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Nasdaq · USD

KINS

KINGSTONE COMPANIES, INC.

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6012
SEC CIK
0000033992
Parsed reports
266

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 10, 2020 Filed Apr 14, 2020 21:00 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 1,205 $5.21 $6,278.05
Disclosure

SEC source: 0001567619-20-007943 · doc1.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,868

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 17,916 shares received pursuant to restricted stock grants (less 3,037 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 17,916 shares, 6,983 shares vest in three as nearly equal as possible annual installments beginning on February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

Read SEC document
April 10, 2020 Filed Apr 15, 2020 20:30 UTC
Swartz Richard JasonChief Accounting Officer
Tax withholdingCommon Stock 247 $5.21 $1,286.87
Disclosure

SEC source: 0001567619-20-007995 · doc1.xml · nonDerivative · entry 1

Swartz Richard Jason · CIK 0001809647 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 1,695 shares received pursuant to a restricted stock grant (less 247 shares withheld from vested stock grant to pay associated withholding taxes). Such 1,695 shares vest in three annual installments of 565 shares each beginning on April 10, 2020.

Read SEC document
April 10, 2020 Filed Sep 22, 2020 21:03 UTC Amendment
Swartz Richard JasonChief Accounting Officer
Tax withholdingCommon Stock 247 $5.21 $1,286.87
Disclosure

SEC source: 0001567619-20-016982 · doc1.xml · nonDerivative · entry 1

Swartz Richard Jason · CIK 0001809647 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,743

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: This amended Form 4 is being filed to correct the number of shares of common stock held by the Reporting Person pursuant to unvested restricted stock grants.

F3 · balance_after: Includes 2,415 shares received pursuant to unvested restricted stock grants. Of such 2,415 shares, 393 shares vest on August 9, 2020, 892 shares vest in two annual installments of 446 shares each beginning on August 8, 2020 and 1,130 shares vest in two annual installments of 565 shares each beginning on April 10, 2021.

Read SEC document
March 18, 2020 Filed Mar 18, 2020 19:25 UTC PurchaseCommon Stock 330 $4.68 $1,544.40
Disclosure

SEC source: 0001567619-20-006675 · doc1.xml · nonDerivative · entry 3

Tupper Floyd R · CIK 0001610926 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Spouse

Disclosed balance after: 32,395

Read SEC document
February 23, 2020 Filed Feb 26, 2020 22:42 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 125 $7.20 $900.00
Disclosure

SEC source: 0001654954-20-001959 · section16.xml · nonDerivative · entry 2

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,073

F3 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F4 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 5,391 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 22:42 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 914 $7.20 $6,580.80
Disclosure

SEC source: 0001654954-20-001959 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,198

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 5,266 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 22:27 UTC
Walden BenjaminEVP+Chief Actuary-Kingstone In
GrantOption · Derivative 19,207 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001567619-20-002591 · doc1.xml · derivative · entry 3

Walden Benjamin · CIK 0001594512 · EVP+Chief Actuary-Kingstone In

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,207

Underlying: Common Stock · 19,207 shares

Expires 2025-02-07

Read SEC document
January 27, 2020 Filed Jan 27, 2020 18:22 UTC
BRODSKY VICTOR JChief Financial Officer
GrantStock Option · Derivative 26,064 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001654954-20-000767 · section16.xml · derivative · entry 2

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,064

Underlying: Common Stock · 26,064 shares

Expires 2025-01-27

Read SEC document
January 23, 2020 Filed Jan 27, 2020 18:22 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 94 $8.12 $763.28
Disclosure

SEC source: 0001654954-20-000767 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,112

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 4,352 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

Read SEC document
January 03, 2020 Filed Jan 3, 2020 21:43 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
GrantCommon Stock 174,622 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000376 · doc1.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,512

F1 · price: Received pursuant to employment agreement. Vests to the extent of 58,208 shares on January 3, 2021 and 58,207 shares on each of January 3, 2022 and December 31, 2022.

