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KMPB

KEMPER Corp

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Tapewire entity
719
SEC CIK
0000860748
Parsed reports
417

Last 12 months

Inside the activity.

6 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202650
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2021 Filed Feb 5, 2021 01:09 UTC
Sanders Duane A.EVP, Property & Casualty
GrantCommon Stock 11,785 $0.00 $0.00
Disclosure

SEC source: 0000860748-21-000022 · wf-form4_161248736434324.xml · nonDerivative · entry 1

Sanders Duane A. · CIK 0001729981 · EVP, Property & Casualty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,058

F1 · shares: Earned pursuant to the terms of performance share unit awards granted in 2018.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 01:07 UTC
LACHER JOSEPH P JRDirector · President and CEO
GrantEmployee Stock Option · Derivative 75,280 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0000860748-21-000020 · wf-form4_161248720568762.xml · derivative · entry 3

LACHER JOSEPH P JR · CIK 0001224079 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,280

Underlying: Common Stock · 75,280 shares

Expires 2031-02-02

F3 · security: Option to buy stock with tandem stock appreciation right.

F4 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 2/2/2022.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 01:07 UTC
LACHER JOSEPH P JRDirector · President and CEO
Tax withholdingCommon Stock 18,830 $69.74 $1,313,204.20
Disclosure

SEC source: 0000860748-21-000020 · wf-form4_161248720568762.xml · nonDerivative · entry 2

LACHER JOSEPH P JR · CIK 0001224079 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,033

F2 · shares: Shares withheld for taxes due in connection with the transaction.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 01:07 UTC
LACHER JOSEPH P JRDirector · President and CEO
GrantCommon Stock 47,250 $0.00 $0.00
Disclosure

SEC source: 0000860748-21-000020 · wf-form4_161248720568762.xml · nonDerivative · entry 1

LACHER JOSEPH P JR · CIK 0001224079 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,863

F1 · shares: Earned pursuant to the terms of performance share unit awards granted in 2018.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 01:04 UTC GrantEmployee Stock Option · Derivative 14,841 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0000860748-21-000019 · wf-form4_161248702168112.xml · derivative · entry 3

McKinney James J. · CIK 0001654782 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,841

Underlying: Common Stock · 14,841 shares

Expires 2031-02-02

F3 · security: Option to buy stock with tandem stock appreciation right.

F4 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 2/2/2022.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 01:04 UTC Tax withholdingCommon Stock 3,273 $69.74 $228,259.02
Disclosure

SEC source: 0000860748-21-000019 · wf-form4_161248702168112.xml · nonDerivative · entry 2

McKinney James J. · CIK 0001654782 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,457

F2 · shares: Shares withheld for taxes due in connection with the transaction.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 01:04 UTC GrantCommon Stock 10,935 $0.00 $0.00
Disclosure

SEC source: 0000860748-21-000019 · wf-form4_161248702168112.xml · nonDerivative · entry 1

McKinney James J. · CIK 0001654782 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,730

F1 · shares: Earned pursuant to the terms of performance share unit awards granted in 2018.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:58 UTC
Green Mark A.EVP, Bus Dev & Reinsurance
GrantEmployee Stock Option · Derivative 9,773 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0000860748-21-000016 · wf-form4_161248668588794.xml · derivative · entry 4

Green Mark A. · CIK 0001676131 · EVP, Bus Dev & Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,773

Underlying: Common Stock · 9,773 shares

Expires 2031-02-02

F3 · security: Option to buy stock with tandem stock appreciation right.

