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Nasdaq · USD

KLIC

KULICKE & SOFFA INDUSTRIES INC

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Tapewire entity
1220
SEC CIK
0000056978
Parsed reports
536

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 202603
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2021 Filed Apr 7, 2021 23:20 UTC
Soloveizik Zamir ShaiVice President
SaleCommon Stock 2,500 $55.00 $137,500.00
Disclosure

SEC source: 0000056978-21-000059 · wf-form4_161783758367283.xml · nonDerivative · entry 1

Soloveizik Zamir Shai · CIK 0001768899 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,188

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated March 9, 2021.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 23:17 UTC
Yeo Mui SungDirector
GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000057 · wf-form4_161783741366475.xml · nonDerivative · entry 1

Yeo Mui Sung · CIK 0001559360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,333

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 23:14 UTC GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000055 · wf-form4_161783723969727.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,602

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 23:11 UTC
Olson Jon ADirector
GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000053 · wf-form4_161783702774013.xml · nonDerivative · entry 1

Olson Jon A · CIK 0001331263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,347

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 23:07 UTC GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000051 · wf-form4_161783684991081.xml · nonDerivative · entry 1

Milzcik Gregory F · CIK 0001196440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,569

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 23:05 UTC
Lim Chin HuDirector
GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000049 · wf-form4_161783669148472.xml · nonDerivative · entry 1

Lim Chin Hu · CIK 0001536593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,885

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 23:01 UTC GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000047 · wf-form4_161783646962082.xml · nonDerivative · entry 1

Kong Peter T M · CIK 0001356626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,214

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 23:05 UTC
Chong Chan PinExecutive Vice President
SaleCommon Stock 300 $51.00 $15,300.99
Disclosure

SEC source: 0000056978-21-000045 · wf-form4_161619509350992.xml · nonDerivative · entry 3

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,881

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.01, inclusive.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 23:05 UTC
Chong Chan PinExecutive Vice President
SaleCommon Stock 9,122 $50.16 $457,586.89
Disclosure

SEC source: 0000056978-21-000045 · wf-form4_161619509350992.xml · nonDerivative · entry 2

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,181

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.57, inclusive.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 23:05 UTC
Chong Chan PinExecutive Vice President
SaleCommon Stock 10,578 $51.07 $540,260.77
Disclosure

SEC source: 0000056978-21-000045 · wf-form4_161619509350992.xml · nonDerivative · entry 1

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,303

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.20, inclusive. The reporting person undertakes to provide to Kulicke and Soffa Industries, any security holder of Kulicke and Soffa Industries, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

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March 04, 2021 Filed Mar 8, 2021 14:41 UTC
Olson Jon ADirector
GrantCommon Stock 2,682 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000043 · wf-form4_161521448973046.xml · nonDerivative · entry 1

Olson Jon A · CIK 0001331263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,682

F1 · shares: Stock grant upon election to the Board of Directors under the 2021 Omnibus Incentive Plan. One-third of the shares granted vest on each anniversary of the date of grant.

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March 02, 2021 Filed Mar 4, 2021 14:00 UTC
Wong Lester AChief Financial Officer
SaleCommon Stock 2,210 $51.24 $113,240.40
Disclosure

SEC source: 0000056978-21-000034 · wf-form4_161486640875865.xml · nonDerivative · entry 2

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,046

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.01 to $51.53, inclusive.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 14:00 UTC
Wong Lester AChief Financial Officer
SaleCommon Stock 30,790 $50.50 $1,554,895.00
Disclosure

SEC source: 0000056978-21-000034 · wf-form4_161486640875865.xml · nonDerivative · entry 1

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,256

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.98, inclusive. The reporting person undertakes to provide Kulicke and Soffa Industries Inc., any security holder of Kulicke and Soffa Industries Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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February 09, 2021 Filed Feb 11, 2021 14:07 UTC PurchaseCommon Stock 2,310 $43.31 $100,046.10
Disclosure

SEC source: 0000056978-21-000030 · wf-form4_161305242007250.xml · nonDerivative · entry 1

Milzcik Gregory F · CIK 0001196440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,904

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.29 to $43.35, inclusive. The reporting person undertakes to provide Kulicke and Soffa Industries Inc., any security holder of Kulicke and Soffa Industries Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 15:54 UTC
Soloveizik Zamir ShaiVice President
SaleCommon Stock 2,500 $35.00 $87,500.00
Disclosure

SEC source: 0000056978-21-000012 · wf-form4_161046683033198.xml · nonDerivative · entry 1

Soloveizik Zamir Shai · CIK 0001768899 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,688

