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KPTI

Karyopharm Therapeutics Inc.

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781
SEC CIK
0001503802
Parsed reports
479

Last 12 months

Inside the activity.

0 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202602
Mar 202606
Apr 202601
May 202606
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2020 Filed Feb 21, 2020 22:58 UTC
Shah JatinEVP, Chief Medical Officer
SaleCommon Stock 1,375 $16.48 $22,662.61
Disclosure

SEC source: 0001209191-20-011697 · doc4.xml · nonDerivative · entry 1

Shah Jatin · CIK 0001782186 · EVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,759

F1 · kind: This transaction was a broker-assisted sale of shares to satisfy the payment of withholding tax liability incurred upon the vesting of restricted stock units and does not represent a discretionary trade by the reporting person.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on February 19, 2020 on behalf of a group of employees of Karyopharm Therapeutics Inc. to satisfy the payment of withholding tax liability of such employees.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:57 UTC
Frenkel RanChief Dev Operations Officer
SaleCommon Stock 2,975 $16.48 $49,033.65
Disclosure

SEC source: 0001209191-20-011696 · doc4.xml · nonDerivative · entry 1

Frenkel Ran · CIK 0001623108 · Chief Dev Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,066

F1 · kind: This transaction was a broker-assisted sale of shares to satisfy the payment of withholding tax liability incurred upon the vesting of restricted stock units and does not represent a discretionary trade by the reporting person.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on February 19, 2020 on behalf of a group of employees of Karyopharm Therapeutics Inc. to satisfy the payment of withholding tax liability of such employees.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:55 UTC
Primiano Christopher BrettEVP, CBO, GC & Secretary
SaleCommon Stock 2,961 $16.48 $48,802.91
Disclosure

SEC source: 0001209191-20-011692 · doc4.xml · nonDerivative · entry 1

Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,367

F1 · kind: This transaction was a broker-assisted sale of shares to satisfy the payment of withholding tax liability incurred upon the vesting of restricted stock units and does not represent a discretionary trade by the reporting person.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on February 19, 2020 on behalf of a group of employees of Karyopharm Therapeutics Inc. to satisfy the payment of withholding tax liability of such employees.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:54 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 8,817 $16.48 $145,320.91
Disclosure

SEC source: 0001209191-20-011690 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 555,122

F3 · kind: This transaction was a broker-assisted sale of shares to satisfy the payment of withholding tax liability incurred upon the vesting of restricted stock units and does not represent a discretionary trade by the spouse of the reporting person.

F4 · price: The sale price of the spouse of the reporting person's shares represents the weighted average price of all shares sold by a broker on February 19, 2020 on behalf of a group of employees of Karyopharm Therapeutics Inc. to satisfy the payment of withholding tax liability of such employees.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:54 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 8,817 $16.48 $145,320.91
Disclosure

SEC source: 0001209191-20-011690 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,489

F1 · kind: This transaction was a broker-assisted sale of shares to satisfy the payment of withholding tax liability incurred upon the vesting of restricted stock units and does not represent a discretionary trade by the reporting person.

F2 · price: The sale price of the reporting person's shares represents the weighted average price of all shares sold by a broker on February 19, 2020 on behalf of a group of employees of Karyopharm Therapeutics Inc. to satisfy the payment of withholding tax liability of such employees.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:54 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 21,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010742 · doc4.xml · derivative · entry 4

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 65,400

Underlying: Common Stock · 21,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2019, the spouse of the reporting person was granted 87,200 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

F3 · derivative.expiration_date: On February 15, 2019, the spouse of the reporting person was granted 87,200 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:54 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 21,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010742 · doc4.xml · derivative · entry 3

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,400

Underlying: Common Stock · 21,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 15, 2019, the reporting person was granted 87,200 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

