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Nasdaq · USD

KVHI

KVH INDUSTRIES INC \DE\

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Tapewire entity
6612
SEC CIK
0001007587
Parsed reports
524

Last 12 months

Inside the activity.

8 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202550
Jan 202600
Feb 202612
Mar 202602
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2022 Filed Aug 12, 2022 20:07 UTC
Tolley DavidDirector
OtherCommon Stock 9,191 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017848 · form4.xml · nonDerivative · entry 1

Tolley David · CIK 0001326359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,191

F1 · kind: Restricted stock grant (for newly elected board & audit committee member) issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/11/2022, 2/11/2023, 5/11/2023, 8/11/2023, provided Mr. Tolley is still a board member of KVH Industries, Inc.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:04 UTC SaleCommon Stock 2,249 $8.16 $18,347.34
Disclosure

SEC source: 0001062993-22-017388 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,579

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on August 2, 2022.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:04 UTC SaleCommon Stock 1,839 $8.16 $15,002.56
Disclosure

SEC source: 0001062993-22-017387 · form4.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,933

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on August 2, 2022.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:04 UTC
FEINGOLD FELISESVP General Counsel
SaleCommon Stock 1,227 $8.16 $10,009.87
Disclosure

SEC source: 0001062993-22-017385 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,314

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on August 2, 2022.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:03 UTC SaleCommon Stock 237 $8.16 $1,933.45
Disclosure

SEC source: 0001062993-22-017383 · form4.xml · nonDerivative · entry 1

Baker Jennifer Louise · CIK 0001707812 · VP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,778

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on August 2, 2022.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:02 UTC SaleCommon Stock 150 $8.25 $1,237.35
Disclosure

SEC source: 0001062993-22-014645 · form4.xml · nonDerivative · entry 2

Baker Jennifer Louise · CIK 0001707812 · VP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,813

F1 · kind: Shares sold to pay the taxes owed on a recently vested restricted stock award.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:02 UTC SaleCommon Stock 190 $8.25 $1,567.12
Disclosure

SEC source: 0001062993-22-014645 · form4.xml · nonDerivative · entry 1

Baker Jennifer Louise · CIK 0001707812 · VP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,963

F1 · kind: Shares sold to pay the taxes owed on a recently vested restricted stock award.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:03 UTC
Balog Robert JChief Technology Officer
SaleCommon Stock 2,591 $8.25 $21,370.57
Disclosure

SEC source: 0001062993-22-014647 · form4.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,812

F1 · kind: Shares sold to pay the taxes owed on recently vested restricted stock awards.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:03 UTC
BRUUN BRENT CInterim CEO
SaleCommon Stock 1,944 $8.25 $16,034.11
Disclosure

SEC source: 0001062993-22-014648 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,128

F1 · kind: Shares sold to pay the taxes owed on recently vested restricted stock awards.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:02 UTC
FEINGOLD FELISESVP General Counsel
SaleCommon Stock 3,235 $8.25 $26,682.28
Disclosure

SEC source: 0001062993-22-014646 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,810

F1 · kind: Shares sold to pay the taxes owed on recently vested restricted stock awards.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:01 UTC
CONWAY DANIEL REVP Inertial Navigation
SaleCommon Stock 1,352 $8.25 $11,151.30
Disclosure

SEC source: 0001062993-22-014644 · form4.xml · nonDerivative · entry 1

CONWAY DANIEL R · CIK 0001195644 · EVP Inertial Navigation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,137

F1 · kind: Shares sold to pay the taxes owed on recently vested restricted stock awards.

Read SEC document
June 08, 2022 Filed Jun 17, 2022 20:04 UTC
BRUUN BRENT CInterim CEO
OtherCommon Stock 18,700 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015120 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,828

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal annual installments, the first of which will vest on 6/8/2023, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 08, 2022 Filed Jun 17, 2022 20:03 UTC
Balog Robert JChief Technology Officer
OtherCommon Stock 14,960 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015119 · form4.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,772

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal annual installments, the first of which will vest on 6/8/2023, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 08, 2022 Filed Jun 17, 2022 20:03 UTC OtherCommon Stock 14,321 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015118 · form4.xml · nonDerivative · entry 1

Kuebel Roger · CIK 0001852949 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,321

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal annual installments, the first of which will vest on 6/8/2023, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 08, 2022 Filed Jun 17, 2022 20:03 UTC
FEINGOLD FELISESVP General Counsel
OtherCommon Stock 13,731 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015117 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,541

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal annual installments, the first of which will vest on 6/8/2023, provided the executive is employed by the Company at the time of vesting.

