Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2020 Filed Jun 3, 2020 20:22 UTC |
DOUGLAS MARKDirector
|
GrantCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033992 · doc4.xml · nonDerivative · entry 3 DOUGLAS MARK · CIK 0001434812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,283 F3 · shares: Grant of stock by the Company to provide full payment of annual committee and chairperson retainers (having a value of $18,000) for the 2020/2021 Board year. Award is fully vested as of the date of grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:22 UTC |
DOUGLAS MARKDirector
|
GrantCommon Stock | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033992 · doc4.xml · nonDerivative · entry 2 DOUGLAS MARK · CIK 0001434812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,178 F2 · shares: Grant of stock by the Company to provide full payment of the annual retainer (having a value of $65,000) for the 2020/2021 Board year. Award is fully vested as of the grant of date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:22 UTC |
DOUGLAS MARKDirector
|
GrantCommon Stock | 496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033992 · doc4.xml · nonDerivative · entry 1 DOUGLAS MARK · CIK 0001434812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,799 F1 · shares: Time-based restricted stock award granted to Quaker Houghton's independent directors as part of their 2020 compensation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:18 UTC |
CALDWELL DONALD RDirector
|
GrantCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033981 · doc4.xml · nonDerivative · entry 4 CALDWELL DONALD R · CIK 0001211700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,181 F3 · shares: Grant of stock by the Company to provide full payment of annual committee and chairperson retainers (having a value of $32,500) for the 2020/2021 Board year. Award is fully vested as of the date of grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:18 UTC |
CALDWELL DONALD RDirector
|
GrantCommon Stock | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033981 · doc4.xml · nonDerivative · entry 3 CALDWELL DONALD R · CIK 0001211700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,992 F2 · shares: Grant of stock by the Company to provide full payment of the annual retainer (having a value of $65,000) for the 2020/2021 Board year. Award is fully vested as of the grant of date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:18 UTC |
CALDWELL DONALD RDirector
|
GrantCommon Stock | 496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033981 · doc4.xml · nonDerivative · entry 2 CALDWELL DONALD R · CIK 0001211700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,613 F1 · shares: Time-based restricted stock award granted to Quaker Houghton's independent directors as part of their 2020 compensation. Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 20:18 UTC |
CALDWELL DONALD RDirector
|
GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033981 · doc4.xml · nonDerivative · entry 1 CALDWELL DONALD R · CIK 0001211700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,117 Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:18 UTC | OtherPrepaid Variable Forward Sale Contract · Derivative | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-067062 · tm2021155-3_4.xml · derivative · entry 2 Gulf Hungary Holding Korlatolt Felelossegu Tarsasag · CIK 0001783455 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By QH Hungary Holdings Limited Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed F2 · derivative.exercise_price: On May 26, 2020, QH Hungary entered into a prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.exercise_price: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at QH Hungary's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or, (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, QH Hungary received an upfront cash prepayment of $23,825,731.45 from each bank. F2 · kind: On May 26, 2020, QH Hungary entered into a prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 3 and Remarks for details of the transaction. F3 · kind: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at QH Hungary's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or, (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, QH Hungary received an upfront cash prepayment of $23,825,731.45 from each bank. F2 · price: On May 26, 2020, QH Hungary entered into a prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 3 and Remarks for details of the transaction. F3 · price: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at QH Hungary's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or, (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, QH Hungary received an upfront cash prepayment of $23,825,731.45 from each bank. F2 · derivative.exercise_date: On May 26, 2020, QH Hungary entered into a prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.exercise_date: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at QH Hungary's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or, (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, QH Hungary received an upfront cash prepayment of $23,825,731.45 from each bank. F2 · derivative.expiration_date: On May 26, 2020, QH Hungary entered into a prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.expiration_date: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at QH Hungary's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or, (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, QH Hungary received an upfront cash prepayment of $23,825,731.45 from each bank. Read SEC document |