F2 · derivative.expiration_date: On February 15, 2019, the reporting person was granted 87,200 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:54 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 21,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-010742 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 765,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:54 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 21,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-010742 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:12 UTC
Frenkel RanChief Dev Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 9,675 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010756 · doc4.xml · derivative · entry 2

Frenkel Ran · CIK 0001623108 · Chief Dev Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,025

Underlying: Common Stock · 9,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2019, the reporting person was granted 38,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

F3 · derivative.expiration_date: On February 15, 2019, the reporting person was granted 38,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:12 UTC
Frenkel RanChief Dev Operations Officer
Exercise / conversionCommon Stock 9,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-010756 · doc4.xml · nonDerivative · entry 1

Frenkel Ran · CIK 0001623108 · Chief Dev Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

F2 · balance_after: Includes 4,633 shares acquired under the Karyopharm Therapeutics Inc. 2013 Employee Stock Purchase Plan.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:16 UTC
Shah JatinEVP, Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 4,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010762 · doc4.xml · derivative · entry 2

Shah Jatin · CIK 0001782186 · EVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,550

Underlying: Common Stock · 4,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2019, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

F3 · derivative.expiration_date: On February 15, 2019, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:16 UTC
Shah JatinEVP, Chief Medical Officer
Exercise / conversionCommon Stock 4,850 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-010762 · doc4.xml · nonDerivative · entry 1

Shah Jatin · CIK 0001782186 · EVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

F2 · balance_after: Includes 2,659 shares acquired under the Karyopharm Therapeutics Inc. 2013 Employee Stock Purchase Plan.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:06 UTC
Primiano Christopher BrettEVP, CBO, GC & Secretary
Exercise / conversionRestricted Stock Units · Derivative 9,675 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010750 · doc4.xml · derivative · entry 2

Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,025

Underlying: Common Stock · 9,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 15, 2019, the reporting person was granted 38,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

F2 · derivative.expiration_date: On February 15, 2019, the reporting person was granted 38,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:06 UTC
Primiano Christopher BrettEVP, CBO, GC & Secretary
Exercise / conversionCommon Stock 9,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-010750 · doc4.xml · nonDerivative · entry 1

Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:00 UTC
Shacham SharonPresident & CSO
Exercise / conversionRestricted Stock Units · Derivative 21,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010747 · doc4.xml · derivative · entry 4

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 65,400

Underlying: Common Stock · 21,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2019, the spouse of the reporting person was granted 87,200 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

F3 · derivative.expiration_date: On February 15, 2019, the spouse of the reporting person was granted 87,200 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:00 UTC
Shacham SharonPresident & CSO
Exercise / conversionRestricted Stock Units · Derivative 21,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010747 · doc4.xml · derivative · entry 3

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,400

Underlying: Common Stock · 21,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 15, 2019, the reporting person was granted 87,200 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

F2 · derivative.expiration_date: On February 15, 2019, the reporting person was granted 87,200 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25% of the restricted stock units vested on February 15, 2020. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any an event within 30 days of such date.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:00 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 21,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-010747 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 563,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 23:00 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 21,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-010747 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Karyopharm Therapeutics Inc. common stock on a one-for-one basis.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:20 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-20-008727 · doc4.xml · derivative · entry 5

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,061

Underlying: Common Stock · 10,000 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:20 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 10,000 $17.43 $174,294.00
Disclosure

SEC source: 0001209191-20-008727 · doc4.xml · nonDerivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,139

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.215 to $17.85, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:20 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $4.75 $47,520.00
Disclosure

SEC source: 0001209191-20-008727 · doc4.xml · nonDerivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:21 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-20-008729 · doc4.xml · derivative · entry 6

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 376,061

Underlying: Common Stock · 10,000 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:21 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 10,000 $17.43 $174,294.00
Disclosure

SEC source: 0001209191-20-008729 · doc4.xml · nonDerivative · entry 4

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 542,139

F3 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F4 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.215 to $17.85, inclusive. The spouse of the reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:21 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 10,000 $4.75 $47,520.00
Disclosure