F2 · balance_after: Includes 174,622 shares received pursuant to employment agreement. Vests to the extent of 58,208 shares on January 3, 2021 and 58,207 shares on each of January 3, 2022 and December 31, 2022.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:39 UTC GrantCommon Stock 5,038 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000542 · doc1.xml · nonDerivative · entry 1

Yankus William L · CIK 0001671006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,791

F1 · price: Received as director fees. Vests on January 3, 2021.

F2 · balance_after: Includes 7,038 unvested shares received as director fees. Vests to the extent of 666 shares on January 4, 2020, 667 shares on each of January 16, 2020 and 2021, and 5,038 shares on January 3, 2021.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 22:03 UTC GrantCommon Stock 5,038 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000591 · doc1.xml · nonDerivative · entry 1

D'Andre Carla · CIK 0001706628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,941

F1 · price: Received as director fees. Vests on January 3, 2021.

F2 · balance_after: Includes 6,787 unvested shares received as director fees. Vests to the extent of 416 shares on May 15, 2020, 667 shares on January 16, 2020, 666 shares on January 16, 2021, and 5,038 shares on January 3, 2021.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:42 UTC GrantCommon Stock 5,038 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000548 · doc1.xml · nonDerivative · entry 1

Tupper Floyd R · CIK 0001610926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,542

F1 · price: Received as director fees. Vests on January 3, 2021.

F2 · balance_after: Includes 7,037 unvested shares received as director fees. Vests to the extent of 666 shares on January 4, 2020, 667 shares on January 16, 2020, 666 shares on January 16, 2021, and 5,038 shares on January 3, 2021.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:54 UTC
HAFT JAY MDirector
GrantCommon Stock 5,038 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000716 · doc1.xml · nonDerivative · entry 1

HAFT JAY M · CIK 0001138558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,714

F1 · price: Received as director fees. Vests on January 3, 2021.

F2 · balance_after: Includes 7,037 unvested shares received as director fees. Vests to the extent of 666 shares on January 4, 2020, 667 shares on January 16, 2020, 666 shares on January 16, 2021, and 5,038 shares on January 3, 2021.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:31 UTC GrantCommon Stock 5,038 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000706 · doc1.xml · nonDerivative · entry 1

MCFADDEN TIMOTHY P · CIK 0001748503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,086

F1 · price: Received as director fees. Vests on January 3, 2021.

F2 · balance_after: Includes 5,568 unvested shares received as director fees. Vests to the extent of 265 shares on each of August 8, 2020 and 2021, and 5,038 shares on January 3, 2021.

Read SEC document
January 03, 2020 Filed Mar 10, 2020 20:51 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
GiftCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-006035 · doc1.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,612

F1 · price: Gift to family member.

Read SEC document
January 03, 2020 Filed Jun 26, 2020 20:30 UTC Amendment
GOLDSTEIN BARRYDirector · President, COB and CEO
GiftCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-012623 · doc1.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,712

F1 · price: Gift to family member.

F2 · balance_after: Includes 174,622 shares received pursuant to employment agreement. Vests to the extent of 58,208 shares on January 3, 2021 and 58,207 shares on each of January 3, 2022 and December 31, 2022.

F3 · balance_after: Amount of Securities Beneficially Owned Following Reported Transaction gives effect to gifts of an aggregate of 28,900 shares made in 2018 and timely reported on Form 5 on February 8, 2019 but not deducted on subsequent Forms 4 in calculating Amount of Securities Beneficially Owned Following Reported Transaction on such forms.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 16:38 UTC PurchaseCommon Stock 605 $7.50 $4,537.50
Disclosure

SEC source: 0001567619-19-023746 · doc1.xml · nonDerivative · entry 3

Tupper Floyd R · CIK 0001610926 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Spouse

Disclosed balance after: 32,065

Read SEC document
December 30, 2019 Filed Dec 31, 2019 16:38 UTC PurchaseCommon Stock 100 $7.48 $748.00
Disclosure

