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KNSA
Sign in to followKiniksa Pharmaceuticals International, plc
Export transactions ↓Last 12 months
Inside the activity.
0 purchase rows · 37 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 12 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2023 Filed Sep 6, 2023 23:06 UTC |
Patel Sanj KDirector · CHAIRMAN & CEO
|
Exercise / conversionClass A Common Share | 9,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-013044 · form4-09062023_110936.xml · nonDerivative · entry 1 Patel Sanj K · CIK 0001532218 · Director · CHAIRMAN & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:04 UTC |
Tessari EbenCHIEF OPERATING OFFICER
|
GrantShare Option · Derivative | 42,544 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0001415889-23-013040 · form4-09062023_110948.xml · derivative · entry 7 Tessari Eben · CIK 0001867899 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,544 Underlying: Class A Common Share · 42,544 shares Expires 2033-08-31 F4 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in 36 equal monthly installments thereafter. The vesting commencement date is September 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:04 UTC |
Tessari EbenCHIEF OPERATING OFFICER
|
GrantRestricted Share Unit · Derivative | 7,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013040 · form4-09062023_110948.xml · derivative · entry 6 Tessari Eben · CIK 0001867899 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,091 Underlying: Class A Common Share · 7,091 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F3 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2023. F3 · derivative.expiration_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:04 UTC |
Tessari EbenCHIEF OPERATING OFFICER
|
Exercise / conversionRestricted Share Unit · Derivative | 2,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013040 · form4-09062023_110948.xml · derivative · entry 5 Tessari Eben · CIK 0001867899 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,178 Underlying: Class A Common Share · 2,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F2 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2022. F2 · derivative.expiration_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:04 UTC |
Tessari EbenCHIEF OPERATING OFFICER
|
Tax withholdingClass A Common Share | 801 | $17.76 | $14,225.76 |
DisclosureSEC source: 0001415889-23-013040 · form4-09062023_110948.xml · nonDerivative · entry 2 Tessari Eben · CIK 0001867899 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,993 Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:04 UTC |
Tessari EbenCHIEF OPERATING OFFICER
|
Exercise / conversionClass A Common Share | 2,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-013040 · form4-09062023_110948.xml · nonDerivative · entry 1 Tessari Eben · CIK 0001867899 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:03 UTC |
Paolini John F.CHIEF MEDICAL OFFICER
|
GrantShare Option · Derivative | 38,974 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0001415889-23-013038 · form4-09062023_110943.xml · derivative · entry 9 Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,974 Underlying: Class A Common Share · 38,974 shares Expires 2033-08-31 F6 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in 36 equal monthly installments thereafter. The vesting commencement date is September 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:03 UTC |
Paolini John F.CHIEF MEDICAL OFFICER
|
GrantRestricted Share Unit · Derivative | 6,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013038 · form4-09062023_110943.xml · derivative · entry 8 Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,496 Underlying: Class A Common Share · 6,496 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F5 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2023. F6 · derivative.expiration_date: The option vests and becomes exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in 36 equal monthly installments thereafter. The vesting commencement date is September 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:03 UTC |
Paolini John F.CHIEF MEDICAL OFFICER
|
Exercise / conversionRestricted Share Unit · Derivative | 2,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013038 · form4-09062023_110943.xml · derivative · entry 7 Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,492 Underlying: Class A Common Share · 2,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F4 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2022. F4 · derivative.expiration_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of the grant, September 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:03 UTC |
Paolini John F.CHIEF MEDICAL OFFICER
|
Tax withholdingClass A Common Share | 734 | $17.76 | $13,035.84 |
DisclosureSEC source: 0001415889-23-013038 · form4-09062023_110943.xml · nonDerivative · entry 2 Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,674 Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:03 UTC |
Paolini John F.CHIEF MEDICAL OFFICER
|
Exercise / conversionClass A Common Share | 2,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-013038 · form4-09062023_110943.xml · nonDerivative · entry 1 Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 20:30 UTC |
Paolini John F.CHIEF MEDICAL OFFICER
|