SEC source: 0001209191-20-008729 · doc4.xml · nonDerivative · entry 3

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 552,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:20 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-20-008727 · doc4.xml · derivative · entry 6

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 420,303

Underlying: Common Stock · 10,000 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:20 UTC
Kauffman MichaelDirector · Chief Executive Officer
SaleCommon Stock 10,000 $16.93 $169,327.00
Disclosure

SEC source: 0001209191-20-008727 · doc4.xml · nonDerivative · entry 4

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 743,506

F3 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

F4 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.793 to $17.21, inclusive. The spouse of the reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:20 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $4.75 $47,520.00
Disclosure

SEC source: 0001209191-20-008727 · doc4.xml · nonDerivative · entry 3

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 753,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:21 UTC
Shacham SharonPresident & CSO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-20-008729 · doc4.xml · derivative · entry 5

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,303

Underlying: Common Stock · 10,000 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:21 UTC
Shacham SharonPresident & CSO
SaleCommon Stock 10,000 $16.93 $169,327.00
Disclosure

SEC source: 0001209191-20-008729 · doc4.xml · nonDerivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,506

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.793 to $17.21, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:21 UTC
Shacham SharonPresident & CSO
Exercise / conversionCommon Stock 10,000 $4.75 $47,520.00
Disclosure

SEC source: 0001209191-20-008729 · doc4.xml · nonDerivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:21 UTC
Lewis TanyaEVP,Chief Reg.&Quality Officer
GrantRestricted Stock Units · Derivative 22,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007515 · doc4.xml · derivative · entry 2

Lewis Tanya · CIK 0001451038 · EVP,Chief Reg.&Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

Underlying: Common Stock · 22,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:21 UTC
Lewis TanyaEVP,Chief Reg.&Quality Officer
GrantStock Option (right to buy) · Derivative 60,600 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-007515 · doc4.xml · derivative · entry 1

Lewis Tanya · CIK 0001451038 · EVP,Chief Reg.&Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,600

Underlying: Common Stock · 60,600 shares

Expires 2030-02-04

F1 · derivative.exercise_date: This option was granted on February 5, 2020. The shares underlying this option vest as to 25% of the shares on February 5, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:13 UTC
Kauffman MichaelDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 57,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007483 · doc4.xml · derivative · entry 4

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 57,200

Underlying: Common Stock · 57,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:13 UTC
Kauffman MichaelDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 57,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007483 · doc4.xml · derivative · entry 3

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,200

Underlying: Common Stock · 57,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:13 UTC
Kauffman MichaelDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 153,500 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-007483 · doc4.xml · derivative · entry 2

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 153,500

Underlying: Common Stock · 153,500 shares

Expires 2030-02-04

F1 · derivative.exercise_date: This option was granted on February 5, 2020. The shares underlying this option vest as to 25% of the shares on February 5, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:13 UTC
Kauffman MichaelDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 153,500 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-007483 · doc4.xml · derivative · entry 1

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,500

Underlying: Common Stock · 153,500 shares

Expires 2030-02-04

F1 · derivative.exercise_date: This option was granted on February 5, 2020. The shares underlying this option vest as to 25% of the shares on February 5, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:20 UTC
Shah JatinEVP, Chief Medical Officer
GrantRestricted Stock Units · Derivative 22,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007514 · doc4.xml · derivative · entry 2

Shah Jatin · CIK 0001782186 · EVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

Underlying: Common Stock · 22,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:20 UTC
Shah JatinEVP, Chief Medical Officer
GrantStock Option (right to buy) · Derivative 60,600 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-007514 · doc4.xml · derivative · entry 1

Shah Jatin · CIK 0001782186 · EVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,600

