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KLAC

KLA CORP

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2838
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0000319201
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0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202501
Jan 202600
Feb 202600
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May 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2021 Filed Aug 9, 2021 20:18 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock - Restricted Stock Units 1,849 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016249 · wf-form4_162854028611734.xml · nonDerivative · entry 3

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F5 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which theunderlying performance goals were attained (August 5, 2021) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 2, 2022). The shares ofcommon stock will be issued as the performance-based RSUs vest.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:18 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
GrantCommon Stock - Restricted Stock Units 3,697 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016249 · wf-form4_162854028611734.xml · nonDerivative · entry 2

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,251

F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F4 · shares: On August 2, 2018, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on a Form 4), the Reporting Person was alsogranted RSUs covering up to a maximum of 4,138 shares (based on 150% of the target shares of 2,759) of KLA common stock, subject to both performance-vesting and service-vesting requirements. On August5, 2021, the Compensation Committee of KLA's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number ofshares subject to the RSUs is 3,697.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:18 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
GrantCommon Stock - Restricted Stock Units 961 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016249 · wf-form4_162854028611734.xml · nonDerivative · entry 1

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,554

F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F2 · shares: On August 5, 2021, the Reporting Person received a grant of RSUs. The RSUs vest 25% annually from the date of grant.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:19 UTC
Wilkinson Mary BethEVP, CLO and Secretary
GrantCommon Stock - Restricted Stock Units 3,203 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016252 · wf-form4_162854033178265.xml · nonDerivative · entry 2

Wilkinson Mary Beth · CIK 0001691769 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,330

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On August 5, 2021, the Reporting Person received a grant of RSUs. The RSUs vest 25% annually from the date of grant.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:19 UTC
Wilkinson Mary BethEVP, CLO and Secretary
GrantCommon Stock - Restricted Stock Units 2,562 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016252 · wf-form4_162854033178265.xml · nonDerivative · entry 1

Wilkinson Mary Beth · CIK 0001691769 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,127

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On August 5, 2021, the Reporting Person received a grant of RSUs. The RSUs vest 25% annually from the date of grant.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 20:57 UTC Amendment
Khan Ahmad A.President, Semi Proc. Control
Tax withholdingCommon Stock 4,201 $353.71 $1,485,935.71
Disclosure

SEC source: 0001628280-21-016630 · wf-form4a_162871542188595.xml · nonDerivative · entry 2

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,671

F3 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2021.

F4 · balance_after: This amendment to Form 4 is being filed to correct an administrative error which incorrectly reported the number of shares of KLA common stock that were beneficially owned by the Reporting Person following this reported transaction on August 5, 2021, and to report the holding for the Reporting Person as 12,671 shares of KLA common stock, instead of 10,501, following the reported transaction.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 20:57 UTC Amendment
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock 8,472 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016630 · wf-form4a_162871542188595.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which theunderlying performance goals were attained (August 5, 2021) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 2, 2022). The shares ofcommon stock will be issued as the performance-based RSUs vest.

F2 · balance_after: This amendment to Form 4 is being filed to correct an administrative error which incorrectly reported the number of shares of KLA common stock that were beneficially owned by the Reporting Person following this reported transaction on August 5, 2021, and to report the holding for the Reporting Person as 16,872 shares of KLA common stock, instead of 14,702, following such transaction.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 22:42 UTC Amendment
Khan Ahmad A.President, Semi Proc. Control
Tax withholdingCommon Stock 4,201 $353.71 $1,485,935.71
Disclosure

SEC source: 0001628280-21-016652 · wf-form4a_162872171549752.xml · nonDerivative · entry 5

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,671

F10 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes ofcalculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2021.

F11 · balance_after: This amendment to Form 4 is being filed to correct an administrative error which incorrectly reported the number of shares of KLA common stock that were beneficially owned by the Reporting Person following this reported transaction on August 5, 2021, and to report the holding for the Reporting Person as 12,671 shares of KLA common stock, instead of 10,501, following the reported transaction.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 22:42 UTC Amendment
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock 8,472 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016652 · wf-form4a_162872171549752.xml · nonDerivative · entry 4

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which theunderlying performance goals were attained (August 5, 2021) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 2, 2022). The shares ofcommon stock will be issued as the performance-based RSUs vest.

