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Nasdaq · USD

KLIC

KULICKE & SOFFA INDUSTRIES INC

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Tapewire entity
1220
SEC CIK
0000056978
Parsed reports
536

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 202605
Mar 202600
Apr 202600
May 202602
Jun 202603
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 6, 2023 00:28 UTC
Olson Jon ADirector
GrantCommon Stock 919 $0.00 $0.00
Disclosure

SEC source: 0000056978-23-000008 · wf-form4_167296490475543.xml · nonDerivative · entry 1

Olson Jon A · CIK 0001331263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,003

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:26 UTC GrantCommon Stock 919 $0.00 $0.00
Disclosure

SEC source: 0000056978-23-000006 · wf-form4_167296478891767.xml · nonDerivative · entry 1

Kong Peter T M · CIK 0001356626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,870

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:24 UTC GrantCommon Stock 919 $0.00 $0.00
Disclosure

SEC source: 0000056978-23-000004 · wf-form4_167296466095238.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,258

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:22 UTC
Lim Chin HuDirector
GrantCommon Stock 919 $0.00 $0.00
Disclosure

SEC source: 0000056978-23-000002 · wf-form4_167296451357286.xml · nonDerivative · entry 1

Lim Chin Hu · CIK 0001536593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,541

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 01:49 UTC
Chylak Robert NestorSenior Vice President
SaleCommon Stock 3,178 $48.98 $155,654.94
Disclosure

SEC source: 0000056978-22-000163 · wf-form4_167106894793571.xml · nonDerivative · entry 1

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,693

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated September 2, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $48.71 to $49.30. The price reported above reflects the weighted average price.

Read SEC document
December 11, 2022 Filed Dec 14, 2022 00:35 UTC
Chylak Robert NestorSenior Vice President
Exercise / conversionPerformance Share Units · Derivative 1,174 $47.06 Strike: $0.00 $55,248.44
Disclosure

SEC source: 0000056978-22-000161 · wf-form4_167097811064678.xml · derivative · entry 6

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Performance Share Units (PSUs) awarded December 11, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on December 11, 2022. Each PSU is convertible into one share of common stock.

F2 · derivative.expiration_date: Performance Share Units (PSUs) awarded December 11, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on December 11, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
December 11, 2022 Filed Dec 14, 2022 00:35 UTC
Chylak Robert NestorSenior Vice President
Exercise / conversionPerformance Share Units · Derivative 2,432 $47.06 Strike: $0.00 $114,449.92
Disclosure

SEC source: 0000056978-22-000161 · wf-form4_167097811064678.xml · derivative · entry 5

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded December 11, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on December 11, 2022. Each PSU is convertible to one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded December 11, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on December 11, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
December 11, 2022 Filed Dec 14, 2022 00:35 UTC
Chylak Robert NestorSenior Vice President
Tax withholdingCommon Stock 217 $47.06 $10,212.02
Disclosure

SEC source: 0000056978-22-000161 · wf-form4_167097811064678.xml · nonDerivative · entry 4

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,871

F4 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award (RSU) originally granted on December 11, 2019. On December 11, 2022, 784 shares of common stock had vested under the RSU.

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December 11, 2022 Filed Dec 14, 2022 00:35 UTC
Chylak Robert NestorSenior Vice President
Tax withholdingCommon Stock 995 $47.06 $46,824.70
Disclosure

SEC source: 0000056978-22-000161 · wf-form4_167097811064678.xml · nonDerivative · entry 3

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,088

F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with issuance of 3,606 shares of common stock arising from payout under the Performance Share Units (PSUs) awarded on December 11, 2019. The payment was certified and the shares were issued on December 11, 2022, each PSU convertible into one share of common stock. These shares were not issued to or sold by the Reporting Person.

Read SEC document
December 11, 2022 Filed Dec 14, 2022 00:35 UTC
Chylak Robert NestorSenior Vice President
Exercise / conversionCommon Stock 1,174 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000161 · wf-form4_167097811064678.xml · nonDerivative · entry 2

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance Share Units (PSUs) awarded December 11, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on December 11, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
December 11, 2022 Filed Dec 14, 2022 00:35 UTC
Chylak Robert NestorSenior Vice President
Exercise / conversionCommon Stock 2,432 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000161 · wf-form4_167097811064678.xml · nonDerivative · entry 1

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded December 11, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on December 11, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
December 08, 2022 Filed Dec 10, 2022 00:14 UTC
CHEN FUSEN ERNIEDirector · President and CEO
SaleCommon Stock 30,997 $47.48 $1,471,588.77
Disclosure

SEC source: 0000056978-22-000159 · wf-form4_167063127096097.xml · nonDerivative · entry 2

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,100

F1 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability associated with the vesting of performance stock units and restricted stock units over CY 2022.

