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Nasdaq · USD

KPTI

Karyopharm Therapeutics Inc.

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Tapewire entity
781
SEC CIK
0001503802
Parsed reports
479

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202602
Mar 202606
Apr 202601
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 19, 2019 16:32 UTC
Peters CameronVP of Finance
GrantRestricted Stock Units · Derivative 8,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011095 · doc4.xml · derivative · entry 2

Peters Cameron · CIK 0001765269 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 8,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 16:32 UTC
Peters CameronVP of Finance
GrantStock Option (right to buy) · Derivative 17,000 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001209191-19-011095 · doc4.xml · derivative · entry 1

Peters Cameron · CIK 0001765269 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2029-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2019. The shares underlying this option vest as to 25% of the shares on February 15, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:25 UTC
Shacham SharonPresident & CSO
GrantRestricted Stock Units · Derivative 87,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011079 · doc4.xml · derivative · entry 4

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 87,200

Underlying: Common Stock · 87,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:25 UTC
Shacham SharonPresident & CSO
GrantRestricted Stock Units · Derivative 87,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011079 · doc4.xml · derivative · entry 3

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,200

Underlying: Common Stock · 87,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:25 UTC
Shacham SharonPresident & CSO
GrantStock Option (right to buy) · Derivative 231,200 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001209191-19-011079 · doc4.xml · derivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 231,200

Underlying: Common Stock · 231,200 shares

Expires 2029-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2019. The shares underlying this option vest as to 25% of the shares on February 15, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:25 UTC
Shacham SharonPresident & CSO
GrantStock Option (right to buy) · Derivative 231,200 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001209191-19-011079 · doc4.xml · derivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,200

Underlying: Common Stock · 231,200 shares

Expires 2029-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2019. The shares underlying this option vest as to 25% of the shares on February 15, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:23 UTC
Kauffman MichaelDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 87,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011077 · doc4.xml · derivative · entry 4

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 87,200

Underlying: Common Stock · 87,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:23 UTC
Kauffman MichaelDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 87,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011077 · doc4.xml · derivative · entry 3

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,200

Underlying: Common Stock · 87,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:23 UTC
Kauffman MichaelDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 231,200 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001209191-19-011077 · doc4.xml · derivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 231,200

Underlying: Common Stock · 231,200 shares

Expires 2029-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2019. The shares underlying this option vest as to 25% of the shares on February 15, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:23 UTC
Kauffman MichaelDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 231,200 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001209191-19-011077 · doc4.xml · derivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,200

Underlying: Common Stock · 231,200 shares

Expires 2029-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2019. The shares underlying this option vest as to 25% of the shares on February 15, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:30 UTC
Varadan AnandEVP, Chief Commercial Officer
GrantRestricted Stock Units · Derivative 38,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011089 · doc4.xml · derivative · entry 2

Varadan Anand · CIK 0001650456 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,700

Underlying: Common Stock · 38,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:30 UTC
Varadan AnandEVP, Chief Commercial Officer
GrantStock Option (right to buy) · Derivative 102,800 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001209191-19-011089 · doc4.xml · derivative · entry 1

Varadan Anand · CIK 0001650456 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,800

Underlying: Common Stock · 102,800 shares

Expires 2029-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2019. The shares underlying this option vest as to 25% of the shares on February 15, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:29 UTC
Primiano Christopher BrettEVP, CBO, GC & Secretary
GrantRestricted Stock Units · Derivative 38,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011084 · doc4.xml · derivative · entry 2

Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,700

Underlying: Common Stock · 38,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:29 UTC
Primiano Christopher BrettEVP, CBO, GC & Secretary
GrantStock Option (right to buy) · Derivative 102,800 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001209191-19-011084 · doc4.xml · derivative · entry 1

Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,800

Underlying: Common Stock · 102,800 shares

Expires 2029-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2019. The shares underlying this option vest as to 25% of the shares on February 15, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:27 UTC
Frenkel RanChief Dev Operations Officer
GrantRestricted Stock Units · Derivative 38,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011082 · doc4.xml · derivative · entry 2

Frenkel Ran · CIK 0001623108 · Chief Dev Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,700

Underlying: Common Stock · 38,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 15, 2020, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:27 UTC
Frenkel RanChief Dev Operations Officer
GrantStock Option (right to buy) · Derivative 102,800 $0.00 Strike: $9.21 $0.00
Disclosure

SEC source: 0001209191-19-011082 · doc4.xml · derivative · entry 1

Frenkel Ran · CIK 0001623108 · Chief Dev Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,800

