KINS

SEC source: 0001654954-19-006006 · section16.xml · nonDerivative · entry 1

THATCHER DALE A · CIK 0001208250 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,803

F1 · balance_after: Includes 2,795 shares received as director fees. Vests to the extent of 265 shares on each of August 9, 2019 and 2020, 667 shares vest on each of January 16, 2019 and 2020 and 666 shares on January 16, 2021.

F2 · balance_after: Includes 35,715 shares received as compensation, which vests to the extent of 11,905 shares on each March 14, 2019, 2020, and 2021.

F3 · balance_after: Includes 42,230 shares received as compensation, which vests to the extent of 14,077 shares on each of January 2, 2020 and 2021 and 14,076 shares January 2, 2022.

SEC source: 0001654954-19-006004 · section16.xml · nonDerivative · entry 2

Tupper Floyd R · CIK 0001610926 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Trust

Disclosed balance after: 4,675

SEC source: 0001654954-19-006004 · section16.xml · nonDerivative · entry 1

Tupper Floyd R · CIK 0001610926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,404

F1 · balance_after: Includes 7,586 shares received as director fees. Vests to the extent of 1,333 shares on January 4, 2019 and 666 shares on January 4, 2020, 667 shares on each January 16, 2019, 2020, and 666 shares on January 16, 2021, and finally 2,253 shares on December 31, 2019.

SEC source: 0001567619-19-023250 · doc1.xml · nonDerivative · entry 1

MCFADDEN TIMOTHY P · CIK 0001748503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,048

F1 · balance_after: Includes 795 shares received as director fees. Vests to the extent of 265 shares on each August 8, 2019, 2020 and 2021.

F2 · balance_after: Includes 2,253 shares received as director fees. Vests to the extent of 2,253 shares on December 31, 2019.

SEC source: 0001654954-19-004886 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,958

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 3,506 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017, 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installment beginning April 10, 2020.

SEC source: 0001654954-19-004362 · section16.xml · nonDerivative · entry 1

Walden Benjamin · CIK 0001594512 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,369

F1 · shares: Received as compensation and vests to the extent of 3,280 shares on each of April 10, 2020, 2021, and 2022.

F1 · price: Received as compensation and vests to the extent of 3,280 shares on each of April 10, 2020, 2021, and 2022.

F2 · balance_after: Includes 11,529 shares received pursuant to restricted stock grants. Of such shares 6,000 shares vest in 36 as nearly equal as possible monthly installments beginning on March 23, 2017 and 5,529 shares vest in three installments of 1,843 shares each beginning on February 22, 2019.

SEC source: 0001654954-19-004340 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,050

F1 · shares: Received as compensation and vests to the extent of 3,645 shares on April 10, 2020 and 3,644 shares on each of April 10, 2021 and 2022.

F1 · price: Received as compensation and vests to the extent of 3,645 shares on April 10, 2020 and 3,644 shares on each of April 10, 2021 and 2022.

F2 · balance_after: Includes 16,983 shares received pursuant to restricted stock grants. Of the 16,983 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019.

SEC source: 0001654954-19-003405 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,117

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 16,983 shares received pursuant to restricted stock grants (less 3,414 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 16,983 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019.

SEC source: 0001654954-19-002898 · section16.xml · nonDerivative · entry 1

THATCHER DALE A · CIK 0001208250 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,803

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 2,795 shares received as director fees. Vests to the extent of 265 shares on each of August 9, 2019 and 2020, 667 shares vest on each of January 16, 2019 and 2020 and 666 shares on January 16, 2021.

F3 · balance_after: Includes 35,715 shares received as compensation (less 3,937 shares withheld from vested stock grant to pay the associated withholding taxes). The 35,715 shares vest to the extent of 11,905 shares on each March 14, 2019, 2020, and 2021.

F4 · balance_after: Includes 42,230 shares received as compensation, which vests to the extent of 14,077 shares on each of January 2, 2020 and 2021 and 14,076 shares January 2, 2022.

SEC source: 0001654954-19-001947 · section16.xml · nonDerivative · entry 2

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,223

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F3 · balance_after: Includes 16,983 shares received pursuant to restricted stock grants (less 3,308 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 16,983 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019.