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated March 24, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 14:15 UTC
Yeo Mui SungDirector
GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000010 · wf-form4_160994252445920.xml · nonDerivative · entry 1

Yeo Mui Sung · CIK 0001559360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,668

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 14:12 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000008 · wf-form4_160994234722907.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,937

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 14:09 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000006 · wf-form4_160994215541940.xml · nonDerivative · entry 1

Milzcik Gregory F · CIK 0001196440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,594

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 13:59 UTC GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000002 · wf-form4_160994154108855.xml · nonDerivative · entry 1

Kong Peter T M · CIK 0001356626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,549

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 14:03 UTC
Lim Chin HuDirector
GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000004 · wf-form4_160994176845924.xml · nonDerivative · entry 1

Lim Chin Hu · CIK 0001536593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,220

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 13:23 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionPerformance Share Units · Derivative 323 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000167 · wf-form4_160803861966957.xml · derivative · entry 4

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Performance Share Units (PSUs) awarded December 11, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on December 11, 2020. Each PSU is convertible into one share of common stock.

F2 · derivative.expiration_date: Performance Share Units (PSUs) awarded December 11, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on December 11, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 13:23 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionPerformance Share Units · Derivative 5,421 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000167 · wf-form4_160803861966957.xml · derivative · entry 3

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded December 11, 2017 achieved a 95% payout based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. The payout was certified and shares issued on December 11, 2020. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded December 11, 2017 achieved a 95% payout based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. The payout was certified and shares issued on December 11, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 13:23 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionCommon Stock 323 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000167 · wf-form4_160803861966957.xml · nonDerivative · entry 2

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance Share Units (PSUs) awarded December 11, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on December 11, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 13:23 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionCommon Stock 5,421 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000167 · wf-form4_160803861966957.xml · nonDerivative · entry 1

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded December 11, 2017 achieved a 95% payout based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. The payout was certified and shares issued on December 11, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 14:25 UTC
Wong Lester AChief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 178 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000160 · wf-form4_160683272187059.xml · derivative · entry 4

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 27, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 27, 2020. Each PSU is convertible into one share of common stock.

F2 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 27, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 27, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 14:25 UTC
Wong Lester AChief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 2,985 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000160 · wf-form4_160683272187059.xml · derivative · entry 3

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 27, 2017 achieved a 95% payout based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. The payout was certified and shares issued on November 27, 2020. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 27, 2017 achieved a 95% payout based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. The payout was certified and shares issued on November 27, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 14:25 UTC
Wong Lester AChief Financial Officer
Exercise / conversionCommon Stock 178 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000160 · wf-form4_160683272187059.xml · nonDerivative · entry 2

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance Share Units (PSUs) awarded November 27, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 27, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 14:25 UTC
Wong Lester AChief Financial Officer
Exercise / conversionCommon Stock 2,985 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000160 · wf-form4_160683272187059.xml · nonDerivative · entry 1

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 27, 2017 achieved a 95% payout based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. The payout was certified and shares issued on November 27, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:15 UTC
Soloveizik Zamir ShaiVice President
Exercise / conversionPerformance Share Units · Derivative 29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000158 · wf-form4_160625250371492.xml · derivative · entry 2

Soloveizik Zamir Shai · CIK 0001768899 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:15 UTC
Soloveizik Zamir ShaiVice President
Exercise / conversionCommon Stock 29 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000158 · wf-form4_160625250371492.xml · nonDerivative · entry 1

Soloveizik Zamir Shai · CIK 0001768899 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:12 UTC
WONG NELSON MUNPUNSenior Vice President
Exercise / conversionPerformance Share Units · Derivative 354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000156 · wf-form4_160625236419273.xml · derivative · entry 2

Wong Nelson MunPun · CIK 0001536288 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:12 UTC
WONG NELSON MUNPUNSenior Vice President
Exercise / conversionCommon Stock 354 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000156 · wf-form4_160625236419273.xml · nonDerivative · entry 1

Wong Nelson MunPun · CIK 0001536288 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:09 UTC
Wong Lester AChief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 305 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000154 · wf-form4_160625212754854.xml · derivative · entry 2

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:09 UTC
Wong Lester AChief Financial Officer
Exercise / conversionCommon Stock 305 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000154 · wf-form4_160625212754854.xml · nonDerivative · entry 1

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:03 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionPerformance Share Units · Derivative 354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000152 · wf-form4_160625179124838.xml · derivative · entry 2

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:03 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionCommon Stock 354 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000152 · wf-form4_160625179124838.xml · nonDerivative · entry 1

