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Nasdaq · USD

KPTI

Karyopharm Therapeutics Inc.

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Tapewire entity
781
SEC CIK
0001503802
Parsed reports
479

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202602
Mar 202606
Apr 202601
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2018 Filed Jun 19, 2018 20:05 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-038517 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:06 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-038524 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,757

Underlying: Common Stock · 10,000 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on June 18, 2013, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:06 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 10,000 $18.66 $186,558.00
Disclosure

SEC source: 0001209191-18-038524 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.35 to $18.94, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:06 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-038524 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 522,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 303 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-18-036926 · doc4.xml · derivative · entry 8

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,553

Underlying: Common Stock · 303 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F6 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 9,697 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-036926 · doc4.xml · derivative · entry 7

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 9,697 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 14, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 10,000 $17.30 $172,991.00
Disclosure

SEC source: 0001209191-18-036926 · doc4.xml · nonDerivative · entry 3

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 713,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.84, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 303 $0.03 $10.00
Disclosure

SEC source: 0001209191-18-036926 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 723,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 9,697 $0.26 $2,560.01
Disclosure

SEC source: 0001209191-18-036926 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 723,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:11 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 303 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-18-036913 · doc4.xml · derivative · entry 8

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,553

Underlying: Common Stock · 303 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:11 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 9,697 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-036913 · doc4.xml · derivative · entry 7

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,697 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 14, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:11 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 10,000 $17.30 $172,991.00
Disclosure

SEC source: 0001209191-18-036913 · doc4.xml · nonDerivative · entry 3

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.84, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:11 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 303 $0.03 $10.00
Disclosure

SEC source: 0001209191-18-036913 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:11 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 9,697 $0.26 $2,560.01
Disclosure

SEC source: 0001209191-18-036913 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:26 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-031855 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,757

Underlying: Common Stock · 10,000 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on June 18, 2013, and the remaining 75% vested in 36 equal monthly installments thereafter.

F6 · balance_after: This amount has been adjusted to include 7,576 shares underlying this stock option that were inadvertently omitted from the last row of Column 9 of Table II of the reporting person's Form 4 filed on April 20, 2018.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:26 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 10,000 $19.39 $193,870.00
Disclosure

SEC source: 0001209191-18-031855 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.11 to $19.54, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:26 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-031855 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:28 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-031861 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 15,757

Underlying: Common Stock · 10,000 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on June 18, 2013, and the remaining 75% vested in 36 equal monthly installments thereafter.

F6 · balance_after: This amount has been adjusted to include 7,576 shares underlying this stock option that were inadvertently omitted from the last row of Column 9 of Table II of the reporting person's Form 4 filed on April 20, 2018.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:28 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 10,000 $19.39 $193,870.00
Disclosure

SEC source: 0001209191-18-031861 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.11 to $19.54, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:28 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-031861 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 522,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
May 10, 2018 Filed May 10, 2018 20:10 UTC
Primiano Christopher BrettEVP, CBO, GC & Secretary
SaleCommon Stock 2,000 $18.01 $36,024.00
Disclosure

SEC source: 0001209191-18-029243 · doc4.xml · nonDerivative · entry 1

Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,881

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in transactions at $18.00 and $18.06. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each price.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,325 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001209191-18-029523 · doc4.xml · derivative · entry 5

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,736

Underlying: Common Stock · 1,325 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 6, 2013, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 675 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-029523 · doc4.xml · derivative · entry 4

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 675 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on June 18, 2013, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:08 UTC SaleCommon Stock 2,000 $18.00 $36,000.00
Disclosure

SEC source: 0001209191-18-029523 · doc4.xml · nonDerivative · entry 3

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:08 UTC Exercise / conversionCommon Stock 1,325 $1.49 $1,967.63
Disclosure

SEC source: 0001209191-18-029523 · doc4.xml · nonDerivative · entry 2

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:08 UTC Exercise / conversionCommon Stock 675 $0.26 $178.20
Disclosure

SEC source: 0001209191-18-029523 · doc4.xml · nonDerivative · entry 1

Mirza Mansoor Raza · CIK 0001588389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 07, 2018 Filed May 8, 2018 20:21 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-028573 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,697

Underlying: Common Stock · 10,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 14, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
May 07, 2018 Filed May 8, 2018 20:21 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 10,000 $16.77 $167,747.00
Disclosure

SEC source: 0001209191-18-028573 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 713,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.45 to $17.02, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2018 Filed May 8, 2018 20:21 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-028573 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 723,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
May 07, 2018 Filed May 8, 2018 20:19 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-028569 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,697

Underlying: Common Stock · 10,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 14, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
May 07, 2018 Filed May 8, 2018 20:19 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 10,000 $16.77 $167,747.00
Disclosure

SEC source: 0001209191-18-028569 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.45 to $17.02, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2018 Filed May 8, 2018 20:19 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-028569 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:06 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 7,576 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-025692 · doc4.xml · derivative · entry 7

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,181

Underlying: Common Stock · 7,576 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on June 18, 2013, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:06 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,424 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-025692 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,424 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 12, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:06 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 10,000 $14.79 $147,878.00
Disclosure

SEC source: 0001209191-18-025692 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.665 to $15.09, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:06 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-025692 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:07 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 7,576 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-025694 · doc4.xml · derivative · entry 7

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 18,181

Underlying: Common Stock · 7,576 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F6 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on June 18, 2013, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:07 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 2,424 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-025694 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 2,424 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 12, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:07 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 10,000 $14.79 $147,878.00
Disclosure

SEC source: 0001209191-18-025694 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.665 to $15.09, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:07 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-025694 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 522,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 20:20 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-024506 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 19,697

Underlying: Common Stock · 10,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 14, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 20:20 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 10,000 $12.48 $124,829.00
Disclosure

SEC source: 0001209191-18-024506 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 713,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.64, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 20:20 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-024506 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 723,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 20:17 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-024504 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,697

Underlying: Common Stock · 10,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 14, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 20:17 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 10,000 $12.48 $124,829.00
Disclosure

SEC source: 0001209191-18-024504 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.64, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 09, 2018 Filed Apr 10, 2018 20:17 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-024504 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 20:34 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-020881 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,424

Underlying: Common Stock · 10,000 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 12, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 20:34 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 10,000 $15.29 $152,895.00
Disclosure

SEC source: 0001209191-18-020881 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.90 to $15.89, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 20:34 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $0.26 $2,640.00
Disclosure

SEC source: 0001209191-18-020881 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 19, 2018 Filed Mar 20, 2018 20:36 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.26 $0.00
Disclosure

SEC source: 0001209191-18-020884 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,424

Underlying: Common Stock · 10,000 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on December 12, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.