Tapewire

Nasdaq · USD

KLRS

Kalaris Therapeutics, Inc.

Export transactions ↓
Tapewire entity
6805
SEC CIK
0001754068
Parsed reports
363

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2024 Filed Jun 7, 2024 20:05 UTC
Hallal DavidDirector · 10% owner
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070600 · ownership.xml · nonDerivative · entry 1

Hallal David · CIK 0001457477 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,143,662

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) June 6, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 20:05 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070601 · ownership.xml · nonDerivative · entry 1

Adams Derek N. · CIK 0001967532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) June 6, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 20:05 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070598 · ownership.xml · nonDerivative · entry 1

Bornstein Jeffrey S · CIK 0001579989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,197

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) June 6, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 20:05 UTC
Vera JuanDirector
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070597 · ownership.xml · nonDerivative · entry 1

Vera Juan · CIK 0001755495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,409,928

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) June 6, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 20:05 UTC GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070596 · ownership.xml · nonDerivative · entry 1

Tomasello Shawn · CIK 0001617239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the AlloVir, Inc. 2020 Stock Option and Grant Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The shares shall vest upon the earlier to occur of (i) June 6, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors.

Read SEC document
May 21, 2024 Filed May 23, 2024 17:24 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 5,149 $0.79 $4,079.55
Disclosure

SEC source: 0000950170-24-064052 · ownership.xml · nonDerivative · entry 1

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,471

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7899 to $0.7994. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 17, 2024 Filed May 21, 2024 16:35 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 3,075 $0.75 $2,304.10
Disclosure

SEC source: 0000950170-24-062982 · ownership.xml · nonDerivative · entry 1

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 789,620

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.74 to $0.7615. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:35 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 541 $0.75 $405.37
Disclosure

SEC source: 0000950170-24-062983 · ownership.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,481

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.74 to $0.7615. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:33 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 3,143 $0.75 $2,355.05
Disclosure

SEC source: 0000950170-24-062978 · ownership.xml · nonDerivative · entry 1

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,129,996

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.74 to $0.7615. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:33 UTC
Miller EdwardGeneral Counsel
SaleCommon Stock 420 $0.75 $314.71
Disclosure

SEC source: 0000950170-24-062977 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,496

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.74 to $0.7615. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 03, 2024 Filed May 7, 2024 16:15 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 10,240 $0.80 $8,151.04
Disclosure

SEC source: 0000950170-24-054512 · ownership.xml · nonDerivative · entry 1

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792,695

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7801 to $0.8098. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 03, 2024 Filed May 7, 2024 20:15 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 1,597 $0.80 $1,271.21
Disclosure

SEC source: 0000950170-24-054510 · ownership.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,022

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7801 to $0.8098. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 03, 2024 Filed May 7, 2024 20:15 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 4,957 $0.80 $3,945.77
Disclosure

SEC source: 0000950170-24-054511 · ownership.xml · nonDerivative · entry 1

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,133,139

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7801 to $0.8098. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
May 03, 2024 Filed May 7, 2024 20:15 UTC
Miller EdwardGeneral Counsel
SaleCommon Stock 2,311 $0.80 $1,839.56
Disclosure

SEC source: 0000950170-24-054509 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,916

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7801 to $0.8098. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 22, 2024 Filed Apr 23, 2024 20:15 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 480 $0.75 $360.00
Disclosure

SEC source: 0000950170-24-046906 · ownership.xml · nonDerivative · entry 2

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,619

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
April 22, 2024 Filed Apr 23, 2024 20:15 UTC
Miller EdwardGeneral Counsel
SaleCommon Stock 757 $0.75 $567.75
Disclosure

SEC source: 0000950170-24-046907 · ownership.xml · nonDerivative · entry 2

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,227

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
April 22, 2024 Filed Apr 23, 2024 20:15 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 1,857 $0.75 $1,392.75
Disclosure

SEC source: 0000950170-24-046905 · ownership.xml · nonDerivative · entry 2

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,138,096

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 16:15 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 9,601 $0.75 $7,206.51
Disclosure

SEC source: 0000950170-24-046908 · ownership.xml · nonDerivative · entry 1

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 802,935

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7460 to $0.7562. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 20:15 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 473 $0.75 $355.03
Disclosure

SEC source: 0000950170-24-046906 · ownership.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,099

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7460 to $0.7562. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 20:15 UTC
Miller EdwardGeneral Counsel
SaleCommon Stock 626 $0.75 $469.88
Disclosure

SEC source: 0000950170-24-046907 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,984

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7460 to $0.7562. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 20:15 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 1,521 $0.75 $1,141.66
Disclosure

SEC source: 0000950170-24-046905 · ownership.xml · nonDerivative · entry 1

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,139,953

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7460 to $0.7562. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 16:15 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 1,533 $0.77 $1,183.48
Disclosure

SEC source: 0000950170-24-041810 · ownership.xml · nonDerivative · entry 1

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 812,536

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7513 to $0.7801. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:15 UTC
Miller EdwardGeneral Counsel
SaleCommon Stock 368 $0.77 $284.10
Disclosure

SEC source: 0000950170-24-041809 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,610

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7513 to $0.7801. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:15 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 281 $0.77 $216.93
Disclosure

SEC source: 0000950170-24-041811 · ownership.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,572

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7513 to $0.7801. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:15 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 885 $0.77 $683.22
Disclosure

SEC source: 0000950170-24-041808 · ownership.xml · nonDerivative · entry 1

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,141,474

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7513 to $0.7801. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 21, 2024 Filed Feb 22, 2024 16:18 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 5,155 $0.71 $3,650.26
Disclosure

