Last 12 months
Inside the activity.
1 purchase rows · 87 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 14 |
| Dec 2025 | 0 | 20 |
| Jan 2026 | 0 | 13 |
| Feb 2026 | 1 | 4 |
| Mar 2026 | 0 | 12 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2024 Filed Apr 17, 2024 20:22 UTC |
Whalen AmandaChief Financial Officer
|
GrantSeries A Common Stock | 279,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000036 · wk-form4_1713385338.xml · nonDerivative · entry 1 Whalen Amanda · CIK 0001991131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467,173 F1 · shares: Represents restricted stock units ("RSUs") awarded under the Issuer's 2023 Stock Incentive Plan, each representing the contingent right to receive one share of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), upon vesting and settlement. The RSUs vest as follows: (i) 50% of the RSUs will vest in eight equal quarterly installments, with the first such installment vesting on May 15, 2024, and (ii) thereafter the remaining 50% of the RSUs will vest in four equal quarterly installments, subject to the Reporting Person's continued service on each such vesting date. F2 · balance_after: Consists of (i) 19,285 shares of Series A Common Stock and (ii) 447,888 unvested RSUs awarded under the Issuer's 2023 Stock Incentive Plan. Read SEC document |
| April 05, 2024 Filed Apr 8, 2024 23:15 UTC |
Edmond LandonChief Legal Officer
|
SaleSeries A Common Stock | 3,545 | $24.15 | $85,611.75 |
DisclosureSEC source: 0001835830-24-000030 · wk-form4_1712618133.xml · nonDerivative · entry 1 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 167,127 F1 · kind: These sales were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.95 to $24.33. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Consists of (i) 2,127 shares of Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and (ii) 165,000 unvested restricted stock units awarded under the Issuer's 2023 Stock Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 22:17 UTC |
Edmond LandonChief Legal Officer
|
ConversionSeries B Common Stock · Derivative | 23,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000028 · wk-form4_1712182640.xml · derivative · entry 3 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 321,919 Underlying: Series A Common Stock · 23,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · derivative.exercise_date: Each share of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F5 · balance_after: Consists of (i) 125,768 shares of Series B Common Stock and (ii) 196,151 unvested RSUs awarded under the 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 22:17 UTC |
Edmond LandonChief Legal Officer
|
SaleSeries A Common Stock | 28,613 | $24.94 | $713,608.22 |
DisclosureSEC source: 0001835830-24-000028 · wk-form4_1712182640.xml · nonDerivative · entry 2 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,672 F2 · kind: These sales were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2023. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.45 to $25.18. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Consists of (i) 5,672 shares of Series A Common Stock and (ii) 165,000 unvested restricted stock units ("RSUs") awarded under the 2023 Stock Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 22:17 UTC |
Edmond LandonChief Legal Officer
|
ConversionSeries A Common Stock | 23,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-24-000028 · wk-form4_1712182640.xml · nonDerivative · entry 1 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 199,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), is convertible at any time at the option of the holder into one share of Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:13 UTC |
Weisman TonyDirector
|
ConversionSeries B Common Stock · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000026 · wk-form4_1709594016.xml · derivative · entry 3 Weisman Tony · CIK 0001716921 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Series A Common Stock · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · balance_after: Consists of (a) 66,667 shares of Series B Common Stock and (b) 8,333 unvested restricted stock units. On March 1, 2024, the remaining 8,333 RSUs vested and settled as 8,333 shares of Series B Common Stock according to the previously reported vesting schedule applicable to such grant. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:13 UTC |
Weisman TonyDirector
|
SaleSeries A Common Stock | 33,333 | $25.97 | $865,658.01 |
DisclosureSEC source: 0001835830-24-000026 · wk-form4_1709594016.xml · nonDerivative · entry 2 Weisman Tony · CIK 0001716921 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.91 to $26.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:13 UTC |
Weisman TonyDirector
|
ConversionSeries A Common Stock | 33,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-24-000026 · wk-form4_1709594016.xml · nonDerivative · entry 1 Weisman Tony · CIK 0001716921 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:49 UTC |
Edmond LandonChief Legal Officer
|
ConversionSeries B Common Stock · Derivative | 13,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000006 · wk-form4_1708120138.xml · derivative · entry 3 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,497 Underlying: Series A Common Stock · 13,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · kind: Represents 13,305 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 17,470 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F4 · balance_after: Amount consists of (a) 152,346 shares of Series B Common Stock and (b) 196,151 unvested RSUs awarded under the 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:49 UTC |
Edmond LandonChief Legal Officer
|
Tax withholdingSeries A Common Stock | 17,470 | $29.71 | $519,033.70 |
DisclosureSEC source: 0001835830-24-000006 · wk-form4_1708120138.xml · nonDerivative · entry 2 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,757 F1 · kind: Represents 13,305 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 17,470 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F3 · balance_after: Consists of (i) 12,757 shares of Series A Common Stock and (ii) 165,000 unvested RSUs awarded under the 2023 Stock Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:49 UTC |
Edmond LandonChief Legal Officer
|
ConversionSeries A Common Stock | 13,305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-24-000006 · wk-form4_1708120138.xml · nonDerivative · entry 1 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 195,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents 13,305 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 17,470 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:50 UTC |
Chaves AllenChief Technology Officer
|