F4 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 2/2/2022.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:58 UTC
Green Mark A.EVP, Bus Dev & Reinsurance
Tax withholdingCommon Stock 3,065 $69.74 $213,753.10
Disclosure

SEC source: 0000860748-21-000016 · wf-form4_161248668588794.xml · nonDerivative · entry 2

Green Mark A. · CIK 0001676131 · EVP, Bus Dev & Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,727

F2 · shares: Shares withheld for taxes due in connection with the transaction.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:58 UTC
Green Mark A.EVP, Bus Dev & Reinsurance
GrantCommon Stock 10,206 $0.00 $0.00
Disclosure

SEC source: 0000860748-21-000016 · wf-form4_161248668588794.xml · nonDerivative · entry 1

Green Mark A. · CIK 0001676131 · EVP, Bus Dev & Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,792

F1 · shares: Earned pursuant to the terms of performance share unit awards granted in 2018.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:56 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
GrantEmployee Stock Option · Derivative 10,396 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0000860748-21-000014 · wf-form4_161248654510524.xml · derivative · entry 4

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,396

Underlying: Common Stock · 10,396 shares

Expires 2031-02-02

F3 · security: Option to buy stock with tandem stock appreciation right.

F4 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 2/2/2022.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:56 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
Tax withholdingCommon Stock 2,356 $69.74 $164,307.44
Disclosure

SEC source: 0000860748-21-000014 · wf-form4_161248654510524.xml · nonDerivative · entry 2

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,980

F2 · shares: Shares withheld for taxes due in connection with the transaction.

Read SEC document
February 02, 2021 Filed Feb 5, 2021 00:56 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
GrantCommon Stock 7,776 $0.00 $0.00
Disclosure

SEC source: 0000860748-21-000014 · wf-form4_161248654510524.xml · nonDerivative · entry 1

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,336

F1 · shares: Earned pursuant to the terms of performance share unit awards granted in 2018.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:58 UTC
Brooks Charles TiptonEVP, Operations & Systems
GrantEmployee Stock Option · Derivative 10,396 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0000860748-21-000012 · wf-form4_161248312572729.xml · derivative · entry 3

Brooks Charles Tipton · CIK 0001673766 · EVP, Operations & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,396

Underlying: Common Stock · 10,396 shares

Expires 2031-02-02

F3 · security: Option to buy stock with tandem stock appreciation right.

F4 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 2/2/2022.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:58 UTC
Brooks Charles TiptonEVP, Operations & Systems
Tax withholdingCommon Stock 2,354 $69.74 $164,167.96
Disclosure

SEC source: 0000860748-21-000012 · wf-form4_161248312572729.xml · nonDerivative · entry 2

Brooks Charles Tipton · CIK 0001673766 · EVP, Operations & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,272

F2 · shares: Shares withheld for taxes due in connection with the transaction.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:58 UTC
Brooks Charles TiptonEVP, Operations & Systems
GrantCommon Stock 7,776 $0.00 $0.00
Disclosure

SEC source: 0000860748-21-000012 · wf-form4_161248312572729.xml · nonDerivative · entry 1

Brooks Charles Tipton · CIK 0001673766 · EVP, Operations & Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,626

F1 · shares: Earned pursuant to the terms of performance share unit awards granted in 2018.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
GrantEmployee Stock Option · Derivative 12,906 $0.00 Strike: $69.74 $0.00
Disclosure

SEC source: 0000860748-21-000010 · wf-form4_161248279966614.xml · derivative · entry 4

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,906

Underlying: Common Stock · 12,906 shares

Expires 2031-02-02

F3 · security: Option to buy stock with tandem stock appreciation right.

F4 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 2/2/2022.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
Tax withholdingCommon Stock 2,928 $69.74 $204,198.72
Disclosure

SEC source: 0000860748-21-000010 · wf-form4_161248279966614.xml · nonDerivative · entry 2

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,079

F2 · shares: Shares withheld for taxes due in connection with the transaction.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
GrantCommon Stock 9,720 $0.00 $0.00
Disclosure

SEC source: 0000860748-21-000010 · wf-form4_161248279966614.xml · nonDerivative · entry 1

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,007

F1 · shares: Earned pursuant to the terms of performance share unit awards granted in 2018.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:22 UTC GrantCommon Stock 1,024 $0.00 $0.00
Disclosure

