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KKR

KKR & Co. Inc.

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338
SEC CIK
0001404912
Parsed reports
334

Last 12 months

Inside the activity.

13 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026110
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2022 Filed May 31, 2022 22:16 UTC
BAE JOSEPH YDirector · Co-Chief Executive Officer
GrantCommon Stock 134,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-021358 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,716,458

F2 · kind: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

F2 · price: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

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May 31, 2022 Filed May 31, 2022 22:16 UTC
BAE JOSEPH YDirector · Co-Chief Executive Officer
Exercise / conversionCommon Stock 4,077,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-021358 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,582,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

Read SEC document
May 31, 2022 Filed May 31, 2022 22:09 UTC
KRAVIS HENRY RDirector · Co-Executive Chairman
Exercise / conversionKKR Holdings L.P. Units · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-021354 · form4.xml · derivative · entry 11

KRAVIS HENRY R · CIK 0001081714 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F2 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F2 · derivative.exercise_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F2 · derivative.expiration_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F4 · ownership.nature: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.

Read SEC document
May 31, 2022 Filed May 31, 2022 22:09 UTC
KRAVIS HENRY RDirector · Co-Executive Chairman
Exercise / conversionKKR Holdings L.P. Units · Derivative 71,849,925 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-021354 · form4.xml · derivative · entry 10

KRAVIS HENRY R · CIK 0001081714 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,849,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F2 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F2 · derivative.exercise_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F2 · derivative.expiration_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

Read SEC document
May 31, 2022 Filed May 31, 2022 22:09 UTC
KRAVIS HENRY RDirector · Co-Executive Chairman
GrantCommon Stock 49,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-021354 · form4.xml · nonDerivative · entry 5

KRAVIS HENRY R · CIK 0001081714 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,549,369

F3 · kind: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

F3 · price: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

F4 · ownership.nature: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.

Read SEC document
May 31, 2022 Filed May 31, 2022 22:09 UTC
KRAVIS HENRY RDirector · Co-Executive Chairman
Exercise / conversionCommon Stock 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-021354 · form4.xml · nonDerivative · entry 4

KRAVIS HENRY R · CIK 0001081714 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F2 · price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F4 · ownership.nature: These securities are held by a limited partnership, whose general partner is a limited liability company over which the Reporting Person has investment discretion.

Read SEC document
May 31, 2022 Filed May 31, 2022 22:09 UTC
KRAVIS HENRY RDirector · Co-Executive Chairman
GrantCommon Stock 2,364,773 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-021354 · form4.xml · nonDerivative · entry 3

KRAVIS HENRY R · CIK 0001081714 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,365,167

F3 · kind: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

F3 · price: In connection with the Mergers and in addition to the issuance of shares of New KKR as noted above, KKR Holdings L.P. merged with a subsidiary of New KKR and limited partners of KKR Holdings L.P. were issued an aggregate of 8.5 million shares of common stock of New KKR, which shares are not transferable prior to the earlier of (i) December 31, 2026 and (ii) the six-month anniversary of the first date on which the death or permanent disability of both Mr. Henry Kravis and Mr. George Roberts has occurred (or any earlier date consented to by KKR Management LLP in its sole discretion). The number of shares reported as acquired herein represents the holder's pro rata portion of the 8.5 million shares issued to the former limited partners of KKR Holdings L.P.

Read SEC document
May 31, 2022 Filed May 31, 2022 22:09 UTC
KRAVIS HENRY RDirector · Co-Executive Chairman
Exercise / conversionCommon Stock 71,849,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-021354 · form4.xml · nonDerivative · entry 2

KRAVIS HENRY R · CIK 0001081714 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F2 · price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

Read SEC document
May 27, 2022 Filed May 31, 2022 22:12 UTC
ROBERTS GEORGE RDirector · Co-Executive Chairman · 10% owner
OtherKKR Holdings L.P. Units · Derivative 535,184 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-021356 · form4.xml · derivative · entry 9

ROBERTS GEORGE R · CIK 0001081715 · Director · Co-Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 79,553,563

Underlying: Common Stock · 535,184 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · kind: Represents a distribution of common stock from an affiliate of KKR Holdings L.P. to the Reporting Person and an allocation of units of KKR Holdings L.P. to the Reporting Person, in each case, prior to the Mergers (as defined below).