ConversionSeries B Common Stock · Derivative | 9,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000008 · wk-form4_1708120229.xml · derivative · entry 3 Chaves Allen · CIK 0001991400 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,746 Underlying: Series A Common Stock · 9,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · kind: Represents 9,220 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock") and subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · balance_after: Amount consists of (a) 83,464 shares of Series B Common Stock and (b) 135,282 unvested RSUs awarded under the 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:50 UTC |
Chaves AllenChief Technology Officer
|
Tax withholdingSeries A Common Stock | 9,220 | $29.71 | $273,926.20 |
DisclosureSEC source: 0001835830-24-000008 · wk-form4_1708120229.xml · nonDerivative · entry 2 Chaves Allen · CIK 0001991400 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents 9,220 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock") and subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:50 UTC |
Chaves AllenChief Technology Officer
|
ConversionSeries A Common Stock | 9,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-24-000008 · wk-form4_1708120229.xml · nonDerivative · entry 1 Chaves Allen · CIK 0001991400 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents 9,220 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock") and subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:50 UTC |
Whalen AmandaChief Financial Officer
|
ConversionSeries B Common Stock · Derivative | 16,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000007 · wk-form4_1708120193.xml · derivative · entry 3 Whalen Amanda · CIK 0001991131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 707,478 Underlying: Series A Common Stock · 16,208 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · kind: Represents 16,208 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 20,227 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F4 · balance_after: Consists of (i) 181,436 shares of Series B Common Stock and (ii) 526,042 unvested RSUs awarded under the 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:50 UTC |
Whalen AmandaChief Financial Officer
|
Tax withholdingSeries A Common Stock | 20,227 | $29.71 | $600,944.17 |
DisclosureSEC source: 0001835830-24-000007 · wk-form4_1708120193.xml · nonDerivative · entry 2 Whalen Amanda · CIK 0001991131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,685 F1 · kind: Represents 16,208 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 20,227 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F3 · balance_after: Consists of (i) 21,685 shares of Series A Common Stock and (ii) 168,000 unvested RSUs awarded under the 2023 Stock Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 21:50 UTC |
Whalen AmandaChief Financial Officer
|
ConversionSeries A Common Stock | 16,208 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-24-000007 · wk-form4_1708120193.xml · nonDerivative · entry 1 Whalen Amanda · CIK 0001991131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents 16,208 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 20,227 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:27 UTC Amendment |
Edmond LandonChief Legal Officer
|
ConversionSeries B Common Stock · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000012 · wk-form4a_1708482403.xml · derivative · entry 3 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,135 Underlying: Series A Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · kind: Represents 16,667 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 22,520 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F4 · balance_after: Consists of (i) 148,984 shares of Series B Common Stock and (ii) 196,151 unvested RSUs awarded under the 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:27 UTC Amendment |
Edmond LandonChief Legal Officer
|
Tax withholdingSeries A Common Stock | 22,520 | $29.71 | $669,069.20 |
DisclosureSEC source: 0001835830-24-000012 · wk-form4a_1708482403.xml · nonDerivative · entry 2 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,069 F1 · kind: Represents 16,667 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 22,520 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F3 · balance_after: Consists of (i) 11,069 shares of Series A Common Stock and (ii) 165,000 unvested RSUs awarded under the 2023 Stock Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:27 UTC Amendment |
Edmond LandonChief Legal Officer
|
ConversionSeries A Common Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-24-000012 · wk-form4a_1708482403.xml · nonDerivative · entry 1 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents 16,667 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 22,520 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:23 UTC Amendment |
Whalen AmandaChief Financial Officer
|
ConversionSeries B Common Stock · Derivative | 18,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000011 · wk-form4a_1708482199.xml · derivative · entry 3 Whalen Amanda · CIK 0001991131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 704,830 Underlying: Series A Common Stock · 18,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · kind: Represents 18,856 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 25,275 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F4 · balance_after: Consists of (i) 178,788 shares of Series B Common Stock and (ii) 526,042 unvested RSUs awarded under the 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:23 UTC Amendment |
Whalen AmandaChief Financial Officer
|
Tax withholdingSeries A Common Stock | 25,275 | $29.71 | $750,920.25 |
DisclosureSEC source: 0001835830-24-000011 · wk-form4a_1708482199.xml · nonDerivative · entry 2 Whalen Amanda · CIK 0001991131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,285 F1 · kind: Represents 18,856 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 25,275 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F3 · balance_after: Consists of (i) 19,285 shares of Series A Common Stock and (ii) 168,000 unvested RSUs awarded under the 2023 Stock Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:23 UTC Amendment |
Whalen AmandaChief Financial Officer
|
ConversionSeries A Common Stock | 18,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-24-000011 · wk-form4a_1708482199.xml · nonDerivative · entry 1 Whalen Amanda · CIK 0001991131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents 18,856 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 25,275 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 17:18 UTC |
Astral Capital ABEH, LLC10% owner
Astral Capital ABEH Manager, LLC10% owner
Karlen Jon10% owner
|