|
| May 26, 2020 Filed May 28, 2020 20:18 UTC | OtherPrepaid Variable Forward Sale Contract · Derivative | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-067062 · tm2021155-3_4.xml · derivative · entry 1 Gulf Hungary Holding Korlatolt Felelossegu Tarsasag · CIK 0001783455 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By QH Hungary Holdings Limited Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed F1 · derivative.exercise_price: On May 26, 2020, QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person ("QH Hungary"), entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.exercise_price: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at QH Hungary's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or, (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, QH Hungary received an upfront cash prepayment of $23,825,731.45 from each bank. F1 · kind: On May 26, 2020, QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person ("QH Hungary"), entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F3 · kind: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at QH Hungary's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or, (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, QH Hungary received an upfront cash prepayment of $23,825,731.45 from each bank. F1 · price: On May 26, 2020, QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person ("QH Hungary"), entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F3 · price: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at QH Hungary's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or, (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, QH Hungary received an upfront cash prepayment of $23,825,731.45 from each bank. F1 · derivative.exercise_date: On May 26, 2020, QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person ("QH Hungary"), entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.exercise_date: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at QH Hungary's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or, (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, QH Hungary received an upfront cash prepayment of $23,825,731.45 from each bank. F1 · derivative.expiration_date: On May 26, 2020, QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person ("QH Hungary"), entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.expiration_date: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at QH Hungary's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or, (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, QH Hungary received an upfront cash prepayment of $23,825,731.45 from each bank. Read SEC document |
|
| May 26, 2020 Filed May 28, 2020 20:17 UTC |
QH Hungary Holdings Ltd10% owner
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-067059 · tm2021155-2_4.xml · derivative · entry 2 QH Hungary Holdings Ltd · CIK 0001808660 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed F2 · derivative.exercise_price: On May 26, 2020, the reporting person entered into a prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.exercise_price: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at the reporting person's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $23,825,731.45 from each bank. F2 · kind: On May 26, 2020, the reporting person entered into a prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 3 and Remarks for details of the transaction. F3 · kind: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at the reporting person's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $23,825,731.45 from each bank. F2 · price: On May 26, 2020, the reporting person entered into a prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 3 and Remarks for details of the transaction. F3 · price: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at the reporting person's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $23,825,731.45 from each bank. F2 · derivative.exercise_date: On May 26, 2020, the reporting person entered into a prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.exercise_date: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at the reporting person's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $23,825,731.45 from each bank. F2 · derivative.expiration_date: On May 26, 2020, the reporting person entered into a prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.expiration_date: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at the reporting person's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $23,825,731.45 from each bank. Read SEC document |
| May 26, 2020 Filed May 28, 2020 20:17 UTC |
QH Hungary Holdings Ltd10% owner
