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KENNAMETAL INC

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Tapewire entity
1346
SEC CIK
0000055242
Parsed reports
625

Last 12 months

Inside the activity.

2 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202601
Apr 202600
May 202600
Jun 202603
Jul 202600
Aug 202600
Sep 202622
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 23, 2021 Filed Nov 24, 2021 18:05 UTC Exercise / conversionCommon Stock 523 $39.41 $20,611.43
Disclosure

SEC source: 0001723211-21-000060 · primary_doc.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 17:59 UTC Exercise / conversionCommon Stock 523 $39.41 $20,611.43
Disclosure

SEC source: 0001723211-21-000059 · primary_doc.xml · nonDerivative · entry 1

Martin Lorraine M · CIK 0001742926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 17:51 UTC Exercise / conversionStock Credits · Derivative 586.78 $39.41 $23,125.00
Disclosure

SEC source: 0001723211-21-000058 · primary_doc.xml · derivative · entry 1

STRANGHOENER LAWRENCE W · CIK 0001046240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,567.42

Underlying: Common Stock · 586.78 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: The Stock Credits become payable in common stock (i) in the event of a change of control of the company, or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the Stock Credits following retirement.

F2 · derivative.expiration_date: The Stock Credits become payable in common stock (i) in the event of a change of control of the company, or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the Stock Credits following retirement.

F3 · balance_after: Includes 179.533 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and 262.614 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate dividend reinvestment plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 14:41 UTC
Watson Patrick SVice President
GiftCommon Stock 925 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000057 · primary_doc.xml · nonDerivative · entry 1

Watson Patrick S · CIK 0001700266 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,552.44

F1 · balance_after: Includes 327.44 shares held in the Kennametal Inc. 401(k) Plan and 2,226 shares of performance unit shares not yet distributed.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 14:20 UTC
Keating Michelle RVice President
GiftCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000056 · primary_doc.xml · nonDerivative · entry 1

Keating Michelle R · CIK 0001530038 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,524.596

F1 · shares: On November 10, 2021, the reporting person made a bona fide gift of common stock by donating 275 shares to a charitable donor advised fund.

F2 · balance_after: Includes 65.191 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934 as amended, since the reporting person's last Form 4 filing.

F3 · balance_after: Includes 68.16 shares held in the Kennametal Inc. 401(k) Plan and 3,930 shares of performance unit shares not yet distributed.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 15:32 UTC
Reilly Carlonda R.Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,646 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000055 · primary_doc.xml · derivative · entry 3

Reilly Carlonda R. · CIK 0001753234 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary of the grant date, and subject to continued employment with the company.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 15:32 UTC
Reilly Carlonda R.Vice President
Tax withholdingCommon Stock 1,038 $35.28 $36,620.64
Disclosure

SEC source: 0001723211-21-000055 · primary_doc.xml · nonDerivative · entry 2

Reilly Carlonda R. · CIK 0001753234 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,081

F1 · balance_after: Includes 3,824 shares of Performance Unit shares not yet distributed.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 15:32 UTC
Reilly Carlonda R.Vice President
Exercise / conversionCommon Stock 3,646 $35.28 $128,630.88
Disclosure

SEC source: 0001723211-21-000055 · primary_doc.xml · nonDerivative · entry 1

Reilly Carlonda R. · CIK 0001753234 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3,824 shares of Performance Unit shares not yet distributed.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 15:11 UTC
Audia Damon JVice President
Exercise / conversionRestricted Stock Units · Derivative 29,051 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000054 · primary_doc.xml · derivative · entry 3

Audia Damon J · CIK 0001452301 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary of the grant date, subject to continued employment with the company.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 15:11 UTC
Audia Damon JVice President
Tax withholdingCommon Stock 12,921 $35.28 $455,852.88
Disclosure

SEC source: 0001723211-21-000054 · primary_doc.xml · nonDerivative · entry 2

Audia Damon J · CIK 0001452301 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,144

F1 · balance_after: Includes 9,658 shares of Performance Unit shares not yet distributed.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 15:11 UTC
Audia Damon JVice President
Exercise / conversionCommon Stock 29,051 $35.28 $1,024,919.28
Disclosure

SEC source: 0001723211-21-000054 · primary_doc.xml · nonDerivative · entry 1

Audia Damon J · CIK 0001452301 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 9,658 shares of Performance Unit shares not yet distributed.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 19:16 UTC Exercise / conversionStock Credits · Derivative 630.281 $36.69 $23,125.01
Disclosure

SEC source: 0001723211-21-000051 · primary_doc.xml · derivative · entry 1

STRANGHOENER LAWRENCE W · CIK 0001046240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,494.992

Underlying: Common Stock · 630.281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: The Stock Credits become payable in common stock (i) in the event of a change of control of the company, or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F2 · derivative.expiration_date: The Stock Credits become payable in common stock (i) in the event of a change of control of the company, or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement.