ConversionSeries B Common Stock · Derivative | 5,117,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-24-000002 · wk-form4_1708035507.xml · derivative · entry 2 Astral Capital ABEH, LLC · CIK 0001667745 · 10% owner Astral Capital ABEH Manager, LLC · CIK 0001993952 · 10% owner Karlen Jon · CIK 0001994004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Series A Common Stock · 5,117,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F1 · kind: On February 13, 2024, Astral Capital ABEH, LLC converted 5,117,010 shares of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock") into 5,117,010 shares of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"). F2 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · ownership.direct: Shares held by Astral Capital ABEH, LLC. Astral Capital ABEH Manager, LLC is the sole manager of Astral Capital ABEH, LLC. Jon Karlen is the sole manager of Astral Capital ABEH Manager, LLC. Each Reporting Person disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his or its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 17:18 UTC |
Astral Capital ABEH, LLC10% owner
Astral Capital ABEH Manager, LLC10% owner
Karlen Jon10% owner
|
ConversionSeries A Common Stock | 5,117,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-24-000002 · wk-form4_1708035507.xml · nonDerivative · entry 1 Astral Capital ABEH, LLC · CIK 0001667745 · 10% owner Astral Capital ABEH Manager, LLC · CIK 0001993952 · 10% owner Karlen Jon · CIK 0001994004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,129,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 13, 2024, Astral Capital ABEH, LLC converted 5,117,010 shares of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock") into 5,117,010 shares of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"). F2 · price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · ownership.direct: Shares held by Astral Capital ABEH, LLC. Astral Capital ABEH Manager, LLC is the sole manager of Astral Capital ABEH, LLC. Jon Karlen is the sole manager of Astral Capital ABEH Manager, LLC. Each Reporting Person disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his or its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose. Read SEC document |
| January 29, 2024 Filed Jan 30, 2024 21:32 UTC |
Shopify Strategic Holdings 3 LLC10% owner
SHOPIFY INC.10% owner
|
OtherSeries B Common Stock · Derivative | 344,382 | $0.01 | $3,443.82 |
DisclosureSEC source: 0001209191-24-002414 · doc4.xml · derivative · entry 2 Shopify Strategic Holdings 3 LLC · CIK 0001993562 · 10% owner SHOPIFY INC. · CIK 0001594805 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,873,670 Underlying: Series A Common Stock · 344,382 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · ownership.direct: Reflects securities held directly by Shopify Strategic Holdings 3 LLC, a wholly-owned subsidiary of Shopify Inc. ("Shopify"). Shopify is an indirect beneficial owner and disclaims beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| January 29, 2024 Filed Jan 30, 2024 21:32 UTC |
Shopify Strategic Holdings 3 LLC10% owner
SHOPIFY INC.10% owner
|
OtherWarrants to Purchase Series B Common Stock (Right to Buy) · Derivative | 344,382 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001209191-24-002414 · doc4.xml · derivative · entry 1 Shopify Strategic Holdings 3 LLC · CIK 0001993562 · 10% owner SHOPIFY INC. · CIK 0001594805 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,821,350 Underlying: Series B Common Stock · 344,382 shares Expires 2032-07-28 F1 · derivative.exercise_date: 25% of the shares subject to the warrants vested on July 28, 2022, and the remaining shares vest quarterly in equal amounts through July 28, 2027. Notwithstanding the foregoing, in connection with the Issuer's initial public offering ("IPO"), 25% of the total number of shares subject to the warrants vested immediately prior to the completion of the IPO. F2 · ownership.direct: Reflects securities held directly by Shopify Strategic Holdings 3 LLC, a wholly-owned subsidiary of Shopify Inc. ("Shopify"). Shopify is an indirect beneficial owner and disclaims beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:03 UTC |
Edmond LandonChief Legal Officer
|
ConversionSeries B Common Stock · Derivative | 16,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-23-000012 · wk-form4_1700258568.xml · derivative · entry 3 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,802 Underlying: Series A Common Stock · 16,305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F4 · balance_after: Consists of (a) 132,768 shares of Series B Common Stock and (b) 229,034 unvested RSUs awarded under the 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:03 UTC |
Edmond LandonChief Legal Officer
|
Tax withholdingSeries A Common Stock | 21,883 | $28.70 | $628,042.10 |
DisclosureSEC source: 0001835830-23-000012 · wk-form4_1700258568.xml · nonDerivative · entry 2 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,922 F1 · kind: Represents 16,305 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 21,883 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F3 · balance_after: Consists of (i) 5,672 shares of Series A Common Stock and (ii) 176,250 unvested RSUs awarded under the 2023 Stock Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:03 UTC |
Edmond LandonChief Legal Officer
|
ConversionSeries A Common Stock | 16,305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-23-000012 · wk-form4_1700258568.xml · nonDerivative · entry 1 Edmond Landon · CIK 0001991399 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents 16,305 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 21,883 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:01 UTC |
Whalen AmandaChief Financial Officer
|
ConversionSeries B Common Stock · Derivative | 18,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001835830-23-000010 · wk-form4_1700258496.xml · derivative · entry 3 Whalen Amanda · CIK 0001991131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 723,686 Underlying: Series A Common Stock · 18,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F4 · balance_after: Consists of (i) 149,727 shares of Series B Common Stock and (ii) 573,959 unvested RSUs awarded under the 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:01 UTC |
Whalen AmandaChief Financial Officer
|
Tax withholdingSeries A Common Stock | 25,152 | $28.70 | $721,862.40 |
DisclosureSEC source: 0001835830-23-000010 · wk-form4_1700258496.xml · nonDerivative · entry 2 Whalen Amanda · CIK 0001991131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,704 F1 · kind: Represents 18,856 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 25,152 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F3 · balance_after: Consists of (i) 9,704 shares of Series A Common Stock and (ii) 184,000 unvested RSUs awarded under the 2023 Stock Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:01 UTC |
Whalen AmandaChief Financial Officer