SEC source: 0001567619-19-023746 · doc1.xml · nonDerivative · entry 1

Tupper Floyd R · CIK 0001610926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,504

F1 · balance_after: Includes 7,586 shares received as director fees. Vests to the extent of 1,334 shares on January 4, 2018, 1,333 shares on January 4, 2019, 666 shares on January 4, 2020, 667 shares on each of January 16, 2019 and 2020, 666 shares on January 16, 2021, and 2,253 shares on December 31, 2019.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 18:45 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 94 $7.25 $681.50
Disclosure

SEC source: 0001654954-19-014222 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,206

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 4,258 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

Read SEC document
December 18, 2019 Filed Dec 18, 2019 22:23 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
PurchaseCommon Stock 5,258 $7.02 $36,911.16
Disclosure

SEC source: 0001567619-19-023367 · doc1.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,890

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:29 UTC PurchaseCommon Stock 1,000 $7.62 $7,620.00
Disclosure

SEC source: 0001567619-19-023254 · doc1.xml · nonDerivative · entry 1

MCFADDEN TIMOTHY P · CIK 0001748503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,048

F1 · balance_after: Includes 795 shares received as director fees. Vests to the extent of 265 shares on each of August 8, 2019, 2020 and 2021.

F2 · balance_after: Includes 2,253 shares received as director fees. Vests to the extent of 2,253 shares on December 31, 2019.

Read SEC document
November 23, 2019 Filed Nov 26, 2019 21:08 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 94 $7.69 $722.86
Disclosure

SEC source: 0001654954-19-013399 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,300

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 4,164 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 21:38 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
PurchaseCommon Stock 3,000 $7.91 $23,730.00
Disclosure

SEC source: 0001567619-19-021961 · doc1.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Trust

Disclosed balance after: 15,000

Read SEC document
November 15, 2019 Filed Nov 15, 2019 21:46 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
PurchaseCommon Stock 1,756 $7.71 $13,538.76
Disclosure

SEC source: 0001567619-19-021706 · doc1.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,632

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:46 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
PurchaseCommon Stock 3,000 $7.92 $23,760.00
Disclosure

SEC source: 0001567619-19-021706 · doc1.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,876

Read SEC document
October 23, 2019 Filed Oct 25, 2019 19:38 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 94 $8.18 $768.92
Disclosure

SEC source: 0001654954-19-012001 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,394

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 4,070 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 20:39 UTC GrantStock Option · Derivative 50,000 $0.00 Strike: $8.72 $0.00
Disclosure

SEC source: 0001567619-19-018849 · doc1.xml · derivative · entry 1

Golden Meryl S. · CIK 0001789276 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2024-09-25

F1 · derivative.exercise_date: The option is exercisable to the extent of 12,500 shares on each of September 25, 2019, September 25, 2020, September 25, 2021 and September 25, 2022.

Read SEC document
September 23, 2019 Filed Sep 25, 2019 16:24 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 94 $8.91 $837.54
Disclosure

SEC source: 0001654954-19-011089 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,488

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 3,976 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 19:29 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 94 $8.07 $758.58
Disclosure

SEC source: 0001654954-19-009988 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,582

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 3,882 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

Read SEC document
August 22, 2019 Filed Aug 22, 2019 21:15 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
PurchaseCommon Stock 4,000 $8.15 $32,600.00
Disclosure

SEC source: 0001567619-19-017488 · doc1.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Trust

Disclosed balance after: 12,000

Read SEC document
August 22, 2019 Filed Aug 22, 2019 21:15 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
PurchaseCommon Stock 1,950 $8.17 $15,931.50
Disclosure

SEC source: 0001567619-19-017488 · doc1.xml · nonDerivative · entry 1

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,876

Read SEC document
August 19, 2019 Filed Aug 19, 2019 21:13 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
PurchaseCommon Stock 2,000 $8.18 $16,360.00
Disclosure