F2 · derivative.exercise_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F2 · derivative.expiration_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F4 · ownership.nature: These securities are held in a trust revocable by the Reporting Person during his life. The Reporting Person is the sole beneficiary and the sole trustee of this trust.

Read SEC document
May 27, 2022 Filed May 31, 2022 22:12 UTC
ROBERTS GEORGE RDirector · Co-Executive Chairman · 10% owner
OtherCommon Stock 1,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-021356 · form4.xml · nonDerivative · entry 1

ROBERTS GEORGE R · CIK 0001081715 · Director · Co-Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,190,094

F1 · security: Represents a distribution of common stock from an affiliate of KKR Holdings L.P. to the Reporting Person and an allocation of units of KKR Holdings L.P. to the Reporting Person, in each case, prior to the Mergers (as defined below).

F1 · kind: Represents a distribution of common stock from an affiliate of KKR Holdings L.P. to the Reporting Person and an allocation of units of KKR Holdings L.P. to the Reporting Person, in each case, prior to the Mergers (as defined below).

F1 · price: Represents a distribution of common stock from an affiliate of KKR Holdings L.P. to the Reporting Person and an allocation of units of KKR Holdings L.P. to the Reporting Person, in each case, prior to the Mergers (as defined below).

F4 · ownership.nature: These securities are held in a trust revocable by the Reporting Person during his life. The Reporting Person is the sole beneficiary and the sole trustee of this trust.

Read SEC document
May 27, 2022 Filed May 31, 2022 22:09 UTC
KRAVIS HENRY RDirector · Co-Executive Chairman
OtherKKR Holdings L.P. Units · Derivative 535,185 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-021354 · form4.xml · derivative · entry 9

KRAVIS HENRY R · CIK 0001081714 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,849,925

Underlying: Common Stock · 535,185 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F1 · kind: Represents a distribution of common stock from an affiliate of KKR Holdings L.P. to the Reporting Person and an allocation of units of KKR Holdings L.P. to the Reporting Person, in each case, prior to the Mergers (as defined below).

F2 · derivative.exercise_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

F2 · derivative.expiration_date: In connection with certain mergers pursuant to a Reorganization Agreement, dated as of October 8, 2021 (the "Mergers"), on May 31, 2022 holders of common stock of KKR & Co. Inc. immediately prior to the Mergers ("Former KKR") and all holders of interests in KKR Holdings L.P. immediately prior to the Mergers received shares of the same common stock on a one-for-one basis in a new parent company for Former KKR's business ("New KKR"), following which, New KKR was renamed "KKR & Co. Inc." and Former KKR was renamed "KKR Group Co. Inc.", which is now a wholly-owned subsidiary of New KKR. Prior to the Mergers, units of KKR Holdings L.P. were exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) and with shares of Series II preferred stock of Former KKR on a one-for-one basis, which together were exchangeable for shares of common stock of Former KKR on a one-for-one basis.

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May 27, 2022 Filed May 31, 2022 22:09 UTC
KRAVIS HENRY RDirector · Co-Executive Chairman
OtherCommon Stock 1,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-021354 · form4.xml · nonDerivative · entry 1

KRAVIS HENRY R · CIK 0001081714 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,469

F1 · security: Represents a distribution of common stock from an affiliate of KKR Holdings L.P. to the Reporting Person and an allocation of units of KKR Holdings L.P. to the Reporting Person, in each case, prior to the Mergers (as defined below).

F1 · kind: Represents a distribution of common stock from an affiliate of KKR Holdings L.P. to the Reporting Person and an allocation of units of KKR Holdings L.P. to the Reporting Person, in each case, prior to the Mergers (as defined below).

F1 · price: Represents a distribution of common stock from an affiliate of KKR Holdings L.P. to the Reporting Person and an allocation of units of KKR Holdings L.P. to the Reporting Person, in each case, prior to the Mergers (as defined below).

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May 18, 2022 Filed May 20, 2022 18:01 UTC OtherKKR Group Partnership Units · Derivative 467,020 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-020125 · form4.xml · derivative · entry 1

KKR Holdings L.P · CIK 0001494555 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,259,143

Underlying: Common Stock · 467,020 shares

Expires not disclosed

F1 · security: On May 18, 2022, KKR Holdings L.P. distributed 467,020 KKR Group Partnership Units (which refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. to certain KKR employees and other persons.