|
ConversionSeries A Common Stock | 18,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001835830-23-000010 · wk-form4_1700258496.xml · nonDerivative · entry 1 Whalen Amanda · CIK 0001991131 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents 18,856 shares of Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), and 25,152 shares of Series A Common Stock subsequently withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). F2 · price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:46 UTC |
Shopify Strategic Holdings 3 LLC10% owner
SHOPIFY INC.10% owner
|
OtherSeries B Common Stock · Derivative | 344,382 | $0.01 | $3,443.82 |
DisclosureSEC source: 0001209191-23-054165 · doc4.xml · derivative · entry 2 Shopify Strategic Holdings 3 LLC · CIK 0001993562 · 10% owner SHOPIFY INC. · CIK 0001594805 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,529,289 Underlying: Series A Common Stock · 344,382 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · ownership.direct: Reflects securities held directly by Shopify Strategic Holdings 3 LLC, a wholly-owned subsidiary of Shopify Inc. ("Shopify"). Shopify is an indirect beneficial owner and disclaims beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:46 UTC |
Shopify Strategic Holdings 3 LLC10% owner
SHOPIFY INC.10% owner
|
OtherWarrants to Purchase Series B Common Stock (Right to Buy) · Derivative | 344,382 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001209191-23-054165 · doc4.xml · derivative · entry 1 Shopify Strategic Holdings 3 LLC · CIK 0001993562 · 10% owner SHOPIFY INC. · CIK 0001594805 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,165,731 Underlying: Series B Common Stock · 344,382 shares Expires 2032-07-28 F1 · derivative.exercise_date: 25% of the shares subject to the warrants vested on July 28, 2022, and the remaining shares vest quarterly in equal amounts through July 28, 2027. Notwithstanding the foregoing, in connection with the Issuer's initial public offering ("IPO"), 25% of the total number of shares subject to the warrants vested immediately prior to the completion of the IPO. F2 · ownership.direct: Reflects securities held directly by Shopify Strategic Holdings 3 LLC, a wholly-owned subsidiary of Shopify Inc. ("Shopify"). Shopify is an indirect beneficial owner and disclaims beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| October 23, 2023 Filed Oct 23, 2023 21:10 UTC |
SUMMIT PARTNERS L P10% owner
Summit Partners Co-Invest (Kiwi), LP10% owner
SUMMIT INVESTORS GE IX/VC IV, LLC10% owner
|
ConversionSeries B Common Stock, par value $0.001 per share · Derivative | 1,770,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-020017 · doc4.xml · derivative · entry 3 SUMMIT PARTNERS L P · CIK 0000830588 · 10% owner Summit Partners Growth Equity Fund IX-A, L.P. · CIK 0001634415 · 10% owner Summit Partners Growth Equity Fund IX-B, L.P. · CIK 0001634426 · 10% owner Summit Partners Co-Invest (Kiwi), LP · CIK 0001830877 · 10% owner SUMMIT INVESTORS GE IX/VC IV, LLC · CIK 0001654074 · 10% owner SUMMIT INVESTORS GE IX/VC IV (UK), L.P. · CIK 0001846709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 47,741,629 Underlying: Series A Common Stock, par value $0.001 per share · 1,770,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B common stock, par value $0.001 per share ("Series B Common Stock"), is convertible into an equal number of shares of Series A common stock, par value $0.001 per share ("Series A Common Stock"), at any time, at the holder's election, and has no expiration date. Each share of Series B Common Stock will automatically convert into Series A Common Stock upon the earlier of (i) the date specified by 66-2/3% of the outstanding shares of Series B Common Stock, voting as a single series; (ii) following the seventh anniversary of the closing of Klaviyo, Inc.'s (the "Company") initial public offering; or (iii) any transfer, whether or not for value, except for certain permitted transfers described in the Company's certificate of incorporation. On October 23, 2023, the reporting persons directed the sale of an aggregate of 1,770,318 shares of their Series B Common Stock, resulting in the automatic conversion of the shares into Series A Common Stock upon execution of the sale. F1 · derivative.exercise_date: The Series B common stock, par value $0.001 per share ("Series B Common Stock"), is convertible into an equal number of shares of Series A common stock, par value $0.001 per share ("Series A Common Stock"), at any time, at the holder's election, and has no expiration date. Each share of Series B Common Stock will automatically convert into Series A Common Stock upon the earlier of (i) the date specified by 66-2/3% of the outstanding shares of Series B Common Stock, voting as a single series; (ii) following the seventh anniversary of the closing of Klaviyo, Inc.'s (the "Company") initial public offering; or (iii) any transfer, whether or not for value, except for certain permitted transfers described in the Company's certificate of incorporation. On October 23, 2023, the reporting persons directed the sale of an aggregate of 1,770,318 shares of their Series B Common Stock, resulting in the automatic conversion of the shares into Series A Common Stock upon execution of the sale. F1 · derivative.expiration_date: The Series B common stock, par value $0.001 per share ("Series B Common Stock"), is convertible into an equal number of shares of Series A common stock, par value $0.001 per share ("Series A Common Stock"), at any time, at the holder's election, and has no expiration date. Each share of Series B Common Stock will automatically convert into Series A Common Stock upon the earlier of (i) the date specified by 66-2/3% of the outstanding shares of Series B Common Stock, voting as a single series; (ii) following the seventh anniversary of the closing of Klaviyo, Inc.'s (the "Company") initial public offering; or (iii) any transfer, whether or not for value, except for certain permitted transfers described in the Company's certificate of incorporation. On October 23, 2023, the reporting persons directed the sale of an aggregate of 1,770,318 shares of their Series B Common Stock, resulting in the automatic conversion of the shares into Series A Common Stock upon execution of the sale. F5 · balance_after: Consists of (i) 28,216,372 shares of Series B common stock held by Fund IX-A, (ii) 17,617,906 shares of Series B Common Stock held by Fund IX-B, (iii) 1,739,806 shares of Series B Common Stock held by Kiwi Co-Invest Fund, (iv) 148,297 shares of Series B Common Stock held by Fund IX/VC IV, and (v) 19,248 shares of Series B Common Stock held by Fund IX/VC IV (UK). F2 · ownership.nature: Summit Partners, L.P. is the manager of Summit Partners GE IX, LLC, which is the general partner of Summit Partners GE