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Nasdaq · USD

KVHI

KVH INDUSTRIES INC \DE\

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Tapewire entity
6612
SEC CIK
0001007587
Parsed reports
524

Last 12 months

Inside the activity.

8 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202550
Jan 202600
Feb 202612
Mar 202602
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2018 Filed Aug 6, 2018 20:24 UTC OtherCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001251322-18-000002 · edgar.xml · nonDerivative · entry 2

HONEY STANLEY K · CIK 0001251322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,875

F2 · kind: Annual restricted stock grant (for continuing service on KVH Industries' Audit Committee). Grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests in four quarterly installments (1250 on 11/3/18; 1250 on 2/3/19; 1250 on 5/3/19; 1250 on 8/3/19.)

Read SEC document
August 03, 2018 Filed Aug 6, 2018 20:24 UTC OtherCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001251322-18-000002 · edgar.xml · nonDerivative · entry 1

HONEY STANLEY K · CIK 0001251322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,875

F1 · kind: Annual restricted stock grant (for continuing service on KVH Industries' Board of Directors). Grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests in four quarterly installments (1250 on 11/3/18; 1250 on 2/3/19; 1250 on 5/3/19; 1250 on 8/3/19.)

Read SEC document
August 03, 2018 Filed Aug 6, 2018 20:22 UTC
AIN MARKDirector
OtherCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001253559-18-000002 · edgar.xml · nonDerivative · entry 2

AIN MARK · CIK 0001253559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,246

F2 · kind: Annual restricted stock grant (for continuing service on KVH Industries' Board of Directors). Grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests in four quarterly installments (1250 on 11/3/18; 1250 on 2/3/19; 1250 on 5/3/19; 1250 on 8/3/19.)

Read SEC document
August 03, 2018 Filed Aug 6, 2018 20:22 UTC
AIN MARKDirector
OtherCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001253559-18-000002 · edgar.xml · nonDerivative · entry 1

AIN MARK · CIK 0001253559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,246

F1 · kind: Annual restricted stock grant (for continuing service on KVH Industries' Audit Committee). Grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests in four quarterly installments (1250 on 11/3/18; 1250 on 2/3/19; 1250 on 5/3/19; 1250 on 8/3/19.)

Read SEC document
August 03, 2018 Filed Aug 6, 2018 20:21 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001184870-18-000001 · edgar.xml · nonDerivative · entry 1

DODEZ JAMES S · CIK 0001184870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,381

F1 · kind: Annual restricted stock grant (for continuing service on KVH Industries' Board of Directors). Grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests in four quarterly installments (1250 on 11/3/18; 1250 on 2/3/19; 1250 on 5/3/19; 1250 on 8/3/19.)

Read SEC document
August 03, 2018 Filed Aug 6, 2018 20:17 UTC
RYAN BRUCE JDirector
OtherCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001190791-18-000002 · edgar.xml · nonDerivative · entry 2

RYAN BRUCE J · CIK 0001190791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · kind: Annual restricted stock grant (for continuing service on KVH Industries' Board of Directors). Grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests in four quarterly installments (1250 on 11/3/18; 1250 on 2/3/19; 1250 on 5/3/19; 1250 on 8/3/19.)

Read SEC document
August 03, 2018 Filed Aug 6, 2018 20:17 UTC
RYAN BRUCE JDirector
OtherCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001190791-18-000002 · edgar.xml · nonDerivative · entry 1

RYAN BRUCE J · CIK 0001190791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

F1 · kind: Annual restricted stock grant (for continuing service on KVH Industries' Audit Committee). Grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests in four quarterly installments (1250 on 11/3/18; 1250 on 2/3/19; 1250 on 5/3/19; 1250 on 8/3/19.)