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-067059 · tm2021155-2_4.xml · derivative · entry 1 QH Hungary Holdings Ltd · CIK 0001808660 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed F1 · derivative.exercise_price: On May 26, 2020, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.exercise_price: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at the reporting person's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $23,825,731.45 from each bank. F1 · kind: On May 26, 2020, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F3 · kind: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at the reporting person's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $23,825,731.45 from each bank. F1 · price: On May 26, 2020, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F3 · price: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at the reporting person's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $23,825,731.45 from each bank. F1 · derivative.exercise_date: On May 26, 2020, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.exercise_date: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at the reporting person's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $23,825,731.45 from each bank. F1 · derivative.expiration_date: On May 26, 2020, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction. F3 · derivative.expiration_date: The prepaid forward transactions with Citibank and RBC are each divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to the applicable bank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 20, 2022 to June 13, 2022, either, at the reporting person's option, (i) up to 10,938 shares of common stock of the Issuer ("Shares") (or 10,937 Shares for the last eight Settlement Dates) (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $23,825,731.45 from each bank. Read SEC document |
| May 19, 2020 Filed May 20, 2020 20:41 UTC |
BERQUIST JOSEPH ASVP, GL SPEC BUS & CSO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,213 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001209191-20-030899 · doc4.xml · derivative · entry 6 BERQUIST JOSEPH A · CIK 0001487224 · SVP, GL SPEC BUS & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,213 shares Expires 2023-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options for this grant vested in three annual installments: 1,213 shares on February 23, 2017; 1,213 shares on February 23, 2018; and 1,213 shares on February 23, 2019. Read SEC document |
| May 19, 2020 Filed May 20, 2020 20:41 UTC |
BERQUIST JOSEPH ASVP, GL SPEC BUS & CSO
|
SaleCommon Stock | 600 | $167.08 | $100,248.00 |
DisclosureSEC source: 0001209191-20-030899 · doc4.xml · nonDerivative · entry 4 BERQUIST JOSEPH A · CIK 0001487224 · SVP, GL SPEC BUS & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,515 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.65 to $167.46, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| May 19, 2020 Filed May 20, 2020 20:41 UTC |
BERQUIST JOSEPH ASVP, GL SPEC BUS & CSO
|
SaleCommon Stock | 200 | $165.53 | $33,106.00 |
DisclosureSEC source: 0001209191-20-030899 · doc4.xml · nonDerivative · entry 3 BERQUIST JOSEPH A · CIK 0001487224 · SVP, GL SPEC BUS & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,115 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.18 to $165.87, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 19, 2020 Filed May 20, 2020 20:41 UTC |
BERQUIST JOSEPH ASVP, GL SPEC BUS & CSO
|
SaleCommon Stock | 413 | $164.75 | $68,041.75 |
DisclosureSEC source: 0001209191-20-030899 · doc4.xml · nonDerivative · entry 2 BERQUIST JOSEPH A · CIK 0001487224 · SVP, GL SPEC BUS & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,315 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.15 to $165.00, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 19, 2020 Filed May 20, 2020 20:41 UTC |
BERQUIST JOSEPH ASVP, GL SPEC BUS & CSO
|
Exercise / conversionCommon Stock | 1,213 | $72.12 | $87,481.56 |
DisclosureSEC source: 0001209191-20-030899 · doc4.xml · nonDerivative · entry 1 BERQUIST JOSEPH A · CIK 0001487224 · SVP, GL SPEC BUS & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:32 UTC | OtherPrepaid Variable Forward Sale Contract · Derivative | 350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-064796 · tm2020583d3_4.xml · derivative · entry 3 Gulf Hungary Holding Korlatolt Felelossegu Tarsasag · CIK 0001783455 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By QH Hungary Holdings Limited Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires not disclosed F2 · derivative.exercise_price: On May 19, 2020, QH Hungary entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank") The transaction is divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from April 28, 2022 to May 19, 2022, up to 21,875 shares of Common Stock of the Issuer ("Shares") (or, at QH Hungary's option, an equivalent amount of cash) based on the average market price of the Shares determined as described below. In exchange for assuming such obligation, QH Hungary received an upfront cash prepayment of $44,957,909.41. F3 · derivative.exercise_price: See Remarks. F2 · kind: On May 19, 2020, QH Hungary entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank") The transaction is divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from April 28, 2022 to May 19, 2022, up to 21,875 shares of Common Stock of the Issuer ("Shares") (or, at QH Hungary's option, an equivalent amount of cash) based on the average market price of the Shares determined as described below. In exchange for assuming such obligation, QH