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Nasdaq · USD

KURA

Kura Oncology, Inc.

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Tapewire entity
4871
SEC CIK
0001422143
Parsed reports
239

Last 12 months

Inside the activity.

2 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202502
Jan 2026016
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202601
Jul 202600
Aug 202622
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2022 Filed Jan 28, 2022 21:13 UTC
FLOWERS KIRSTENChief Commercial Officer
GrantOption to purchase common stock · Derivative 171,000 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001209191-22-005374 · doc4.xml · derivative · entry 2

FLOWERS KIRSTEN · CIK 0001797209 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,000

Underlying: Common Stock · 171,000 shares

Expires 2032-01-25

F3 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:13 UTC
FLOWERS KIRSTENChief Commercial Officer
GrantCommon Stock 21,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005374 · doc4.xml · nonDerivative · entry 1

FLOWERS KIRSTEN · CIK 0001797209 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,511

F1 · shares: Grant of Restricted Stock Units (RSUs). The RSUs vest in four equal annual installments on 1/26/23, 1/26/24, 1/26/25 and 1/26/26.

F2 · balance_after: Includes 611 shares acquired on November 20, 2020 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:17 UTC
GRASSO MARCCFO, CBO
GrantOption to purchase common stock · Derivative 131,000 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001209191-22-005391 · doc4.xml · derivative · entry 2

GRASSO MARC · CIK 0001748894 · CFO, CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,000

Underlying: Common Stock · 131,000 shares

Expires 2032-01-25

F2 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:17 UTC
GRASSO MARCCFO, CBO
GrantCommon Stock 21,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005391 · doc4.xml · nonDerivative · entry 1

GRASSO MARC · CIK 0001748894 · CFO, CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,900

F1 · shares: Grant of Restricted Stock Units (RSUs). The RSUs vest in four equal annual installments on 1/26/23, 1/26/24, 1/26/25 and 1/26/26.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:15 UTC
FORD KATHLEENChief Operating Officer
GrantOption to purchase common stock · Derivative 171,000 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001209191-22-005380 · doc4.xml · derivative · entry 2

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,000

Underlying: Common Stock · 171,000 shares

Expires 2032-01-25

F3 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:15 UTC
FORD KATHLEENChief Operating Officer
GrantCommon Stock 21,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005380 · doc4.xml · nonDerivative · entry 1

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,035

F1 · shares: Grant of Restricted Stock Units (RSUs). The RSUs vest in four equal annual installments on 1/26/23, 1/26/24, 1/26/25 and 1/26/26.

F2 · balance_after: Includes 1,135 shares acquired on May 20, 2021 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:10 UTC
DALE STEPHENChief Medical Officer
GrantOption to purchase common stock · Derivative 261,000 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001209191-22-005367 · doc4.xml · derivative · entry 2

DALE STEPHEN · CIK 0001821709 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,000

Underlying: Common Stock · 261,000 shares

Expires 2032-01-25

F2 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:10 UTC
DALE STEPHENChief Medical Officer
GrantCommon Stock 36,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005367 · doc4.xml · nonDerivative · entry 1

DALE STEPHEN · CIK 0001821709 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,900

F1 · shares: Grant of Restricted Stock Units (RSUs). The RSUs vest in four equal annual installments on 1/26/23, 1/26/24, 1/26/25 and 1/26/26.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:08 UTC
WILSON TROY EDWARDDirector · President and CEO
GrantOption to purchase common stock · Derivative 495,000 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001209191-22-005360 · doc4.xml · derivative · entry 1

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,000

Underlying: Common Stock · 495,000 shares

Expires 2032-01-25

F1 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 21:13 UTC
Bair Teresa BrophyChief Legal Officer
GrantOption to purchase common stock · Derivative 192,000 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001209191-21-060952 · doc4.xml · derivative · entry 1

Bair Teresa Brophy · CIK 0001813058 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,000

Underlying: Common Stock · 192,000 shares

Expires 2031-10-17

F1 · derivative.exercise_date: 1/4th of the shares vest on the one year anniversary of the vesting commencement date, and 1/48th of the shares vest in 36 monthly installments thereafter.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 21:17 UTC GrantOption to purchase common stock · Derivative 19,166 $0.00 Strike: $18.98 $0.00
Disclosure

SEC source: 0001209191-21-048540 · doc4.xml · derivative · entry 2

Collins Helen Louise · CIK 0001701247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,166

Underlying: Common Stock · 19,166 shares

Expires 2031-07-27

F2 · derivative.exercise_date: This option vests in full on the one year anniversary of the date of grant.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 21:17 UTC GrantOption to purchase common stock · Derivative 46,000 $0.00 Strike: $18.98 $0.00
Disclosure