F1 · shares: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal annual installments, the first of which will vest on 6/8/2023, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 08, 2022 Filed Jun 17, 2022 20:02 UTC OtherCommon Stock 6,202 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015116 · form4.xml · nonDerivative · entry 1

Baker Jennifer Louise · CIK 0001707812 · VP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,015

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal annual installments, the first of which will vest on 6/8/2023, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 06, 2022 Filed Jan 13, 2023 23:18 UTC PurchaseCommon Stock, par value $0.01 per share 8,350 $7.79 $65,080.74
Disclosure

SEC source: 0000919574-23-000338 · ownership.xml · nonDerivative · entry 3

NEEDHAM GROUP, INC. · CIK 0001396716 · 10% owner

NEEDHAM GEORGE A · CIK 0001215611 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,830,500

F1 · ownership.nature: The reported securities are directly owned by certain investment advisory clients of Needham Investment Management, L.L.C. ("NIM"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission, and may be deemed to be indirectly beneficially owned by: (i) The Needham Group, Inc. ("The Needham Group"), a Delaware corporation this is the ultimate parent company of NIM; and (ii) George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. The Needham Group and George A. Needham disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
June 02, 2022 Filed Jan 13, 2023 23:18 UTC PurchaseCommon Stock, par value $0.01 per share 2,650 $7.58 $20,078.79
Disclosure

SEC source: 0000919574-23-000338 · ownership.xml · nonDerivative · entry 2

NEEDHAM GROUP, INC. · CIK 0001396716 · 10% owner

NEEDHAM GEORGE A · CIK 0001215611 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,822,150

F1 · ownership.nature: The reported securities are directly owned by certain investment advisory clients of Needham Investment Management, L.L.C. ("NIM"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission, and may be deemed to be indirectly beneficially owned by: (i) The Needham Group, Inc. ("The Needham Group"), a Delaware corporation this is the ultimate parent company of NIM; and (ii) George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. The Needham Group and George A. Needham disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 27, 2022 Filed Jan 13, 2023 23:18 UTC PurchaseCommon Stock, par value $0.01 per share 4,500 $7.75 $34,864.20
Disclosure

SEC source: 0000919574-23-000338 · ownership.xml · nonDerivative · entry 1

NEEDHAM GROUP, INC. · CIK 0001396716 · 10% owner

NEEDHAM GEORGE A · CIK 0001215611 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,819,500

F1 · ownership.nature: The reported securities are directly owned by certain investment advisory clients of Needham Investment Management, L.L.C. ("NIM"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission, and may be deemed to be indirectly beneficially owned by: (i) The Needham Group, Inc. ("The Needham Group"), a Delaware corporation this is the ultimate parent company of NIM; and (ii) George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. The Needham Group and George A. Needham disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:51 UTC
FEINGOLD FELISESVP General Counsel
OtherEmployee Stock Options-Right to Buy · Derivative 37,550 $8.09 Strike: $8.09 $303,779.50
Disclosure

SEC source: 0001062993-22-011420 · form4.xml · derivative · entry 2

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,418

Underlying: Common Stock · 37,550 shares

Expires 2027-05-02

F1 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal annual installments, the first of which will vest on 5/2/2023, provided the executive is employed by the Company at the time of vesting.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:50 UTC OtherEmployee Stock Options-Right to Buy · Derivative 39,163 $8.09 Strike: $8.09 $316,828.67
Disclosure

SEC source: 0001062993-22-011418 · form4.xml · derivative · entry 2

Kuebel Roger · CIK 0001852949 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 39,163 shares