F2 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 trading plan dated September 12, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $46.09 to $47.95. The price reported above reflects the weighted average price.

Read SEC document
December 07, 2022 Filed Dec 10, 2022 00:14 UTC
CHEN FUSEN ERNIEDirector · President and CEO
SaleCommon Stock 24,559 $47.48 $1,166,063.78
Disclosure

SEC source: 0000056978-22-000159 · wf-form4_167063127096097.xml · nonDerivative · entry 1

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,097

F1 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability associated with the vesting of performance stock units and restricted stock units over CY 2022.

F2 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 trading plan dated September 12, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $46.47 to $47.86. The price reported above reflects the weighted average price.

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December 06, 2022 Filed Dec 9, 2022 00:15 UTC GiftCommon Stock 6,793 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000157 · wf-form4_167054488694042.xml · nonDerivative · entry 1

Milzcik Gregory F · CIK 0001196440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,513

F1 · kind: This transaction represents a bona fide charitable contribution to a donor advised fund. No shares were sold by the reporting person.

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November 28, 2022 Filed Nov 29, 2022 00:26 UTC
Chong Chan PinExecutive Vice President
SaleCommon Stock 42,700 $45.97 $1,962,872.03
Disclosure

SEC source: 0000056978-22-000155 · wf-form4_166968158346601.xml · nonDerivative · entry 2

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,151

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.31 to $46.50, inclusive. The reporting person undertakes to provide to Kulicke and Soffa Industries, Inc., any security holder of Kulicke and Soffa Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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November 25, 2022 Filed Nov 29, 2022 00:26 UTC
Chong Chan PinExecutive Vice President
SaleCommon Stock 800 $47.60 $38,081.04
Disclosure

SEC source: 0000056978-22-000155 · wf-form4_166968158346601.xml · nonDerivative · entry 1

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,851

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.60 to $47.61, inclusive. The reporting person undertakes to provide to Kulicke and Soffa Industries, Inc., any security holder of Kulicke and Soffa Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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November 21, 2022 Filed Nov 24, 2022 00:25 UTC
Chylak Robert NestorSenior Vice President
SaleCommon Stock 512 $46.95 $24,039.22
Disclosure

SEC source: 0000056978-22-000153 · wf-form4_166924950402244.xml · nonDerivative · entry 1

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,477

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated September 2, 2022.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:44 UTC
Chylak Robert NestorSenior Vice President
Exercise / conversionPerformance Share Units · Derivative 708 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000149 · wf-form4_166907785790422.xml · derivative · entry 3

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 10, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 10, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:44 UTC
Chylak Robert NestorSenior Vice President
Tax withholdingCommon Stock 196 $46.87 $9,186.52
Disclosure

SEC source: 0000056978-22-000149 · wf-form4_166907785790422.xml · nonDerivative · entry 2

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,989

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with issuance of 708 shares of common stock arising from payout under Performance Share Units (PSUs) awarded on October 10, 2019. The payment was certified and the shares were issued on November 17, 2022, each PSU convertible into one share of common stock. These shares were not issued to or sold by the Reporting Person.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:44 UTC
Chylak Robert NestorSenior Vice President
Exercise / conversionCommon Stock 708 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000149 · wf-form4_166907785790422.xml · nonDerivative · entry 1

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded October 10, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:49 UTC
Wong Lester AChief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 10,694 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000151 · wf-form4_166907814461362.xml · derivative · entry 2

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 10, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 10, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:49 UTC
Wong Lester AChief Financial Officer
Exercise / conversionCommon Stock 10,694 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000151 · wf-form4_166907814461362.xml · nonDerivative · entry 1

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded October 10, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:37 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionPerformance Share Units · Derivative 5,904 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000147 · wf-form4_166907745065478.xml · derivative · entry 2

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:37 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionCommon Stock 5,904 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000147 · wf-form4_166907745065478.xml · nonDerivative · entry 1

