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Nasdaq · USD

KYNB

KYNTRA BIO, INC.

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7431
SEC CIK
0000921299
Parsed reports
593

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
Mar 202600
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May 202620
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2019 Filed Jul 12, 2019 20:27 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-041936 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 20:23 UTC
Chung ChristineSVP, China Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $29.66 $0.00
Disclosure

SEC source: 0001209191-19-041933 · doc4.xml · derivative · entry 8

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,959

Underlying: Common Stock · 5,625 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 20:23 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 600 $45.14 $27,084.00
Disclosure

SEC source: 0001209191-19-041933 · doc4.xml · nonDerivative · entry 3

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,570

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $45.09 to $45.19. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 20:23 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 5,025 $44.75 $224,868.75
Disclosure

SEC source: 0001209191-19-041933 · doc4.xml · nonDerivative · entry 2

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,170

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $44.09 to $45.08. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 20:23 UTC
Chung ChristineSVP, China Operations
Exercise / conversionCommon Stock 5,625 $29.66 $166,837.50
Disclosure

SEC source: 0001209191-19-041933 · doc4.xml · nonDerivative · entry 1

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2019 Filed Jul 11, 2019 00:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-19-041757 · doc4.xml · derivative · entry 4

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
July 08, 2019 Filed Jul 11, 2019 00:18 UTC SaleCommon Stock 1,400 $43.40 $60,760.00
Disclosure

SEC source: 0001209191-19-041757 · doc4.xml · nonDerivative · entry 3

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,400

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $43.13 to $44.07. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 08, 2019 Filed Jul 11, 2019 00:18 UTC SaleCommon Stock 4,600 $42.35 $194,810.00
Disclosure

SEC source: 0001209191-19-041757 · doc4.xml · nonDerivative · entry 2

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,800

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $42.00 to $43.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 08, 2019 Filed Jul 11, 2019 00:18 UTC Exercise / conversionCommon Stock 6,000 $3.50 $21,000.00
Disclosure

SEC source: 0001209191-19-041757 · doc4.xml · nonDerivative · entry 1

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 3, 2019 00:11 UTC
Kouchakji EliasSVP, Clinical Dev, Drug Safety
SaleCommon Stock 2,873 $45.00 $129,285.00
Disclosure

SEC source: 0001209191-19-040581 · doc4.xml · nonDerivative · entry 1

Kouchakji Elias · CIK 0001775259 · SVP, Clinical Dev, Drug Safety

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,199

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:47 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,374

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 100 $45.45 $4,545.00
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 55,582

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,318 $44.23 $58,295.14
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 55,682

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $44.02 to $44.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 2,200 $45.22 $99,484.00
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,419,140

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $44.92 to $45.48. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 16,200 $44.28 $717,336.00
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,421,340

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $43.92 to $44.865. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:47 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 22:15 UTC
Chung ChristineSVP, China Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $29.66 $0.00
Disclosure

SEC source: 0001209191-19-038293 · doc4.xml · derivative · entry 6

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,584

Underlying: Common Stock · 5,625 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 22:15 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 5,625 $44.02 $247,612.50
Disclosure

SEC source: 0001209191-19-038293 · doc4.xml · nonDerivative · entry 4

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,570

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $43.60 to $44.60. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 22:15 UTC
Chung ChristineSVP, China Operations
Exercise / conversionCommon Stock 5,625 $29.66 $166,837.50
Disclosure

SEC source: 0001209191-19-038293 · doc4.xml · nonDerivative · entry 3

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:47 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,208

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 1,418 $43.99 $62,377.82
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 57,000

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $43.695 to $44.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:47 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 18,400 $44.02 $809,968.00
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430,706

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $43.60 to $44.60. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:47 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,449,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:19 UTC
Kouchakji EliasSVP, Clinical Dev, Drug Safety
Exercise / conversionStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001209191-19-038295 · doc4.xml · derivative · entry 2

Kouchakji Elias · CIK 0001775259 · SVP, Clinical Dev, Drug Safety

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,082

Underlying: Common Stock · 16,000 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:19 UTC
Kouchakji EliasSVP, Clinical Dev, Drug Safety
Exercise / conversionCommon Stock 16,000 $14.58 $233,200.00
Disclosure

SEC source: 0001209191-19-038295 · doc4.xml · nonDerivative · entry 1

Kouchakji Elias · CIK 0001775259 · SVP, Clinical Dev, Drug Safety

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:18 UTC
Cotroneo PatSVP, Finance and CFO
SaleCommon Stock 3,201 $43.12 $138,027.12
Disclosure

SEC source: 0001209191-19-038294 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,777

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:15 UTC
Chung ChristineSVP, China Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 2,120 $0.00 Strike: $29.66 $0.00
Disclosure

SEC source: 0001209191-19-038293 · doc4.xml · derivative · entry 5

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,209

Underlying: Common Stock · 2,120 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:15 UTC
Chung ChristineSVP, China Operations
SaleCommon Stock 5,625 $44.08 $247,950.00
Disclosure

SEC source: 0001209191-19-038293 · doc4.xml · nonDerivative · entry 2

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,570

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $43.81 to $44.28. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:15 UTC
Chung ChristineSVP, China Operations
Exercise / conversionCommon Stock 2,120 $29.66 $62,879.20
Disclosure