Expires 2027-05-02

F1 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal annual installments, the first of which will vest on 5/2/2023, provided the executive is employed by the Company at the time of vesting.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:49 UTC
Balog Robert JChief Technology Officer
OtherEmployee Stock Options-Right to Buy · Derivative 40,909 $8.09 Strike: $8.09 $330,953.81
Disclosure

SEC source: 0001062993-22-011415 · form4.xml · derivative · entry 2

Balog Robert J · CIK 0001316415 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,726

Underlying: Common Stock · 40,909 shares

Expires 2027-05-02

F1 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal annual installments, the first of which will vest on 5/2/2023, provided the executive is employed by the Company at the time of vesting.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:46 UTC
BRUUN BRENT CInterim CEO
OtherEmployee Stock Options-Right to Buy · Derivative 51,136 $8.09 Strike: $8.09 $413,690.24
Disclosure

SEC source: 0001062993-22-011410 · form4.xml · derivative · entry 2

BRUUN BRENT C · CIK 0001441377 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,680

Underlying: Common Stock · 51,136 shares

Expires 2027-05-02

F1 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal annual installments, the first of which will vest on 5/2/2023, provided the executive is employed by the Company at the time of vesting.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:36 UTC OtherEmployee Stock Options-Right to Buy · Derivative 16,960 $8.09 Strike: $8.09 $137,206.40
Disclosure

SEC source: 0001062993-22-011408 · form4.xml · derivative · entry 2

Baker Jennifer Louise · CIK 0001707812 · VP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625

Underlying: Common Stock · 16,960 shares

Expires 2027-05-02

F1 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal annual installments, the first of which will vest on 5/2/2023, provided the executive is employed by the Company at the time of vesting.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:55 UTC SaleCommon Stock 369 $9.22 $3,401.81
Disclosure

SEC source: 0001062993-22-009875 · form4.xml · nonDerivative · entry 1

Baker Jennifer Louise · CIK 0001707812 · VP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,153

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 31, 2022.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:52 UTC
CONWAY DANIEL REVP Inertial Navigation
SaleCommon Stock 730 $9.22 $6,729.87
Disclosure

SEC source: 0001062993-22-009873 · form4.xml · nonDerivative · entry 1

CONWAY DANIEL R · CIK 0001195644 · EVP Inertial Navigation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,489

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 31, 2022.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:49 UTC
FEINGOLD FELISESVP General Counsel
SaleCommon Stock 1,636 $9.22 $15,082.28
Disclosure

SEC source: 0001062993-22-009871 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,045

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 31, 2022.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:47 UTC
BRUUN BRENT CInterim CEO
SaleCommon Stock 941 $9.22 $8,675.08
Disclosure

SEC source: 0001062993-22-009869 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,072

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 31, 2022.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:45 UTC
Balog Robert JChief Technology Officer
SaleCommon Stock 1,374 $9.22 $12,666.91
Disclosure

SEC source: 0001062993-22-009867 · form4.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,403

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 31, 2022.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:41 UTC
CONWAY DANIEL REVP Inertial Navigation
Exercise / conversionEmployee Stock Options-Right to Buy · Derivative 36,782 $7.85 Strike: $7.85 $288,738.70
Disclosure

SEC source: 0001062993-22-007751 · form4.xml · derivative · entry 4

CONWAY DANIEL R · CIK 0001195644 · EVP Inertial Navigation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,577

Underlying: Common Stock · 36,782 shares

Expires 2022-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of an expiring stock option issued pursuant to the terms and conditions of the 2016 Equity Incentive Plan.

F4 · balance_after: Vested options "beneficially owned".