F2 · derivative.exercise_price: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

F1 · kind: On May 18, 2022, KKR Holdings L.P. distributed 467,020 KKR Group Partnership Units (which refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. to certain KKR employees and other persons.

F2 · kind: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

F2 · derivative.exercise_date: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

F2 · derivative.expiration_date: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

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May 13, 2022 Filed May 31, 2022 22:09 UTC
KRAVIS HENRY RDirector · Co-Executive Chairman
GiftCommon Stock 340,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-021354 · form4.xml · nonDerivative · entry 6

KRAVIS HENRY R · CIK 0001081714 · Director · Co-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,310,000

F5 · kind: Represents the donation of 340,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 6,310,000 shares of common stock for future donations.

F5 · ownership.nature: Represents the donation of 340,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 6,310,000 shares of common stock for future donations.

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February 24, 2022 Filed Feb 26, 2022 00:43 UTC
Cohler MattDirector
PurchaseCommon Stock 4,707 $58.80 $276,771.60
Disclosure

SEC source: 0001140361-22-006865 · form4.xml · nonDerivative · entry 2

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 68,127

F2 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $58.235 to $59.105, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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February 24, 2022 Filed Feb 26, 2022 00:43 UTC
Cohler MattDirector
PurchaseCommon Stock 3,976 $57.63 $229,136.88
Disclosure

SEC source: 0001140361-22-006865 · form4.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 63,420

F1 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $57.21 to $58.20, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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February 17, 2022 Filed Feb 23, 2022 00:26 UTC
Cohler MattDirector
PurchaseCommon Stock 4,705 $59.79 $281,311.95
Disclosure

SEC source: 0001140361-22-006299 · form4.xml · nonDerivative · entry 2

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 59,444

F2 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $59.38 to $60.28, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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February 17, 2022 Filed Feb 23, 2022 00:26 UTC
Cohler MattDirector
PurchaseCommon Stock 3,600 $58.91 $212,076.00
Disclosure

SEC source: 0001140361-22-006299 · form4.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 54,739

F1 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $58.38 to $59.37, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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December 31, 2021 Filed Jan 3, 2022 22:58 UTC
Cohler MattDirector
GrantCommon Stock 2,330 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-000225 · form4.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

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December 15, 2021 Filed Dec 17, 2021 18:22 UTC OtherKKR Group Partnership Units · Derivative 12,301,588 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-042296 · form4.xml · derivative · entry 1

KKR Holdings L.P · CIK 0001494555 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,726,163

Underlying: Common Stock · 12,301,588 shares

Expires not disclosed

F1 · security: On December 15, 2021, KKR Holdings L.P. distributed 12,301,588 KKR Group Partnership Units (which refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. to certain KKR employees and other persons.

F2 · derivative.exercise_price: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

F1 · kind: On December 15, 2021, KKR Holdings L.P. distributed 12,301,588 KKR Group Partnership Units (which refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. to certain KKR employees and other persons.

F2 · kind: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

F2 · derivative.exercise_date: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

F2 · derivative.expiration_date: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

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December 14, 2021 Filed Feb 11, 2022 23:14 UTC
NUTTALL SCOTT CDirector · Co-Chief Executive Officer
GiftCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-004949 · form5.xml · nonDerivative · entry 1

NUTTALL SCOTT C · CIK 0001207606 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 150,000

F1 · kind: This Form 5 reports the donation of an aggregate of 600,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 150,000 shares of common stock for future donations.

F1 · ownership.nature: This Form 5 reports the donation of an aggregate of 600,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 150,000 shares of common stock for future donations.

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December 14, 2021 Filed Feb 11, 2022 23:13 UTC
BAE JOSEPH YDirector · Co-Chief Executive Officer
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-004947 · form5.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 350,000

F1 · kind: This Form 5 reports the donation of an aggregate of 150,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 350,000 shares of common stock for future donations.

F1 · ownership.nature: This Form 5 reports the donation of an aggregate of 150,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 350,000 shares of common stock for future donations.