Exercise / conversionShare Option · Derivative | 29,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001415889-23-011525 · form4-07272023_080730.xml · derivative · entry 5 Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,217 Underlying: Class A Common Share · 29,000 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan executed by the reporting person on August 16, 2022. F5 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 20:30 UTC |
Paolini John F.CHIEF MEDICAL OFFICER
|
SaleClass A Common Share | 7,632 | $19.69 | $150,274.08 |
DisclosureSEC source: 0001415889-23-011525 · form4-07272023_080730.xml · nonDerivative · entry 4 Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,910 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan executed by the reporting person on August 16, 2022. F4 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $19.50 to $19.94. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 20:30 UTC |
Paolini John F.CHIEF MEDICAL OFFICER
|
SaleClass A Common Share | 16,168 | $19.25 | $311,234.00 |
DisclosureSEC source: 0001415889-23-011525 · form4-07272023_080730.xml · nonDerivative · entry 3 Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,542 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan executed by the reporting person on August 16, 2022. F3 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $18.50 to $19.49. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 20:30 UTC |
Paolini John F.CHIEF MEDICAL OFFICER
|
SaleClass A Common Share | 5,200 | $18.01 | $93,652.00 |
DisclosureSEC source: 0001415889-23-011525 · form4-07272023_080730.xml · nonDerivative · entry 2 Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,710 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan executed by the reporting person on August 16, 2022. F2 · price: This transaction was executed in multiple trades through a broker-dealer at prices ranging from $17.50 to $18.49. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares sold at each price. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 20:30 UTC |
Paolini John F.CHIEF MEDICAL OFFICER
|
Exercise / conversionClass A Common Share | 29,000 | $1.86 | $53,940.00 |
DisclosureSEC source: 0001415889-23-011525 · form4-07272023_080730.xml · nonDerivative · entry 1 Paolini John F. · CIK 0001741533 · CHIEF MEDICAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan executed by the reporting person on August 16, 2022. Read SEC document |
| July 15, 2023 Filed Sep 6, 2023 23:08 UTC |
Megna Michael RCHIEF ACCOUNTING OFFICER
|
GrantClass A Common Share | 581 | $12.35 | $7,175.35 |
DisclosureSEC source: 0001415889-23-013048 · form4-09062023_110926.xml · nonDerivative · entry 1 Megna Michael R · CIK 0001464583 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,558 F1 · kind: The reporting person is voluntarily reporting the acquisition of these shares pursuant to the Issuer's 2018 Employee Share Purchase Plan for the purchase period of January 16, 2023 to July 15, 2023. The acquisition of such shares was exempt pursuant to Rule 16b-3(c). Read SEC document |
| July 15, 2023 Filed Sep 6, 2023 23:07 UTC |
Moat RossCHIEF COMMERCIAL OFFICER
|
GrantClass A Common Share | 292 | $12.35 | $3,606.20 |
DisclosureSEC source: 0001415889-23-013046 · form4-09062023_110933.xml · nonDerivative · entry 1 Moat Ross · CIK 0001857177 · CHIEF COMMERCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,845 F1 · kind: The reporting person is voluntarily reporting the acquisition of these shares pursuant to the Issuer's 2018 Employee Share Purchase Plan for the purchase period of January 16, 2023 to July 15, 2023. The acquisition of such shares was exempt pursuant to Rule 16b-3(c). Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
Malley ThomasDirector
|
Exercise / conversionRestricted Share Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010564 · form4-07032023_040714.xml · derivative · entry 3 Malley Thomas · CIK 0001403322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F3 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. F3 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
Malley ThomasDirector
|
Exercise / conversionClass A Common Shares | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-010564 · form4-07032023_040714.xml · nonDerivative · entry 1 Malley Thomas · CIK 0001403322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
McCain Tracey LDirector
|
Exercise / conversionRestricted Share Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010563 · form4-07032023_040710.xml · derivative · entry 2 McCain Tracey L · CIK 0001683600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F2 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. F2 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
McCain Tracey LDirector
|
Exercise / conversionClass A Common Share | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-010563 · form4-07032023_040710.xml · nonDerivative · entry 1 McCain Tracey L · CIK 0001683600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
Levy Richard SDirector
|
Exercise / conversionRestricted Share Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010562 · form4-07032023_040708.xml · derivative · entry 2 Levy Richard S · CIK 0001454983 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F2 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. F2 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
Levy Richard SDirector
|
Exercise / conversionClass A Common Share | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-010562 · form4-07032023_040708.xml · nonDerivative · entry 1 Levy Richard S · CIK 0001454983 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