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:41 UTC
CONWAY DANIEL REVP Inertial Navigation
Tax withholdingCommon Stock 32,924 $9.35 $307,839.40
Disclosure

SEC source: 0001062993-22-007751 · form4.xml · nonDerivative · entry 2

CONWAY DANIEL R · CIK 0001195644 · EVP Inertial Navigation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,219

F2 · kind: Shares surrendered to the issuer in payment of the exercise price and tax withholding obligations of the reporting person for the exercise of a stock option.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:41 UTC
CONWAY DANIEL REVP Inertial Navigation
Exercise / conversionCommon Stock 36,782 $7.85 $288,738.70
Disclosure

SEC source: 0001062993-22-007751 · form4.xml · nonDerivative · entry 1

CONWAY DANIEL R · CIK 0001195644 · EVP Inertial Navigation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired via an exercise of a stock option issued pursuant to the terms and conditions of the company's 2016 Equity Incentive Plan.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:38 UTC
BRUUN BRENT CInterim CEO
Exercise / conversionEmployee Stock Options-Right to Buy · Derivative 38,603 $7.85 Strike: $7.85 $303,033.55
Disclosure

SEC source: 0001062993-22-007750 · form4.xml · derivative · entry 3

BRUUN BRENT C · CIK 0001441377 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,008

Underlying: Common Stock · 38,603 shares

Expires 2022-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of an expiring stock option issued pursuant to the terms and conditions of the company's 2016 Equity Incentive Plan.

F4 · balance_after: Vested options "beneficially owned".

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:38 UTC
BRUUN BRENT CInterim CEO
Tax withholdingCommon Stock 34,554 $9.35 $323,079.90
Disclosure

SEC source: 0001062993-22-007750 · form4.xml · nonDerivative · entry 2

BRUUN BRENT C · CIK 0001441377 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,013

F2 · kind: Shares surrendered to the issuer in payment of the exercise price and tax withholding obligations of the reporting person for the exercise of a stock option.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:38 UTC
BRUUN BRENT CInterim CEO
Exercise / conversionCommon Stock 38,603 $7.85 $303,033.55
Disclosure

SEC source: 0001062993-22-007750 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired via an exercise of an expiring stock option issued pursuant to the terms and conditions of the company's 2016 Equity Incentive Plan.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:26 UTC
Balog Robert JChief Technology Officer`
Exercise / conversionEmployee Stock Options-Right to Buy · Derivative 10,130 $7.85 Strike: $7.85 $79,520.50
Disclosure

SEC source: 0001062993-22-007748 · form4.xml · derivative · entry 3

Balog Robert J · CIK 0001316415 · Chief Technology Officer`

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,788

Underlying: Common Stock · 10,130 shares

Expires 2022-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of an expiring stock option issued pursuant to the terms and conditions of the company's 2016 Equity Incentive Plan.

F4 · balance_after: Vested options "beneficially owned".

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:26 UTC
Balog Robert JChief Technology Officer`
Tax withholdingCommon Stock 9,375 $9.35 $87,656.25
Disclosure

SEC source: 0001062993-22-007748 · form4.xml · nonDerivative · entry 2

Balog Robert J · CIK 0001316415 · Chief Technology Officer`

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,777

F2 · kind: Shares surrendered to the issuer in payment of the exercise price and tax withholding obligations of the reporting person for the exercise of a stock option.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:26 UTC
Balog Robert JChief Technology Officer`
Exercise / conversionCommon Stock 10,130 $7.85 $79,520.50
Disclosure

SEC source: 0001062993-22-007748 · form4.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · Chief Technology Officer`

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired via an exercise of an expiring stock option issued pursuant to the terms and conditions of the company's 2016 Equity Incentive Plan.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:25 UTC Exercise / conversionEmployee Stock Options-Right to Buy · Derivative 117,843 $7.85 Strike: $7.85 $925,067.55
Disclosure

SEC source: 0001062993-22-007747 · form4.xml · derivative · entry 4

KITS VAN HEYNINGEN MARTIN · CIK 0001184876 · Sr. Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,731

Underlying: Common Stock · 117,843 shares

Expires 2022-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of an expiring stock option issued pursuant to the terms and conditions of the company's 2016 Equity Incentive Plan.

F4 · balance_after: Vested options "beneficially owned"

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March 11, 2022 Filed Mar 15, 2022 20:25 UTC Tax withholdingCommon Stock 106,580 $9.35 $996,523.00
Disclosure

SEC source: 0001062993-22-007747 · form4.xml · nonDerivative · entry 2

KITS VAN HEYNINGEN MARTIN · CIK 0001184876 · Sr. Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,316

F2 · kind: Shares surrendered to the issuer in payment of the exercise price and tax withholding obligations of the reporting person for the exercise of a stock option.