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:13 UTC
Baker Jennifer LouiseChief Accounting Officer
OtherEmployee Stock Purchase Plan Option · Derivative 372 $9.56 Strike: $9.56 $3,557.44
Disclosure

SEC source: 0001707812-18-000006 · edgar.xml · derivative · entry 2

Baker Jennifer Louise · CIK 0001707812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 372 shares

Expires 2018-07-27

F2 · kind: Exercise of an option pursuant to the terms & conditions of the company's 1996 Employee Stock Purchase Plan.

F3 · balance_after: Represents total vested/unexercised options "beneficially owned".

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:13 UTC
Baker Jennifer LouiseChief Accounting Officer
OtherCommon Stock 372 $9.56 $3,557.44
Disclosure

SEC source: 0001707812-18-000006 · edgar.xml · nonDerivative · entry 1

Baker Jennifer Louise · CIK 0001707812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,189

F1 · kind: Shares acquired via the exercise of an option pursuant to the terms & conditions of the company's Employee Stock Purchase Plan.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:24 UTC
Balog Robert JSenior VP Engineering
OtherEmployee Stock Options-Right to Buy · Derivative 10,131 $7.85 Strike: $7.85 $79,528.35
Disclosure

SEC source: 0001316415-18-000007 · edgar.xml · derivative · entry 4

Balog Robert J · CIK 0001316415 · Senior VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,131 shares

Expires 2022-03-30

F2 · kind: Exercise of stock options issued pursuant to the terms and conditions of KVH Industries' 2016 Equity & Incentive Plan

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:24 UTC
Balog Robert JSenior VP Engineering
SaleCommon Stock 10,131 $13.47 $136,492.94
Disclosure

SEC source: 0001316415-18-000007 · edgar.xml · nonDerivative · entry 3

Balog Robert J · CIK 0001316415 · Senior VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,877

F1 · kind: Shares sold under the terms of a 10b51 trading plan established with ETRADE.

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:24 UTC
Balog Robert JSenior VP Engineering
OtherCommon Stock 10,131 $7.85 $79,528.35
Disclosure

SEC source: 0001316415-18-000007 · edgar.xml · nonDerivative · entry 2

Balog Robert J · CIK 0001316415 · Senior VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,008

F2 · kind: Exercise of stock options issued pursuant to the terms and conditions of KVH Industries' 2016 Equity & Incentive Plan

Read SEC document
July 06, 2018 Filed Jul 9, 2018 20:24 UTC
Balog Robert JSenior VP Engineering
SaleCommon Stock 1,098 $13.31 $14,618.00
Disclosure

SEC source: 0001316415-18-000007 · edgar.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · Senior VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,877

F1 · kind: Shares sold under the terms of a 10b51 trading plan established with ETRADE.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:26 UTC
KITS VAN HEYNINGEN MARTINDirector · CEO/Chairman BOD
OtherEmployee Stock Options-Right to Buy · Derivative 85,682 $11.30 Strike: $11.30 $968,206.60
Disclosure

SEC source: 0001184876-18-000006 · edgar.xml · derivative · entry 3

KITS VAN HEYNINGEN MARTIN · CIK 0001184876 · Director · CEO/Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,961

Underlying: Common Stock · 85,682 shares

Expires 2023-06-06

F2 · kind: Stock option grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Stock option will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

F3 · balance_after: Represents total vested/unexercised options "beneficially owned".

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:26 UTC
KITS VAN HEYNINGEN MARTINDirector · CEO/Chairman BOD
OtherCommon Stock 28,711 $0.00 $0.00
Disclosure

SEC source: 0001184876-18-000006 · edgar.xml · nonDerivative · entry 1

KITS VAN HEYNINGEN MARTIN · CIK 0001184876 · Director · CEO/Chairman BOD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,452

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:23 UTC
Baker Jennifer LouiseChief Accounting Officer
OtherEmployee Stock Options-Right to Buy · Derivative 6,398 $11.30 Strike: $11.30 $72,297.40
Disclosure

SEC source: 0001707812-18-000005 · edgar.xml · derivative · entry 2

Baker Jennifer Louise · CIK 0001707812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 6,398 shares

Expires 2023-06-06

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

F3 · balance_after: Represents total vested/unexercised options "beneficially owned".