Underlying: Common Stock · 60,600 shares

Expires 2030-02-04

F1 · derivative.exercise_date: This option was granted on February 5, 2020. The shares underlying this option vest as to 25% of the shares on February 5, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:19 UTC
Frenkel RanChief Dev Operations Officer
GrantRestricted Stock Units · Derivative 22,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007510 · doc4.xml · derivative · entry 2

Frenkel Ran · CIK 0001623108 · Chief Dev Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

Underlying: Common Stock · 22,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:19 UTC
Frenkel RanChief Dev Operations Officer
GrantStock Option (right to buy) · Derivative 60,600 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-007510 · doc4.xml · derivative · entry 1

Frenkel Ran · CIK 0001623108 · Chief Dev Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,600

Underlying: Common Stock · 60,600 shares

Expires 2030-02-04

F1 · derivative.exercise_date: This option was granted on February 5, 2020. The shares underlying this option vest as to 25% of the shares on February 5, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:17 UTC
Primiano Christopher BrettEVP, CBO, GC & Secretary
GrantRestricted Stock Units · Derivative 30,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007502 · doc4.xml · derivative · entry 2

Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,300

Underlying: Common Stock · 30,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:17 UTC
Primiano Christopher BrettEVP, CBO, GC & Secretary
GrantStock Option (right to buy) · Derivative 81,200 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-007502 · doc4.xml · derivative · entry 1

Primiano Christopher Brett · CIK 0001603510 · EVP, CBO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

Underlying: Common Stock · 81,200 shares

Expires 2030-02-04

F1 · derivative.exercise_date: This option was granted on February 5, 2020. The shares underlying this option vest as to 25% of the shares on February 5, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:18 UTC
Mason MichaelSVP, CFO & Treasurer
GrantRestricted Stock Units · Derivative 32,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007508 · doc4.xml · derivative · entry 2

Mason Michael · CIK 0001514291 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,600

Underlying: Common Stock · 32,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:18 UTC
Mason MichaelSVP, CFO & Treasurer
GrantStock Option (right to buy) · Derivative 87,600 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-007508 · doc4.xml · derivative · entry 1

Mason Michael · CIK 0001514291 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,600

Underlying: Common Stock · 87,600 shares

Expires 2030-02-04

F1 · derivative.exercise_date: This option was granted on February 5, 2020. The shares underlying this option vest as to 25% of the shares on February 5, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:16 UTC
Shacham SharonPresident & CSO
GrantRestricted Stock Units · Derivative 57,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007496 · doc4.xml · derivative · entry 4

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 57,200

Underlying: Common Stock · 57,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the spouse of the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:16 UTC
Shacham SharonPresident & CSO
GrantRestricted Stock Units · Derivative 57,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007496 · doc4.xml · derivative · entry 3

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,200

Underlying: Common Stock · 57,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Karyopharm Therapeutics Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 5, 2021, the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following each vesting date, but in any event within 30 days of such date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:16 UTC
Shacham SharonPresident & CSO
GrantStock Option (right to buy) · Derivative 153,500 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-007496 · doc4.xml · derivative · entry 2

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 153,500

Underlying: Common Stock · 153,500 shares

Expires 2030-02-04

F1 · derivative.exercise_date: This option was granted on February 5, 2020. The shares underlying this option vest as to 25% of the shares on February 5, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:16 UTC
Shacham SharonPresident & CSO
GrantStock Option (right to buy) · Derivative 153,500 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-20-007496 · doc4.xml · derivative · entry 1

Shacham Sharon · CIK 0001588438 · President & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,500

Underlying: Common Stock · 153,500 shares

Expires 2030-02-04

F1 · derivative.exercise_date: This option was granted on February 5, 2020. The shares underlying this option vest as to 25% of the shares on February 5, 2021, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:07 UTC
Kauffman MichaelDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-20-003088 · doc4.xml · derivative · entry 7

Kauffman Michael · CIK 0001364719 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,061

Underlying: Common Stock · 10,000 shares

Expires 2023-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · derivative.exercise_date: This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.