SEC source: 0000860748-20-000164 · wf-form4_160469775957751.xml · nonDerivative · entry 1

Parker Stuart B. · CIK 0001831511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024

F1 · shares: Award of restricted stock units based on a grant date value of $65,000 under the Kemper Corporation 2020 Omnibus Equity Plan ("Plan"), subject to forfeiture and other restrictions until vested pursuant to the Plan and the award agreement.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:28 UTC
Omiridis AnastasiosSVP, Deputy CFO &
Tax withholdingCommon Stock 244 $66.36 $16,191.84
Disclosure

SEC source: 0000860748-20-000143 · wf-form4_160192968235735.xml · nonDerivative · entry 1

Omiridis Anastasios · CIK 0001789494 · SVP, Deputy CFO &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,251

F1 · shares: Withholding of shares to satisfy tax withholding obligation due upon vesting of restricted stock units.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 13:18 UTC
Green Mark A.EVP, Bus Dev & Reinsurance
SaleCommon Stock 8,825 $83.93 $740,654.89
Disclosure

SEC source: 0000860748-20-000132 · wf-form4_159715191240278.xml · nonDerivative · entry 3

Green Mark A. · CIK 0001676131 · EVP, Bus Dev & Reinsurance

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,736

F2 · price: This is the weighted average sale price per share for these transactions. These sales were executed in multiple lots at prices ranging from $83.61 through $84.29 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon the request by the Commission staff, the issuer or security holder of the issuer.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 13:18 UTC
Green Mark A.EVP, Bus Dev & Reinsurance
Exercise / conversionEmployee Stock Option · Derivative 5,820 $0.00 Strike: $43.30 $0.00
Disclosure

SEC source: 0000860748-20-000132 · wf-form4_159715191240278.xml · derivative · entry 4

Green Mark A. · CIK 0001676131 · EVP, Bus Dev & Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,820 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option shares vest in four equal consecutive annual installments beginning on 8/7/2017.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 13:18 UTC
Green Mark A.EVP, Bus Dev & Reinsurance
Tax withholdingCommon Stock 4,234 $84.85 $359,254.90
Disclosure

SEC source: 0000860748-20-000132 · wf-form4_159715191240278.xml · nonDerivative · entry 2

Green Mark A. · CIK 0001676131 · EVP, Bus Dev & Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586

F1 · shares: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 13:18 UTC
Green Mark A.EVP, Bus Dev & Reinsurance
Exercise / conversionCommon Stock 5,820 $43.30 $252,006.00
Disclosure

SEC source: 0000860748-20-000132 · wf-form4_159715191240278.xml · nonDerivative · entry 1

Green Mark A. · CIK 0001676131 · EVP, Bus Dev & Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 22:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
SaleCommon Stock 12,580 $82.43 $1,037,000.85
Disclosure

SEC source: 0000860748-20-000128 · wf-form4_159684007053957.xml · nonDerivative · entry 7

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,287

F2 · price: This is the weighted average sale price per share for the transactions executed on 8/6/2020. These sales were executed in multiple lots at prices ranging from $82.00 through $82.98 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon the request by the Commission staff, the issurer or security holder of the issurer.

Read SEC document
August 05, 2020 Filed Aug 8, 2020 01:39 UTC
Mullins Christine F.EVP & Chief HR Officer
Exercise / conversionEmployee Stock Option · Derivative 10,720 $0.00 Strike: $60.00 $0.00
Disclosure

SEC source: 0000860748-20-000130 · wf-form4_159685069520049.xml · derivative · entry 4

Mullins Christine F. · CIK 0001687276 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,360

Underlying: Common Stock · 10,720 shares

Expires 2028-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option to buy stock with tandem stock appreciation right.

F3 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 2/6/2019.