Hungary received an upfront cash prepayment of $44,957,909.41. F3 · kind: See Remarks. F2 · price: On May 19, 2020, QH Hungary entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank") The transaction is divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from April 28, 2022 to May 19, 2022, up to 21,875 shares of Common Stock of the Issuer ("Shares") (or, at QH Hungary's option, an equivalent amount of cash) based on the average market price of the Shares determined as described below. In exchange for assuming such obligation, QH Hungary received an upfront cash prepayment of $44,957,909.41. F3 · price: See Remarks. F2 · derivative.exercise_date: On May 19, 2020, QH Hungary entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank") The transaction is divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from April 28, 2022 to May 19, 2022, up to 21,875 shares of Common Stock of the Issuer ("Shares") (or, at QH Hungary's option, an equivalent amount of cash) based on the average market price of the Shares determined as described below. In exchange for assuming such obligation, QH Hungary received an upfront cash prepayment of $44,957,909.41. F3 · derivative.exercise_date: See Remarks. F2 · derivative.expiration_date: On May 19, 2020, QH Hungary entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank") The transaction is divided into 16 components (each a "Component"). For each Component, QH Hungary is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from April 28, 2022 to May 19, 2022, up to 21,875 shares of Common Stock of the Issuer ("Shares") (or, at QH Hungary's option, an equivalent amount of cash) based on the average market price of the Shares determined as described below. In exchange for assuming such obligation, QH Hungary received an upfront cash prepayment of $44,957,909.41. F3 · derivative.expiration_date: See Remarks. Read SEC document |
|
| May 19, 2020 Filed May 21, 2020 20:32 UTC | OtherCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-064796 · tm2020583d3_4.xml · nonDerivative · entry 2 Gulf Hungary Holding Korlatolt Felelossegu Tarsasag · CIK 0001783455 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By QH Hungary Holdings Limited Disclosed balance after: 3,904,453 F1 · kind: Capital contribution by the reporting person to QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person ("QH Hungary") in exchange for one ordinary share of QH Hungary. F1 · price: Capital contribution by the reporting person to QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person ("QH Hungary") in exchange for one ordinary share of QH Hungary. Read SEC document |
|
| May 19, 2020 Filed May 21, 2020 20:32 UTC | OtherCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-064796 · tm2020583d3_4.xml · nonDerivative · entry 1 Gulf Hungary Holding Korlatolt Felelossegu Tarsasag · CIK 0001783455 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,498 F1 · kind: Capital contribution by the reporting person to QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person ("QH Hungary") in exchange for one ordinary share of QH Hungary. F1 · price: Capital contribution by the reporting person to QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person ("QH Hungary") in exchange for one ordinary share of QH Hungary. Read SEC document |
|
| May 19, 2020 Filed May 21, 2020 20:31 UTC |
QH Hungary Holdings Ltd10% owner
|
OtherPrepaid Variable Forward Sale Contract · Derivative | 350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-064793 · tm2020583d2_4.xml · derivative · entry 2 QH Hungary Holdings Ltd · CIK 0001808660 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires not disclosed F2 · derivative.exercise_price: On May 19, 2020, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank") The transaction is divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from April 28, 2022 to May 19, 2022, up to 21,875 shares of Common Stock of the Issuer ("Shares") (or, at the reporting person's option, an equivalent amount of cash) based on the average market price of the Shares determined as described below. In exchange for assuming such obligation, the reporting person received an upfront cash prepayment of $44,957,909.41. F3 · derivative.exercise_price: See Remarks. F2 · kind: On May 19, 2020, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank") The transaction is divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from April 28, 2022 to May 19, 2022, up to 21,875 shares of Common Stock of the Issuer ("Shares") (or, at the reporting person's option, an equivalent amount of cash) based on the average market price of the Shares determined as described below. In exchange for assuming such obligation, the reporting person received an upfront cash prepayment of $44,957,909.41. F3 · kind: See Remarks. F2 · price: On May 19, 2020, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank") The transaction is divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from April 28, 2022 to May 19, 2022, up to 21,875 shares of Common Stock of the Issuer ("Shares") (or, at the reporting person's option, an equivalent amount of cash) based on the average market price of the Shares determined as described below. In exchange for assuming such obligation, the reporting person received an upfront cash prepayment