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:32 UTC
Drake Stephen RayVice President
Exercise / conversionPerformance Share Units · Derivative 3,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000145 · wf-form4_166907715916778.xml · derivative · entry 2

Drake Stephen Ray · CIK 0001804476 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded April 1, 2020 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded April 1, 2020 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:32 UTC
Drake Stephen RayVice President
Exercise / conversionCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000145 · wf-form4_166907715916778.xml · nonDerivative · entry 1

Drake Stephen Ray · CIK 0001804476 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded April 1, 2020 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:28 UTC
CHEN FUSEN ERNIEDirector · President and CEO
Exercise / conversionPerformance Share Units · Derivative 55,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000143 · wf-form4_166907687853228.xml · derivative · entry 2

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 10, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 10, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:28 UTC
CHEN FUSEN ERNIEDirector · President and CEO
Exercise / conversionCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000143 · wf-form4_166907687853228.xml · nonDerivative · entry 1

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 999,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded October 10, 2019 achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:23 UTC
WONG NELSON MUNPUNSenior Vice President
Exercise / conversionPerformance Share Units · Derivative 5,078 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000141 · wf-form4_166907658114347.xml · derivative · entry 2

Wong Nelson MunPun · CIK 0001536288 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

Read SEC document
November 17, 2022 Filed Nov 22, 2022 00:23 UTC
WONG NELSON MUNPUNSenior Vice President
Exercise / conversionCommon Stock 5,078 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000141 · wf-form4_166907658114347.xml · nonDerivative · entry 1

Wong Nelson MunPun · CIK 0001536288 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 200% payout based on the greater of absolute revenue growth or relative performance against each direct competitor for each year of the three-year performance period. The payout was certified and the shares issued on November 17, 2022. Each PSU is convertible into one share of common stock.

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October 18, 2022 Filed Oct 20, 2022 23:04 UTC
Chylak Robert NestorSenior Vice President
SaleCommon Stock 1,228 $38.12 $46,810.87
Disclosure

SEC source: 0000056978-22-000128 · wf-form4_166630708327547.xml · nonDerivative · entry 1

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,928

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated September 2, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.81 to $38.38. The price reported above reflects the weighted average price.

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October 15, 2022 Filed Nov 10, 2022 00:29 UTC
Chylak Robert NestorSenior Vice President
Tax withholdingCommon Stock 468 $37.50 $17,550.00
Disclosure

SEC source: 0000056978-22-000130 · wf-form4_166804013701174.xml · nonDerivative · entry 6

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,477

F1 · date: This Form 4 is being filed late due to administrative error.

F7 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 1,696 restricted stock units on October 15, 2022. These shares were not issued to or sold by the Reporting Person.

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October 14, 2022 Filed Oct 18, 2022 23:27 UTC
Chong Chan PinExecutive Vice President
GrantCommon Stock 8,739 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000126 · wf-form4_166613565392398.xml · nonDerivative · entry 1

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,747

F1 · shares: One-third of the shares granted vest on each anniversary of the date of grant.

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October 14, 2022 Filed Oct 18, 2022 23:25 UTC
WONG NELSON MUNPUNSenior Vice President
GrantCommon Stock 8,319 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000124 · wf-form4_166613546684573.xml · nonDerivative · entry 1

Wong Nelson MunPun · CIK 0001536288 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,998

F1 · shares: One-third of the shares granted vest on each anniversary of the date of grant.

Read SEC document
October 14, 2022 Filed Oct 18, 2022 23:21 UTC
Wong Lester AChief Financial Officer
GrantCommon Stock 5,935 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000122 · wf-form4_166613526682123.xml · nonDerivative · entry 1

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,052

F1 · shares: One-third of the shares granted vest on each anniversary of the date of grant.

Read SEC document
October 14, 2022 Filed Oct 18, 2022 23:14 UTC
Drake Stephen RayVice President
GrantCommon Stock 6,356 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000120 · wf-form4_166613483235106.xml · nonDerivative · entry 1

Drake Stephen Ray · CIK 0001804476 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,258

F1 · shares: One-third of the shares granted vest on each anniversary of the date of grant.