Read SEC document
December 13, 2021 Filed Feb 11, 2022 23:13 UTC
BAE JOSEPH YDirector · Co-Chief Executive Officer
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-004947 · form5.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 450,000

F1 · kind: This Form 5 reports the donation of an aggregate of 150,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 350,000 shares of common stock for future donations.

F1 · ownership.nature: This Form 5 reports the donation of an aggregate of 150,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to charitable foundations in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 350,000 shares of common stock for future donations.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:07 UTC GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041249 · form4.xml · nonDerivative · entry 1

RUSSO PATRICIA F · CIK 0001023219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,458

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

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December 09, 2021 Filed Dec 10, 2021 22:07 UTC
HESS JOHN BDirector
GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041246 · form4.xml · nonDerivative · entry 1

HESS JOHN B · CIK 0001087997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,458

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

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December 09, 2021 Filed Dec 10, 2021 22:08 UTC GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041251 · form4.xml · nonDerivative · entry 1

SCHOEWE THOMAS M · CIK 0001161375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,058

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

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December 09, 2021 Filed Dec 10, 2021 22:08 UTC
Spiegel EvanDirector
GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041252 · form4.xml · nonDerivative · entry 1

Spiegel Evan · CIK 0001699293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,479

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

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December 09, 2021 Filed Dec 10, 2021 22:08 UTC
NUTTALL SCOTT CDirector · Co-Chief Executive Officer
GrantRestricted Holdings Units · Derivative 7,500,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041253 · form4.xml · derivative · entry 1

NUTTALL SCOTT C · CIK 0001207606 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500,000

Underlying: Common Stock · 7,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

F1 · kind: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

F1 · derivative.exercise_date: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

F1 · derivative.expiration_date: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

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December 09, 2021 Filed Dec 10, 2021 22:08 UTC
BAE JOSEPH YDirector · Co-Chief Executive Officer
GrantRestricted Holdings Units · Derivative 7,500,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041254 · form4.xml · derivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500,000

Underlying: Common Stock · 7,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

F1 · kind: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

F1 · derivative.exercise_date: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

F1 · derivative.expiration_date: Represents a grant of restricted holdings units from the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan, which are subject to market price and cliff service vesting conditions based on average prices of common stock ranging from $95.80 to $135.80 and the holder's continued service to December 31, 2026, subject to exceptions (including continued service if the market price vesting conditions are satisfied between December 31, 2026 and December 31, 2028). Upon vesting, subject to certain conditions, the holder may exchange one restricted holdings unit for one share of common stock of KKR & Co. Inc. Restricted holding units that have not vested by December 31, 2028 will be forfeited.

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December 09, 2021 Filed Dec 10, 2021 22:07 UTC GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041250 · form4.xml · nonDerivative · entry 1

SCULLY ROBERT W · CIK 0001352881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,458

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:07 UTC GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041248 · form4.xml · nonDerivative · entry 1

NIEL XAVIER BRUNO · CIK 0001733064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,872

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc

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December 09, 2021 Filed Dec 10, 2021 22:07 UTC GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041245 · form4.xml · nonDerivative · entry 1

Gutierrez Arturo · CIK 0001849222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,379

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:07 UTC GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041247 · form4.xml · nonDerivative · entry 1

HOLMES DANE E · CIK 0001724955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,379

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:07 UTC GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041244 · form4.xml · nonDerivative · entry 1

Dillon Mary N · CIK 0001340358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,984

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:07 UTC GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041243 · form4.xml · nonDerivative · entry 1

GRUNDFEST JOSEPH · CIK 0001206103 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 85,458

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

F2 · ownership.nature: These securities are held by the Reporting Person's living trust.

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December 09, 2021 Filed Dec 10, 2021 22:07 UTC GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041242 · form4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,264

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

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November 23, 2021 Filed Feb 11, 2022 23:12 UTC
KRAVIS HENRY RDirector · Co-Executive Chairman · 10% owner
GiftCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-004946 · form5.xml · nonDerivative · entry 1

KRAVIS HENRY R · CIK 0001081714 · Director · Co-Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,650,000

F1 · kind: This Form 5 reports the donation of 350,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 6,650,000 shares of common stock for future donations.