Read SEC document
August 05, 2020 Filed Aug 8, 2020 01:39 UTC
Mullins Christine F.EVP & Chief HR Officer
Tax withholdingCommon Stock 9,152 $81.40 $744,972.80
Disclosure

SEC source: 0000860748-20-000130 · wf-form4_159685069520049.xml · nonDerivative · entry 3

Mullins Christine F. · CIK 0001687276 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,084

F1 · shares: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

Read SEC document
August 05, 2020 Filed Aug 8, 2020 01:39 UTC
Mullins Christine F.EVP & Chief HR Officer
Exercise / conversionCommon Stock 10,720 $60.00 $643,200.00
Disclosure

SEC source: 0000860748-20-000130 · wf-form4_159685069520049.xml · nonDerivative · entry 2

Mullins Christine F. · CIK 0001687276 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2020 Filed Aug 8, 2020 01:39 UTC
Mullins Christine F.EVP & Chief HR Officer
SaleCommon Stock 1,250 $81.25 $101,562.50
Disclosure

SEC source: 0000860748-20-000130 · wf-form4_159685069520049.xml · nonDerivative · entry 1

Mullins Christine F. · CIK 0001687276 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,516

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:59 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
Exercise / conversionEmployee Stock Option · Derivative 6,331 $0.00 Strike: $27.71 $0.00
Disclosure

SEC source: 0000860748-20-000129 · wf-form4_159684091236090.xml · derivative · entry 8

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,331 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option shares vest in four equal consecutive annual installments beginning on 9/1/2016.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:59 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
Exercise / conversionEmployee Stock Option · Derivative 4,000 $0.00 Strike: $36.17 $0.00
Disclosure

SEC source: 0000860748-20-000129 · wf-form4_159684091236090.xml · derivative · entry 7

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option shares vest in four equal consecutive annual installments beginning on 8/4/2015.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:59 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
Tax withholdingCommon Stock 4,007 $81.40 $326,169.80
Disclosure

SEC source: 0000860748-20-000129 · wf-form4_159684091236090.xml · nonDerivative · entry 6

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,560

F3 · shares: Shares withheld to pay for the exercise prices and/or taxes in connection with the transaction.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:59 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
Exercise / conversionCommon Stock 6,331 $27.71 $175,432.01
Disclosure

SEC source: 0000860748-20-000129 · wf-form4_159684091236090.xml · nonDerivative · entry 5

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:59 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
Tax withholdingCommon Stock 2,764 $81.40 $224,989.60
Disclosure

SEC source: 0000860748-20-000129 · wf-form4_159684091236090.xml · nonDerivative · entry 4

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236

F3 · shares: Shares withheld to pay for the exercise prices and/or taxes in connection with the transaction.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:59 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
Exercise / conversionCommon Stock 4,000 $36.17 $144,680.00
Disclosure

SEC source: 0000860748-20-000129 · wf-form4_159684091236090.xml · nonDerivative · entry 3

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:59 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
SaleCommon Stock 1,000 $82.18 $82,180.00
Disclosure

SEC source: 0000860748-20-000129 · wf-form4_159684091236090.xml · nonDerivative · entry 2

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,486

F2 · price: This is the weighted average sale price per share for the transactions executed on 8/5/2020. These sales were executed in multiple lots at prices ranging from $81.90 through $82.46 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon the request by the Commission staff, the issurer or security holder of the issurer.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:59 UTC
Evans Carl Thomas Jr.EVP, Sec. & General Counsel
SaleCommon Stock 4,300 $81.31 $349,633.00
Disclosure

SEC source: 0000860748-20-000129 · wf-form4_159684091236090.xml · nonDerivative · entry 1

Evans Carl Thomas Jr. · CIK 0001641823 · EVP, Sec. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 37,486

F1 · price: This is the weighted average sale price per share for the transactions executed on 8/5/2020. These sales were executed in multiple lots at prices ranging from $80.84 through $81.81 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon the request by the Commission staff, the issurer or security holder of the issurer.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
Exercise / conversionEmployee Stock Option · Derivative 16,000 $0.00 Strike: $60.00 $0.00
Disclosure

SEC source: 0000860748-20-000128 · wf-form4_159684007053957.xml · derivative · entry 11

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 16,000 shares

Expires 2028-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Option to buy stock with tandem stock appreciation right.

