Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2019 Filed Nov 15, 2019 23:07 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 2,025 | $35.18 | $71,239.50 |
DisclosureSEC source: 0001209191-19-056806 · doc4.xml · nonDerivative · entry 6 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,628 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F4 · price: The shares were sold at prices ranging from $34.99 to $35.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:07 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 3,600 | $34.50 | $124,200.00 |
DisclosureSEC source: 0001209191-19-056806 · doc4.xml · nonDerivative · entry 5 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,653 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F3 · price: The shares were sold at prices ranging from $33.985 to $34.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:07 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionCommon Stock | 2,291 | $25.40 | $58,191.40 |
DisclosureSEC source: 0001209191-19-056806 · doc4.xml · nonDerivative · entry 4 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:07 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionCommon Stock | 3,334 | $19.39 | $64,646.26 |
DisclosureSEC source: 0001209191-19-056806 · doc4.xml · nonDerivative · entry 3 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 23:07 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,625 | $0.00 Strike: $19.39 | $0.00 |
DisclosureSEC source: 0001209191-19-056806 · doc4.xml · derivative · entry 7 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,334 Underlying: Common Stock · 5,625 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vested on March 1, 2017, and the remainder vest in equal amounts quarterly thereafter for the following three years. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 23:07 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 5,625 | $34.54 | $194,287.50 |
DisclosureSEC source: 0001209191-19-056806 · doc4.xml · nonDerivative · entry 2 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,628 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $34.20 to $34.98. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 23:07 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionCommon Stock | 5,625 | $19.39 | $109,068.75 |
DisclosureSEC source: 0001209191-19-056806 · doc4.xml · nonDerivative · entry 1 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 02:15 UTC |
Cotroneo PatSVP, Finance and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001209191-19-056233 · doc4.xml · derivative · entry 2 Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2020-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 02:15 UTC |
Cotroneo PatSVP, Finance and CFO
|
Exercise / conversionCommon Stock | 12,500 | $2.90 | $36,250.00 |
DisclosureSEC source: 0001209191-19-056233 · doc4.xml · nonDerivative · entry 1 Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 23:05 UTC |
Kurkijarvi KaleviDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $9.78 | $0.00 |
DisclosureSEC source: 0001209191-19-055866 · doc4.xml · derivative · entry 4 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2023-04-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 23:05 UTC |
Kurkijarvi KaleviDirector
|
SaleCommon Stock | 1,486 | $38.85 | $57,731.10 |
DisclosureSEC source: 0001209191-19-055866 · doc4.xml · nonDerivative · entry 3 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,400 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F3 · price: The shares were sold at prices ranging from $38.65 to $39.095. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 23:05 UTC |
Kurkijarvi KaleviDirector
|
SaleCommon Stock | 4,514 | $38.08 | $171,893.12 |
DisclosureSEC source: 0001209191-19-055866 · doc4.xml · nonDerivative · entry 2 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,886 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $37.655 to $38.63. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 23:05 UTC |
Kurkijarvi KaleviDirector
|
Exercise / conversionCommon Stock | 6,000 | $9.78 | $58,650.00 |
DisclosureSEC source: 0001209191-19-055866 · doc4.xml · nonDerivative · entry 1 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 23:57 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,625 | $0.00 Strike: $19.39 | $0.00 |
DisclosureSEC source: 0001209191-19-052982 · doc4.xml · derivative · entry 7 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,959 Underlying: Common Stock · 5,625 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vested on March 1, 2017, and the remainder vest in equal amounts quarterly thereafter for the following three years. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 23:57 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 5,625 | $36.58 | $205,762.50 |
DisclosureSEC source: 0001209191-19-052982 · doc4.xml · nonDerivative · entry 5 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,628 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F4 · price: The shares were sold at prices ranging from $36.30 to $36.995. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 23:57 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionCommon Stock | 5,625 | $19.39 | $109,068.75 |
DisclosureSEC source: 0001209191-19-052982 · doc4.xml · nonDerivative · entry 4 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 23:57 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,625 | $0.00 Strike: $19.39 | $0.00 |
DisclosureSEC source: 0001209191-19-052982 · doc4.xml · derivative · entry 6 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,584 Underlying: Common Stock · 5,625 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vested on March 1, 2017, and the remainder vest in equal amounts quarterly thereafter for the following three years. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 23:57 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 2,400 | $37.10 | $89,040.00 |
DisclosureSEC source: 0001209191-19-052982 · doc4.xml · nonDerivative · entry 3 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,628 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F3 · price: The shares were sold at prices ranging from $37.00 to $37.24. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 23:57 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 3,225 | $36.55 | $117,873.75 |