F1 · ownership.nature: This Form 5 reports the donation of 350,000 shares of common stock of KKR & Co. Inc. by a limited partnership (the "Partnership"), which is an entity controlled by the Reporting Person, to a charitable foundation in which the Reporting Person has no pecuniary interest. As previously reported on a Form 4 filed on May 18, 2018, these shares of common stock were being held by the Partnership solely for purposes of charitable donations, and the Partnership continues to hold the remaining 6,650,000 shares of common stock for future donations.

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November 03, 2021 Filed Nov 5, 2021 23:02 UTC
ROBERTS GEORGE RDirector · Co-Executive Chairman · 10% owner
SaleCommon Stock 4,667,166 $82.25 $383,874,403.50
Disclosure

SEC source: 0001140361-21-036885 · form4.xml · nonDerivative · entry 1

ROBERTS GEORGE R · CIK 0001081715 · Director · Co-Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: This form does not report a sale of shares made personally by Henry Kravis or George Roberts. Instead this form reports the sale of shares held by KKR-managed investment vehicles that are required to be liquidated, and all proceeds of the sale other than remuneration to KKR were distributed to third party investors. We believe that approximately 3 million shares were hedged by third party investors. None of the shares sold were part of the personal investment portfolios of Henry Kravis, George Roberts or any other executive officer of KKR.

F2 · ownership.nature: Represents shares of common stock held by KKR MIF Fund Holdings L.P. and KKR Reference Fund Investments L.P. KKR IFI GP L.P. is the general partner of KKR Reference Fund Investments L.P. and the general partner of KKR Index Fund Investments L.P., which is the sole shareholder of KKR MIF Carry Limited, which is the general partner of KKR MIF Carry Holdings L.P., which is the general partner of KKR MIF Fund Holdings L.P. The general partner of KKR IFI GP L.P. is KKR IFI Limited. The sole shareholder of KKR IFI Limited is KKR Group Partnership L.P. The general partner of KKR Group Partnership L.P. is KKR Group Holdings Corp. (Continued in footnote 4)

F3 · ownership.nature: (Continued from footnote 3) The sole shareholder of KKR Group Holdings Corp. is KKR & Co. Inc. The Series I preferred stockholder of KKR & Co. Inc. is KKR Management LLP. In his capacity as a founding partner of KKR Management LLP, the Reporting Person may be deemed to be a beneficial owner of the securities held by KKR MIF Fund Holdings, L.P. and KKR Reference Fund Investments L.P.

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November 03, 2021 Filed Nov 5, 2021 23:01 UTC
KRAVIS HENRY RDirector · Executive Co-Chairman · 10% owner
SaleCommon Stock 4,667,166 $82.25 $383,874,403.50
Disclosure

SEC source: 0001140361-21-036884 · form4.xml · nonDerivative · entry 1

KRAVIS HENRY R · CIK 0001081714 · Director · Executive Co-Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: This form does not report a sale of shares made personally by Henry Kravis or George Roberts. Instead this form reports the sale of shares held by KKR-managed investment vehicles that are required to be liquidated, and all proceeds of the sale other than remuneration to KKR were distributed to third party investors. We believe that approximately 3 million shares were hedged by third party investors. None of the shares sold were part of the personal investment portfolios of Henry Kravis, George Roberts or any other executive officer of KKR.

F2 · ownership.nature: Represents shares of common stock held by KKR MIF Fund Holdings L.P. and KKR Reference Fund Investments L.P. KKR IFI GP L.P. is the general partner of KKR Reference Fund Investments L.P. and the general partner of KKR Index Fund Investments L.P., which is the sole shareholder of KKR MIF Carry Limited, which is the general partner of KKR MIF Carry Holdings L.P., which is the general partner of KKR MIF Fund Holdings L.P. The general partner of KKR IFI GP L.P. is KKR IFI Limited. The sole shareholder of KKR IFI Limited is KKR Group Partnership L.P. The general partner of KKR Group Partnership L.P. is KKR Group Holdings Corp. (Continued in footnote 4)

F3 · ownership.nature: (Continued from footnote 3) The sole shareholder of KKR Group Holdings Corp. is KKR & Co. Inc. The Series I preferred stockholder of KKR & Co. Inc. is KKR Management LLP. In his capacity as a founding partner of KKR Management LLP, the Reporting Person may be deemed to be a beneficial owner of the securities held by KKR MIF Fund Holdings, L.P. and KKR Reference Fund Investments L.P.