F6 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 2/6/2019.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
Exercise / conversionEmployee Stock Option · Derivative 5,543 $0.00 Strike: $43.30 $0.00
Disclosure

SEC source: 0000860748-20-000128 · wf-form4_159684007053957.xml · derivative · entry 10

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,543

Underlying: Common Stock · 5,543 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option shares vest in four equal consecutive annual installments beginning on 8/7/2017.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
Exercise / conversionEmployee Stock Option · Derivative 4,692 $0.00 Strike: $27.71 $0.00
Disclosure

SEC source: 0000860748-20-000128 · wf-form4_159684007053957.xml · derivative · entry 9

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,692 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Option to buy stock with tandem stock appreciation right.

F4 · derivative.exercise_date: Option shares vest in four equal consecutive annual installments beginning on 9/1/2016.

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August 05, 2020 Filed Aug 7, 2020 22:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
Tax withholdingCommon Stock 13,659 $81.40 $1,111,842.60
Disclosure

SEC source: 0000860748-20-000128 · wf-form4_159684007053957.xml · nonDerivative · entry 6

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,867

F1 · kind: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

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August 05, 2020 Filed Aug 7, 2020 22:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
Exercise / conversionCommon Stock 16,000 $60.00 $960,000.00
Disclosure

SEC source: 0000860748-20-000128 · wf-form4_159684007053957.xml · nonDerivative · entry 5

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
Tax withholdingCommon Stock 4,100 $81.40 $333,740.00
Disclosure

SEC source: 0000860748-20-000128 · wf-form4_159684007053957.xml · nonDerivative · entry 4

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,526

F1 · kind: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

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August 05, 2020 Filed Aug 7, 2020 22:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
Exercise / conversionCommon Stock 5,543 $43.30 $240,011.90
Disclosure

SEC source: 0000860748-20-000128 · wf-form4_159684007053957.xml · nonDerivative · entry 3

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
Tax withholdingCommon Stock 2,970 $81.40 $241,758.00
Disclosure

SEC source: 0000860748-20-000128 · wf-form4_159684007053957.xml · nonDerivative · entry 2

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,083

F1 · kind: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 22:53 UTC
BOSCHELLI JOHN MICHAELEVP & Chief Investment Officer
Exercise / conversionCommon Stock 4,692 $27.71 $130,015.32
Disclosure

SEC source: 0000860748-20-000128 · wf-form4_159684007053957.xml · nonDerivative · entry 1

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:12 UTC PurchaseCommon Stock 500 $64.95 $32,475.00
Disclosure

SEC source: 0000860748-20-000113 · wf-form4_159233831315071.xml · nonDerivative · entry 1

Cochran George N · CIK 0001623558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,411.05

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June 08, 2020 Filed Jun 9, 2020 21:07 UTC
Mullins Christine F.EVP & Chief HR Officer
Exercise / conversionEmployee Stock Option · Derivative 3,482 $0.00 Strike: $43.30 $0.00
Disclosure

SEC source: 0000860748-20-000111 · wf-form4_159173680826980.xml · derivative · entry 7

Mullins Christine F. · CIK 0001687276 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Underlying: Common Stock · 3,482 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option shares vest in four equal consecutive annual installments beginning on 8/07/2017.

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June 08, 2020 Filed Jun 9, 2020 21:07 UTC
Mullins Christine F.EVP & Chief HR Officer
Exercise / conversionEmployee Stock Option · Derivative 2,568 $0.00 Strike: $39.15 $0.00
Disclosure

SEC source: 0000860748-20-000111 · wf-form4_159173680826980.xml · derivative · entry 6

Mullins Christine F. · CIK 0001687276 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,568 shares

Expires 2026-10-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option shares vest in four equal consecutive annual installments beginning on 4/13/2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.