DisclosureSEC source: 0001209191-19-052982 · doc4.xml · nonDerivative · entry 2 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,028 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $36.01 to $36.96. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 23:57 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionCommon Stock | 5,625 | $19.39 | $109,068.75 |
DisclosureSEC source: 0001209191-19-052982 · doc4.xml · nonDerivative · entry 1 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:26 UTC |
Kurkijarvi KaleviDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $9.78 | $0.00 |
DisclosureSEC source: 0001209191-19-052867 · doc4.xml · derivative · entry 3 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2023-04-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:26 UTC |
Kurkijarvi KaleviDirector
|
SaleCommon Stock | 6,000 | $36.73 | $220,380.00 |
DisclosureSEC source: 0001209191-19-052867 · doc4.xml · nonDerivative · entry 2 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,400 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $36.33 to $37.24. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 00:26 UTC |
Kurkijarvi KaleviDirector
|
Exercise / conversionCommon Stock | 6,000 | $9.78 | $58,650.00 |
DisclosureSEC source: 0001209191-19-052867 · doc4.xml · nonDerivative · entry 1 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 22:57 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,625 | $0.00 Strike: $19.39 | $0.00 |
DisclosureSEC source: 0001209191-19-050490 · doc4.xml · derivative · entry 7 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,209 Underlying: Common Stock · 5,625 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vested on March 1, 2017, and the remainder vest in equal amounts quarterly thereafter for the following three years. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 22:57 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 5,625 | $39.87 | $224,268.75 |
DisclosureSEC source: 0001209191-19-050490 · doc4.xml · nonDerivative · entry 5 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,628 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F4 · price: The shares were sold at prices ranging from $39.51 to $40.39. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 22:57 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionCommon Stock | 5,625 | $19.39 | $109,068.75 |
DisclosureSEC source: 0001209191-19-050490 · doc4.xml · nonDerivative · entry 4 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 22:57 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,120 | $0.00 Strike: $19.39 | $0.00 |
DisclosureSEC source: 0001209191-19-050490 · doc4.xml · derivative · entry 6 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,834 Underlying: Common Stock · 2,120 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vested on March 1, 2017, and the remainder vest in equal amounts quarterly thereafter for the following three years. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 22:57 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 3,400 | $40.75 | $138,550.00 |
DisclosureSEC source: 0001209191-19-050490 · doc4.xml · nonDerivative · entry 3 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,628 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F3 · price: The shares were sold at prices ranging from $40.58 to $41.00. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 22:57 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 2,225 | $40.00 | $89,000.00 |
DisclosureSEC source: 0001209191-19-050490 · doc4.xml · nonDerivative · entry 2 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,028 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $39.58 to $40.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 22:57 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionCommon Stock | 2,120 | $19.39 | $41,106.80 |
DisclosureSEC source: 0001209191-19-050490 · doc4.xml · nonDerivative · entry 1 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 22:00 UTC |
Schoeneck James ADirector · Interim CEO
|
GrantStock Option (Right to Buy) · Derivative | 97,100 | $0.00 Strike: $40.96 | $0.00 |
DisclosureSEC source: 0001209191-19-050376 · doc4.xml · derivative · entry 3 Schoeneck James A · CIK 0001420987 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,100 Underlying: Common Stock · 97,100 shares Expires 2029-09-18 F1 · derivative.exercise_date: The vesting schedule for the stock option and RSU grants, which shall have a Vesting Base date of August 26, 2019, is as follows: 50% of the Awards shall vest on the earlier of February 26, 2020 or upon the hiring of a new CEO, and 50% shall vest on August 26, 2020, subject to continued service as Interim CEO, provided that if Mr. Schoeneck's Interim CEO service terminates between February 26, 2020 and August 26, 2020, the Awards vest pro-rata based on the number of months of Interim CEO service past February 26, 2020 (rounding up for partial months) as a fraction of the 6-month period at the time service terminates. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 22:00 UTC |
Schoeneck James ADirector · Interim CEO
|
GrantCommon Stock | 57,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050376 · doc4.xml · nonDerivative · entry 1 Schoeneck James A · CIK 0001420987 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 F1 · shares: The vesting schedule for the stock option and RSU grants, which shall have a Vesting Base date of August 26, 2019, is as follows: 50% of the Awards shall vest on the earlier of February 26, 2020 or upon the hiring of a new CEO, and 50% shall vest on August 26, 2020, subject to continued service as Interim CEO, provided that if Mr. Schoeneck's Interim CEO service terminates between February 26, 2020 and August 26, 2020, the Awards vest pro-rata based on the number of months of Interim CEO service past February 26, 2020 (rounding up for partial months) as a fraction of the 6-month period at the time service terminates. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 23:42 UTC |
Cotroneo PatSVP, Finance and CFO
|
SaleCommon Stock | 3,201 | $41.38 | $132,457.38 |
DisclosureSEC source: 0001209191-19-050167 · doc4.xml · nonDerivative · entry 1 Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,432 F1 · shares: Shares sold pursuant to a 10b5-1 plan. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 23:45 UTC |
Yu K PeonyChief Medical Officer
|
SaleCommon Stock | 3,419 | $40.92 | $139,905.48 |