Popovits Kimberly JDirector
|
Exercise / conversionRestricted Share Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010561 · form4-07032023_040706.xml · derivative · entry 2 Popovits Kimberly J · CIK 0001333482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F2 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. F2 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
Popovits Kimberly JDirector
|
Exercise / conversionClass A Common Share | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-010561 · form4-07032023_040706.xml · nonDerivative · entry 1 Popovits Kimberly J · CIK 0001333482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
Cole G BradleyDirector
|
Exercise / conversionRestricted Share Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010560 · form4-07032023_040703.xml · derivative · entry 2 Cole G Bradley · CIK 0001337798 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F2 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. F2 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
Cole G BradleyDirector
|
Exercise / conversionClass A Common Share | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-010560 · form4-07032023_040703.xml · nonDerivative · entry 1 Cole G Bradley · CIK 0001337798 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
Quart Barry DDirector
|
Exercise / conversionRestricted Share Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010559 · form4-07032023_040701.xml · derivative · entry 2 Quart Barry D · CIK 0001384243 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F2 · derivative.exercise_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. F2 · derivative.expiration_date: The RSUs vested in a single installment on June 29, 2023; there was no expiration date for the RSUs. Read SEC document |
| June 29, 2023 Filed Jul 3, 2023 20:15 UTC |
Quart Barry DDirector
|
Exercise / conversionClass A Common Share | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-010559 · form4-07032023_040701.xml · nonDerivative · entry 1 Quart Barry D · CIK 0001384243 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:37 UTC |
BAKER BROS. ADVISORS LPDirector
667, L.P.Director
BAKER JULIANDirector
BAKER FELIXDirector
Baker Bros. Advisors (GP) LLCDirector
Baker Brothers Life Sciences LPDirector
|
GrantNon-Qualified Share Option (right to buy) · Derivative | 52,472 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001209191-23-035547 · doc4.xml · derivative · entry 6 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director 667, L.P. · CIK 0001551139 · Director BAKER JULIAN · CIK 0001087939 · Director BAKER FELIX · CIK 0001087940 · Director Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director Baker Brothers Life Sciences LP · CIK 0001363364 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 52,472 Underlying: Class A Common Shares · 52,472 shares Expires 2033-06-05 F11 · shares: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant. F11 · derivative.exercise_date: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant. F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker and Dr. Biggar do not have a right to any of the Issuer's securities issued as compensation for their service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the non-qualified options exercisable solely into Class A Common Shares ("Share Options") and RSUs. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the Share Options, RSUs and any Class A Common Shares acquired upon the exercise of Share Options or vesting of RSUs (i.e. no direct pecuniary interest). F6 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F7 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F8 · ownership.nature: Pursuant to agreements between Felix J. Baker, Dr. Biggar and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any Class A Common Shares received as a result of the exercise of Share Options or vesting of RSUs. F9 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent grants to each of Felix J. Baker and Dr. Biggar of 4,373 RSUs on Table I and 26,236 Share Options on Table II. These grants, totaling 8,746 RSUs and 52,472 Share Options for Felix J. Baker and Dr. Biggar in the aggregate, are reported for each of the Funds as each has an indirect pecuniary interest in such securities. F10 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Class A Common Shares reported in column 5 of Table I and the Share Options reported in column 9 of Table II held directly by or held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. F11 · ownership.nature: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:37 UTC |
BAKER BROS. ADVISORS LPDirector
667, L.P.Director
BAKER JULIANDirector
BAKER FELIXDirector
Baker Bros. Advisors (GP) LLCDirector
Baker Brothers Life Sciences LPDirector
|