F3 · balance_after: Includes 191.797 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and 277.133 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate dividend reinvestment plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 19:23 UTC Exercise / conversionCommon Stock 562 $36.69 $20,619.78
Disclosure

SEC source: 0001723211-21-000052 · primary_doc.xml · nonDerivative · entry 1

Martin Lorraine M · CIK 0001742926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 19:29 UTC Exercise / conversionCommon Stock 562 $36.69 $20,619.78
Disclosure

SEC source: 0001723211-21-000053 · primary_doc.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:01 UTC
Reilly Carlonda R.Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,390 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000049 · primary_doc.xml · derivative · entry 5

Reilly Carlonda R. · CIK 0001753234 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,782

Underlying: Common Stock · 2,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:01 UTC
Reilly Carlonda R.Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,893 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000049 · primary_doc.xml · derivative · entry 4

Reilly Carlonda R. · CIK 0001753234 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894

Underlying: Common Stock · 1,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:01 UTC
Reilly Carlonda R.Vice President
Tax withholdingCommon Stock 1,215 $36.72 $44,614.80
Disclosure

SEC source: 0001723211-21-000049 · primary_doc.xml · nonDerivative · entry 2

Reilly Carlonda R. · CIK 0001753234 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,649

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:01 UTC
Reilly Carlonda R.Vice President
Exercise / conversionCommon Stock 4,283 $36.72 $157,271.76
Disclosure

SEC source: 0001723211-21-000049 · primary_doc.xml · nonDerivative · entry 1

Reilly Carlonda R. · CIK 0001753234 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:23 UTC
Watson Patrick SVice President
Exercise / conversionRestricted Stock Units · Derivative 1,391 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000050 · primary_doc.xml · derivative · entry 5

Watson Patrick S · CIK 0001700266 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,782

Underlying: Common Stock · 1,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:23 UTC
Watson Patrick SVice President
Exercise / conversionRestricted Stock Units · Derivative 826 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000050 · primary_doc.xml · derivative · entry 4

Watson Patrick S · CIK 0001700266 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826

Underlying: Common Stock · 826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:23 UTC
Watson Patrick SVice President
Tax withholdingCommon Stock 631 $36.72 $23,170.32
Disclosure

SEC source: 0001723211-21-000050 · primary_doc.xml · nonDerivative · entry 2

Watson Patrick S · CIK 0001700266 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,251.44

Read SEC document
August 16, 2021 Filed Aug 17, 2021 21:23 UTC
Watson Patrick SVice President
Exercise / conversionCommon Stock 2,217 $36.72 $81,408.24
Disclosure

SEC source: 0001723211-21-000050 · primary_doc.xml · nonDerivative · entry 1

Watson Patrick S · CIK 0001700266 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,882.44

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:26 UTC
Keating Michelle RVice President
Exercise / conversionRestricted Stock Units · Derivative 2,456 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000048 · primary_doc.xml · derivative · entry 5

Keating Michelle R · CIK 0001530038 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,912

Underlying: Common Stock · 2,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:26 UTC
Keating Michelle RVice President
Exercise / conversionRestricted Stock Units · Derivative 2,013 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000048 · primary_doc.xml · derivative · entry 4

Keating Michelle R · CIK 0001530038 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,013

Underlying: Common Stock · 2,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:26 UTC
Keating Michelle RVice President
Tax withholdingCommon Stock 1,272 $36.72 $46,707.84
Disclosure

SEC source: 0001723211-21-000048 · primary_doc.xml · nonDerivative · entry 2

Keating Michelle R · CIK 0001530038 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,804.405

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:26 UTC
Keating Michelle RVice President
Exercise / conversionCommon Stock 4,469 $36.72 $164,101.68
Disclosure

SEC source: 0001723211-21-000048 · primary_doc.xml · nonDerivative · entry 1

Keating Michelle R · CIK 0001530038 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,076.405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:55 UTC
Cardenas FranklinVice President
Exercise / conversionRestricted Stock Units · Derivative 4,196 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000046 · primary_doc.xml · derivative · entry 4

Cardenas Franklin · CIK 0001803214 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,393

Underlying: Common Stock · 4,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:55 UTC
Cardenas FranklinVice President
Tax withholdingCommon Stock 1,278 $36.72 $46,928.16
Disclosure

SEC source: 0001723211-21-000046 · primary_doc.xml · nonDerivative · entry 2

Cardenas Franklin · CIK 0001803214 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,034.28

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:55 UTC
Cardenas FranklinVice President
Exercise / conversionCommon Stock 4,196 $36.72 $154,077.12
Disclosure

SEC source: 0001723211-21-000046 · primary_doc.xml · nonDerivative · entry 1

Cardenas Franklin · CIK 0001803214 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,312.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:11 UTC
Audia Damon JVice President
Exercise / conversionRestricted Stock Units · Derivative 6,036 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000044 · primary_doc.xml · derivative · entry 5

Audia Damon J · CIK 0001452301 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,072

Underlying: Common Stock · 6,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:11 UTC
Audia Damon JVice President
Exercise / conversionRestricted Stock Units · Derivative 4,705 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000044 · primary_doc.xml · derivative · entry 4