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:23 UTC
Baker Jennifer LouiseChief Accounting Officer
OtherCommon Stock 2,144 $0.00 $0.00
Disclosure

SEC source: 0001707812-18-000005 · edgar.xml · nonDerivative · entry 1

Baker Jennifer Louise · CIK 0001707812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,817

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:22 UTC
FEINGOLD FELISEVP/General Counsel
OtherEmployee Stock Option-Right to Buy · Derivative 28,331 $11.30 Strike: $11.30 $320,140.30
Disclosure

SEC source: 0001441378-18-000004 · edgar.xml · derivative · entry 2

FEINGOLD FELISE · CIK 0001441378 · VP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,694

Underlying: Common Stock · 28,331 shares

Expires 2023-06-06

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:22 UTC
FEINGOLD FELISEVP/General Counsel
OtherCommon Stock 9,493 $0.00 $0.00
Disclosure

SEC source: 0001441378-18-000004 · edgar.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · VP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,529

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:21 UTC OtherEmployee Stock Option-Right to Buy · Derivative 31,295 $11.30 Strike: $11.30 $353,633.50
Disclosure

SEC source: 0001510059-18-000004 · edgar.xml · derivative · entry 2

Reilly Donald W. · CIK 0001510059 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,295 shares

Expires 2023-06-06

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests annually in four installments, the first of which will vest on 06/06/2019, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:21 UTC OtherCommon Stock 10,486 $0.00 $0.00
Disclosure

SEC source: 0001510059-18-000004 · edgar.xml · nonDerivative · entry 1

Reilly Donald W. · CIK 0001510059 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,493

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity and Incentive Plan. Restricted stock will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:19 UTC
CONWAY DANIEL REVP Inertial Navigation
OtherEmployee Stock Option-Right to Buy · Derivative 26,214 $11.30 Strike: $11.30 $296,218.20
Disclosure

SEC source: 0001195644-18-000007 · edgar.xml · derivative · entry 3

CONWAY DANIEL R · CIK 0001195644 · EVP Inertial Navigation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,196

Underlying: Common Stock · 26,214 shares

Expires 2023-06-06

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

F3 · balance_after: Represents total vested/unexercised options "beneficially owned".

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:19 UTC
CONWAY DANIEL REVP Inertial Navigation
OtherCommon Stock 8,918 $0.00 $0.00
Disclosure

SEC source: 0001195644-18-000007 · edgar.xml · nonDerivative · entry 1

CONWAY DANIEL R · CIK 0001195644 · EVP Inertial Navigation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,356

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:17 UTC
BRUUN BRENT CChief Operating Officer
OtherEmployee Stock Option-Right to Buy · Derivative 37,014 $11.30 Strike: $11.30 $418,258.20
Disclosure

SEC source: 0001441377-18-000009 · edgar.xml · derivative · entry 2

BRUUN BRENT C · CIK 0001441377 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,868

Underlying: Common Stock · 37,014 shares

Expires 2023-06-06

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Stock option will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

F3 · balance_after: Represents total vested/unexercised options "beneficially owned".

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:17 UTC
BRUUN BRENT CChief Operating Officer
OtherCommon Stock 12,403 $0.00 $0.00
Disclosure

SEC source: 0001441377-18-000009 · edgar.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,103

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:16 UTC
Balog Robert JSenior VP Engineering
OtherEmployee Stock Options-Right to Buy · Derivative 29,586 $11.30 Strike: $11.30 $334,321.80
Disclosure

SEC source: 0001316415-18-000006 · edgar.xml · derivative · entry 2

Balog Robert J · CIK 0001316415 · Senior VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,131

Underlying: Common Stock · 29,586 shares

Expires 2023-06-06

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

F3 · balance_after: Represents total vested/unexercised options "beneficially owned".