SEC source: 0001209191-21-048540 · doc4.xml · derivative · entry 1

Collins Helen Louise · CIK 0001701247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 46,000 shares

Expires 2031-07-27

F1 · derivative.exercise_date: This option vests in three equal annual installments commencing on the one year anniversary of the date of grant.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:14 UTC GrantOption to purchase common stock · Derivative 23,000 $0.00 Strike: $21.54 $0.00
Disclosure

SEC source: 0001209191-21-042777 · doc4.xml · derivative · entry 1

HOFFMAN ROBERT · CIK 0001166288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: This option vests in full on the one year anniversary of the date of grant.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:17 UTC GrantOption to purchase common stock · Derivative 23,000 $0.00 Strike: $21.54 $0.00
Disclosure

SEC source: 0001209191-21-042785 · doc4.xml · derivative · entry 1

Stein Steven H · CIK 0001673776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: This option vests in full on the one year anniversary of the date of grant.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:22 UTC GrantOption to purchase common stock · Derivative 23,000 $0.00 Strike: $21.54 $0.00
Disclosure

SEC source: 0001209191-21-042792 · doc4.xml · derivative · entry 1

SCHAFER CAROL · CIK 0001272181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: This option vests in full on the one year anniversary of the date of grant.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:21 UTC GrantOption to purchase common stock · Derivative 23,000 $0.00 Strike: $21.54 $0.00
Disclosure

SEC source: 0001209191-21-042790 · doc4.xml · derivative · entry 1

Parks Diane L. · CIK 0001781026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: This option vests in full on the one year anniversary of the date of grant.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:19 UTC
Szela Mary TDirector
GrantOption to purchase common stock · Derivative 23,000 $0.00 Strike: $21.54 $0.00
Disclosure

SEC source: 0001209191-21-042788 · doc4.xml · derivative · entry 1

Szela Mary T · CIK 0001410289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: This option vests in full on the one year anniversary of the date of grant.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:16 UTC GrantOption to purchase common stock · Derivative 23,000 $0.00 Strike: $21.54 $0.00
Disclosure

SEC source: 0001209191-21-042782 · doc4.xml · derivative · entry 1

Malley Thomas · CIK 0001403322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: This option vests in full on the one year anniversary of the date of grant.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:15 UTC GrantOption to purchase common stock · Derivative 23,000 $0.00 Strike: $21.54 $0.00
Disclosure

SEC source: 0001209191-21-042779 · doc4.xml · derivative · entry 1

Hasnain Faheem · CIK 0001352620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2031-06-21

F1 · derivative.exercise_date: This option vests in full on the one year anniversary of the date of grant.

Read SEC document
June 03, 2021 Filed Jun 4, 2021 20:29 UTC GrantOption to purchase common stock · Derivative 46,000 $0.00 Strike: $21.41 $0.00
Disclosure

SEC source: 0001209191-21-038237 · doc4.xml · derivative · entry 1

SCHAFER CAROL · CIK 0001272181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 46,000 shares

Expires 2031-06-02

F1 · derivative.exercise_date: This option vests in three equal annual installments commencing on the one year anniversary of the date of grant.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:17 UTC
FORD KATHLEENChief Operating Officer
Exercise / conversionOption to purchase common stock · Derivative 6,250 $0.00 Strike: $19.43 $0.00
Disclosure

SEC source: 0001209191-21-021320 · doc4.xml · derivative · entry 3

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,625

Underlying: Common Stock · 6,250 shares

Expires 2029-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F3 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on August 9, 2019.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:17 UTC
FORD KATHLEENChief Operating Officer
SaleCommon Stock 6,250 $29.43 $183,950.63
Disclosure

SEC source: 0001209191-21-021320 · doc4.xml · nonDerivative · entry 2

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.43 to $29.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:17 UTC
FORD KATHLEENChief Operating Officer
Exercise / conversionCommon Stock 6,250 $19.43 $121,437.50
Disclosure

SEC source: 0001209191-21-021320 · doc4.xml · nonDerivative · entry 1

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:29 UTC
FLOWERS KIRSTENChief Commercial Officer
GrantOption to purchase common stock · Derivative 125,000 $0.00 Strike: $32.80 $0.00
Disclosure

SEC source: 0001209191-21-005912 · doc4.xml · derivative · entry 1

FLOWERS KIRSTEN · CIK 0001797209 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-01-25

F1 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:31 UTC
BASTA JAMESChief Legal Officer
GrantOption to purchase common stock · Derivative 125,000 $0.00 Strike: $32.80 $0.00
Disclosure