Read SEC document
October 14, 2022 Filed Oct 18, 2022 23:11 UTC
CHEN FUSEN ERNIEDirector · President and CEO
GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000118 · wf-form4_166613466436124.xml · nonDerivative · entry 1

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,100

F1 · shares: One-third of the shares granted vest on each anniversary of the date of grant.

Read SEC document
October 14, 2022 Filed Oct 18, 2022 23:08 UTC
Chylak Robert NestorSenior Vice President
GrantCommon Stock 7,104 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000116 · wf-form4_166613448534272.xml · nonDerivative · entry 1

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,156

F1 · shares: One-third of the shares granted vest on each anniversary of the date of grant.

Read SEC document
October 13, 2022 Filed Oct 17, 2022 23:02 UTC
Chylak Robert NestorSenior Vice President
SaleCommon Stock 2,085 $38.71 $80,710.14
Disclosure

SEC source: 0000056978-22-000114 · wf-form4_166604770828470.xml · nonDerivative · entry 1

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,052

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated September 2, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.25 to $39.22. The price reported above reflects the weighted average price.

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October 12, 2022 Filed Oct 14, 2022 23:08 UTC
Chylak Robert NestorSenior Vice President
SaleCommon Stock 1,809 $37.79 $68,362.11
Disclosure

SEC source: 0000056978-22-000112 · wf-form4_166578890621824.xml · nonDerivative · entry 1

Chylak Robert Nestor · CIK 0001887782 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,137

F1 · shares: The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1(c) sales plan dated September 2, 2022.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:23 UTC
WONG NELSON MUNPUNSenior Vice President
Exercise / conversionPerformance Share Units · Derivative 10,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000110 · wf-form4_166561696969117.xml · derivative · entry 2

Wong Nelson MunPun · CIK 0001536288 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:23 UTC
WONG NELSON MUNPUNSenior Vice President
Exercise / conversionCommon Stock 10,512 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000110 · wf-form4_166561696969117.xml · nonDerivative · entry 1

Wong Nelson MunPun · CIK 0001536288 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:20 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionPerformance Share Units · Derivative 12,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000108 · wf-form4_166561681351436.xml · derivative · entry 2

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:20 UTC
Chong Chan PinExecutive Vice President
Exercise / conversionCommon Stock 12,224 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000108 · wf-form4_166561681351436.xml · nonDerivative · entry 1

Chong Chan Pin · CIK 0001692400 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded October 10, 2019 and December 11, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:18 UTC
Drake Stephen RayVice President
Exercise / conversionPerformance Share Units · Derivative 7,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000106 · wf-form4_166561667158780.xml · derivative · entry 2

Drake Stephen Ray · CIK 0001804476 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded April 1, 2020 achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded April 1, 2020 achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:18 UTC
Drake Stephen RayVice President
Exercise / conversionCommon Stock 7,450 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000106 · wf-form4_166561667158780.xml · nonDerivative · entry 1

Drake Stephen Ray · CIK 0001804476 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded April 1, 2020 achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:15 UTC
Wong Lester AChief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 22,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000104 · wf-form4_166561652363824.xml · derivative · entry 2

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 10, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 10, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:15 UTC
Wong Lester AChief Financial Officer
Exercise / conversionCommon Stock 22,137 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000104 · wf-form4_166561652363824.xml · nonDerivative · entry 1

Wong Lester A · CIK 0001529306 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded October 10, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:12 UTC
CHEN FUSEN ERNIEDirector · President and CEO
Exercise / conversionPerformance Share Units · Derivative 114,999 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000102 · wf-form4_166561630801233.xml · derivative · entry 2

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Performance Share Units (PSUs) awarded October 10, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

F1 · derivative.expiration_date: Performance Share Units (PSUs) awarded October 10, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 23:12 UTC
CHEN FUSEN ERNIEDirector · President and CEO
Exercise / conversionCommon Stock 114,999 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000102 · wf-form4_166561630801233.xml · nonDerivative · entry 1

CHEN FUSEN ERNIE · CIK 0001316245 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance Share Units (PSUs) awarded October 10, 2019, achieved a 138% pay-out based on total shareholder return (TSR) relative to a peer group. The peer group consisted of the companies of the GICS 45301020 (Semiconductors) not including companies traded on the Pink Sheets LLC Exchange as of the beginning of the Performance Period with relative TSR measured over a three-year period. The pay-out was certified, and shares issued on October 10, 2022. Each PSU is convertible to one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.