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:16 UTC
Balog Robert JSenior VP Engineering
OtherCommon Stock 9,914 $0.00 $0.00
Disclosure

SEC source: 0001316415-18-000006 · edgar.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · Senior VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,975

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 20:24 UTC
Balog Robert JSenior VP Engineering
SaleCommon Stock 1,337 $10.70 $14,305.90
Disclosure

SEC source: 0001316415-18-000005 · edgar.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · Senior VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,061

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 4/12/2018.

Read SEC document
April 12, 2018 Filed Apr 13, 2018 20:22 UTC
BRUUN BRENT CChief Operating Officer
SaleCommon Stock 1,177 $10.65 $12,535.05
Disclosure

SEC source: 0001441377-18-000008 · edgar.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,700

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 4/10/2018.

Read SEC document
April 10, 2018 Filed Apr 11, 2018 20:19 UTC
FEINGOLD FELISEVP/General Counsel
SaleCommon Stock 888 $10.15 $9,013.20
Disclosure

SEC source: 0001195644-18-000006 · edgar.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · VP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,036

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 4/7/2018

Read SEC document
April 10, 2018 Filed Apr 11, 2018 20:17 UTC
CONWAY DANIEL REVP, Inertial Navigation
SaleCommon Stock 842 $10.15 $8,546.30
Disclosure

SEC source: 0001195644-18-000005 · edgar.xml · nonDerivative · entry 1

CONWAY DANIEL R · CIK 0001195644 · EVP, Inertial Navigation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,438

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 4/9/2018

Read SEC document
April 05, 2018 Filed Apr 6, 2018 20:18 UTC
KITS VAN HEYNINGEN MARTINDirector · CEO/Chairman of the Board
SaleCommon Stock 3,395 $10.35 $35,138.25
Disclosure

SEC source: 0001184876-18-000005 · edgar.xml · nonDerivative · entry 1

KITS VAN HEYNINGEN MARTIN · CIK 0001184876 · Director · CEO/Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,741

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 4/3/2018.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:27 UTC
KITS VAN HEYNINGEN ROBERT WBDirector · Vice President, R&D
SaleCommon Stock 1,132 $10.35 $11,717.33
Disclosure

SEC source: 0001184875-18-000003 · edgar.xml · nonDerivative · entry 1

KITS VAN HEYNINGEN ROBERT WB · CIK 0001184875 · Director · Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,687

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/12/2018

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:26 UTC
FEINGOLD FELISEVP/General Counsel
SaleCommon Stock 1,132 $10.35 $11,717.33
Disclosure

SEC source: 0001441378-18-000003 · edgar.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · VP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,924

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/12/2018.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:24 UTC
KITS VAN HEYNINGEN MARTINDirector · CEO/Chairman of the Board
SaleCommon Stock 3,295 $10.35 $34,106.55
Disclosure

SEC source: 0001184876-18-000004 · edgar.xml · nonDerivative · entry 1

KITS VAN HEYNINGEN MARTIN · CIK 0001184876 · Director · CEO/Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,136

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/12/2018.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:23 UTC
CONWAY DANIEL RVP, Business Development
SaleCommon Stock 1,132 $10.35 $11,717.33
Disclosure

SEC source: 0001195644-18-000004 · edgar.xml · nonDerivative · entry 1

CONWAY DANIEL R · CIK 0001195644 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,280

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/12/2018.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:20 UTC
Balog Robert JSenior VP Engineering
SaleCommon Stock 1,570 $10.35 $16,251.07
Disclosure

SEC source: 0001316415-18-000004 · edgar.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · Senior VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,398

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/12/2018.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:21 UTC
BRUUN BRENT CChief Operating Officer
SaleCommon Stock 1,132 $10.35 $11,717.33
Disclosure

SEC source: 0001441377-18-000007 · edgar.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,877