of $44,957,909.41. F3 · price: See Remarks. F2 · derivative.exercise_date: On May 19, 2020, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank") The transaction is divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from April 28, 2022 to May 19, 2022, up to 21,875 shares of Common Stock of the Issuer ("Shares") (or, at the reporting person's option, an equivalent amount of cash) based on the average market price of the Shares determined as described below. In exchange for assuming such obligation, the reporting person received an upfront cash prepayment of $44,957,909.41. F3 · derivative.exercise_date: See Remarks. F2 · derivative.expiration_date: On May 19, 2020, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank") The transaction is divided into 16 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from April 28, 2022 to May 19, 2022, up to 21,875 shares of Common Stock of the Issuer ("Shares") (or, at the reporting person's option, an equivalent amount of cash) based on the average market price of the Shares determined as described below. In exchange for assuming such obligation, the reporting person received an upfront cash prepayment of $44,957,909.41. F3 · derivative.expiration_date: See Remarks. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:31 UTC |
QH Hungary Holdings Ltd10% owner
|
OtherCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-064793 · tm2020583d2_4.xml · nonDerivative · entry 1 QH Hungary Holdings Ltd · CIK 0001808660 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,904,453 F1 · kind: Capital contribution from Gulf Hungary Holding Korlatolt Felelossegu Tarsasag to the reporting person in exchange for one ordinary share of the reporting person. F1 · price: Capital contribution from Gulf Hungary Holding Korlatolt Felelossegu Tarsasag to the reporting person in exchange for one ordinary share of the reporting person. Read SEC document |
| May 18, 2020 Filed May 18, 2020 20:30 UTC |
PLATZER L WILBERTSVP, Global Ops, EHS & Prcmt
|
SaleCommon Stock | 107 | $168.00 | $17,976.00 |
DisclosureSEC source: 0001209191-20-030093 · doc4.xml · nonDerivative · entry 3 PLATZER L WILBERT · CIK 0001242086 · SVP, Global Ops, EHS & Prcmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,491 Read SEC document |
| May 18, 2020 Filed May 18, 2020 20:30 UTC |
PLATZER L WILBERTSVP, Global Ops, EHS & Prcmt
|
SaleCommon Stock | 703 | $167.34 | $117,640.02 |
DisclosureSEC source: 0001209191-20-030093 · doc4.xml · nonDerivative · entry 2 PLATZER L WILBERT · CIK 0001242086 · SVP, Global Ops, EHS & Prcmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,598 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.90 to $167.90, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:38 UTC |
STEEPLES ADRIANSVP, Managing Director - EMEA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,213 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001209191-20-030896 · doc4.xml · derivative · entry 3 STEEPLES ADRIAN · CIK 0001580051 · SVP, Managing Director - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,213 shares Expires 2023-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options for this grant vested in three annual installments: 1,213 shares on February 23, 2017; 1,213 shares on February 23, 2018; and 1,213 shares on February 23, 2019. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:38 UTC |
STEEPLES ADRIANSVP, Managing Director - EMEA
|
SaleCommon Stock | 1,213 | $168.91 | $204,893.65 |
DisclosureSEC source: 0001209191-20-030896 · doc4.xml · nonDerivative · entry 2 STEEPLES ADRIAN · CIK 0001580051 · SVP, Managing Director - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,475 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.63 to $169.335, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:38 UTC |
STEEPLES ADRIANSVP, Managing Director - EMEA
|
Exercise / conversionCommon Stock | 1,213 | $72.12 | $87,481.56 |
DisclosureSEC source: 0001209191-20-030896 · doc4.xml · nonDerivative · entry 1 STEEPLES ADRIAN · CIK 0001580051 · SVP, Managing Director - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed Jul 17, 2020 20:15 UTC |
BARRY MICHAEL FDirector · Chairman, CEO and President
|
GiftCommon Stock | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042811 · doc4.xml · nonDerivative · entry 2 BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 2,674 Read SEC document |
| May 18, 2020 Filed Jul 17, 2020 20:15 UTC |
BARRY MICHAEL FDirector · Chairman, CEO and President
|
GiftCommon Stock | 712 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042811 · doc4.xml · nonDerivative · entry 1 BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,478 Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:30 UTC |
PLATZER L WILBERTSVP, Global Ops, EHS & Prcmt
|
SaleCommon Stock | 2,000 | $155.25 | $310,498.00 |
DisclosureSEC source: 0001209191-20-030093 · doc4.xml · nonDerivative · entry 1 PLATZER L WILBERT · CIK 0001242086 · SVP, Global Ops, EHS & Prcmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,301 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.00 to $155.47, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:23 UTC |
Shannon Michael JDirector
|
SaleCommon Stock | 300 | $155.65 | $46,695.00 |