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October 08, 2021 Filed Oct 12, 2021 10:06 UTC
NUTTALL SCOTT CDirector · Co-Chief Executive Officer
OtherKKR Holdings L.P. Units · Derivative 1,150,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-034262 · form4.xml · derivative · entry 1

NUTTALL SCOTT C · CIK 0001207606 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,912,621

Underlying: Common Stock · 1,150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · kind: Following a consent of the board of directors of KKR & Co. Inc. to the allocation of units of KKR Holdings L.P. to the Reporting Person, units of KKR Holdings L.P. were granted to the Reporting Person on October 8, 2021. Of these units, 70% are vested and the remaining 30% will vest on October 1, 2022, subject to the Reporting Person's continued service through the vesting date. This grant does not change the number of shares of common stock of KKR & Co. Inc. on a fully-diluted basis.

F2 · shares: Following a consent of the board of directors of KKR & Co. Inc. to the allocation of units of KKR Holdings L.P. to the Reporting Person, units of KKR Holdings L.P. were granted to the Reporting Person on October 8, 2021. Of these units, 70% are vested and the remaining 30% will vest on October 1, 2022, subject to the Reporting Person's continued service through the vesting date. This grant does not change the number of shares of common stock of KKR & Co. Inc. on a fully-diluted basis.

F1 · derivative.exercise_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F1 · derivative.expiration_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · derivative.underlying_shares: Following a consent of the board of directors of KKR & Co. Inc. to the allocation of units of KKR Holdings L.P. to the Reporting Person, units of KKR Holdings L.P. were granted to the Reporting Person on October 8, 2021. Of these units, 70% are vested and the remaining 30% will vest on October 1, 2022, subject to the Reporting Person's continued service through the vesting date. This grant does not change the number of shares of common stock of KKR & Co. Inc. on a fully-diluted basis.

Read SEC document
October 08, 2021 Filed Oct 12, 2021 10:05 UTC
BAE JOSEPH YDirector · Co-Chief Executive Officer
OtherKKR Holdings L.P. Units · Derivative 1,150,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-034260 · form4.xml · derivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077,500

Underlying: Common Stock · 1,150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · kind: Following a consent of the board of directors of KKR & Co. Inc. to the allocation of units of KKR Holdings L.P. to the Reporting Person, units of KKR Holdings L.P. were granted to the Reporting Person on October 8, 2021. Of these units, 70% are vested and the remaining 30% will vest on October 1, 2022, subject to the Reporting Person's continued service through the vesting date. This grant does not change the number of shares of common stock of KKR & Co. Inc. on a fully-diluted basis.

F2 · shares: Following a consent of the board of directors of KKR & Co. Inc. to the allocation of units of KKR Holdings L.P. to the Reporting Person, units of KKR Holdings L.P. were granted to the Reporting Person on October 8, 2021. Of these units, 70% are vested and the remaining 30% will vest on October 1, 2022, subject to the Reporting Person's continued service through the vesting date. This grant does not change the number of shares of common stock of KKR & Co. Inc. on a fully-diluted basis.

F1 · derivative.exercise_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F1 · derivative.expiration_date: Pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission ("SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018, units of KKR Holdings L.P. are exchangeable for KKR Group Partnership Units (which term refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. on a one-for-one basis, and KKR Group Partnership Units and shares of Series II preferred stock are exchangeable for shares of common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · derivative.underlying_shares: Following a consent of the board of directors of KKR & Co. Inc. to the allocation of units of KKR Holdings L.P. to the Reporting Person, units of KKR Holdings L.P. were granted to the Reporting Person on October 8, 2021. Of these units, 70% are vested and the remaining 30% will vest on October 1, 2022, subject to the Reporting Person's continued service through the vesting date. This grant does not change the number of shares of common stock of KKR & Co. Inc. on a fully-diluted basis.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 22:00 UTC
NUTTALL SCOTT CDirector · Co-President & Co-COO
Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-033491 · form4.xml · derivative · entry 6

NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

F1 · derivative.exercise_date: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