SEC source: 0001567619-19-017294 · doc1.xml · nonDerivative · entry 3

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Trust

Disclosed balance after: 8,000

Read SEC document
August 16, 2019 Filed Aug 19, 2019 21:13 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
PurchaseCommon Stock 2,500 $8.25 $20,625.00
Disclosure

SEC source: 0001567619-19-017294 · doc1.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Trust

Disclosed balance after: 6,000

Read SEC document
August 15, 2019 Filed Aug 15, 2019 21:37 UTC
GOLDSTEIN BARRYDirector · President, COB and CEO
PurchaseCommon Stock 1,500 $7.72 $11,580.00
Disclosure

SEC source: 0001567619-19-017131 · doc1.xml · nonDerivative · entry 2

GOLDSTEIN BARRY · CIK 0001023338 · Director · President, COB and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Trust

Disclosed balance after: 3,500

Read SEC document
August 13, 2019 Filed Aug 14, 2019 16:19 UTC PurchaseCommon Stock 1,000 $8.00 $8,000.00
Disclosure

SEC source: 0001654954-19-009485 · section16.xml · nonDerivative · entry 1

MCFADDEN TIMOTHY P · CIK 0001748503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,048

F1 · balance_after: Includes 795 shares received as director fees. Vests to the extent of 265 shares on each August 8, 2019, 2020, and 2021.

F2 · balance_after: Includes 2,253 shares received as director fees. Vests to the extent of 2,253 shares on December 31, 2019.

Read SEC document
August 13, 2019 Filed Dec 17, 2019 21:27 UTC Amendment PurchaseCommon Stock 1,000 $8.00 $8,000.00
Disclosure

SEC source: 0001567619-19-023252 · doc1.xml · nonDerivative · entry 1

MCFADDEN TIMOTHY P · CIK 0001748503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,048

F1 · balance_after: Includes 795 shares received as director fees. Vests to the extent of 265 shares on each August 8, 2019, 2020 and 2021.

F2 · balance_after: Includes 2,253 shares received as director fees. Vests to the extent of 2,253 shares on December 31, 2019.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 17:34 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 94 $8.37 $786.78
Disclosure

SEC source: 0001654954-19-008504 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,676

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 3,788 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:53 UTC
HAFT JAY MDirector
PurchaseCommon Stock 2,000 $8.50 $17,000.00
Disclosure

SEC source: 0001654954-19-007738 · section16.xml · nonDerivative · entry 1

HAFT JAY M · CIK 0001138558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,676

F1 · balance_after: Includes 9,839 shares received as director fees. Vests to the extent of 2,253 shares on December 31, 2019, 666 shares on January 4, 2020, 667 shares on January 16, 2020, and 666 shares on January 16, 2021.

Read SEC document
June 23, 2019 Filed Jun 26, 2019 20:44 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 94 $9.00 $846.00
Disclosure

SEC source: 0001654954-19-007694 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,770

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 3,694 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

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June 07, 2019 Filed Jun 11, 2019 14:54 UTC PurchaseCommon Stock 1,000 $8.16 $8,160.00
Disclosure

SEC source: 0001654954-19-007158 · section16.xml · nonDerivative · entry 2

Tupper Floyd R · CIK 0001610926 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Trust

Disclosed balance after: 6,675

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June 07, 2019 Filed Jun 11, 2019 14:54 UTC PurchaseCommon Stock 1,000 $8.19 $8,190.00
Disclosure

SEC source: 0001654954-19-007158 · section16.xml · nonDerivative · entry 1

Tupper Floyd R · CIK 0001610926 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Trust

Disclosed balance after: 5,675

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May 23, 2019 Filed May 28, 2019 20:26 UTC
BRODSKY VICTOR JChief Financial Officer
Tax withholdingCommon Stock 94 $9.62 $904.28
Disclosure

SEC source: 0001654954-19-006612 · section16.xml · nonDerivative · entry 1

BRODSKY VICTOR J · CIK 0001261438 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,864

F1 · kind: Shares were withheld from vested stock grant to pay the associated withholding taxes.