GrantNon-Qualified Share Option (right to buy) · Derivative | 52,472 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001209191-23-035547 · doc4.xml · derivative · entry 5 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director 667, L.P. · CIK 0001551139 · Director BAKER JULIAN · CIK 0001087939 · Director BAKER FELIX · CIK 0001087940 · Director Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director Baker Brothers Life Sciences LP · CIK 0001363364 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 52,472 Underlying: Class A Common Shares · 52,472 shares Expires 2033-06-05 F11 · shares: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant. F11 · derivative.exercise_date: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant. F4 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Class A Common Shares reported in column 5 of Table I and the Share Options (as defined below) reported in column 9 of Table II held directly by or held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker and Dr. Biggar do not have a right to any of the Issuer's securities issued as compensation for their service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the non-qualified options exercisable solely into Class A Common Shares ("Share Options") and RSUs. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the Share Options, RSUs and any Class A Common Shares acquired upon the exercise of Share Options or vesting of RSUs (i.e. no direct pecuniary interest). F6 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F7 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F8 · ownership.nature: Pursuant to agreements between Felix J. Baker, Dr. Biggar and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any Class A Common Shares received as a result of the exercise of Share Options or vesting of RSUs. F9 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent grants to each of Felix J. Baker and Dr. Biggar of 4,373 RSUs on Table I and 26,236 Share Options on Table II. These grants, totaling 8,746 RSUs and 52,472 Share Options for Felix J. Baker and Dr. Biggar in the aggregate, are reported for each of the Funds as each has an indirect pecuniary interest in such securities. F11 · ownership.nature: Includes 26,236 Share Options granted by the Issuer to each of Felix J. Baker and Dr. Biggar on June 6, 2023, pursuant to the Incentive Award Plan. The Share Options have a strike price of $15.19, vest in 12 equal monthly installments and expire 10 years from the date of grant. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:37 UTC |
BAKER BROS. ADVISORS LPDirector
667, L.P.Director
BAKER JULIANDirector
BAKER FELIXDirector
Baker Bros. Advisors (GP) LLCDirector
Baker Brothers Life Sciences LPDirector
|
GrantClass A Common Shares | 8,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035547 · doc4.xml · nonDerivative · entry 4 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director 667, L.P. · CIK 0001551139 · Director BAKER JULIAN · CIK 0001087939 · Director BAKER FELIX · CIK 0001087940 · Director Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director Baker Brothers Life Sciences LP · CIK 0001363364 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,719,343 F3 · shares: Includes 4,373 restricted stock units (each an "RSU") payable solely in Class A Common Shares granted by the Issuer to each of Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") and Dr. Stephen R. Biggar, an employee of Baker Bros. Advisors LP (the "Adviser") on June 6, 2023, pursuant to the Issuer's 2018 Incentive Award Plan (the "Incentive Award Plan"). The RSUs fully vest on the first anniversary of the grant date subject to the applicable director's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker and Dr. Biggar serve on the Board as representatives of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"). F3 · ownership.nature: Includes 4,373 restricted stock units (each an "RSU") payable solely in Class A Common Shares granted by the Issuer to each of Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") and Dr. Stephen R. Biggar, an employee of Baker Bros. Advisors LP (the "Adviser") on June 6, 2023, pursuant to the Issuer's 2018 Incentive Award Plan (the "Incentive Award Plan"). The RSUs fully vest on the first anniversary of the grant date subject to the applicable director's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker and Dr. Biggar serve on the Board as representatives of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"). F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker and Dr. Biggar do not have a right to any of the Issuer's securities issued as compensation for their service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the non-qualified options exercisable solely into Class A Common Shares ("Share Options") and RSUs. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the Share Options, RSUs and any Class A Common Shares acquired upon the exercise of Share Options or vesting of RSUs (i.e. no direct pecuniary interest). F6 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F7 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F8 · ownership.nature: Pursuant to agreements between Felix J. Baker, Dr. Biggar and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any Class A Common Shares received as a result of the exercise of Share Options or vesting of RSUs. F9 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent grants to each of Felix J. Baker and Dr. Biggar of 4,373 RSUs on Table I and 26,236 Share Options on Table II. These grants, totaling 8,746 RSUs and 52,472 Share Options for Felix J. Baker and Dr. Biggar in the aggregate, are reported for each of the Funds as each has an indirect pecuniary interest in such securities. F10 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Class A Common Shares reported in column 5 of Table I and the Share Options reported in column 9 of Table II held directly by or held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:37 UTC |
BAKER BROS. ADVISORS LPDirector