DisclosureSEC source: 0001209191-20-030081 · doc4.xml · nonDerivative · entry 6 Shannon Michael J · CIK 0001352163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,445 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.62 to $155.70, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:23 UTC |
Shannon Michael JDirector
|
SaleCommon Stock | 3,098 | $154.99 | $480,159.02 |
DisclosureSEC source: 0001209191-20-030081 · doc4.xml · nonDerivative · entry 5 Shannon Michael J · CIK 0001352163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,745 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.52 to $155.46, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:23 UTC |
Shannon Michael JDirector
|
SaleCommon Stock | 600 | $153.81 | $92,286.00 |
DisclosureSEC source: 0001209191-20-030081 · doc4.xml · nonDerivative · entry 4 Shannon Michael J · CIK 0001352163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,843 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.36 to $154.29, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:23 UTC |
Shannon Michael JDirector
|
SaleCommon Stock | 1,500 | $152.75 | $229,125.00 |
DisclosureSEC source: 0001209191-20-030081 · doc4.xml · nonDerivative · entry 3 Shannon Michael J · CIK 0001352163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,443 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.33 to $153.30, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:23 UTC |
Shannon Michael JDirector
|
SaleCommon Stock | 2,302 | $151.87 | $349,604.74 |
DisclosureSEC source: 0001209191-20-030081 · doc4.xml · nonDerivative · entry 2 Shannon Michael J · CIK 0001352163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,943 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.32 to $152.31, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker" Houghton, any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:23 UTC |
Shannon Michael JDirector
|
SaleCommon Stock | 2,200 | $150.78 | $331,716.00 |
DisclosureSEC source: 0001209191-20-030081 · doc4.xml · nonDerivative · entry 1 Shannon Michael J · CIK 0001352163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,245 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.31 to $151.30, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:18 UTC |
Traub Robert TSVP, GC & Corp. Sec.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 711 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001209191-20-030074 · doc4.xml · derivative · entry 11 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 711 shares Expires 2023-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The options for this grant vested in three annual installments: 711 shares on February 23, 2017; 711 shares on February 23, 2018; and 711 shares on February 23, 2019. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:18 UTC |
Traub Robert TSVP, GC & Corp. Sec.
|
SaleCommon Stock | 205 | $149.08 | $30,561.89 |
DisclosureSEC source: 0001209191-20-030074 · doc4.xml · nonDerivative · entry 9 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,870 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.74 to $149.42, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (8) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:18 UTC |
Traub Robert TSVP, GC & Corp. Sec.
|
SaleCommon Stock | 311 | $147.99 | $46,025.64 |
DisclosureSEC source: 0001209191-20-030074 · doc4.xml · nonDerivative · entry 8 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,075 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.6850 to $148.58, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:18 UTC |
Traub Robert TSVP, GC & Corp. Sec.
|
SaleCommon Stock | 200 | $146.91 | $29,381.00 |
DisclosureSEC source: 0001209191-20-030074 · doc4.xml · nonDerivative · entry 7 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,386 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.66 to $147.15, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:18 UTC |
Traub Robert TSVP, GC & Corp. Sec.
|
SaleCommon Stock | 800 | $146.19 | $116,952.48 |
DisclosureSEC source: 0001209191-20-030074 · doc4.xml · nonDerivative · entry 6 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,586 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.64 to $146.62, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:18 UTC |
Traub Robert TSVP, GC & Corp. Sec.
|
SaleCommon Stock | 484 | $144.77 | $70,066.70 |
DisclosureSEC source: 0001209191-20-030074 · doc4.xml · nonDerivative · entry 5 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,386 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.41 to $144.9675, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:18 UTC |
Traub Robert TSVP, GC & Corp. Sec.
|
SaleCommon Stock | 195 | $149.01 | $29,057.01 |
DisclosureSEC source: 0001209191-20-030074 · doc4.xml · nonDerivative · entry 4 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,870 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.00 to $149.02, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:18 UTC |
Traub Robert TSVP, GC & Corp. Sec.
|
SaleCommon Stock | 300 | $146.43 | $43,929.99 |
DisclosureSEC source: 0001209191-20-030074 · doc4.xml · nonDerivative · entry 3 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,065 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.27 to $146.52, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:18 UTC |
Traub Robert TSVP, GC & Corp. Sec.