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:00 UTC
CHEN FUSEN ERNIEDirector · President and CEO
Exercise / conversionPerformance Share Units · Derivative 4,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000150 · wf-form4_160625160517258.xml · derivative · entry 2

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:00 UTC
CHEN FUSEN ERNIEDirector · President and CEO
Exercise / conversionCommon Stock 4,060 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000150 · wf-form4_160625160517258.xml · nonDerivative · entry 1

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 7, 2017 achieved a 17% payout based on the greater of absolute revenue growth or relative revenue growth against two performance peers for each year of the three-year performance period. The payout was certified and the shares issued on November 23, 2020. Each PSU is convertible into one share of common stock.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 12:19 UTC
Soloveizik Zamir ShaiVice President
SaleCommon Stock 2,500 $30.00 $75,000.00
Disclosure

SEC source: 0000056978-20-000148 · wf-form4_160587477557336.xml · nonDerivative · entry 1

Soloveizik Zamir Shai · CIK 0001768899 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,159

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated March 24, 2020.

Read SEC document
November 07, 2020 Filed Nov 10, 2020 14:42 UTC
WONG NELSON MUNPUNSenior Vice President
Exercise / conversionPerformance Share Units · Derivative 5,952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000140 · wf-form4_160501931081583.xml · derivative · entry 2

Wong Nelson MunPun · CIK 0001536288 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

Read SEC document
November 07, 2020 Filed Nov 10, 2020 14:42 UTC
WONG NELSON MUNPUNSenior Vice President
Exercise / conversionCommon Stock 5,952 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000140 · wf-form4_160501931081583.xml · nonDerivative · entry 1

Wong Nelson MunPun · CIK 0001536288 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

Read SEC document
November 07, 2020 Filed Nov 10, 2020 14:39 UTC
Wong Lester AChief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 5,118 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000138 · wf-form4_160501914638836.xml · derivative · entry 2

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

Read SEC document
November 07, 2020 Filed Nov 10, 2020 14:39 UTC
Wong Lester AChief Financial Officer
Exercise / conversionCommon Stock 5,118 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000138 · wf-form4_160501914638836.xml · nonDerivative · entry 1

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

Read SEC document
November 07, 2020 Filed Nov 10, 2020 14:35 UTC
Soloveizik Zamir ShaiVice President
Exercise / conversionPerformance Share Units · Derivative 498 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000136 · wf-form4_160501892747854.xml · derivative · entry 2

Soloveizik Zamir Shai · CIK 0001768899 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

Read SEC document
November 07, 2020 Filed Nov 10, 2020 14:35 UTC
Soloveizik Zamir ShaiVice President
Exercise / conversionCommon Stock 498 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000136 · wf-form4_160501892747854.xml · nonDerivative · entry 1

Soloveizik Zamir Shai · CIK 0001768899 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

Read SEC document
November 07, 2020 Filed Nov 10, 2020 14:31 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionPerformance Share Units · Derivative 5,952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000134 · wf-form4_160501870230966.xml · derivative · entry 2

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

Read SEC document
November 07, 2020 Filed Nov 10, 2020 14:31 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionCommon Stock 5,952 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000134 · wf-form4_160501870230966.xml · nonDerivative · entry 1

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

Read SEC document
November 07, 2020 Filed Nov 10, 2020 14:29 UTC
CHEN FUSEN ERNIEDirector · President and CEO
Exercise / conversionPerformance Share Units · Derivative 68,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000132 · wf-form4_160501854996787.xml · derivative · entry 2

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

Read SEC document
November 07, 2020 Filed Nov 10, 2020 14:29 UTC
CHEN FUSEN ERNIEDirector · President and CEO
Exercise / conversionCommon Stock 68,073 $0.00 $0.00
Disclosure

SEC source: 0000056978-20-000132 · wf-form4_160501854996787.xml · nonDerivative · entry 1

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded November 7, 2017 had its performance results certified, and then shares vested, on November 7, 2020 at 95% achievement based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of Performance Period with relative TSR measured over a three year period. Each PSU is convertible into one share of Kulicke and Soffa Industries Inc. common stock.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 11:18 UTC
WONG NELSON MUNPUNSenior Vice President
SaleCommon Stock 5,000 $26.47 $132,373.00
Disclosure

SEC source: 0000056978-20-000130 · wf-form4_160310628438507.xml · nonDerivative · entry 1

Wong Nelson MunPun · CIK 0001536288 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,574

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated October 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.39 to $26.57, inclusive. The reporting person undertakes to provide Kulicke & Soffa Industries Inc., any security holder of Kulicke & Soffa Industries Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.