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March 11, 2022 Filed Mar 15, 2022 20:25 UTC Exercise / conversionCommon Stock 117,843 $7.85 $925,067.55
Disclosure

SEC source: 0001062993-22-007747 · form4.xml · nonDerivative · entry 1

KITS VAN HEYNINGEN MARTIN · CIK 0001184876 · Sr. Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired via an exercise of an expiring stock option issued pursuant to the terms and conditions of the company's 2016 Equity Incentive Plan.

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March 09, 2022 Filed Mar 10, 2022 21:19 UTC PurchaseCommon Stock 10,000 $9.22 $92,212.00
Disclosure

SEC source: 0001062993-22-007321 · form4.xml · nonDerivative · entry 1

Martine-Dolecki Cathy-Ann · CIK 0001831913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

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February 15, 2022 Filed Feb 16, 2022 21:08 UTC
JACKSON ELIZABETHCMO/EVP Strategy
SaleCommon Stock 1,793 $8.31 $14,899.83
Disclosure

SEC source: 0001062993-22-004594 · form4.xml · nonDerivative · entry 1

JACKSON ELIZABETH · CIK 0001573440 · CMO/EVP Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,868

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that vested on February 13, 2022

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January 20, 2022 Filed Jan 24, 2022 21:24 UTC
KITS VAN HEYNINGEN MARTINDirector · CEO/Chairman BOD
SaleCommon Stock 70 $9.10 $637.00
Disclosure

SEC source: 0001184876-22-000001 · edgar.xml · nonDerivative · entry 2

KITS VAN HEYNINGEN MARTIN · CIK 0001184876 · Director · CEO/Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,411

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on January 15, 2022.

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August 04, 2021 Filed Aug 5, 2021 20:31 UTC
Baker Jennifer LouiseVP/Chief Accounting Officer
SaleCommon Stock 236 $10.72 $2,530.16
Disclosure

SEC source: 0001707812-21-000005 · edgar.xml · nonDerivative · entry 1

Baker Jennifer Louise · CIK 0001707812 · VP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,522

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that vested on August 2, 2021.

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August 04, 2021 Filed Aug 5, 2021 20:30 UTC
FEINGOLD FELISESVP/General Counsel
SaleCommon Stock 2,279 $10.72 $24,433.16
Disclosure

SEC source: 0001441378-21-000006 · edgar.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,681

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that vested on August 2, 2021.

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August 04, 2021 Filed Aug 5, 2021 20:29 UTC
CONWAY DANIEL REVP, Inertial Navigation
SaleCommon Stock 932 $10.72 $9,991.97
Disclosure

SEC source: 0001195644-21-000009 · edgar.xml · nonDerivative · entry 1

CONWAY DANIEL R · CIK 0001195644 · EVP, Inertial Navigation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,361

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that vested on August 2, 2021.

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August 04, 2021 Filed Aug 5, 2021 20:27 UTC
JACKSON ELIZABETHChief Marketing Officer
SaleCommon Stock 1,076 $10.72 $11,535.80
Disclosure

SEC source: 0001573440-21-000006 · edgar.xml · nonDerivative · entry 1

JACKSON ELIZABETH · CIK 0001573440 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,661

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that vested on August 2, 2021.

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August 04, 2021 Filed Aug 5, 2021 20:26 UTC SaleCommon Stock 1,802 $10.72 $19,319.24
Disclosure

SEC source: 0001441377-21-000010 · edgar.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,964

F1 · kind: Shares sold to pay the taxes owed on restricted stock awards that vested on June 5th and June 6th 2021.

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August 04, 2021 Filed Aug 5, 2021 20:25 UTC
KITS VAN HEYNINGEN MARTINDirector · CEO/Chairman BOD
SaleCommon Stock 91 $10.72 $975.61
Disclosure

SEC source: 0001184876-21-000006 · edgar.xml · nonDerivative · entry 2

KITS VAN HEYNINGEN MARTIN · CIK 0001184876 · Director · CEO/Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,481

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that vested on August 2, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.