Tapewire

Nasdaq · USD

KNSA

Kiniksa Pharmaceuticals International, plc

Export transactions ↓
Tapewire entity
1954
SEC CIK
0001730430
Parsed reports
378

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202607
Mar 202605
Apr 2026012
May 202603
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2023 Filed Sep 6, 2023 23:06 UTC
Patel Sanj KDirector · CHAIRMAN & CEO
Exercise / conversionClass A Common Share 9,992 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-013044 · form4-09062023_110936.xml · nonDerivative · entry 1

Patel Sanj K · CIK 0001532218 · Director · CHAIRMAN & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:04 UTC
Tessari EbenCHIEF OPERATING OFFICER
GrantShare Option · Derivative 42,544 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0001415889-23-013040 · form4-09062023_110948.xml · derivative · entry 7

Tessari Eben · CIK 0001867899 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,544

Underlying: Class A Common Share · 42,544 shares

Expires 2033-08-31

F4 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in 36 equal monthly installments thereafter. The vesting commencement date is September 1, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:04 UTC
Tessari EbenCHIEF OPERATING OFFICER
GrantRestricted Share Unit · Derivative 7,091 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013040 · form4-09062023_110948.xml · derivative · entry 6

Tessari Eben · CIK 0001867899 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,091

Underlying: Class A Common Share · 7,091 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F3 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2023.

F3 · derivative.expiration_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:04 UTC
Tessari EbenCHIEF OPERATING OFFICER
Exercise / conversionRestricted Share Unit · Derivative 2,727 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013040 · form4-09062023_110948.xml · derivative · entry 5

Tessari Eben · CIK 0001867899 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,178

Underlying: Class A Common Share · 2,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F2 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2022.

F2 · derivative.expiration_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2022.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:04 UTC
Tessari EbenCHIEF OPERATING OFFICER
Tax withholdingClass A Common Share 801 $17.76 $14,225.76
Disclosure

SEC source: 0001415889-23-013040 · form4-09062023_110948.xml · nonDerivative · entry 2

Tessari Eben · CIK 0001867899 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,993

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:04 UTC
Tessari EbenCHIEF OPERATING OFFICER
Exercise / conversionClass A Common Share 2,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-013040 · form4-09062023_110948.xml · nonDerivative · entry 1

Tessari Eben · CIK 0001867899 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:03 UTC
Paolini John F.CHIEF MEDICAL OFFICER
GrantShare Option · Derivative 38,974 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0001415889-23-013038 · form4-09062023_110943.xml · derivative · entry 9

Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,974

Underlying: Class A Common Share · 38,974 shares

Expires 2033-08-31

F6 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in 36 equal monthly installments thereafter. The vesting commencement date is September 1, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:03 UTC
Paolini John F.CHIEF MEDICAL OFFICER
GrantRestricted Share Unit · Derivative 6,496 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013038 · form4-09062023_110943.xml · derivative · entry 8

Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,496

Underlying: Class A Common Share · 6,496 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F5 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2023.

F6 · derivative.expiration_date: The option vests and becomes exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in 36 equal monthly installments thereafter. The vesting commencement date is September 1, 2023.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:03 UTC
Paolini John F.CHIEF MEDICAL OFFICER
Exercise / conversionRestricted Share Unit · Derivative 2,498 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013038 · form4-09062023_110943.xml · derivative · entry 7

Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,492

Underlying: Class A Common Share · 2,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F4 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2022.

F4 · derivative.expiration_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2022.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:03 UTC
Paolini John F.CHIEF MEDICAL OFFICER
Tax withholdingClass A Common Share 734 $17.76 $13,035.84
Disclosure

SEC source: 0001415889-23-013038 · form4-09062023_110943.xml · nonDerivative · entry 2

Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,674

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:03 UTC
Paolini John F.CHIEF MEDICAL OFFICER
Exercise / conversionClass A Common Share 2,498 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-013038 · form4-09062023_110943.xml · nonDerivative · entry 1

Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:30 UTC
Paolini John F.CHIEF MEDICAL OFFICER
Exercise / conversionShare Option · Derivative 29,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-23-011525 · form4-07272023_080730.xml · derivative · entry 5

Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,217

Underlying: Class A Common Share · 29,000 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan executed by the reporting person on August 16, 2022.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:30 UTC
Paolini John F.CHIEF MEDICAL OFFICER
SaleClass A Common Share 7,632 $19.69 $150,274.08
Disclosure

SEC source: 0001415889-23-011525 · form4-07272023_080730.xml · nonDerivative · entry 4

Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,910

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan executed by the reporting person on August 16, 2022.