F9 · balance_after: This amendment to Form 4 is being filed to correct an administrative error which incorrectly reported the number of shares of KLA common stock that were beneficially owned by the Reporting Person following this reported transaction on August 5, 2021, and to report the holding for the Reporting Person as 16,872 shares of KLA common stock, instead of 14,702, following such transaction.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 22:42 UTC Amendment
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock - Restricted Stock Units 8,472 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016652 · wf-form4a_162872171549752.xml · nonDerivative · entry 3

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F7 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which theunderlying performance goals were attained (August 5, 2021) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 2, 2022). The shares ofcommon stock will be issued as the performance-based RSUs vest.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

F8 · balance_after: This amendment to Form 4 is being filed to correct an administrative error which incorrectly reported the number of RSUs that were beneficially owned by the Reporting Person following this reported transaction on August 5, 2021, and to report the holding for the Reporting Person as 82,649 RSUs, instead of 90,308, following the reported transaction.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 22:42 UTC Amendment
Khan Ahmad A.President, Semi Proc. Control
GrantCommon Stock - Restricted Stock Units 16,944 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016652 · wf-form4a_162872171549752.xml · nonDerivative · entry 2

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,121

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F5 · shares: On August 2, 2018, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on a Form 4), the Reporting Person was alsogranted RSUs covering up to a maximum of 18,967 shares (based on 150% of the target shares of 12,645) of KLA common stock, subject to both performance-vesting and service-vesting requirements. On August 5, 2021, the Compensation Committee of KLA's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,944.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

F6 · balance_after: This amendment to Form 4 is being filed to correct an administrative error which incorrectly reported the number of RSUs that were beneficially owned by the Reporting Person following this reported transaction on August 5, 2021, and to report the holding for the Reporting Person as 91,121 RSUs, instead of 98,780, following the reported transaction.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 22:42 UTC Amendment
Khan Ahmad A.President, Semi Proc. Control
GrantCommon Stock - Restricted Stock Units 6,727 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-016652 · wf-form4a_162872171549752.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,177

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On August 5, 2021, the Reporting Person received a grant of RSUs. The RSUs vest 25% annually from the date of grant.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

F4 · balance_after: This amendment to Form 4 is being filed to correct an administrative error which incorrectly reported the number of RSUs that were beneficially owned by the Reporting Person following this reported transaction on August 5, 2021, and to report the holding for the Reporting Person as 74,177 RSUs, instead of 81,836, following the reported transaction.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 20:25 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 1,103 $346.89 $382,619.67
Disclosure

SEC source: 0001628280-21-016095 · wf-form4_162828150623631.xml · nonDerivative · entry 1

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2021.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 20:25 UTC
Lorig BrianExecutive Vice President
SaleCommon Stock 1,654 $346.89 $573,756.06
Disclosure

SEC source: 0001628280-21-016096 · wf-form4_162828152737607.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2021.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 20:26 UTC
Donzella OresteExecutive Vice President
SaleCommon Stock 472 $346.89 $163,732.08
Disclosure

SEC source: 0001628280-21-016097 · wf-form4_162828154644857.xml · nonDerivative · entry 1

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,251

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:29 UTC
Lorig BrianExecutive Vice President
SaleCommon Stock 695 $347.23 $241,324.85
Disclosure

SEC source: 0001628280-21-015881 · wf-form4_162819532820807.xml · nonDerivative · entry 7

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220

F6 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:29 UTC
Lorig BrianExecutive Vice President
Tax withholdingCommon Stock 466 $346.89 $161,650.74
Disclosure

SEC source: 0001628280-21-015881 · wf-form4_162819532820807.xml · nonDerivative · entry 6

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:29 UTC
Lorig BrianExecutive Vice President
Exercise / conversionCommon Stock 938 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015881 · wf-form4_162819532820807.xml · nonDerivative · entry 5

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 3,752 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:29 UTC
Lorig BrianExecutive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 938 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015881 · wf-form4_162819532820807.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F5 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 3,752 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:29 UTC
Lorig BrianExecutive Vice President
Tax withholdingCommon Stock 1,163 $346.89 $403,433.07
Disclosure

SEC source: 0001628280-21-015881 · wf-form4_162819532820807.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,443

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:29 UTC
Lorig BrianExecutive Vice President
Exercise / conversionCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015881 · wf-form4_162819532820807.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:29 UTC
Lorig BrianExecutive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 2,345 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015881 · wf-form4_162819532820807.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:30 UTC
Higgins Bren D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,396 $346.89 $484,258.44
Disclosure

SEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 6

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,541

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:30 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,814 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 5

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 11,256 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:30 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock - Restricted Stock Units 2,814 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F5 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 11,256 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:30 UTC
Higgins Bren D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 3,488 $346.89 $1,209,952.32
Disclosure

SEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,123

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:30 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 7,035 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:30 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock - Restricted Stock Units 7,035 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015883 · wf-form4_162819537589374.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:31 UTC
Khan Ahmad A.President, Semi Proc. Control
Tax withholdingCommon Stock 1,085 $346.89 $376,375.65
Disclosure

SEC source: 0001628280-21-015884 · wf-form4_162819543375838.xml · nonDerivative · entry 6

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,570

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:31 UTC
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock 2,188 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015884 · wf-form4_162819543375838.xml · nonDerivative · entry 5

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 8,755 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:31 UTC
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock - Restricted Stock Units 2,188 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015884 · wf-form4_162819543375838.xml · nonDerivative · entry 4

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F5 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 8,755 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:31 UTC
Khan Ahmad A.President, Semi Proc. Control
Tax withholdingCommon Stock 2,713 $346.89 $941,112.57
Disclosure

SEC source: 0001628280-21-015884 · wf-form4_162819543375838.xml · nonDerivative · entry 3

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,297

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:31 UTC
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock 5,471 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015884 · wf-form4_162819543375838.xml · nonDerivative · entry 2

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:31 UTC
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock - Restricted Stock Units 5,471 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015884 · wf-form4_162819543375838.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:32 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 3,721 $346.89 $1,290,777.69
Disclosure

SEC source: 0001628280-21-015885 · wf-form4_162819549399459.xml · nonDerivative · entry 6

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,693

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:32 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 7,504 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015885 · wf-form4_162819549399459.xml · nonDerivative · entry 5

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 30,016 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:32 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock - Restricted Stock Units 7,504 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015885 · wf-form4_162819549399459.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F5 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 30,016 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:32 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 13,952 $346.89 $4,839,809.28
Disclosure

SEC source: 0001628280-21-015885 · wf-form4_162819549399459.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,910

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:32 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 28,140 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015885 · wf-form4_162819549399459.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:32 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock - Restricted Stock Units 28,140 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015885 · wf-form4_162819549399459.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F2 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:34 UTC
Donzella OresteExecutive Vice President
Tax withholdingCommon Stock 466 $346.89 $161,650.74
Disclosure

SEC source: 0001628280-21-015887 · wf-form4_162819555446469.xml · nonDerivative · entry 7

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,723

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:34 UTC
Donzella OresteExecutive Vice President
Exercise / conversionCommon Stock 938 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015887 · wf-form4_162819555446469.xml · nonDerivative · entry 6

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 3,752 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:34 UTC
Donzella OresteExecutive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 938 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015887 · wf-form4_162819555446469.xml · nonDerivative · entry 5

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F6 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 3,752 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:34 UTC
Donzella OresteExecutive Vice President
Tax withholdingCommon Stock 1,163 $346.89 $403,433.07
Disclosure

SEC source: 0001628280-21-015887 · wf-form4_162819555446469.xml · nonDerivative · entry 4

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,251

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:34 UTC
Donzella OresteExecutive Vice President
Exercise / conversionCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015887 · wf-form4_162819555446469.xml · nonDerivative · entry 3

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:34 UTC
Donzella OresteExecutive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 2,345 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015887 · wf-form4_162819555446469.xml · nonDerivative · entry 2

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:34 UTC
Donzella OresteExecutive Vice President
SaleCommon Stock 940 $347.23 $326,396.20
Disclosure

SEC source: 0001628280-21-015887 · wf-form4_162819555446469.xml · nonDerivative · entry 1

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,069

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:35 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Tax withholdingCommon Stock 310 $346.89 $107,535.90
Disclosure

SEC source: 0001628280-21-015889 · wf-form4_162819566313034.xml · nonDerivative · entry 7

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:35 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015889 · wf-form4_162819566313034.xml · nonDerivative · entry 6

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 2,502 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 20:35 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock - Restricted Stock Units 625 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-015889 · wf-form4_162819566313034.xml · nonDerivative · entry 5

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F6 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 2,502 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.