SEC source: 0001209191-19-038293 · doc4.xml · nonDerivative · entry 1

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2019 Filed Jun 14, 2019 22:55 UTC
Yu K PeonyChief Medical Officer
SaleCommon Stock 3,420 $40.96 $140,083.20
Disclosure

SEC source: 0001209191-19-037285 · doc4.xml · nonDerivative · entry 2

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,976

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 22:55 UTC
Yu K PeonyChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,698 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001209191-19-037285 · doc4.xml · derivative · entry 3

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657

Underlying: Common Stock · 10,698 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 22:55 UTC
Yu K PeonyChief Medical Officer
Exercise / conversionCommon Stock 10,698 $14.58 $155,923.35
Disclosure

SEC source: 0001209191-19-037285 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:24 UTC GrantStock Option (Right to Buy) · Derivative 10,400 $0.00 Strike: $39.94 $0.00
Disclosure

SEC source: 0001209191-19-036566 · doc4.xml · derivative · entry 3

Blaug Suzanne · CIK 0001778430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Underlying: Common Stock · 10,400 shares

Expires 2029-06-10

F3 · derivative.exercise_date: Option vests quarterly over three years from June 10, 2019.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:24 UTC GrantStock Option (Right to Buy) · Derivative 7,714 $0.00 Strike: $39.94 $0.00
Disclosure

SEC source: 0001209191-19-036566 · doc4.xml · derivative · entry 2

Blaug Suzanne · CIK 0001778430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,714

Underlying: Common Stock · 7,714 shares

Expires 2029-06-10

F2 · derivative.exercise_date: Options vest on the earlier of June 5, 2020 or the date of the next annual meeting of stockholders.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:24 UTC GrantCommon Stock 4,648 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036566 · doc4.xml · nonDerivative · entry 1

Blaug Suzanne · CIK 0001778430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,648

F1 · shares: Represents the grant of restricted stock units that vest on the earlier of June 5, 2020 or the date of the next annual meeting of stockholders.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:39 UTC
Yu K PeonyChief Medical Officer
Tax withholdingCommon Stock 3,360 $38.31 $128,721.60
Disclosure

SEC source: 0001209191-19-035681 · doc4.xml · nonDerivative · entry 1

Yu K Peony · CIK 0001621328 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,698

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

F2 · balance_after: Includes 618 shares acquired on May 15, 2019 through the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · derivative · entry 14

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,042

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 618 $38.20 $23,607.60
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 58,418

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $38.155 to $38.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 800 $37.77 $30,216.00
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 59,036

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $37.12 to $38.09. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC
Neff Thomas BDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,542 $38.31 $327,244.02
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442,272

F7 · kind: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 11,500 $38.16 $438,840.00
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450,814

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $37.945 to $38.49. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC
Neff Thomas BDirector · Chief Executive Officer
SaleCommon Stock 6,900 $37.57 $259,233.00
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462,314

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $36.935 to $37.93. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 06, 2019 Filed Jun 7, 2019 23:38 UTC
Neff Thomas BDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 06, 2019 Filed Jun 7, 2019 23:36 UTC
Kouchakji EliasSVP, Clinical Dev, Drug Safety
Tax withholdingCommon Stock 2,058 $38.31 $78,841.98
Disclosure

SEC source: 0001209191-19-035678 · doc4.xml · nonDerivative · entry 1

Kouchakji Elias · CIK 0001775259 · SVP, Clinical Dev, Drug Safety

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,072

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

F2 · balance_after: Includes 618 shares acquired on May 15, 2019 through the Issuer's Employee Stock Purchase Plan.

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June 06, 2019 Filed Jun 7, 2019 23:34 UTC
Cotroneo PatSVP, Finance and CFO
Tax withholdingCommon Stock 3,144 $38.31 $120,446.64
Disclosure

SEC source: 0001209191-19-035676 · doc4.xml · nonDerivative · entry 1

Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,978

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

F2 · balance_after: Includes 618 shares acquired on May 15, 2019 through the Issuer's Employee Stock Purchase Plan.

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June 06, 2019 Filed Jun 7, 2019 23:33 UTC
Chung ChristineSVP, China Operations
Tax withholdingCommon Stock 3,480 $38.31 $133,318.80
Disclosure

SEC source: 0001209191-19-035675 · doc4.xml · nonDerivative · entry 1

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,075

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

F2 · balance_after: Includes 618 shares acquired on May 15, 2019 through the Issuer's Employee Stock Purchase Plan.

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June 06, 2019 Filed Jun 7, 2019 23:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-035661 · doc4.xml · derivative · entry 6

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

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June 06, 2019 Filed Jun 7, 2019 23:16 UTC SaleCommon Stock 3,058 $38.49 $117,702.42
Disclosure

SEC source: 0001209191-19-035661 · doc4.xml · nonDerivative · entry 4

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,400

F2 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $38.18 to $39.01. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 06, 2019 Filed Jun 7, 2019 23:16 UTC SaleCommon Stock 2,942 $37.20 $109,442.40
Disclosure

SEC source: 0001209191-19-035661 · doc4.xml · nonDerivative · entry 3

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,458

F2 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $37.12 to $38.02. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 06, 2019 Filed Jun 7, 2019 23:16 UTC Exercise / conversionCommon Stock 6,000 $2.90 $17,400.00
Disclosure

SEC source: 0001209191-19-035661 · doc4.xml · nonDerivative · entry 2

Kurkijarvi Kalevi · CIK 0001621333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.