SEC source: 0001654954-19-001954 · section16.xml · nonDerivative · entry 1

Walden Benjamin · CIK 0001594512 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,802

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 11,529 shares received pursuant to restricted stock grants (less 727 shares withheld from vested stock grants to pay the associated withholding taxes). Of such shares 6,000 shares vest in 36 as nearly equal as possible monthly installments beginning on March 23, 2017 and 5,529 shares vest in three installments of 1,843 shares each beginning on February 22, 2019.

SEC source: 0001654954-19-001947 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,332

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 16,983 shares received pursuant to restricted stock grants (less 3,199 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 16,983 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019.

SEC source: 0001567619-20-006030 · doc1.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,990

F1 · price: Charitable gift to UJA Federation.

SEC source: 0001654954-19-000791 · section16.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,926

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.84 inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000744 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,250

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 16,983 shares received pursuant to restricted stock grants (less 2,281 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 16,983 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019.

SEC source: 0001654954-19-000704 · section16.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,956

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

SEC source: 0001654954-19-000613 · section16.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,980

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.02, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000613 · section16.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,297

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.02, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000531 · section16.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,751

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.18, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000531 · section16.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,656

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.16 to $16.42, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000435 · section16.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,812

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.30 to $16.70, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000435 · section16.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,012

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.50 to $17.15, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000305 · section16.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,529

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.30, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000305 · section16.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,949

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.01 to $17.30, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000239 · section16.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,149

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.02 to $17.40, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000239 · section16.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,306

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.19 to $17.45, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000122 · section16.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,360

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.01 to $17.69, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-000135 · section16.xml · nonDerivative · entry 1

HAFT JAY M · CIK 0001138558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,676

F1 · price: Received as director fees. Vests to the extent of 2,253 shares on December 31, 2019.

F2 · balance_after: Includes 7,586 shares received as director fees. Vests to the extent of 1,333 shares on January 4, 2019, 666 shares on January 4, 2020, 667 shares on each of January 16, 2019 and 2020 and 666 shares on January 16, 2021, and 2,253 shares on December 31, 2019.

SEC source: 0001654954-19-000132 · section16.xml · nonDerivative · entry 1

MCFADDEN TIMOTHY P · CIK 0001748503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

F1 · price: Received as director fees. Vests to the extent of 2,253 shares on December 31, 2019.

F2 · balance_after: Includes 3,048 shares received as directors fees. Vests to the extent of 265 shares on each of August 8, 2019, August 8, 2020, and August 8, 2021 and 2,253 shares on December 31, 2019.

SEC source: 0001654954-19-000129 · section16.xml · nonDerivative · entry 1

D'Andre Carla · CIK 0001706628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,903

F1 · price: Received as director fees. Vests to the extent of 2,253 shares on December 31, 2019.

F2 · balance_after: Includes 5,503 shares received as director fees. Vests to the extent of 417 shares on each of May 15, 2018 and 2019, 416 shares on May 15, 2020, 667 shares on each of January 16, 2019 and 2020 and 666 shares on January 16, 2021. 2,253 shares on December 31, 2019.

SEC source: 0001654954-19-000128 · section16.xml · nonDerivative · entry 1

Yankus William L · CIK 0001671006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,753

F1 · price: Received as director fees. Vests to the extent of 2,253 shares on December 31, 2019.

F2 · balance_after: Includes 7,753 shares received as director fees. Vests to the extent of 500 shares on March 29, 2019, 667 shares on January 4, 2019, 666 shares on January 4, 2020, 667 shares on each of January 16, 2019 and 2020 and 666 shares on January 16, 2021. 2,253 shares on December 31, 2019.

SEC source: 0001654954-19-000127 · section16.xml · nonDerivative · entry 1

Tupper Floyd R · CIK 0001610926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,404

F1 · price: Received as director fees. Vests to the extent of 2,253 shares on December 31, 2019.

F2 · balance_after: Includes 7,586 shares received as director fees. Vests to the extent of 1,333 shares on January 4, 2019 and 666 shares on January 4, 2020. 667 shares on each of January 16 2019 and 2020 and 666 shares on January 16, 2021. 2,253 shares on December 31, 2019.

