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · derivative · entry 15

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,638

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 100 $57.68 $5,768.00
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 80,106

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 818 $56.79 $46,454.22
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 80,206

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $56.58 to $57.08. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 50 $57.68 $2,884.00
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647,737

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 13,593 $57.05 $775,480.65
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647,787

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $56.67 to $57.66. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 5,257 $56.54 $297,230.78
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661,380

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $55.67 to $56.66. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,666,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 9, 2019 00:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-008746 · doc4.xml · derivative · entry 3

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
February 07, 2019 Filed Feb 9, 2019 00:00 UTC SaleCommon Stock 2,000 $57.17 $114,340.00
Disclosure

SEC source: 0001209191-19-008746 · doc4.xml · nonDerivative · entry 2

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,700

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 07, 2019 Filed Feb 9, 2019 00:00 UTC Exercise / conversionCommon Stock 2,000 $2.90 $5,800.00
Disclosure

SEC source: 0001209191-19-008746 · doc4.xml · nonDerivative · entry 1

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · derivative · entry 14

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,957

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 487 $57.01 $27,763.87
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,024

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $56.94 to $57.17. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 3,847 $55.98 $215,355.06
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,511

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $55.54 to $56.32. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 5,013 $57.06 $286,041.78
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656,318

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $56.80 to $57.43. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 19,015 $55.94 $1,063,699.10
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661,331

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $55.48 to $56.44. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:02 UTC
Cotroneo PatSVP, Finance and CFO
GrantStock Option (Right to Buy) · Derivative 51,800 $0.00 Strike: $57.33 $0.00
Disclosure

SEC source: 0001209191-19-008267 · doc4.xml · derivative · entry 2

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,800

Underlying: Common Stock · 51,800 shares

Expires 2029-02-05

F2 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2020, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:02 UTC
Cotroneo PatSVP, Finance and CFO
GrantCommon Stock 31,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008267 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,104

F1 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2020, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:53 UTC
Yu K PeonyChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 55,200 $0.00 Strike: $57.33 $0.00
Disclosure

SEC source: 0001209191-19-008294 · doc4.xml · derivative · entry 3

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,200

Underlying: Common Stock · 55,200 shares

Expires 2029-02-05

F3 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2020, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:53 UTC
Yu K PeonyChief Medical Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008294 · doc4.xml · nonDerivative · entry 2

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,223

F2 · shares: Represents the grant of restricted stock units. Fifty percent of the restricted stock units vest on each of September 6, 2019 and March 6, 2020.

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February 05, 2019 Filed Feb 8, 2019 00:53 UTC
Yu K PeonyChief Medical Officer
GrantCommon Stock 33,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008294 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,223

F1 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2020, and the remainder vests in equal amounts quarterly thereafter for the following three years.

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February 05, 2019 Filed Feb 8, 2019 00:51 UTC
Neff Thomas BDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 156,100 $0.00 Strike: $57.33 $0.00
Disclosure

SEC source: 0001209191-19-008293 · doc4.xml · derivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,100

Underlying: Common Stock · 156,100 shares

Expires 2029-02-05

F3 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2020, and the remainder vests in equal amounts quarterly thereafter for the following three years.

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February 05, 2019 Filed Feb 8, 2019 00:51 UTC
Neff Thomas BDirector · Chief Executive Officer
GrantCommon Stock 93,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008293 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,670,027

F1 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2020, and the remainder vests in equal amounts quarterly thereafter for the following three years.

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January 23, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,276

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

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January 23, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,390 $52.59 $73,100.10
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Partnership

Disclosed balance after: 85,358

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $51.98 to $52.92. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 23, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 702 $51.83 $36,384.66
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 86,748

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $50.91 to $51.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 23, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 2,085 $52.93 $110,359.05
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576,427

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $52.86 to $53.105. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 23, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 12,975 $52.37 $679,500.75
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,578,512

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $51.86 to $52.855. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 23, 2019 Filed Jan 25, 2019 00:32 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stoc 12,848 $51.46 $661,158.08
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591,487

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $50.86 to $51.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.