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Nasdaq · USD

KYNB

KYNTRA BIO, INC.

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7431
SEC CIK
0000921299
Parsed reports
593

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2019 Filed Apr 10, 2019 23:41 UTC SaleCommon Stock 3,427 $52.95 $181,459.65
Disclosure

SEC source: 0001209191-19-024312 · doc4.xml · nonDerivative · entry 2

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,273

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $52.405 to $53.39. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 23:41 UTC Exercise / conversionCommon Stock 4,000 $2.90 $11,600.00
Disclosure

SEC source: 0001209191-19-024312 · doc4.xml · nonDerivative · entry 1

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · derivative · entry 15

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,714

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 100 $55.13 $5,513.00
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 69,762

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 200 $53.97 $10,794.00
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 69,862

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $53.80 to $54.17. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,118 $53.12 $59,388.16
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 70,062

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $52.77 to $53.57. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,800 $55.14 $99,252.00
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543,342

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $54.88 to $55.46. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 2,700 $54.24 $146,448.00
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545,142

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $53.80 to $54.78. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 13,900 $53.17 $739,063.00
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,547,842

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $52.79 to $53.74. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · derivative · entry 14

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,548

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,418 $54.60 $77,422.80
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 71,180

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $54.29 to $55.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 200 $55.24 $11,048.00
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,554,908

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $55.22 to $55.26. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,200 $54.63 $994,266.00
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,555,108

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $54.20 to $55.17. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 22:54 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,573,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 22:27 UTC
Routti JormaDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $19.05 $0.00
Disclosure

SEC source: 0001209191-19-021482 · doc4.xml · derivative · entry 6

Routti Jorma · CIK 0001621330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2026-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 22:27 UTC
Routti JormaDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $28.65 $0.00
Disclosure

SEC source: 0001209191-19-021482 · doc4.xml · derivative · entry 5

Routti Jorma · CIK 0001621330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 22:27 UTC
Routti JormaDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $18.34 $0.00
Disclosure

SEC source: 0001209191-19-021482 · doc4.xml · derivative · entry 4

Routti Jorma · CIK 0001621330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2025-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 22:27 UTC
Routti JormaDirector
Exercise / conversionCommon Stock 12,000 $19.05 $228,600.00
Disclosure

SEC source: 0001209191-19-021482 · doc4.xml · nonDerivative · entry 3

Routti Jorma · CIK 0001621330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 22:27 UTC
Routti JormaDirector
Exercise / conversionCommon Stock 12,000 $28.65 $343,800.00
Disclosure

SEC source: 0001209191-19-021482 · doc4.xml · nonDerivative · entry 2

Routti Jorma · CIK 0001621330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 22:27 UTC
Routti JormaDirector
Exercise / conversionCommon Stock 6,000 $18.34 $110,040.00
Disclosure

SEC source: 0001209191-19-021482 · doc4.xml · nonDerivative · entry 1

Routti Jorma · CIK 0001621330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,382

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,418 $55.83 $79,166.94
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 72,598

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $55.32 to $55.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 8,758 $55.85 $489,134.30
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,566,474

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $55.65 to $56.18. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 9,642 $55.37 $533,877.54
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,575,232

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $54.65 to $55.64. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,584,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,216

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 990 $55.83 $55,271.70
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 74,016

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $55.59 to $56.01. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 428 $55.09 $23,578.52
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 75,006

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $54.89 to $55.32. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 7,266 $55.83 $405,660.78
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,578,040

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $55.495 to $56.23. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 11,134 $55.14 $613,928.76
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,585,306

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $54.48 to $55.47. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:37 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-021059 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,596,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 22:47 UTC
Cotroneo PatSVP, Finance and CFO
SaleCommon Stock 7,665 $55.41 $424,717.65
Disclosure

SEC source: 0001209191-19-020671 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,504

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 22:11 UTC
Yu K PeonyChief Medical Officer
SaleCommon Stock 9,145 $56.30 $514,863.50
Disclosure

SEC source: 0001209191-19-019802 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,440

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-018278 · doc4.xml · derivative · entry 4

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:47 UTC SaleCommon Stock 380 $55.23 $20,987.40
Disclosure

SEC source: 0001209191-19-018278 · doc4.xml · nonDerivative · entry 3

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,700

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $55.05 to $55.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:47 UTC SaleCommon Stock 1,620 $54.62 $88,484.40
Disclosure

SEC source: 0001209191-19-018278 · doc4.xml · nonDerivative · entry 2

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,080

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $54.05 to $55.04. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:47 UTC Exercise / conversionCommon Stock 2,000 $2.90 $5,800.00
Disclosure

SEC source: 0001209191-19-018278 · doc4.xml · nonDerivative · entry 1

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · derivative · entry 15

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,050

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 100 $55.45 $5,545.00
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 75,434

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,318 $54.89 $72,345.02
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 75,534

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $54.42 to $55.22. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 07, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,200 $55.47 $66,564.00
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,589,606

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $55.32 to $55.64. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 07, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 17,200 $54.90 $944,280.00
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590,806

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $54.31 to $55.29. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,608,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 06, 2019 Filed Mar 7, 2019 00:10 UTC
Yu K PeonyChief Medical Officer
Tax withholdingCommon Stock 4,945 $55.58 $274,843.10
Disclosure

SEC source: 0001209191-19-017535 · doc4.xml · nonDerivative · entry 2

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,585

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

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March 06, 2019 Filed Mar 7, 2019 00:08 UTC
Neff Thomas BDirector · Chief Executive Officer
Tax withholdingCommon Stock 15,049 $55.58 $836,423.42
Disclosure

SEC source: 0001209191-19-017534 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,612,738

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

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March 06, 2019 Filed Mar 7, 2019 00:07 UTC
Cotroneo PatSVP, Finance and CFO
Tax withholdingCommon Stock 5,242 $55.58 $291,350.36
Disclosure

SEC source: 0001209191-19-017533 · doc4.xml · nonDerivative · entry 2

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,169

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

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March 06, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · derivative · entry 14

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,884

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 600 $56.86 $34,116.00
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 76,852

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $56.70 to $57.11. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:41 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 818 $55.81 $45,652.58
Disclosure

SEC source: 0001209191-19-018277 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 77,452

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $55.50 to $56.22. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.