SEC source: 0001654954-19-000125 · section16.xml · nonDerivative · entry 1

THATCHER DALE A · CIK 0001208250 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,740

F1 · price: Received as compensation. Vests to the extent of 14,077 shares on January 2, 2020 and 2021 and 14,076 shares will vest on January 2, 2021.

F2 · balance_after: Includes 2,795 shares received as director fees. Vests to the extent of 265 shares on each of August 9, 2019 and 2020, 667 shares vest on each of January 16, 2019 and 2020 and 666 shares on January 16, 2021.

F3 · balance_after: Includes 35,715 shares received as compensation, which vests to the extent of 11,905 shares on each March 14, 2019, 2020, and 2021.

F4 · balance_after: Includes 42,230 shares received as compensation, which vests to the extent of 14,077 shares on each of January 2, 2020 and 2021 and 14,076 shares January 2, 2022.

SEC source: 0001654954-19-000122 · section16.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,460

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.32 to $18.00, inclusive. The reporting person undertakes to provide to Kingstone Companies, Inc., any security holder of Kingstone Companies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range of prices.

SEC source: 0001654954-19-001228 · section16.xml · nonDerivative · entry 7

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,212

F7 · price: Charitable gift to the University of Buffalo Foundation.

SEC source: 0001654954-19-001228 · section16.xml · nonDerivative · entry 6

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,212

F6 · price: Gift to family member.

SEC source: 0001654954-18-014284 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,360

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 16,983 shares received pursuant to restricted stock grants (less 2,171 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 16,983 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019.

SEC source: 0001654954-18-013532 · section16.xml · nonDerivative · entry 1

Yankus William L · CIK 0001671006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · balance_after: Includes 5,500 shares received as director fees. Vests to the extent of 500 shares on each of March 29, 2017, 2018 and 2019, 667 shares on each of January 4, 2018 and 2019, 666 shares on January 4, 2020, 667 shares on each of January 16, 2019 and 2020 and 666 shares on January 16, 2021.

SEC source: 0001654954-18-013190 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,452

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 16,983 shares received pursuant to restricted stock grants (less 2,079 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 16,983 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019.

SEC source: 0001654954-18-012797 · section16.xml · derivative · entry 2

Walden Benjamin · CIK 0001594512 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable to the extent of 2,500 shares on December 16, 2016

SEC source: 0001654954-18-012797 · section16.xml · nonDerivative · entry 1

Walden Benjamin · CIK 0001594512 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 11,529 shares received pursuant to restricted stock grants. Of such shares 6,000 shares vest in 36 as nearly equal as possible monthly installments beginning on March 23, 2017 and 5,529 shares vest in three installments of 1,843 shares each beginning on February 22, 2019.

SEC source: 0001654954-18-012681 · section16.xml · nonDerivative · entry 1

MCFADDEN TIMOTHY P · CIK 0001748503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,795

F1 · balance_after: Includes 795 shares received as directors fees. Vests to the extent of 265 shares on each of August 8, 2019, August 8, 2020, and August 8, 2021.

SEC source: 0001654954-18-011994 · section16.xml · derivative · entry 5

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2019-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is exercisable to the extent of 62,500 shares on each of August 12, 2016 and 2017.

SEC source: 0001654954-18-011994 · section16.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,212

SEC source: 0001654954-18-011994 · section16.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB, CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001654954-19-001228 · section16.xml · nonDerivative · entry 5

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,212

F5 · price: Gift to family member.

SEC source: 0001654954-18-011511 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,544

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 16,983 shares received pursuant to restricted stock grants (less 1,987 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 16,983 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019.

SEC source: 0001654954-19-001228 · section16.xml · nonDerivative · entry 4

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,212

F4 · price: Charitable gift to the University of Buffalo Foundation.

SEC source: 0001654954-19-001228 · section16.xml · nonDerivative · entry 3

GOLDSTEIN BARRY · CIK 0001023338 · Director · COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,212

F3 · price: Gift to family member.

SEC source: 0001654954-18-010460 · section16.xml · nonDerivative · entry 2

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,636

F2 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F3 · balance_after: Includes 16,983 shares received pursuant to restricted stock grants (less 1,895 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 16,983 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019.