F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $19.50 to $19.94. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:30 UTC
Paolini John F.CHIEF MEDICAL OFFICER
SaleClass A Common Share 16,168 $19.25 $311,234.00
Disclosure

SEC source: 0001415889-23-011525 · form4-07272023_080730.xml · nonDerivative · entry 3

Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,542

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan executed by the reporting person on August 16, 2022.

F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.50 to $19.49. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:30 UTC
Paolini John F.CHIEF MEDICAL OFFICER
SaleClass A Common Share 5,200 $18.01 $93,652.00
Disclosure

SEC source: 0001415889-23-011525 · form4-07272023_080730.xml · nonDerivative · entry 2

Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,710

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan executed by the reporting person on August 16, 2022.

F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $17.50 to $18.49. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price.

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:30 UTC
Paolini John F.CHIEF MEDICAL OFFICER
Exercise / conversionClass A Common Share 29,000 $1.86 $53,940.00
Disclosure

SEC source: 0001415889-23-011525 · form4-07272023_080730.xml · nonDerivative · entry 1

Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan executed by the reporting person on August 16, 2022.

Read SEC document
July 15, 2023 Filed Sep 6, 2023 23:08 UTC
Megna Michael RCHIEF ACCOUNTING OFFICER
GrantClass A Common Share 581 $12.35 $7,175.35
Disclosure

SEC source: 0001415889-23-013048 · form4-09062023_110926.xml · nonDerivative · entry 1

Megna Michael R · CIK 0001464583 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,558

F1 · kind: The reporting person is voluntarily reporting the acquisition of these shares pursuant to the Issuer's 2018 Employee Share Purchase Plan for the purchase period of January 16, 2023 to July 15, 2023. The acquisition of such shares was exempt pursuant to Rule 16b-3(c).

Read SEC document
July 15, 2023 Filed Sep 6, 2023 23:07 UTC
Moat RossCHIEF COMMERCIAL OFFICER
GrantClass A Common Share 292 $12.35 $3,606.20
Disclosure

SEC source: 0001415889-23-013046 · form4-09062023_110933.xml · nonDerivative · entry 1

Moat Ross · CIK 0001857177 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,845

F1 · kind: The reporting person is voluntarily reporting the acquisition of these shares pursuant to the Issuer's 2018 Employee Share Purchase Plan for the purchase period of January 16, 2023 to July 15, 2023. The acquisition of such shares was exempt pursuant to Rule 16b-3(c).

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionRestricted Share Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010564 · form4-07032023_040714.xml · derivative · entry 3

Malley Thomas · CIK 0001403322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F3 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

F3 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionClass A Common Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-010564 · form4-07032023_040714.xml · nonDerivative · entry 1

Malley Thomas · CIK 0001403322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionRestricted Share Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010563 · form4-07032023_040710.xml · derivative · entry 2

McCain Tracey L · CIK 0001683600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F2 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

F2 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionClass A Common Share 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-010563 · form4-07032023_040710.xml · nonDerivative · entry 1

McCain Tracey L · CIK 0001683600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionRestricted Share Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010562 · form4-07032023_040708.xml · derivative · entry 2

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F2 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

F2 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionClass A Common Share 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-010562 · form4-07032023_040708.xml · nonDerivative · entry 1

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionRestricted Share Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010561 · form4-07032023_040706.xml · derivative · entry 2

Popovits Kimberly J · CIK 0001333482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F2 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

F2 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionClass A Common Share 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-010561 · form4-07032023_040706.xml · nonDerivative · entry 1

Popovits Kimberly J · CIK 0001333482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionRestricted Share Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010560 · form4-07032023_040703.xml · derivative · entry 2

Cole G Bradley · CIK 0001337798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F2 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

F2 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionClass A Common Share 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-010560 · form4-07032023_040703.xml · nonDerivative · entry 1

Cole G Bradley · CIK 0001337798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionRestricted Share Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010559 · form4-07032023_040701.xml · derivative · entry 2

Quart Barry D · CIK 0001384243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F2 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

F2 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 20:15 UTC Exercise / conversionClass A Common Share 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-010559 · form4-07032023_040701.xml · nonDerivative · entry 1