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/12/2018.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:40 UTC
Balog Robert JSenior VP Engineering
SaleCommon Stock 1,168 $10.35 $12,089.97
Disclosure

SEC source: 0001316415-18-000003 · edgar.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · Senior VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,968

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/9/2018.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:39 UTC
BRUUN BRENT CChief Operating Officer
SaleCommon Stock 1,168 $10.35 $12,089.97
Disclosure

SEC source: 0001441377-18-000006 · edgar.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,009

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/9/2018.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:37 UTC
CONWAY DANIEL RVP, Business Development
SaleCommon Stock 1,168 $10.35 $12,089.97
Disclosure

SEC source: 0001195644-18-000003 · edgar.xml · nonDerivative · entry 1

CONWAY DANIEL R · CIK 0001195644 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,412

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/9/2018.

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March 13, 2018 Filed Mar 15, 2018 20:36 UTC
FEINGOLD FELISEVP/General Counsel
SaleCommon Stock 1,168 $10.35 $12,089.97
Disclosure

SEC source: 0001441378-18-000002 · edgar.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · VP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,056

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/9/2018.

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March 13, 2018 Filed Mar 15, 2018 20:31 UTC
KITS VAN HEYNINGEN ROBERT WBDirector · Vice President, R&D
SaleCommon Stock 1,168 $10.35 $12,089.97
Disclosure

SEC source: 0001184875-18-000002 · edgar.xml · nonDerivative · entry 1

KITS VAN HEYNINGEN ROBERT WB · CIK 0001184875 · Director · Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,819

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/9/2018

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February 22, 2018 Filed Feb 26, 2018 21:27 UTC
Balog Robert JSenior VP Engineering
SaleCommon Stock 2,697 $9.21 $24,836.67
Disclosure

SEC source: 0001316415-18-000002 · edgar.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · Senior VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,136

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 2/17/2018.

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February 22, 2018 Filed Feb 26, 2018 21:24 UTC
CONWAY DANIEL RVP, Business Development
SaleCommon Stock 1,962 $9.19 $18,036.67
Disclosure

SEC source: 0001195644-18-000002 · edgar.xml · nonDerivative · entry 1

CONWAY DANIEL R · CIK 0001195644 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,580

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 2/17/2018.

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February 22, 2018 Filed Feb 26, 2018 21:26 UTC
BRUUN BRENT CChief Operating Officer
SaleCommon Stock 1,962 $9.23 $18,099.45
Disclosure

SEC source: 0001441377-18-000005 · edgar.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,177

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 2/17/2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:22 UTC
FEINGOLD FELISEVP/General Counsel
SaleCommon Stock 1,962 $9.21 $18,068.06
Disclosure

SEC source: 0001441378-18-000001 · edgar.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · VP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,224

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 2/17/2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:21 UTC
KITS VAN HEYNINGEN MARTINDirector · CEO/Chairman of the Board
SaleCommon Stock 4,796 $9.22 $44,209.53
Disclosure

SEC source: 0001184876-18-000003 · edgar.xml · nonDerivative · entry 1

KITS VAN HEYNINGEN MARTIN · CIK 0001184876 · Director · CEO/Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,431

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 2/17/2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:15 UTC
KITS VAN HEYNINGEN ROBERT WBDirector · Vice President, R&D
SaleCommon Stock 1,962 $9.21 $18,068.06
Disclosure

SEC source: 0001510059-18-000003 · edgar.xml · nonDerivative · entry 1

KITS VAN HEYNINGEN ROBERT WB · CIK 0001184875 · Director · Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,987

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 2/17/2018.

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February 21, 2018 Filed Feb 22, 2018 21:44 UTC SaleCommon Stock 1,993 $9.95 $19,832.34
Disclosure

SEC source: 0001510059-18-000002 · edgar.xml · nonDerivative · entry 1

Reilly Donald W. · CIK 0001510059 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,007

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 2/17/2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.