KWR

SEC source: 0001209191-21-037735 · doc4.xml · nonDerivative · entry 1

Hinduja Sanjay · CIK 0001783867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887

F1 · shares: Time-based restricted stock award granted to Quaker Houghton's non-executive directors as part of their 2021 compensation.

SEC source: 0001209191-21-037746 · doc4.xml · nonDerivative · entry 2

ROCK ROBERT H · CIK 0001193199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,772

F1 · shares: Time-based restricted stock award granted to Quaker Houghton's non-executive directors as part of their 2021 compensation.

SEC source: 0001209191-21-037740 · doc4.xml · nonDerivative · entry 1

Osborne William H · CIK 0001445187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,867

F1 · shares: Time-based restricted stock award granted to Quaker Houghton's non-executive directors as part of their 2021 compensation.

SEC source: 0001209191-21-037730 · doc4.xml · nonDerivative · entry 3

FRISBY JEFFRY D · CIK 0001061274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,646

F1 · shares: Time-based restricted stock award granted to Quaker Houghton's non-executive directors as part of their 2021 compensation.

SEC source: 0001209191-21-037724 · doc4.xml · nonDerivative · entry 2

DOUGLAS MARK · CIK 0001434812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,206

F1 · shares: Time-based restricted stock award granted to Quaker Houghton's non-executive directors as part of their 2021 compensation.

SEC source: 0001209191-21-037720 · doc4.xml · nonDerivative · entry 2

Decker Charlotte C. · CIK 0001811774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605

F2 · shares: Reflects 75% of the Director's annual retainer paid in shares pursuant to the terms of the 2013 Director Stock Ownership Plan.

SEC source: 0001209191-21-037720 · doc4.xml · nonDerivative · entry 1

Decker Charlotte C. · CIK 0001811774 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364

F1 · shares: Time-based restricted stock award granted to Quaker Houghton's non-executive directors as part of their 2021 compensation.

SEC source: 0001209191-21-037718 · doc4.xml · nonDerivative · entry 2

CALDWELL DONALD R · CIK 0001211700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,587

F2 · shares: Discretionary election by Director under Quaker Houghton's Stock Ownership Plan to receive a partial payment (50%) of annual retainer for the 2021/2022 Board year in Company common stock.

SEC source: 0001209191-21-037718 · doc4.xml · nonDerivative · entry 1

CALDWELL DONALD R · CIK 0001211700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,427

F1 · shares: Time-based restricted stock award granted to Quaker Houghton's non-executive directors as part of their 2021 compensation.

SEC source: 0001209191-21-037724 · doc4.xml · nonDerivative · entry 1

DOUGLAS MARK · CIK 0001434812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

SEC source: 0001209191-21-036227 · doc4.xml · nonDerivative · entry 1

Will David · CIK 0001854237 · VP, Global Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.00 to $234.12, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 11

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,349

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.19 to $232.11, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (12) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 10

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,879

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.225 to $232.97, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (11) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 9

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,742

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.30 to $234.21, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (10) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 8

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,747

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.31 to $235.27, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (9) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 7

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,791

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.33 to $236.32, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (8) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 6

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,658

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.33 to $237.29, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 5

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,101

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.355 to $238.81, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 4

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,442

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.38 to $239.36, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 3

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,876

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.385 to $240.175, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 2

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,786

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.04 to $242.005, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001209191-21-032147 · doc4.xml · nonDerivative · entry 1

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,219

F1 · kind: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 9, 2021. There will be no further sales under this Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.51 to $242.65, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001209191-21-037730 · doc4.xml · nonDerivative · entry 2

FRISBY JEFFRY D · CIK 0001061274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

SEC source: 0001209191-21-028108 · doc4.xml · nonDerivative · entry 1

Will David · CIK 0001854237 · VP, Global Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,428

F1 · shares: Shares surrendered by reporting person to satisfy withholding tax obligation upon partial vesting of restricted stock granted on April 21, 2020 under the Company's 2016 Long-Term Performance Incentive Plan.

SEC source: 0001209191-21-027778 · doc4.xml · nonDerivative · entry 1

Will David · CIK 0001854237 · VP, Global Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,568

F1 · shares: This award represents time-based restricted stock granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan, which vests on March 15, 2024.

SEC source: 0001209191-21-027773 · doc4.xml · derivative · entry 3

HOSTETTER SHANE · CIK 0001576686 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517

Underlying: Common Stock · 1,517 shares

Expires 2028-03-15

F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 505 shares on March 15, 2022; 506 shares on March 15, 2023; and 506 shares on March 15, 2024.

SEC source: 0001209191-21-027773 · doc4.xml · nonDerivative · entry 1

HOSTETTER SHANE · CIK 0001576686 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 505 shares on March 15, 2022; 506 shares on March 15, 2023; and 506 shares on March 15, 2024.