Quart Barry D · CIK 0001384243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:37 UTC
667, L.P.Director
BAKER JULIANDirector
BAKER FELIXDirector
GrantNon-Qualified Share Option (right to buy) · Derivative 52,472 $0.00 Strike: $15.19 $0.00
Disclosure

SEC source: 0001209191-23-035547 · doc4.xml · derivative · entry 6

BAKER BROS. ADVISORS LP · CIK 0001263508 · Director

667, L.P. · CIK 0001551139 · Director

BAKER JULIAN · CIK 0001087939 · Director

BAKER FELIX · CIK 0001087940 · Director

Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director

Baker Brothers Life Sciences LP · CIK 0001363364 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 52,472

Underlying: Class A Common Shares · 52,472 shares

Expires 2033-06-05

F11 · shares: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant.

F11 · derivative.exercise_date: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant.

F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker and Dr. Biggar do not have a right to any of the Issuer's securities issued as compensation for their service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the non-qualified options exercisable solely into Class A Common Shares ("Share Options") and RSUs. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the Share Options, RSUs and any Class A Common Shares acquired upon the exercise of Share Options or vesting of RSUs (i.e. no direct pecuniary interest).

F6 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds.

F7 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose.

F8 · ownership.nature: Pursuant to agreements between Felix J. Baker, Dr. Biggar and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any Class A Common Shares received as a result of the exercise of Share Options or vesting of RSUs.

F9 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent grants to each of Felix J. Baker and Dr. Biggar of 4,373 RSUs on Table I and 26,236 Share Options on Table II. These grants, totaling 8,746 RSUs and 52,472 Share Options for Felix J. Baker and Dr. Biggar in the aggregate, are reported for each of the Funds as each has an indirect pecuniary interest in such securities.

F10 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Class A Common Shares reported in column 5 of Table I and the Share Options reported in column 9 of Table II held directly by or held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences.

F11 · ownership.nature: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:37 UTC
667, L.P.Director
BAKER JULIANDirector
BAKER FELIXDirector
GrantNon-Qualified Share Option (right to buy) · Derivative 52,472 $0.00 Strike: $15.19 $0.00
Disclosure

SEC source: 0001209191-23-035547 · doc4.xml · derivative · entry 5

BAKER BROS. ADVISORS LP · CIK 0001263508 · Director

667, L.P. · CIK 0001551139 · Director

BAKER JULIAN · CIK 0001087939 · Director

BAKER FELIX · CIK 0001087940 · Director

Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director

Baker Brothers Life Sciences LP · CIK 0001363364 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 52,472

Underlying: Class A Common Shares · 52,472 shares

Expires 2033-06-05

F11 · shares: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant.

F11 · derivative.exercise_date: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant.

F4 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Class A Common Shares reported in column 5 of Table I and the Share Options (as defined below) reported in column 9 of Table II held directly by or held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667.

F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker and Dr. Biggar do not have a right to any of the Issuer's securities issued as compensation for their service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the non-qualified options exercisable solely into Class A Common Shares ("Share Options") and RSUs. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the Share Options, RSUs and any Class A Common Shares acquired upon the exercise of Share Options or vesting of RSUs (i.e. no direct pecuniary interest).

F6 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds.

F7 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose.

F8 · ownership.nature: Pursuant to agreements between Felix J. Baker, Dr. Biggar and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any Class A Common Shares received as a result of the exercise of Share Options or vesting of RSUs.

F9 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent grants to each of Felix J. Baker and Dr. Biggar of 4,373 RSUs on Table I and 26,236 Share Options on Table II. These grants, totaling 8,746 RSUs and 52,472 Share Options for Felix J. Baker and Dr. Biggar in the aggregate, are reported for each of the Funds as each has an indirect pecuniary interest in such securities.

F11 · ownership.nature: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:37 UTC
667, L.P.Director
BAKER JULIANDirector
BAKER FELIXDirector
GrantClass A Common Shares 8,746 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035547 · doc4.xml · nonDerivative · entry 4

BAKER BROS. ADVISORS LP · CIK 0001263508 · Director

667, L.P. · CIK 0001551139 · Director

BAKER JULIAN · CIK 0001087939 · Director

BAKER FELIX · CIK 0001087940 · Director

Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director

Baker Brothers Life Sciences LP · CIK 0001363364 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,719,343

F3 · shares: Includes 4,373 restricted stock units (each an "RSU") payable solely in Class A Common Shares granted by the Issuer to each of Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") and Dr. Stephen R. Biggar, an employee of Baker Bros. Advisors LP (the "Adviser") on June 6, 2023, pursuant to the Issuer's 2018 Incentive Award Plan (the "Incentive Award Plan"). The RSUs fully vest on the first anniversary of the grant date subject to the applicable director's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker and Dr. Biggar serve on the Board as representatives of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds").