F1 · derivative.expiration_date: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 22:00 UTC
NUTTALL SCOTT CDirector · Co-President & Co-COO
Tax withholdingCommon Stock 215,175 $60.88 $13,099,854.00
Disclosure

SEC source: 0001140361-21-033491 · form4.xml · nonDerivative · entry 2

NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,355,171

Read SEC document
October 01, 2021 Filed Oct 4, 2021 22:00 UTC
NUTTALL SCOTT CDirector · Co-President & Co-COO
Exercise / conversionCommon Stock 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-033491 · form4.xml · nonDerivative · entry 1

NUTTALL SCOTT C · CIK 0001207606 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 22:01 UTC
BAE JOSEPH YDirector · Co-President & Co-COO
Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-033492 · form4.xml · derivative · entry 6

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

F1 · derivative.exercise_date: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

F1 · derivative.expiration_date: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 22:01 UTC
BAE JOSEPH YDirector · Co-President & Co-COO
Tax withholdingCommon Stock 215,175 $60.88 $13,099,854.00
Disclosure

SEC source: 0001140361-21-033492 · form4.xml · nonDerivative · entry 2

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,504,757

Read SEC document
October 01, 2021 Filed Oct 4, 2021 22:01 UTC
BAE JOSEPH YDirector · Co-President & Co-COO
Exercise / conversionCommon Stock 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-033492 · form4.xml · nonDerivative · entry 1

BAE JOSEPH Y · CIK 0001208917 · Director · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,719,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 19:43 UTC OtherCommon Stock 2,677 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-030422 · form4.xml · nonDerivative · entry 1

KKR Holdings L.P · CIK 0001494555 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: KKR Holdings L.P. completed an internal restructuring whereby 2,677 shares of Common Stock of KKR & Co. Inc. and certain other assets held by KKR Holdings L.P. were contributed into a newly formed limited partnership, whose limited partnership interests were distributed pro rata to the limited partners of KKR Holdings L.P.

F1 · price: KKR Holdings L.P. completed an internal restructuring whereby 2,677 shares of Common Stock of KKR & Co. Inc. and certain other assets held by KKR Holdings L.P. were contributed into a newly formed limited partnership, whose limited partnership interests were distributed pro rata to the limited partners of KKR Holdings L.P.

F1 · ownership.nature: KKR Holdings L.P. completed an internal restructuring whereby 2,677 shares of Common Stock of KKR & Co. Inc. and certain other assets held by KKR Holdings L.P. were contributed into a newly formed limited partnership, whose limited partnership interests were distributed pro rata to the limited partners of KKR Holdings L.P.

Read SEC document
June 16, 2021 Filed Jun 18, 2021 01:00 UTC GrantCommon Stock 785 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-021514 · form4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
May 19, 2021 Filed May 21, 2021 18:00 UTC OtherKKR Group Partnership Units · Derivative 2,339,961 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-018420 · form4.xml · derivative · entry 1

KKR Holdings L.P · CIK 0001494555 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,027,751

Underlying: Common Stock · 2,339,961 shares

Expires not disclosed

F1 · security: On May 19, 2021, KKR Holdings L.P. distributed 2,339,961 KKR Group Partnership Units (which refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. to certain KKR employees and other persons.

F2 · derivative.exercise_price: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

F1 · kind: On May 19, 2021, KKR Holdings L.P. distributed 2,339,961 KKR Group Partnership Units (which refers to Class A partner interests in KKR Group Partnership L.P.) along with shares of Series II preferred stock of KKR & Co. Inc. to certain KKR employees and other persons.

F2 · kind: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

F2 · derivative.exercise_date: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

F2 · derivative.expiration_date: These KKR Group Partnership Units together with shares of Series II preferred stock were exchanged by those employees and other persons for shares of common stock of KKR & Co. Inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in KKR & Co. Inc.'s prospectus dated September 21, 2011, filed with the Securities and Exchange Commission (the "SEC") on September 23, 2011, as amended by a post-effective amendment filed with the SEC on July 2, 2018. As a result, KKR & Co. Inc.'s percentage ownership in KKR Group Partnership L.P. increased, and KKR Holdings L.P.'s percentage ownership in KKR Group Partnership L.P. decreased.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.