SEC source: 0001209191-21-037730 · doc4.xml · nonDerivative · entry 1

FRISBY JEFFRY D · CIK 0001061274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600

SEC source: 0001209191-21-021382 · doc4.xml · derivative · entry 3

Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Common Stock · 1,319 shares

Expires 2028-03-15

F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021382 · doc4.xml · nonDerivative · entry 1

Traub Robert T · CIK 0001783973 · SVP, GC & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021379 · doc4.xml · derivative · entry 2

STEEPLES ADRIAN · CIK 0001580051 · SVP, Managing Director - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Common Stock · 1,319 shares

Expires 2028-03-15

F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021379 · doc4.xml · nonDerivative · entry 1

STEEPLES ADRIAN · CIK 0001580051 · SVP, Managing Director - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,842

F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021374 · doc4.xml · derivative · entry 3

Slinkman David · CIK 0001783823 · SVP - Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123

Underlying: Common Stock · 1,123 shares

Expires 2028-03-15

F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 374 shares on March 15, 2022; 374 shares on March 15, 2023; and 375 shares on March 15, 2024.

SEC source: 0001209191-21-021374 · doc4.xml · nonDerivative · entry 1

Slinkman David · CIK 0001783823 · SVP - Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,965

F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 374 shares on March 15, 2022; 374 shares on March 15, 2023; and 375 shares on March 15, 2024.

SEC source: 0001209191-21-021368 · doc4.xml · derivative · entry 2

PLATZER L WILBERT · CIK 0001242086 · SVP, Global Ops, EHS & Prcmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Common Stock · 1,319 shares

Expires 2028-03-15

F3 · derivative.exercise_date: This award represents stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021368 · doc4.xml · derivative · entry 1

PLATZER L WILBERT · CIK 0001242086 · SVP, Global Ops, EHS & Prcmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

Underlying: Common Stock · 367 shares

Expires not disclosed

F1 · derivative.exercise_price: Time-based restricted stock units granted under the Company's 2016 Long-Term Performance Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of KWR common stock.

F2 · shares: The restricted stock units vest on March 15, 2024. Dividend equivalent rights accrue with respect to these restricted stock units when and as dividends are paid on KWR's common stock.

F2 · derivative.exercise_date: The restricted stock units vest on March 15, 2024. Dividend equivalent rights accrue with respect to these restricted stock units when and as dividends are paid on KWR's common stock.

F2 · derivative.expiration_date: The restricted stock units vest on March 15, 2024. Dividend equivalent rights accrue with respect to these restricted stock units when and as dividends are paid on KWR's common stock.

SEC source: 0001209191-21-021362 · doc4.xml · derivative · entry 2

Laininger Dieter · CIK 0001523157 · SVP, Managing Director - APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Common Stock · 1,319 shares

Expires 2028-03-15

F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021362 · doc4.xml · nonDerivative · entry 1

Laininger Dieter · CIK 0001523157 · SVP, Managing Director - APAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,735

F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021357 · doc4.xml · derivative · entry 3

Johnson Kimberly · CIK 0001784072 · SVP, Human Resources & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123

Underlying: Common Stock · 1,123 shares

Expires 2028-03-15

F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 374 shares on March 15, 2022; 374 shares on March 15, 2023; and 375 shares on March 15, 2024.

SEC source: 0001209191-21-021357 · doc4.xml · nonDerivative · entry 1

Johnson Kimberly · CIK 0001784072 · SVP, Human Resources & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,575

F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 374 shares on March 15, 2022; 374 shares on March 15, 2023; and 375 shares on March 15, 2024.

SEC source: 0001209191-21-021341 · doc4.xml · derivative · entry 3

Hall Mary Dean · CIK 0001659705 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661

Underlying: Common Stock · 1,661 shares

Expires 2028-03-15

F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 553 shares on March 15, 2022; 554 shares on March 15, 2023; and 554 shares on March 15, 2024.

SEC source: 0001209191-21-021341 · doc4.xml · nonDerivative · entry 1

Hall Mary Dean · CIK 0001659705 · SVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,977

F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 553 shares on March 15, 2022; 554 shares on March 15, 2023; and 554 shares on March 15, 2024.

SEC source: 0001209191-21-021349 · doc4.xml · nonDerivative · entry 1

HOSTETTER SHANE · CIK 0001576686 · VP, Finance and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740

F1 · shares: This award represents time-based restricted stock granted to reporting person for the 2021-2023 Performance Period, which vests on March 15, 2024.