IX, LP, which is the general partner of Summit Partners Growth Equity Fund IX-A, L.P. ("Fund IX-A") and Summit Partners Growth Equity Fund IX-B, L.P. ("Fund IX-B"). Summit Partners, L.P. is the managing member of Summit Partners Co-Invest Kiwi GP, LLC, which is the general partner of Summit Partners Co-Invest (Kiwi), L.P. ("Kiwi Co-Invest Fund"). Summit Master Company, LLC is the general partner of Summit Partners, L.P., which is the manager of Summit Investors Management, LLC, which is the manager of Summit Investors GE IX/VC IV, LLC ("Fund IX/VC IV") and the general partner of Summit Investors GE IX/VC IV (UK), L.P. ("Fund IX/VC IV (UK)"). F3 · ownership.nature: (continued from footnote 2) Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated voting and investment decisions with respect to the Series B Common Stock held by Fund IX/VC IV and Fund IX/VC IV (UK) to Summit Partners, L.P. F4 · ownership.nature: The investment committee of Summit Partners, L.P., is currently composed of Peter Y. Chung, Scott C. Collins, and Peter L. Rottier, who may be deemed to have voting and dispositive authority over, and therefore beneficial ownership of, the reported securities. Each of the foregoing entities, Mr. Chung, Mr. Collins, and Mr. Rottier disclaims beneficial ownership of the shares, except to the extent of such person's or entity's pecuniary interest therein and the filing of this statement shall not be deemed an admission that any of the foregoing entities or persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities covered by this statement. Read SEC document |
| October 23, 2023 Filed Oct 23, 2023 21:10 UTC |
SUMMIT PARTNERS L P10% owner
Summit Partners Co-Invest (Kiwi), LP10% owner
SUMMIT INVESTORS GE IX/VC IV, LLC10% owner
|
SaleSeries A Common Stock, par value $0.001 per share | 1,770,318 | $28.32 | $50,138,592.33 |
DisclosureSEC source: 0000899243-23-020017 · doc4.xml · nonDerivative · entry 2 SUMMIT PARTNERS L P · CIK 0000830588 · 10% owner Summit Partners Growth Equity Fund IX-A, L.P. · CIK 0001634415 · 10% owner Summit Partners Growth Equity Fund IX-B, L.P. · CIK 0001634426 · 10% owner Summit Partners Co-Invest (Kiwi), LP · CIK 0001830877 · 10% owner SUMMIT INVESTORS GE IX/VC IV, LLC · CIK 0001654074 · 10% owner SUMMIT INVESTORS GE IX/VC IV (UK), L.P. · CIK 0001846709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.nature: Summit Partners, L.P. is the manager of Summit Partners GE IX, LLC, which is the general partner of Summit Partners GE IX, LP, which is the general partner of Summit Partners Growth Equity Fund IX-A, L.P. ("Fund IX-A") and Summit Partners Growth Equity Fund IX-B, L.P. ("Fund IX-B"). Summit Partners, L.P. is the managing member of Summit Partners Co-Invest Kiwi GP, LLC, which is the general partner of Summit Partners Co-Invest (Kiwi), L.P. ("Kiwi Co-Invest Fund"). Summit Master Company, LLC is the general partner of Summit Partners, L.P., which is the manager of Summit Investors Management, LLC, which is the manager of Summit Investors GE IX/VC IV, LLC ("Fund IX/VC IV") and the general partner of Summit Investors GE IX/VC IV (UK), L.P. ("Fund IX/VC IV (UK)"). F3 · ownership.nature: (continued from footnote 2) Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated voting and investment decisions with respect to the Series B Common Stock held by Fund IX/VC IV and Fund IX/VC IV (UK) to Summit Partners, L.P. F4 · ownership.nature: The investment committee of Summit Partners, L.P., is currently composed of Peter Y. Chung, Scott C. Collins, and Peter L. Rottier, who may be deemed to have voting and dispositive authority over, and therefore beneficial ownership of, the reported securities. Each of the foregoing entities, Mr. Chung, Mr. Collins, and Mr. Rottier disclaims beneficial ownership of the shares, except to the extent of such person's or entity's pecuniary interest therein and the filing of this statement shall not be deemed an admission that any of the foregoing entities or persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities covered by this statement. Read SEC document |
| October 23, 2023 Filed Oct 23, 2023 21:10 UTC |
SUMMIT PARTNERS L P10% owner
Summit Partners Co-Invest (Kiwi), LP10% owner
SUMMIT INVESTORS GE IX/VC IV, LLC10% owner
|
ConversionSeries A Common Stock, par value $0.001 per share | 1,770,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020017 · doc4.xml · nonDerivative · entry 1 SUMMIT PARTNERS L P · CIK 0000830588 · 10% owner Summit Partners Growth Equity Fund IX-A, L.P. · CIK 0001634415 · 10% owner Summit Partners Growth Equity Fund IX-B, L.P. · CIK 0001634426 · 10% owner Summit Partners Co-Invest (Kiwi), LP · CIK 0001830877 · 10% owner SUMMIT INVESTORS GE IX/VC IV, LLC · CIK 0001654074 · 10% owner SUMMIT INVESTORS GE IX/VC IV (UK), L.P. · CIK 0001846709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,770,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series B common stock, par value $0.001 per share ("Series B Common Stock"), is convertible into an equal number of shares of Series A common stock, par value $0.001 per share ("Series A Common Stock"), at any time, at the holder's election, and has no expiration date. Each share of Series B Common Stock will automatically convert into Series A Common Stock upon the earlier of (i) the date specified by 66-2/3% of the outstanding shares of Series B Common Stock, voting as a single series; (ii) following the seventh anniversary of the closing of Klaviyo, Inc.'s (the "Company") initial public offering; or (iii) any transfer, whether or not for value, except for certain permitted transfers described in the Company's certificate of incorporation. On October 23, 2023, the reporting persons directed the sale of an aggregate of 1,770,318 shares of their Series B Common Stock, resulting in the automatic conversion of the shares into Series A Common Stock upon execution of the sale. F2 · ownership.nature: Summit Partners, L.P. is the manager of Summit Partners GE IX, LLC, which is the general partner of Summit Partners GE IX, LP, which is the general partner of Summit Partners Growth Equity Fund IX-A, L.P. ("Fund IX-A") and Summit Partners Growth Equity Fund IX-B, L.P. ("Fund IX-B"). Summit Partners, L.P. is the managing member of Summit Partners Co-Invest Kiwi GP, LLC, which is the general partner of Summit Partners Co-Invest (Kiwi), L.P. ("Kiwi Co-Invest Fund"). Summit Master Company, LLC is the general partner of Summit Partners, L.P., which is the manager of Summit Investors Management, LLC, which is the manager of Summit Investors GE IX/VC IV, LLC ("Fund IX/VC IV") and the general partner of Summit Investors GE IX/VC IV (UK), L.P. ("Fund IX/VC IV (UK)"). F3 · ownership.nature: (continued from footnote 2) Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated voting and investment decisions with respect to the Series B Common Stock held by Fund IX/VC IV and Fund IX/VC IV (UK) to Summit Partners, L.P. F4 · ownership.nature: The investment committee of Summit Partners, L.P., is currently composed of Peter Y. Chung, Scott C. Collins, and Peter L. Rottier, who may be deemed to have voting and dispositive authority over, and therefore beneficial ownership of, the reported securities. Each of the foregoing entities, Mr. Chung, Mr. Collins, and Mr. Rottier disclaims beneficial ownership of the shares, except to the extent of such person's or entity's pecuniary interest therein and the filing of this statement shall not be deemed an admission that any of the foregoing entities or persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities covered by this statement. Read SEC document |