667, L.P.Director
BAKER JULIANDirector
BAKER FELIXDirector
Baker Bros. Advisors (GP) LLCDirector
Baker Brothers Life Sciences LPDirector
|
GrantClass A Common Shares | 8,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035547 · doc4.xml · nonDerivative · entry 3 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director 667, L.P. · CIK 0001551139 · Director BAKER JULIAN · CIK 0001087939 · Director BAKER FELIX · CIK 0001087940 · Director Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director Baker Brothers Life Sciences LP · CIK 0001363364 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 117,726 F3 · shares: Includes 4,373 restricted stock units (each an "RSU") payable solely in Class A Common Shares granted by the Issuer to each of Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") and Dr. Stephen R. Biggar, an employee of Baker Bros. Advisors LP (the "Adviser") on June 6, 2023, pursuant to the Issuer's 2018 Incentive Award Plan (the "Incentive Award Plan"). The RSUs fully vest on the first anniversary of the grant date subject to the applicable director's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker and Dr. Biggar serve on the Board as representatives of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"). F3 · ownership.nature: Includes 4,373 restricted stock units (each an "RSU") payable solely in Class A Common Shares granted by the Issuer to each of Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") and Dr. Stephen R. Biggar, an employee of Baker Bros. Advisors LP (the "Adviser") on June 6, 2023, pursuant to the Issuer's 2018 Incentive Award Plan (the "Incentive Award Plan"). The RSUs fully vest on the first anniversary of the grant date subject to the applicable director's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker and Dr. Biggar serve on the Board as representatives of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"). F4 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Class A Common Shares reported in column 5 of Table I and the Share Options (as defined below) reported in column 9 of Table II held directly by or held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker and Dr. Biggar do not have a right to any of the Issuer's securities issued as compensation for their service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the non-qualified options exercisable solely into Class A Common Shares ("Share Options") and RSUs. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the Share Options, RSUs and any Class A Common Shares acquired upon the exercise of Share Options or vesting of RSUs (i.e. no direct pecuniary interest). F6 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F7 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F8 · ownership.nature: Pursuant to agreements between Felix J. Baker, Dr. Biggar and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any Class A Common Shares received as a result of the exercise of Share Options or vesting of RSUs. F9 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent grants to each of Felix J. Baker and Dr. Biggar of 4,373 RSUs on Table I and 26,236 Share Options on Table II. These grants, totaling 8,746 RSUs and 52,472 Share Options for Felix J. Baker and Dr. Biggar in the aggregate, are reported for each of the Funds as each has an indirect pecuniary interest in such securities. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:23 UTC |
Malley ThomasDirector
|
GrantRestricted Share Units · Derivative | 4,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009430 · form4-06082023_080600.xml · derivative · entry 2 Malley Thomas · CIK 0001403322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,373 Underlying: Class A Common Shares · 4,373 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:23 UTC |
Malley ThomasDirector
|
GrantShare Option · Derivative | 26,236 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001415889-23-009430 · form4-06082023_080600.xml · derivative · entry 1 Malley Thomas · CIK 0001403322 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,236 Underlying: Class A Common Shares · 26,236 shares Expires 2033-06-05 F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:22 UTC |
Popovits Kimberly JDirector
|
GrantRestricted Share Units · Derivative | 4,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009429 · form4-06082023_080635.xml · derivative · entry 2 Popovits Kimberly J · CIK 0001333482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,373 Underlying: Class A Common Shares · 4,373 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:22 UTC |
Popovits Kimberly JDirector
|
GrantShare Option · Derivative | 26,236 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001415889-23-009429 · form4-06082023_080635.xml · derivative · entry 1 Popovits Kimberly J · CIK 0001333482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,236 Underlying: Class A Common Shares · 26,236 shares Expires 2033-06-05 F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:22 UTC |
Levy Richard SDirector
|
GrantRestricted Share Units · Derivative | 4,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009428 · form4-06082023_080610.xml · derivative · entry 2 Levy Richard S · CIK 0001454983 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,373 Underlying: Class A Common Shares · 4,373 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:22 UTC |
Levy Richard SDirector
|