SEC source: 0001209191-21-005915 · doc4.xml · derivative · entry 1

BASTA JAMES · CIK 0001792726 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2031-01-25

F1 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:28 UTC
FORD KATHLEENChief Operating Officer
GrantOption to purchase common stock · Derivative 140,000 $0.00 Strike: $32.80 $0.00
Disclosure

SEC source: 0001209191-21-005910 · doc4.xml · derivative · entry 1

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2031-01-25

F1 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:27 UTC
DALE STEPHENChief Medical Officer
GrantOption to purchase common stock · Derivative 100,000 $0.00 Strike: $32.80 $0.00
Disclosure

SEC source: 0001209191-21-005908 · doc4.xml · derivative · entry 1

DALE STEPHEN · CIK 0001821709 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-01-25

F1 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:20 UTC
GRASSO MARCCFO, CBO
GrantOption to purchase common stock · Derivative 175,000 $0.00 Strike: $32.80 $0.00
Disclosure

SEC source: 0001209191-21-005905 · doc4.xml · derivative · entry 1

GRASSO MARC · CIK 0001748894 · CFO, CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2031-01-25

F1 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:16 UTC
WILSON TROY EDWARDDirector · President and CEO
GrantOption to purchase common stock · Derivative 366,500 $0.00 Strike: $32.80 $0.00
Disclosure

SEC source: 0001209191-21-005903 · doc4.xml · derivative · entry 3

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,500

Underlying: Common Stock · 366,500 shares

Expires 2031-01-25

F2 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on the grant date.

Read SEC document
December 23, 2020 Filed Jan 28, 2021 22:16 UTC
WILSON TROY EDWARDDirector · President and CEO
OtherCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005903 · doc4.xml · nonDerivative · entry 1

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Red Fish Blue Fish Revocable Trust

Disclosed balance after: 1,620,017

F1 · kind: This line item reflects a transfer of 175,000 shares of common stock of Kura Oncology, Inc. (the "Shares") held by a grantor trust established by the reporting person to an incomplete non-grantor trust for estate planning purposes. As a consequence of this transfer, the reporting person will no longer have beneficial ownership of the Shares.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:02 UTC
FORD KATHLEENChief Operating Officer
Exercise / conversionOption to purchase common stock · Derivative 9,375 $0.00 Strike: $19.43 $0.00
Disclosure

SEC source: 0001209191-20-063764 · doc4.xml · derivative · entry 5

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,875

Underlying: Common Stock · 9,375 shares

Expires 2029-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F4 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on August 9, 2019.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:02 UTC
FORD KATHLEENChief Operating Officer
SaleCommon Stock 3,125 $40.60 $126,885.94
Disclosure

SEC source: 0001209191-20-063764 · doc4.xml · nonDerivative · entry 4

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $40.06 to $41.315. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:02 UTC
FORD KATHLEENChief Operating Officer
Exercise / conversionCommon Stock 3,125 $19.43 $60,718.75
Disclosure

SEC source: 0001209191-20-063764 · doc4.xml · nonDerivative · entry 3

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:02 UTC
FORD KATHLEENChief Operating Officer
SaleCommon Stock 6,250 $40.60 $253,780.63
Disclosure

SEC source: 0001209191-20-063764 · doc4.xml · nonDerivative · entry 2

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.07 to $41.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:02 UTC
FORD KATHLEENChief Operating Officer
Exercise / conversionCommon Stock 6,250 $19.43 $121,437.50
Disclosure

SEC source: 0001209191-20-063764 · doc4.xml · nonDerivative · entry 1

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:04 UTC
WILSON TROY EDWARDDirector · President and CEO
Exercise / conversionOption to purchase common stock · Derivative 11,855 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-20-061111 · doc4.xml · derivative · entry 3

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,210

Underlying: Common Stock · 11,855 shares

Expires 2027-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents options exercised.

F2 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on 1/23/2017.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:04 UTC
WILSON TROY EDWARDDirector · President and CEO
Exercise / conversionCommon Stock 11,855 $6.15 $72,908.25
Disclosure

SEC source: 0001209191-20-061111 · doc4.xml · nonDerivative · entry 1

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents options exercised.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:02 UTC
FORD KATHLEENChief Operating Officer
Exercise / conversionOption to purchase common stock · Derivative 6,250 $0.00 Strike: $19.43 $0.00
Disclosure

SEC source: 0001209191-20-058020 · doc4.xml · derivative · entry 3

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,250

Underlying: Common Stock · 6,250 shares

Expires 2029-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F2 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on August 9, 2019.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:02 UTC
FORD KATHLEENChief Operating Officer
SaleCommon Stock 6,250 $39.43 $246,437.50
Disclosure