| October 23, 2023 Filed Oct 23, 2023 16:15 UTC |
Accomplice Fund I, L.P.10% owner
Accomplices Associates I, LLC10% owner
Fagnan Jeff10% owner
Moore Ryan R10% owner
|
SaleSeries A Common Stock | 637,049 | $28.32 | $18,042,374.37 |
DisclosureSEC source: 0001628280-23-034904 · wk-form4_1698092132.xml · nonDerivative · entry 1 Accomplice Fund I, L.P. · CIK 0001636118 · 10% owner Accomplices Associates I, LLC · CIK 0001898737 · 10% owner Fagnan Jeff · CIK 0001452366 · 10% owner Moore Ryan R · CIK 0001810239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,720 F1 · kind: The shares were sold pursuant to the underwriters' partial exercise of their over-allotment option in connection with the initial public offering of the Issuer's Series A Common Stock at a net price per share of $28.3218, after underwriting discounts and commissions. Accomplice Fund I, L.P. was a selling stockholder in the initial public offering. F2 · ownership.direct: Shares held by Accomplice Fund I, L.P. Accomplice Associates I, LLC is the general partner of Accomplice Fund I, L.P. Jeff Fagnan and Ryan Moore are Class A Members of Accomplice Associates I, LLC. Each Reporting Person disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his or its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose. Read SEC document |
| October 23, 2023 Filed Oct 23, 2023 16:17 UTC |
Astral Capital ABEH, LLC10% owner
Astral Capital ABEH Manager, LLC10% owner
Karlen Jon10% owner
|
SaleSeries A Common Stock | 294,008 | $28.32 | $8,326,835.77 |
DisclosureSEC source: 0001628280-23-034907 · wk-form4_1698092228.xml · nonDerivative · entry 1 Astral Capital ABEH, LLC · CIK 0001667745 · 10% owner Astral Capital ABEH Manager, LLC · CIK 0001993952 · 10% owner Karlen Jon · CIK 0001994004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,332 F1 · kind: The shares were sold pursuant to the underwriters' partial exercise of their over-allotment option in connection with the initial public offering of the Issuer's Series A Common Stock at a net price per share of $28.3218, after underwriting discounts and commissions. Astral Capital ABEH, LLC was a selling stockholder in the initial public offering. F2 · ownership.direct: Shares held by Astral Capital ABEH, LLC. Astral Capital ABEH Manager, LLC is the sole manager of Astral Capital ABEH, LLC. Jon Karlen is the sole manager of Astral Capital ABEH Manager, LLC. Each Reporting Person disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his or its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 20:35 UTC |
Shopify Strategic Holdings 3 LLC10% owner
SHOPIFY INC.10% owner
|
OtherSeries B Common Stock · Derivative | 3,935,793 | $0.01 | $39,357.93 |
DisclosureSEC source: 0001209191-23-051089 · doc4.xml · derivative · entry 2 Shopify Strategic Holdings 3 LLC · CIK 0001993562 · 10% owner SHOPIFY INC. · CIK 0001594805 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,184,907 Underlying: Series A Common Stock · 3,935,793 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · derivative.exercise_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3 · derivative.expiration_date: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2 · ownership.direct: Reflects securities held directly by Shopify Strategic Holdings 3 LLC ("Shopify Strategic"), a wholly-owned subsidiary of Shopify Inc. ("Shopify"). Shopify is an indirect beneficial owner and disclaims beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 20:35 UTC |
Shopify Strategic Holdings 3 LLC10% owner
SHOPIFY INC.10% owner
|
OtherWarrants to Purchase Series B Common Stock (Right to Buy) · Derivative | 3,935,793 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001209191-23-051089 · doc4.xml · derivative · entry 1 Shopify Strategic Holdings 3 LLC · CIK 0001993562 · 10% owner SHOPIFY INC. · CIK 0001594805 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,510,113 Underlying: Series B Common Stock · 3,935,793 shares Expires 2032-07-28 F1 · derivative.exercise_date: 25% of the shares subject to the warrants vested on July 28, 2022, and the remaining shares vest quarterly in equal amounts through July 28, 2027. Notwithstanding the foregoing, in connection with the Issuer's initial public offering ("IPO"), 25% of the total number of shares subject to the warrants vested immediately prior to the completion of the IPO. F2 · ownership.direct: Reflects securities held directly by Shopify Strategic Holdings 3 LLC ("Shopify Strategic"), a wholly-owned subsidiary of Shopify Inc. ("Shopify"). Shopify is an indirect beneficial owner and disclaims beneficial ownership except to the extent of its pecuniary interest therein. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 20:21 UTC |
SUMMIT PARTNERS L P10% owner
Summit Partners Co-Invest (Kiwi), LP10% owner
SUMMIT INVESTORS GE IX/VC IV, LLC10% owner
|
ConversionSeries B Common Stock, par value $0.001 per share · Derivative | 4,919,165 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-019428 · doc4.xml · derivative · entry 3 SUMMIT PARTNERS L P · CIK 0000830588 · 10% owner Summit Partners Growth Equity Fund IX-A, L.P. · CIK 0001634415 · 10% owner Summit Partners Growth Equity Fund IX-B, L.P. · CIK 0001634426 · 10% owner Summit Partners Co-Invest (Kiwi), LP · CIK 0001830877 · 10% owner SUMMIT INVESTORS GE IX/VC IV, LLC · CIK 0001654074 · 10% owner SUMMIT INVESTORS GE IX/VC IV (UK), L.P. · CIK 0001846709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 49,511,947 Underlying: Series A Common Stock, par value $0.001 per share · 4,919,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B common stock, par value $0.001 per share ("Series B Common Stock") is convertible into an equal number of shares of Series A common stock, par value $0.001 per share ("Series A Common Stock") at any time, at the holder's election, and has no expiration date. Each share of Series B Common Stock will automatically convert into Series A Common Stock upon the earlier of (i) the date specified by 66-2/3% of the outstanding shares of Series B Common Stock, voting as a single