SEC source: 0000950170-24-018785 · ownership.xml · nonDerivative · entry 2

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,069

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7002 to $0.7098. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:18 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 3,097 $0.70 $2,153.03
Disclosure

SEC source: 0000950170-24-018785 · ownership.xml · nonDerivative · entry 1

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 819,224

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6832 to $0.7150. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:16 UTC
Miller EdwardGeneral Counsel
SaleCommon Stock 385 $0.70 $267.65
Disclosure

SEC source: 0000950170-24-018786 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,978

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6832 to $0.7150. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:15 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 2,893 $0.70 $2,011.21
Disclosure

SEC source: 0000950170-24-018783 · ownership.xml · nonDerivative · entry 1

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,142,359

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6832 to $0.7150. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:15 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 494 $0.70 $343.43
Disclosure

SEC source: 0000950170-24-018780 · ownership.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,853

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6832 to $0.7150. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 08, 2024 Filed Feb 10, 2024 01:01 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 11,150 $0.67 $7,493.92
Disclosure

SEC source: 0000950170-24-013491 · ownership.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,347

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.672 to $0.6721. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 16:38 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 41,421 $0.67 $27,752.07
Disclosure

SEC source: 0000950170-24-011769 · ownership.xml · nonDerivative · entry 1

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822,321

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.66 to $0.6914. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:46 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 18,331 $0.67 $12,281.77
Disclosure

SEC source: 0000950170-24-011778 · ownership.xml · nonDerivative · entry 1

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,145,252

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.66 to $0.6914. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:40 UTC
Miller EdwardGeneral Counsel
SaleCommon Stock 8,869 $0.67 $5,942.23
Disclosure

SEC source: 0000950170-24-011771 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,363

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.66 to $0.6914. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 21:39 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 5,792 $0.67 $3,880.64
Disclosure

SEC source: 0000950170-24-011770 · ownership.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,497

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.66 to $0.6914. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 16:15 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 9,500 $0.67 $6,368.80
Disclosure

SEC source: 0000950170-24-007406 · ownership.xml · nonDerivative · entry 1

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863,742

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6683 to $0.6794. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 21:15 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 3,205 $0.67 $2,149.91
Disclosure

SEC source: 0000950170-24-007407 · ownership.xml · nonDerivative · entry 1

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,163,583

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6683 to $0.6797. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 21:15 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 901 $0.67 $604.39
Disclosure

SEC source: 0000950170-24-007404 · ownership.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,289

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6683 to $0.6797. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 21:15 UTC
Miller EdwardGeneral Counsel
SaleCommon Stock 1,302 $0.67 $873.38
Disclosure

SEC source: 0000950170-24-007403 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,232

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.6683 to $0.6797. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 16:15 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 1,664 $0.64 $1,063.30
Disclosure

SEC source: 0000950170-24-002935 · ownership.xml · nonDerivative · entry 1

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873,242

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:15 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 310 $0.64 $198.09
Disclosure

SEC source: 0000950170-24-002934 · ownership.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,190

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:15 UTC
Miller EdwardGeneral Counsel
SaleCommon Stock 424 $0.64 $270.94
Disclosure

SEC source: 0000950170-24-002937 · ownership.xml · nonDerivative · entry 1

Miller Edward · CIK 0001619252 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,534

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:15 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 961 $0.64 $614.08
Disclosure

SEC source: 0000950170-24-002938 · ownership.xml · nonDerivative · entry 1

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,166,788

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

Read SEC document
December 27, 2023 Filed Jan 3, 2024 00:36 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 28,335 $0.74 $20,837.56
Disclosure

SEC source: 0000950170-24-000428 · ownership.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,500

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.7228 to $0.7452. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 17:00 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 4,382 $1.69 $7,407.77
Disclosure

SEC source: 0001209191-23-056313 · doc4.xml · nonDerivative · entry 2

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 874,906

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.69 to $1.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 17:00 UTC
Brainard DianaDirector · Chief Executive Officer
SaleCommon Stock 2,689 $1.63 $4,386.03
Disclosure

SEC source: 0001209191-23-056313 · doc4.xml · nonDerivative · entry 1

Brainard Diana · CIK 0001818070 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 879,288

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.61 to $1.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 22:00 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 403 $1.63 $657.33
Disclosure

SEC source: 0001209191-23-056320 · doc4.xml · nonDerivative · entry 1

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,835

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.61 to $1.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 22:00 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 2,490 $1.63 $4,061.44
Disclosure

SEC source: 0001209191-23-056316 · doc4.xml · nonDerivative · entry 1

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,167,749

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.61 to $1.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
October 20, 2023 Filed Oct 23, 2023 21:00 UTC
Hagen Brett RChief Accounting Officer
SaleCommon Stock 357 $1.54 $550.14
Disclosure

SEC source: 0001209191-23-053347 · doc4.xml · nonDerivative · entry 2

Hagen Brett R · CIK 0001681782 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,238

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.53 to $1.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
October 20, 2023 Filed Oct 23, 2023 21:00 UTC
Sinha VikasDirector · See Remarks · 10% owner
SaleCommon Stock 1,475 $1.54 $2,272.98
Disclosure

SEC source: 0001209191-23-053348 · doc4.xml · nonDerivative · entry 2

Sinha Vikas · CIK 0001337845 · Director · See Remarks · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,170,239

F1 · kind: Represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales were automatic and not in the discretion of the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.53 to $1.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.