SEC source: 0001209191-20-058020 · doc4.xml · nonDerivative · entry 2

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:02 UTC
FORD KATHLEENChief Operating Officer
Exercise / conversionCommon Stock 6,250 $19.43 $121,437.50
Disclosure

SEC source: 0001209191-20-058020 · doc4.xml · nonDerivative · entry 1

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

Read SEC document
October 08, 2020 Filed Oct 8, 2020 22:55 UTC
WILSON TROY EDWARDDirector · President and CEO
Exercise / conversionOption to purchase common stock · Derivative 50,370 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-20-054328 · doc4.xml · derivative · entry 10

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,065

Underlying: Common Stock · 50,370 shares

Expires 2027-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019 and amended on December 23, 2019 and June 8, 2020.

F3 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on January 23, 2017.

Read SEC document
October 08, 2020 Filed Oct 8, 2020 22:55 UTC
WILSON TROY EDWARDDirector · President and CEO
SaleCommon Stock 50,370 $34.00 $1,712,580.00
Disclosure

SEC source: 0001209191-20-054328 · doc4.xml · nonDerivative · entry 7

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,096

F2 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019 and amended on December 23, 2019 and June 8, 2020.

Read SEC document
October 08, 2020 Filed Oct 8, 2020 22:55 UTC
WILSON TROY EDWARDDirector · President and CEO
Exercise / conversionCommon Stock 50,370 $6.15 $309,775.50
Disclosure

SEC source: 0001209191-20-054328 · doc4.xml · nonDerivative · entry 6

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019 and amended on December 23, 2019 and June 8, 2020.

Read SEC document
October 08, 2020 Filed Oct 8, 2020 22:55 UTC
WILSON TROY EDWARDDirector · President and CEO
SaleCommon Stock 106,736 $34.00 $3,629,024.00
Disclosure

SEC source: 0001209191-20-054328 · doc4.xml · nonDerivative · entry 3

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Araxes Pharma LLC

Disclosed balance after: 0

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2019 and amended on June 8, 2020.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 22:55 UTC
WILSON TROY EDWARDDirector · President and CEO
Exercise / conversionOption to purchase common stock · Derivative 4,586 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001209191-20-054328 · doc4.xml · derivative · entry 9

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,435

Underlying: Common Stock · 4,586 shares

Expires 2027-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019 and amended on December 23, 2019 and June 8, 2020.

F3 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on January 23, 2017.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 22:55 UTC
WILSON TROY EDWARDDirector · President and CEO
SaleCommon Stock 4,586 $34.00 $155,924.00
Disclosure

SEC source: 0001209191-20-054328 · doc4.xml · nonDerivative · entry 5

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,096

F2 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019 and amended on December 23, 2019 and June 8, 2020.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 22:55 UTC
WILSON TROY EDWARDDirector · President and CEO
Exercise / conversionCommon Stock 4,586 $6.15 $28,203.90
Disclosure

SEC source: 0001209191-20-054328 · doc4.xml · nonDerivative · entry 4

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2019 and amended on December 23, 2019 and June 8, 2020.

Read SEC document
October 07, 2020 Filed Oct 8, 2020 22:55 UTC
WILSON TROY EDWARDDirector · President and CEO
SaleCommon Stock 99,900 $32.00 $3,196,800.00
Disclosure

SEC source: 0001209191-20-054328 · doc4.xml · nonDerivative · entry 2

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Araxes Pharma LLC

Disclosed balance after: 106,736

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2019 and amended on June 8, 2020.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:55 UTC
WILSON TROY EDWARDDirector · President and CEO
SaleCommon Stock 100 $32.00 $3,200.00
Disclosure

SEC source: 0001209191-20-054328 · doc4.xml · nonDerivative · entry 1

WILSON TROY EDWARD · CIK 0001589597 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Araxes Pharma LLC

Disclosed balance after: 206,636

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2019 and amended on June 8, 2020.

Read SEC document
September 15, 2020 Filed Sep 15, 2020 23:25 UTC
FORD KATHLEENChief Operating Officer
Exercise / conversionOption to purchase common stock · Derivative 6,250 $0.00 Strike: $19.43 $0.00
Disclosure

SEC source: 0001209191-20-050596 · doc4.xml · derivative · entry 6

FORD KATHLEEN · CIK 0001785406 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,500

Underlying: Common Stock · 6,250 shares

Expires 2029-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.

F2 · derivative.exercise_date: This option vests in 48 equal monthly installments commencing on August 9, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.