GrantShare Option · Derivative | 26,236 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001415889-23-009428 · form4-06082023_080610.xml · derivative · entry 1 Levy Richard S · CIK 0001454983 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,236 Underlying: Class A Common Shares · 26,236 shares Expires 2033-06-05 F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:21 UTC |
Quart Barry DDirector
|
GrantRestricted Share Units · Derivative | 4,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009426 · form4-06082023_080630.xml · derivative · entry 2 Quart Barry D · CIK 0001384243 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,373 Underlying: Class A Common Shares · 4,373 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:21 UTC |
Quart Barry DDirector
|
GrantShare Option · Derivative | 26,236 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001415889-23-009426 · form4-06082023_080630.xml · derivative · entry 1 Quart Barry D · CIK 0001384243 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,236 Underlying: Class A Common Shares · 26,236 shares Expires 2033-06-05 F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:20 UTC |
Cole G BradleyDirector
|
GrantRestricted Share Units · Derivative | 4,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009424 · form4-06082023_080641.xml · derivative · entry 2 Cole G Bradley · CIK 0001337798 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,373 Underlying: Class A Common Shares · 4,373 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:20 UTC |
Cole G BradleyDirector
|
GrantShare Option · Derivative | 26,236 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001415889-23-009424 · form4-06082023_080641.xml · derivative · entry 1 Cole G Bradley · CIK 0001337798 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,236 Underlying: Class A Common Shares · 26,236 shares Expires 2033-06-05 F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:19 UTC |
McCain Tracey LDirector
|
GrantRestricted Share Units · Derivative | 4,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009421 · form4-06082023_080616.xml · derivative · entry 2 McCain Tracey L · CIK 0001683600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,373 Underlying: Class A Common Shares · 4,373 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F3 · derivative.exercise_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. F3 · derivative.expiration_date: The RSUs vest in their entirety on the first anniversary of the date of the grant, June 6, 2023. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:19 UTC |
McCain Tracey LDirector
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GrantShare Option · Derivative | 26,236 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001415889-23-009421 · form4-06082023_080616.xml · derivative · entry 1 McCain Tracey L · CIK 0001683600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,236 Underlying: Class A Common Shares · 26,236 shares Expires 2033-06-05 F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve substantially equal monthly installments following the date of the grant. The date of the grant is June 6, 2023. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 20:15 UTC |
Ragosa MarkCHIEF FINANCIAL OFFICER
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Exercise / conversionRestricted Share Unit · Derivative | 990 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007004 · form4-04282023_040401.xml · derivative · entry 3 Ragosa Mark · CIK 0001835458 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,981 Underlying: Class A Common Share · 990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F2 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of grant, April 26, 2021. F2 · derivative.expiration_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of grant, April 26, 2021. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 20:15 UTC |
Ragosa MarkCHIEF FINANCIAL OFFICER
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Tax withholdingClass A Common Share | 291 | $11.15 | $3,244.65 |
DisclosureSEC source: 0001415889-23-007004 · form4-04282023_040401.xml · nonDerivative · entry 2 Ragosa Mark · CIK 0001835458 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,414 Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 20:15 UTC |
Ragosa MarkCHIEF FINANCIAL OFFICER
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Exercise / conversionClass A Common Share | 990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-007004 · form4-04282023_040401.xml · nonDerivative · entry 1 Ragosa Mark · CIK 0001835458 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 21:04 UTC |
Ragosa MarkCHIEF FINANCIAL OFFICER
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Exercise / conversionRestricted Share Unit · Derivative | 2,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006441 · form4-04112023_090443.xml · derivative · entry 3 Ragosa Mark · CIK 0001835458 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,082 Underlying: Class A Common Share · 2,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Share Unit (RSU) represents a contingent right to receive one Class A Common Share of the Issuer. F2 · derivative.exercise_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of grant, April 7, 2022. F2 · derivative.expiration_date: The RSUs vest over a four-year period, with 25% of the RSUs vesting on each yearly anniversary of the date of grant, April 7, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.