Underlying: Common Stock · 102,800 shares

Expires 2029-02-14

F1 · derivative.exercise_date: This option was granted on February 15, 2019. The shares underlying this option vest as to 25% of the shares on February 15, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:41 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-19-003066 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 15,357

Underlying: Common Stock · 12,500 shares

Expires 2020-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F7 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:41 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 12,500 $10.23 $127,823.75
Disclosure

SEC source: 0001209191-19-003066 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 731,134

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.45, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:41 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,500 $0.03 $412.50
Disclosure

SEC source: 0001209191-19-003066 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 743,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F2 · balance_after: Reflects the transfer of 17,624 shares from the Sharon Shacham 2016 Qualified Annuity Interest Trust (the "Spouse's GRAT") to the spouse of the reporting person on December 10, 2018.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:37 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-19-003059 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,357

Underlying: Common Stock · 12,500 shares

Expires 2020-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:37 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 12,500 $10.23 $127,823.75
Disclosure

SEC source: 0001209191-19-003059 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,134

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.45, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 21:37 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 12,500 $0.03 $412.50
Disclosure

SEC source: 0001209191-19-003059 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Reflects the transfer of 17,624 shares from the Sharon Shacham 2016 Qualified Annuity Interest Trust (the "GRAT") to the reporting person on December 10, 2018.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:29 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-18-061769 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 27,857

Underlying: Common Stock · 12,500 shares

Expires 2020-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:29 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 12,500 $10.11 $126,422.50
Disclosure

SEC source: 0001209191-18-061769 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 713,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.275, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:29 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,500 $0.03 $412.50
Disclosure

SEC source: 0001209191-18-061769 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 726,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:28 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-18-061765 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,857

Underlying: Common Stock · 12,500 shares

Expires 2020-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:28 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 12,500 $10.11 $126,422.50
Disclosure

SEC source: 0001209191-18-061765 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.275, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:28 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 12,500 $0.03 $412.50
Disclosure

SEC source: 0001209191-18-061765 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 21:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 9,600 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-18-059988 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,061

Underlying: Common Stock · 9,600 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 21:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 9,600 $11.00 $105,600.00
Disclosure

SEC source: 0001209191-18-059988 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 21:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 9,600 $4.75 $45,619.20
Disclosure

SEC source: 0001209191-18-059988 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 21:20 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 9,600 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-18-059990 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 436,061

Underlying: Common Stock · 9,600 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F4 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 21:20 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 9,600 $11.00 $105,600.00
Disclosure

SEC source: 0001209191-18-059990 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 21:20 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 9,600 $4.75 $45,619.20
Disclosure

SEC source: 0001209191-18-059990 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 521,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 13:00 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-18-059620 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,661

Underlying: Common Stock · 400 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 13:00 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 400 $11.14 $4,454.52
Disclosure

SEC source: 0001209191-18-059620 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.045 to $11.22, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 13:00 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 400 $4.75 $1,900.80
Disclosure

SEC source: 0001209191-18-059620 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 13:03 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 400 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-18-059621 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 445,661

Underlying: Common Stock · 400 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 13:03 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 400 $11.14 $4,454.52
Disclosure

SEC source: 0001209191-18-059621 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.045 to $11.22, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 13:03 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 400 $4.75 $1,900.80
Disclosure

SEC source: 0001209191-18-059621 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 512,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-18-057950 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 40,357

Underlying: Common Stock · 12,500 shares

Expires 2020-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 12,500 $11.65 $145,592.50
Disclosure

SEC source: 0001209191-18-057950 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 713,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.26 to $11.95, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:17 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,500 $0.03 $412.50
Disclosure

SEC source: 0001209191-18-057950 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 726,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:16 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-18-057946 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,357

Underlying: Common Stock · 12,500 shares

Expires 2020-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on October 22, 2011, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:16 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 12,500 $11.65 $145,592.50
Disclosure

SEC source: 0001209191-18-057946 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,510

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.26 to $11.95, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:16 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 12,500 $0.03 $412.50
Disclosure

SEC source: 0001209191-18-057946 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 20:06 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-18-055828 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,061

Underlying: Common Stock · 10,000 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 20:06 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 10,000 $12.63 $126,304.00
Disclosure

SEC source: 0001209191-18-055828 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,143

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.36 to $12.75, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 20:06 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $4.75 $47,520.00
Disclosure

SEC source: 0001209191-18-055828 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 20:09 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-18-055830 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 446,061

Underlying: Common Stock · 10,000 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.