F3 · ownership.nature: Includes 4,373 restricted stock units (each an "RSU") payable solely in Class A Common Shares granted by the Issuer to each of Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") and Dr. Stephen R. Biggar, an employee of Baker Bros. Advisors LP (the "Adviser") on June 6, 2023, pursuant to the Issuer's 2018 Incentive Award Plan (the "Incentive Award Plan"). The RSUs fully vest on the first anniversary of the grant date subject to the applicable director's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker and Dr. Biggar serve on the Board as representatives of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds").

F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker and Dr. Biggar do not have a right to any of the Issuer's securities issued as compensation for their service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the non-qualified options exercisable solely into Class A Common Shares ("Share Options") and RSUs. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the Share Options, RSUs and any Class A Common Shares acquired upon the exercise of Share Options or vesting of RSUs (i.e. no direct pecuniary interest).

F6 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds.

F7 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose.

F8 · ownership.nature: Pursuant to agreements between Felix J. Baker, Dr. Biggar and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any Class A Common Shares received as a result of the exercise of Share Options or vesting of RSUs.

F9 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent grants to each of Felix J. Baker and Dr. Biggar of 4,373 RSUs on Table I and 26,236 Share Options on Table II. These grants, totaling 8,746 RSUs and 52,472 Share Options for Felix J. Baker and Dr. Biggar in the aggregate, are reported for each of the Funds as each has an indirect pecuniary interest in such securities.

F10 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Class A Common Shares reported in column 5 of Table I and the Share Options reported in column 9 of Table II held directly by or held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 21:37 UTC
667, L.P.Director
BAKER JULIANDirector
BAKER FELIXDirector
GrantClass A Common Shares 8,746 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035547 · doc4.xml · nonDerivative · entry 3

BAKER BROS. ADVISORS LP · CIK 0001263508 · Director

667, L.P. · CIK 0001551139 · Director

BAKER JULIAN · CIK 0001087939 · Director

BAKER FELIX · CIK 0001087940 · Director

Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director

Baker Brothers Life Sciences LP · CIK 0001363364 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 117,726

F3 · shares: Includes 4,373 restricted stock units (each an "RSU") payable solely in Class A Common Shares granted by the Issuer to each of Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") and Dr. Stephen R. Biggar, an employee of Baker Bros. Advisors LP (the "Adviser") on June 6, 2023, pursuant to the Issuer's 2018 Incentive Award Plan (the "Incentive Award Plan"). The RSUs fully vest on the first anniversary of the grant date subject to the applicable director's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker and Dr. Biggar serve on the Board as representatives of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds").

F3 · ownership.nature: Includes 4,373 restricted stock units (each an "RSU") payable solely in Class A Common Shares granted by the Issuer to each of Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") and Dr. Stephen R. Biggar, an employee of Baker Bros. Advisors LP (the "Adviser") on June 6, 2023, pursuant to the Issuer's 2018 Incentive Award Plan (the "Incentive Award Plan"). The RSUs fully vest on the first anniversary of the grant date subject to the applicable director's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker and Dr. Biggar serve on the Board as representatives of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds").

F4 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Class A Common Shares reported in column 5 of Table I and the Share Options (as defined below) reported in column 9 of Table II held directly by or held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667.

F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker and Dr. Biggar do not have a right to any of the Issuer's securities issued as compensation for their service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the non-qualified options exercisable solely into Class A Common Shares ("Share Options") and RSUs. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the Share Options, RSUs and any Class A Common Shares acquired upon the exercise of Share Options or vesting of RSUs (i.e. no direct pecuniary interest).

F6 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds.

F7 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose.

F8 · ownership.nature: Pursuant to agreements between Felix J. Baker, Dr. Biggar and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any Class A Common Shares received as a result of the exercise of Share Options or vesting of RSUs.