series; (ii) following the seventh anniversary of the closing of Klaviyo, Inc.'s (the "Company") initial public offering; or (iii) any transfer, whether or not for value, except for certain permitted transfers described in the Company's certificate of incorporation. On September 22, 2023, the reporting persons directed the sale of an aggregate of 4,919,165 shares of their Series B Common Stock, resulting in the automatic conversion of the shares into Series A Common Stock upon execution of the sale. F1 · derivative.exercise_date: The Series B common stock, par value $0.001 per share ("Series B Common Stock") is convertible into an equal number of shares of Series A common stock, par value $0.001 per share ("Series A Common Stock") at any time, at the holder's election, and has no expiration date. Each share of Series B Common Stock will automatically convert into Series A Common Stock upon the earlier of (i) the date specified by 66-2/3% of the outstanding shares of Series B Common Stock, voting as a single series; (ii) following the seventh anniversary of the closing of Klaviyo, Inc.'s (the "Company") initial public offering; or (iii) any transfer, whether or not for value, except for certain permitted transfers described in the Company's certificate of incorporation. On September 22, 2023, the reporting persons directed the sale of an aggregate of 4,919,165 shares of their Series B Common Stock, resulting in the automatic conversion of the shares into Series A Common Stock upon execution of the sale. F1 · derivative.expiration_date: The Series B common stock, par value $0.001 per share ("Series B Common Stock") is convertible into an equal number of shares of Series A common stock, par value $0.001 per share ("Series A Common Stock") at any time, at the holder's election, and has no expiration date. Each share of Series B Common Stock will automatically convert into Series A Common Stock upon the earlier of (i) the date specified by 66-2/3% of the outstanding shares of Series B Common Stock, voting as a single series; (ii) following the seventh anniversary of the closing of Klaviyo, Inc.'s (the "Company") initial public offering; or (iii) any transfer, whether or not for value, except for certain permitted transfers described in the Company's certificate of incorporation. On September 22, 2023, the reporting persons directed the sale of an aggregate of 4,919,165 shares of their Series B Common Stock, resulting in the automatic conversion of the shares into Series A Common Stock upon execution of the sale. F5 · balance_after: Consists of (i) 29,262,669 shares of Series B common stock held by Fund IX-A, (ii) 18,271,200 shares of Series B Common Stock held by Fund IX-B, (iii) 1,804,320 shares of Series B Common Stock held by Kiwi Co-Invest Fund, (iv) 153,796 shares of Series B Common Stock held by Fund IX/VC IV, and (v) 19,962 shares of Series B Common Stock held by Fund IX/VC IV (UK). F2 · ownership.nature: Summit Partners, L.P. is the manager of Summit Partners GE IX, LLC, which is the general partner of Summit Partners GE IX, LP, which is the general partner of Summit Partners Growth Equity Fund IX-A, L.P. ("Fund IX-A") and Summit Partners Growth Equity Fund IX-B, L.P. ("Fund IX-B"). Summit Partners, L.P. is the managing member of Summit Partners Co-Invest Kiwi GP, LLC, which is the general partner of Summit Partners Co-Invest (Kiwi), L.P. ("Kiwi Co-Invest Fund"). Summit Master Company, LLC is the general partner of Summit Partners, L.P., which is the manager of Summit Investors Management, LLC, which is the manager of Summit Investors GE IX/VC IV, LLC ("Fund IX/VC IV") and the general partner of Summit Investors GE IX/VC IV (UK), L.P. ("Fund IX/VC IV (UK)"). F3 · ownership.nature: (continued from footnote 2) Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated voting and investment decisions with respect to the Series B Common Stock held by Fund IX/VC IV and Fund IX/VC IV (UK) to Summit Partners, L.P. F4 · ownership.nature: The investment committee of Summit Partners, L.P., is currently composed of Peter Y. Chung, Scott C. Collins, and Peter L. Rottier, who may be deemed to have voting and dispositive authority over, and therefore beneficial ownership of, the reported securities. Each of the foregoing entities, Mr. Chung, Mr. Collins, and Mr. Rottier disclaims beneficial ownership of the shares, except to the extent of such person's or entity's pecuniary interest therein and the filing of this statement shall not be deemed an admission that any of the foregoing entities or persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities covered by this statement. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 20:21 UTC |
SUMMIT PARTNERS L P10% owner
Summit Partners Co-Invest (Kiwi), LP10% owner
SUMMIT INVESTORS GE IX/VC IV, LLC10% owner
|
SaleSeries A Common Stock, par value $0.001 per share | 4,919,165 | $28.32 | $139,319,607.30 |
DisclosureSEC source: 0000899243-23-019428 · doc4.xml · nonDerivative · entry 2 SUMMIT PARTNERS L P · CIK 0000830588 · 10% owner Summit Partners Growth Equity Fund IX-A, L.P. · CIK 0001634415 · 10% owner Summit Partners Growth Equity Fund IX-B, L.P. · CIK 0001634426 · 10% owner Summit Partners Co-Invest (Kiwi), LP · CIK 0001830877 · 10% owner SUMMIT INVESTORS GE IX/VC IV, LLC · CIK 0001654074 · 10% owner SUMMIT INVESTORS GE IX/VC IV (UK), L.P. · CIK 0001846709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.nature: Summit Partners, L.P. is the manager of Summit Partners GE IX, LLC, which is the general partner of Summit Partners GE IX, LP, which is the general partner of Summit Partners Growth Equity Fund IX-A, L.P. ("Fund IX-A") and Summit Partners Growth Equity Fund IX-B, L.P. ("Fund IX-B"). Summit Partners, L.P. is the managing member of Summit Partners Co-Invest Kiwi GP, LLC, which is the general partner of Summit Partners Co-Invest (Kiwi), L.P. ("Kiwi Co-Invest Fund"). Summit Master Company, LLC is the general partner of Summit Partners, L.P., which is the manager of Summit Investors Management, LLC, which is the manager of Summit Investors GE IX/VC IV, LLC ("Fund IX/VC IV") and the general partner of Summit Investors GE IX/VC IV (UK), L.P. ("Fund IX/VC IV (UK)"). F3 · ownership.nature: (continued from footnote 2) Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated voting and investment decisions with respect to the Series B Common Stock held by Fund IX/VC IV and Fund IX/VC IV (UK) to Summit Partners, L.P. F4 · ownership.nature: The investment committee of Summit Partners, L.P., is currently composed of Peter Y. Chung, Scott C. Collins, and Peter L. Rottier, who may be deemed to have voting and dispositive authority over, and therefore beneficial ownership of, the reported securities. Each of the foregoing entities, Mr. Chung, Mr. Collins, and Mr. Rottier disclaims beneficial ownership of the shares, except to the extent of such person's or entity's pecuniary interest therein and the filing of this statement shall not be deemed an admission that any of the foregoing entities or persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities covered by this statement. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 20:21 UTC |