SEC source: 0001209191-21-021335 · doc4.xml · derivative · entry 2

Bijlani Jeewat · CIK 0001783821 · SVP - Managing Director, Ams.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Common Stock · 1,319 shares

Expires 2028-03-15

F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021335 · doc4.xml · nonDerivative · entry 1

Bijlani Jeewat · CIK 0001783821 · SVP - Managing Director, Ams.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,246

F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021329 · doc4.xml · derivative · entry 3

BERQUIST JOSEPH A · CIK 0001487224 · SVP, GL SPEC BUS & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319

Underlying: Common Stock · 1,319 shares

Expires 2028-03-15

F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021329 · doc4.xml · nonDerivative · entry 1

BERQUIST JOSEPH A · CIK 0001487224 · SVP, GL SPEC BUS & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,688

F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 439 shares on March 15, 2022; 440 shares on March 15, 2023; and 440 shares on March 15, 2024.

SEC source: 0001209191-21-021324 · doc4.xml · derivative · entry 4

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,912

Underlying: Common Stock · 11,912 shares

Expires 2028-03-15

F1 · derivative.exercise_date: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 3,970 shares on March 15, 2022; 3,971 shares on March 15, 2023; and 3,971 shares on March 15, 2024.

SEC source: 0001209191-21-021324 · doc4.xml · nonDerivative · entry 1

BARRY MICHAEL F · CIK 0001238141 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,349

F1 · shares: This award represents time-based restricted stock and stock options granted to reporting person for the 2021-2023 Performance Period under the Company's 2016 Long-Term Performance Incentive Plan. The restricted stock vests on March 15, 2024 and the stock options are exercisable in three consecutive annual installments: 3,970 shares on March 15, 2022; 3,971 shares on March 15, 2023; and 3,971 shares on March 15, 2024.

SEC source: 0001104659-21-035031 · tm219429d6_4.xml · derivative · entry 8

Gulf Hungary Holding Korlatolt Felelossegu Tarsasag · CIK 0001783455 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By QH Hungary Holdings Limited

Disclosed balance after: 42,889

Underlying: Common Stock · 42,889 shares

Expires not disclosed

F6 · derivative.exercise_price: On March 9, 2021, QH Hungary entered into two prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 7 and Remarks for details of the transaction.

F7 · derivative.exercise_price: The prepaid forward transactions with RBC are each divided into 30 Components. For each Component, QH Hungary is obligated to, on each Settlement Date either, at QH Hungary's option, (i) up to 1,429 Shares (or 1,430 Shares for the last nineteen Settlement Dates) to RBC based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under the two prepaid forward contracts, QH Hungary received upfront cash prepayments of $9,195,026 and $9,070,347 from RBC.

F6 · kind: On March 9, 2021, QH Hungary entered into two prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 7 and Remarks for details of the transaction.

F7 · kind: The prepaid forward transactions with RBC are each divided into 30 Components. For each Component, QH Hungary is obligated to, on each Settlement Date either, at QH Hungary's option, (i) up to 1,429 Shares (or 1,430 Shares for the last nineteen Settlement Dates) to RBC based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under the two prepaid forward contracts, QH Hungary received upfront cash prepayments of $9,195,026 and $9,070,347 from RBC.

F6 · price: On March 9, 2021, QH Hungary entered into two prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 7 and Remarks for details of the transaction.

F7 · price: The prepaid forward transactions with RBC are each divided into 30 Components. For each Component, QH Hungary is obligated to, on each Settlement Date either, at QH Hungary's option, (i) up to 1,429 Shares (or 1,430 Shares for the last nineteen Settlement Dates) to RBC based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under the two prepaid forward contracts, QH Hungary received upfront cash prepayments of $9,195,026 and $9,070,347 from RBC.

F6 · derivative.exercise_date: On March 9, 2021, QH Hungary entered into two prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 7 and Remarks for details of the transaction.

F7 · derivative.exercise_date: The prepaid forward transactions with RBC are each divided into 30 Components. For each Component, QH Hungary is obligated to, on each Settlement Date either, at QH Hungary's option, (i) up to 1,429 Shares (or 1,430 Shares for the last nineteen Settlement Dates) to RBC based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under the two prepaid forward contracts, QH Hungary received upfront cash prepayments of $9,195,026 and $9,070,347 from RBC.

F6 · derivative.expiration_date: On March 9, 2021, QH Hungary entered into two prepaid variable share forward transaction with Royal Bank of Canada ("RBC"). See Footnote 7 and Remarks for details of the transaction.

F7 · derivative.expiration_date: The prepaid forward transactions with RBC are each divided into 30 Components. For each Component, QH Hungary is obligated to, on each Settlement Date either, at QH Hungary's option, (i) up to 1,429 Shares (or 1,430 Shares for the last nineteen Settlement Dates) to RBC based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under the two prepaid forward contracts, QH Hungary received upfront cash prepayments of $9,195,026 and $9,070,347 from RBC.