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SaleCommon Stock | 216 | $145.10 | $31,342.55 |
DisclosureSEC source: 0001209191-20-030074 · doc4.xml · nonDerivative · entry 2 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,365 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.41 to $145.16, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:18 UTC |
Traub Robert TSVP, GC & Corp. Sec.
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Exercise / conversionCommon Stock | 711 | $72.12 | $51,277.32 |
DisclosureSEC source: 0001209191-20-030074 · doc4.xml · nonDerivative · entry 1 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:15 UTC | PurchaseCommon Stock | 3,404,453 | $134.58 | $458,171,284.74 |
DisclosureSEC source: 0001104659-20-045997 · tm2015778d2_4.xml · nonDerivative · entry 2 Gulf Hungary Holding Korlatolt Felelossegu Tarsasag · CIK 0001783455 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By QH Hungary Holdings Limited Disclosed balance after: 3,404,453 F1 · kind: Sale by the reporting person to QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person (the "Subsidiary"), in exchange for a promissory note in the amount of $458,171,284.74 payable by the Subsidiary to the reporting person. F1 · price: Sale by the reporting person to QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person (the "Subsidiary"), in exchange for a promissory note in the amount of $458,171,284.74 payable by the Subsidiary to the reporting person. Read SEC document |
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| April 09, 2020 Filed Apr 13, 2020 21:15 UTC | SaleCommon Stock | 3,404,453 | $134.58 | $458,171,284.74 |
DisclosureSEC source: 0001104659-20-045997 · tm2015778d2_4.xml · nonDerivative · entry 1 Gulf Hungary Holding Korlatolt Felelossegu Tarsasag · CIK 0001783455 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,498 F1 · kind: Sale by the reporting person to QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person (the "Subsidiary"), in exchange for a promissory note in the amount of $458,171,284.74 payable by the Subsidiary to the reporting person. F1 · price: Sale by the reporting person to QH Hungary Holdings Limited, a wholly owned subsidiary of the reporting person (the "Subsidiary"), in exchange for a promissory note in the amount of $458,171,284.74 payable by the Subsidiary to the reporting person. Read SEC document |
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| March 30, 2020 Filed Apr 1, 2020 20:57 UTC |
Traub Robert TSVP, GC & Corp. Sec.
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GrantEmployee Stock Option (right to buy) · Derivative | 2,767 | $0.00 Strike: $136.64 | $0.00 |
DisclosureSEC source: 0001209191-20-022173 · doc4.xml · derivative · entry 3 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,767 Underlying: Common Stock · 2,767 shares Expires 2027-03-30 F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2020-2022 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 30, 2023 and the stock options are exercisable in three consecutive annual installments: 923 shares on March 30, 2021; 922 shares on March 30, 2022; and 922 shares on March 30, 2023. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:57 UTC |
Traub Robert TSVP, GC & Corp. Sec.
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GrantCommon Stock | 634 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022173 · doc4.xml · nonDerivative · entry 1 Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,870 F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2020-2022 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 30, 2023 and the stock options are exercisable in three consecutive annual installments: 923 shares on March 30, 2021; 922 shares on March 30, 2022; and 922 shares on March 30, 2023. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:54 UTC |
STEEPLES ADRIANSVP, Managing Director - EMEA
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GrantEmployee Stock Option (right to buy) · Derivative | 2,767 | $0.00 Strike: $136.64 | $0.00 |
DisclosureSEC source: 0001209191-20-022168 · doc4.xml · derivative · entry 2 STEEPLES ADRIAN · CIK 0001580051 · SVP, Managing Director - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,767 Underlying: Common Stock · 2,767 shares Expires 2027-03-30 F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2020-2022 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 30, 2023 and the stock options are exercisable in three consecutive annual installments: 923 shares on March 30, 2021; 922 shares on March 30, 2022; and 922 shares on March 30, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.