F9 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent grants to each of Felix J. Baker and Dr. Biggar of 4,373 RSUs on Table I and 26,236 Share Options on Table II. These grants, totaling 8,746 RSUs and 52,472 Share Options for Felix J. Baker and Dr. Biggar in the aggregate, are reported for each of the Funds as each has an indirect pecuniary interest in such securities.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:23 UTC GrantRestricted Share Units · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009430 · form4-06082023_080600.xml · derivative · entry 2

Malley Thomas · CIK 0001403322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,373

Underlying: Class A Common Shares · 4,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:23 UTC GrantShare Option · Derivative 26,236 $0.00 Strike: $15.19 $0.00
Disclosure

SEC source: 0001415889-23-009430 · form4-06082023_080600.xml · derivative · entry 1

Malley Thomas · CIK 0001403322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,236

Underlying: Class A Common Shares · 26,236 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:22 UTC GrantRestricted Share Units · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009429 · form4-06082023_080635.xml · derivative · entry 2

Popovits Kimberly J · CIK 0001333482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,373

Underlying: Class A Common Shares · 4,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:22 UTC GrantShare Option · Derivative 26,236 $0.00 Strike: $15.19 $0.00
Disclosure

SEC source: 0001415889-23-009429 · form4-06082023_080635.xml · derivative · entry 1

Popovits Kimberly J · CIK 0001333482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,236

Underlying: Class A Common Shares · 26,236 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:22 UTC GrantRestricted Share Units · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009428 · form4-06082023_080610.xml · derivative · entry 2

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,373

Underlying: Class A Common Shares · 4,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:22 UTC GrantShare Option · Derivative 26,236 $0.00 Strike: $15.19 $0.00
Disclosure

SEC source: 0001415889-23-009428 · form4-06082023_080610.xml · derivative · entry 1

Levy Richard S · CIK 0001454983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,236

Underlying: Class A Common Shares · 26,236 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:21 UTC GrantRestricted Share Units · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009426 · form4-06082023_080630.xml · derivative · entry 2

Quart Barry D · CIK 0001384243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,373

Underlying: Class A Common Shares · 4,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:21 UTC GrantShare Option · Derivative 26,236 $0.00 Strike: $15.19 $0.00
Disclosure

SEC source: 0001415889-23-009426 · form4-06082023_080630.xml · derivative · entry 1

Quart Barry D · CIK 0001384243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,236

Underlying: Class A Common Shares · 26,236 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:20 UTC GrantRestricted Share Units · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009424 · form4-06082023_080641.xml · derivative · entry 2

Cole G Bradley · CIK 0001337798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,373

Underlying: Class A Common Shares · 4,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:20 UTC GrantShare Option · Derivative 26,236 $0.00 Strike: $15.19 $0.00
Disclosure

SEC source: 0001415889-23-009424 · form4-06082023_080641.xml · derivative · entry 1

Cole G Bradley · CIK 0001337798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,236

Underlying: Class A Common Shares · 26,236 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:19 UTC GrantRestricted Share Units · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009421 · form4-06082023_080616.xml · derivative · entry 2

McCain Tracey L · CIK 0001683600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,373

Underlying: Class A Common Shares · 4,373 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:19 UTC GrantShare Option · Derivative 26,236 $0.00 Strike: $15.19 $0.00
Disclosure

SEC source: 0001415889-23-009421 · form4-06082023_080616.xml · derivative · entry 1

McCain Tracey L · CIK 0001683600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,236

Underlying: Class A Common Shares · 26,236 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 20:15 UTC
Ragosa MarkCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Share Unit · Derivative 990 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007004 · form4-04282023_040401.xml · derivative · entry 3

Ragosa Mark · CIK 0001835458 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,981

Underlying: Class A Common Share · 990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F2 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of grant, April 26, 2021.

F2 · derivative.expiration_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of grant, April 26, 2021.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 20:15 UTC
Ragosa MarkCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Share 291 $11.15 $3,244.65
Disclosure

SEC source: 0001415889-23-007004 · form4-04282023_040401.xml · nonDerivative · entry 2

Ragosa Mark · CIK 0001835458 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,414

Read SEC document
April 26, 2023 Filed Apr 28, 2023 20:15 UTC
Ragosa MarkCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Share 990 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-007004 · form4-04282023_040401.xml · nonDerivative · entry 1

Ragosa Mark · CIK 0001835458 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 21:04 UTC
Ragosa MarkCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Share Unit · Derivative 2,695 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006441 · form4-04112023_090443.xml · derivative · entry 3

Ragosa Mark · CIK 0001835458 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,082

Underlying: Class A Common Share · 2,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer.

F2 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of grant, April 7, 2022.

F2 · derivative.expiration_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of grant, April 7, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.