Audia Damon J · CIK 0001452301 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,706

Underlying: Common Stock · 4,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:11 UTC
Audia Damon JVice President
Tax withholdingCommon Stock 4,817 $36.72 $176,880.24
Disclosure

SEC source: 0001723211-21-000044 · primary_doc.xml · nonDerivative · entry 2

Audia Damon J · CIK 0001452301 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,356

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:11 UTC
Audia Damon JVice President
Exercise / conversionCommon Stock 10,741 $36.72 $394,409.52
Disclosure

SEC source: 0001723211-21-000044 · primary_doc.xml · nonDerivative · entry 1

Audia Damon J · CIK 0001452301 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:34 UTC
Bacchus Judith LVice President
Exercise / conversionRestricted Stock Units · Derivative 2,546 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000045 · primary_doc.xml · derivative · entry 5

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,094

Underlying: Common Stock · 2,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:34 UTC
Bacchus Judith LVice President
Exercise / conversionRestricted Stock Units · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000045 · primary_doc.xml · derivative · entry 4

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088

Underlying: Common Stock · 2,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date, subject to continued employment with the company.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:34 UTC
Bacchus Judith LVice President
Tax withholdingCommon Stock 1,412 $36.72 $51,848.64
Disclosure

SEC source: 0001723211-21-000045 · primary_doc.xml · nonDerivative · entry 2

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,939.18

Read SEC document
August 16, 2021 Filed Aug 17, 2021 19:34 UTC
Bacchus Judith LVice President
Exercise / conversionCommon Stock 4,633 $36.72 $170,123.76
Disclosure

SEC source: 0001723211-21-000045 · primary_doc.xml · nonDerivative · entry 1

Bacchus Judith L · CIK 0001522176 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,351.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,345 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000043 · primary_doc.xml · derivative · entry 4

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,690

Underlying: Common Stock · 1,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments, commencing on the first anniversary date of the grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,498 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000043 · primary_doc.xml · derivative · entry 3

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 1,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments, commencing on the first anniversary date of the grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:44 UTC Tax withholdingCommon Stock 86 $36.72 $3,157.92
Disclosure

SEC source: 0001723211-21-000043 · primary_doc.xml · nonDerivative · entry 2

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,473

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:44 UTC Exercise / conversionCommon Stock 2,843 $36.72 $104,394.96
Disclosure

SEC source: 0001723211-21-000043 · primary_doc.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:19 UTC
Rossi ChristopherDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 21,788 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000041 · primary_doc.xml · derivative · entry 5

Rossi Christopher · CIK 0001332652 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,577

Underlying: Common Stock · 21,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:19 UTC
Rossi ChristopherDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 17,973 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000041 · primary_doc.xml · derivative · entry 4

Rossi Christopher · CIK 0001332652 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,973

Underlying: Common Stock · 17.973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 - for - 1

F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:19 UTC
Rossi ChristopherDirector · President and CEO
Tax withholdingCommon Stock 18,083 $36.72 $664,007.76
Disclosure

SEC source: 0001723211-21-000041 · primary_doc.xml · nonDerivative · entry 2

Rossi Christopher · CIK 0001332652 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,914.73

Read SEC document
August 16, 2021 Filed Aug 17, 2021 18:19 UTC
Rossi ChristopherDirector · President and CEO
Exercise / conversionCommon Stock 39,761 $36.72 $1,460,023.92
Disclosure

SEC source: 0001723211-21-000041 · primary_doc.xml · nonDerivative · entry 1

Rossi Christopher · CIK 0001332652 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,997.73

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 17:32 UTC Exercise / conversionRestricted Stock Units · Derivative 1,345 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000039 · primary_doc.xml · derivative · entry 4

Martin Lorraine M · CIK 0001742926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,690

Underlying: Common Stock · 1,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments, commencing on the first anniversary date of the grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 17:32 UTC Exercise / conversionRestricted Stock Units · Derivative 1,498 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000039 · primary_doc.xml · derivative · entry 3

Martin Lorraine M · CIK 0001742926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 1,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments, commencing on the first anniversary date of the grant date.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 17:32 UTC Tax withholdingCommon Stock 86 $36.72 $3,157.92
Disclosure

SEC source: 0001723211-21-000039 · primary_doc.xml · nonDerivative · entry 2

Martin Lorraine M · CIK 0001742926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,546

Read SEC document
August 16, 2021 Filed Aug 17, 2021 17:32 UTC Exercise / conversionCommon Stock 2,843 $36.72 $104,394.96
Disclosure

SEC source: 0001723211-21-000039 · primary_doc.xml · nonDerivative · entry 1

Martin Lorraine M · CIK 0001742926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 17:19 UTC Exercise / conversionRestricted Stock Units · Derivative 1,345 $0.00 $0.00
Disclosure

SEC source: 0001723211-21-000038 · primary_doc.xml · derivative · entry 3

LAMBERT WILLIAM M · CIK 0001187330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,690

Underlying: Common Stock · 1,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments, commencing on the first anniversary date of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.