SUMMIT PARTNERS L P10% owner
Summit Partners Co-Invest (Kiwi), LP10% owner
SUMMIT INVESTORS GE IX/VC IV, LLC10% owner
|
ConversionSeries A Common Stock, par value $0.001 per share | 4,919,165 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-019428 · doc4.xml · nonDerivative · entry 1 SUMMIT PARTNERS L P · CIK 0000830588 · 10% owner Summit Partners Growth Equity Fund IX-A, L.P. · CIK 0001634415 · 10% owner Summit Partners Growth Equity Fund IX-B, L.P. · CIK 0001634426 · 10% owner Summit Partners Co-Invest (Kiwi), LP · CIK 0001830877 · 10% owner SUMMIT INVESTORS GE IX/VC IV, LLC · CIK 0001654074 · 10% owner SUMMIT INVESTORS GE IX/VC IV (UK), L.P. · CIK 0001846709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,919,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series B common stock, par value $0.001 per share ("Series B Common Stock") is convertible into an equal number of shares of Series A common stock, par value $0.001 per share ("Series A Common Stock") at any time, at the holder's election, and has no expiration date. Each share of Series B Common Stock will automatically convert into Series A Common Stock upon the earlier of (i) the date specified by 66-2/3% of the outstanding shares of Series B Common Stock, voting as a single series; (ii) following the seventh anniversary of the closing of Klaviyo, Inc.'s (the "Company") initial public offering; or (iii) any transfer, whether or not for value, except for certain permitted transfers described in the Company's certificate of incorporation. On September 22, 2023, the reporting persons directed the sale of an aggregate of 4,919,165 shares of their Series B Common Stock, resulting in the automatic conversion of the shares into Series A Common Stock upon execution of the sale. F2 · ownership.nature: Summit Partners, L.P. is the manager of Summit Partners GE IX, LLC, which is the general partner of Summit Partners GE IX, LP, which is the general partner of Summit Partners Growth Equity Fund IX-A, L.P. ("Fund IX-A") and Summit Partners Growth Equity Fund IX-B, L.P. ("Fund IX-B"). Summit Partners, L.P. is the managing member of Summit Partners Co-Invest Kiwi GP, LLC, which is the general partner of Summit Partners Co-Invest (Kiwi), L.P. ("Kiwi Co-Invest Fund"). Summit Master Company, LLC is the general partner of Summit Partners, L.P., which is the manager of Summit Investors Management, LLC, which is the manager of Summit Investors GE IX/VC IV, LLC ("Fund IX/VC IV") and the general partner of Summit Investors GE IX/VC IV (UK), L.P. ("Fund IX/VC IV (UK)"). F3 · ownership.nature: (continued from footnote 2) Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated voting and investment decisions with respect to the Series B Common Stock held by Fund IX/VC IV and Fund IX/VC IV (UK) to Summit Partners, L.P. F4 · ownership.nature: The investment committee of Summit Partners, L.P., is currently composed of Peter Y. Chung, Scott C. Collins, and Peter L. Rottier, who may be deemed to have voting and dispositive authority over, and therefore beneficial ownership of, the reported securities. Each of the foregoing entities, Mr. Chung, Mr. Collins, and Mr. Rottier disclaims beneficial ownership of the shares, except to the extent of such person's or entity's pecuniary interest therein and the filing of this statement shall not be deemed an admission that any of the foregoing entities or persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities covered by this statement. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 16:06 UTC |
Accomplice Fund I, L.P.10% owner
Accomplices Associates I, LLC10% owner
Fagnan Jeff10% owner
Moore Ryan R10% owner
|
SaleSeries A Common Stock | 1,770,049 | $28.32 | $50,130,973.77 |
DisclosureSEC source: 0001628280-23-032844 · wk-form4_1695413154.xml · nonDerivative · entry 1 Accomplice Fund I, L.P. · CIK 0001636118 · 10% owner Accomplices Associates I, LLC · CIK 0001898737 · 10% owner Fagnan Jeff · CIK 0001452366 · 10% owner Moore Ryan R · CIK 0001810239 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 663,769 F1 · kind: The shares were sold in connection with the initial public offering of the Issuer's Series A Common Stock at a net price per share of $28.3218, after underwriting discounts and commissions. Accomplice Fund I, L.P. was a selling stockholder in the initial public offering. F2 · ownership.direct: Shares held by Accomplice Fund I, L.P. Accomplice Associates I, LLC is the general partner of Accomplice Fund I, L.P. Jeff Fagnan and Ryan Moore are Class A Members of Accomplice Associates I, LLC. Each Reporting Person disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his or its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 16:07 UTC |
Astral Capital ABEH, LLC10% owner
Astral Capital ABEH Manager, LLC10% owner
Karlen Jon10% owner
|
SaleSeries A Common Stock | 816,907 | $28.32 | $23,136,276.67 |
DisclosureSEC source: 0001628280-23-032847 · wk-form4_1695413246.xml · nonDerivative · entry 1 Astral Capital ABEH, LLC · CIK 0001667745 · 10% owner Astral Capital ABEH Manager, LLC · CIK 0001993952 · 10% owner Karlen Jon · CIK 0001994004 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,340 F1 · kind: The shares were sold in connection with the initial public offering of the Issuer's Series A Common Stock at a net price per share of $28.3218, after underwriting discounts and commissions. Astral Capital ABEH, LLC was a selling stockholder in the initial public offering. F2 · ownership.direct: Shares held by Astral Capital ABEH, LLC. Astral Capital ABEH Manager, LLC is the sole manager of Astral Capital ABEH, LLC. Jon Karlen is the sole manager of Astral Capital ABEH Manager, LLC. Each Reporting Person disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his or its pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or any other purpose. Read SEC document |
| September 22, 2023 Filed Sep 22, 2023 20:08 UTC |
Ceran JenniferDirector
|
SaleSeries A Common Stock | 12,000 | $28.32 | $339,861.60 |
DisclosureSEC source: 0001628280-23-032848 · wk-form4_1695413313.xml · nonDerivative · entry 1 Ceran Jennifer · CIK 0001652155 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares were sold in connection with the initial public offering of the Issuer's Series A Common Stock at a net price per share of $28.3218, after underwriting discounts and commissions. The Reporting Person was a selling stockholder in the initial public offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.