DisclosureSEC source: 0001209191-19-050170 · doc4.xml · nonDerivative · entry 1 Yu K Peony · CIK 0001621328 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,240 F1 · shares: Shares sold pursuant to a 10b5-1 plan. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 00:29 UTC |
Kurkijarvi KaleviDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.95 | $0.00 |
DisclosureSEC source: 0001209191-19-049099 · doc4.xml · derivative · entry 4 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2022-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 00:29 UTC |
Kurkijarvi KaleviDirector
|
SaleCommon Stock | 420 | $41.67 | $17,501.40 |
DisclosureSEC source: 0001209191-19-049099 · doc4.xml · nonDerivative · entry 3 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,400 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F3 · price: The shares were sold at prices ranging from $41.64 to $41.73. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 00:29 UTC |
Kurkijarvi KaleviDirector
|
SaleCommon Stock | 5,580 | $40.90 | $228,222.00 |
DisclosureSEC source: 0001209191-19-049099 · doc4.xml · nonDerivative · entry 2 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,820 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F2 · price: The shares were sold at prices ranging from $40.52 to $41.51. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 00:29 UTC |
Kurkijarvi KaleviDirector
|
Exercise / conversionCommon Stock | 6,000 | $5.95 | $35,700.00 |
DisclosureSEC source: 0001209191-19-049099 · doc4.xml · nonDerivative · entry 1 Kurkijarvi Kalevi · CIK 0001621333 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2019 Filed Sep 11, 2019 00:33 UTC |
Yu K PeonyChief Medical Officer
|
Tax withholdingCommon Stock | 8,317 | $41.68 | $346,652.56 |
DisclosureSEC source: 0001209191-19-049101 · doc4.xml · nonDerivative · entry 1 Yu K Peony · CIK 0001621328 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,659 F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units. Read SEC document |
| September 06, 2019 Filed Sep 11, 2019 00:28 UTC |
Cotroneo PatSVP, Finance and CFO
|
Tax withholdingCommon Stock | 3,144 | $41.68 | $131,041.92 |
DisclosureSEC source: 0001209191-19-049098 · doc4.xml · nonDerivative · entry 1 Cotroneo Pat · CIK 0001621334 · SVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,633 F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units. Read SEC document |
| September 06, 2019 Filed Sep 11, 2019 00:31 UTC |
Kouchakji EliasSVP, Clinical Dev, Drug Safety
|
Tax withholdingCommon Stock | 5,541 | $41.68 | $230,948.88 |
DisclosureSEC source: 0001209191-19-049100 · doc4.xml · nonDerivative · entry 1 Kouchakji Elias · CIK 0001775259 · SVP, Clinical Dev, Drug Safety 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,658 F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units. Read SEC document |
| September 06, 2019 Filed Sep 11, 2019 00:26 UTC |
Chung ChristineSVP, China Operations
|
Tax withholdingCommon Stock | 8,437 | $41.68 | $351,654.16 |
DisclosureSEC source: 0001209191-19-049097 · doc4.xml · nonDerivative · entry 1 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,133 F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 23:33 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,625 | $0.00 Strike: $19.39 | $0.00 |
DisclosureSEC source: 0001209191-19-047446 · doc4.xml · derivative · entry 9 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,954 Underlying: Common Stock · 5,625 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vested on March 1, 2017, and the remainder vest in equal amounts quarterly thereafter for the following three years. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 23:33 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 584 | $43.68 | $25,509.12 |
DisclosureSEC source: 0001209191-19-047446 · doc4.xml · nonDerivative · entry 7 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,570 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F6 · price: The shares were sold at prices ranging from $43.61 to $43.79. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 23:33 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 1,816 | $42.94 | $77,979.04 |
DisclosureSEC source: 0001209191-19-047446 · doc4.xml · nonDerivative · entry 6 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,154 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F5 · price: The shares were sold at prices ranging from $42.61 to $43.60. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 23:33 UTC |
Chung ChristineSVP, China Operations
|
SaleCommon Stock | 3,225 | $42.05 | $135,611.25 |
DisclosureSEC source: 0001209191-19-047446 · doc4.xml · nonDerivative · entry 5 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,970 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F4 · price: The shares were sold at prices ranging from $41.61 to $42.57. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 23:33 UTC |
Chung ChristineSVP, China Operations
|
Exercise / conversionCommon Stock | 5,625 | $19.39 | $109,068.75 |
DisclosureSEC source: 0001209191-19-047446 · doc4.xml · nonDerivative · entry 4 Chung Christine · CIK 0001775295 · SVP, China Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 20:49 UTC |
Neff Thomas BDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,834 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001209191-19-047314 · doc4.xml · derivative · entry 11 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,702 Underlying: Common Stock · 6,834 shares Expires 2020-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Fully vested. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 20:49 UTC |
Neff Thomas BDirector · Chief Executive Officer
|
SaleCommon Stock | 1,418 | $43.77 | $62,065.86 |
DisclosureSEC source: 0001209191-19-047314 · doc4.xml · nonDerivative · entry 7 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Partnership Disclosed balance after: 44,238 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F6 · price: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 20:49 UTC |
Neff Thomas BDirector · Chief Executive Officer
|
SaleCommon Stock | 1,300 | $44.73 | $58,149.00 |
DisclosureSEC source: 0001209191-19-047314 · doc4.xml · nonDerivative · entry 6 Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,326,612 F1 · kind: Shares sold pursuant to a 10b5-1 plan. F5 · price: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.