F2 · balance_after: Includes 27,916 shares received pursuant to restricted stock grants (less 3,600 shares withheld from vested stock grants to pay the associated withholding taxes). Of the 27,916 shares, 10,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017 and 6,983 shares vest in three as nearly equal as possible annual installments beginning February 22, 2019 and 10,933 shares vest in three equal annual installments beginning April 10, 2020.

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May 20, 2019 Filed May 22, 2019 19:43 UTC
HAFT JAY MDirector
PurchaseCommon Stock 2,000 $9.00 $18,000.00
Disclosure

SEC source: 0001654954-19-006473 · section16.xml · nonDerivative · entry 1

HAFT JAY M · CIK 0001138558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,676

F1 · balance_after: Includes 9,839 shares received as director fees. Vests to the extent of 2,253 shares on December 31, 2019, 666 shares on January 4, 2020, 667 shares on January 16, 2020, and 666 shares on January 16, 2021.

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May 16, 2019 Filed May 17, 2019 15:29 UTC
Walden BenjaminEVP & Chief Actuary
Exercise / conversionOption · Derivative 3,000 $0.00 Strike: $7.85 $0.00
Disclosure

SEC source: 0001654954-19-006230 · section16.xml · derivative · entry 2

Walden Benjamin · CIK 0001594512 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 3,000 shares

Expires 2021-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests to the extent of 2,500 shares on each of March 11, 2016, 2017, 1018 and 2019.

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May 16, 2019 Filed May 17, 2019 15:29 UTC
Walden BenjaminEVP & Chief Actuary
Exercise / conversionCommon Stock 3,000 $7.85 $23,550.00
Disclosure

SEC source: 0001654954-19-006230 · section16.xml · nonDerivative · entry 1

Walden Benjamin · CIK 0001594512 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 21,369 shares received pursuant to restricted stock grants. Of such shares 6,000 shares vest in 36 as nearly equal as possible monthly installments beginning March 23, 2017, 5,529 shares vest in three installments of 1,843 shares each beginning on February 22, 2019, and 9,840 shares vest in three annual installments of 3,280 shares each beginning on April 10, 2020.

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May 13, 2019 Filed May 14, 2019 21:03 UTC PurchaseCommon Stock 1,000 $9.03 $9,030.00
Disclosure

SEC source: 0001654954-19-005935 · section16.xml · nonDerivative · entry 2

Yankus William L · CIK 0001671006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,753

F1 · balance_after: Includes 7,753 shares received as directors fees. The non-vested portion of those shares includes: 2,253 shares which vest on December 31, 2019, 666 shares, which vest on January 4, 2020, 667 shares, which vest on each January 16, 2020 and 2021.

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May 13, 2019 Filed May 14, 2019 21:03 UTC PurchaseCommon Stock 1,000 $9.04 $9,038.00
Disclosure

SEC source: 0001654954-19-005935 · section16.xml · nonDerivative · entry 1

Yankus William L · CIK 0001671006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,753

F1 · balance_after: Includes 7,753 shares received as directors fees. The non-vested portion of those shares includes: 2,253 shares which vest on December 31, 2019, 666 shares, which vest on January 4, 2020, 667 shares, which vest on each January 16, 2020 and 2021.

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May 13, 2019 Filed May 14, 2019 20:01 UTC PurchaseCommon Stock 1,000 $9.03 $9,030.00
Disclosure

SEC source: 0001654954-19-005898 · section16.xml · nonDerivative · entry 1

MCFADDEN TIMOTHY P · CIK 0001748503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048

F1 · balance_after: Includes 795 shares received as director fees. Vests to the extent of 265 shares on each August 8, 2019, 2020, and 2021.

F2 · balance_after: Includes 2,253 shares received as director fees. Vests to the extent of 2,253 shares on December 31, 2019.

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May 13, 2019 Filed May 15, 2019 14:30 UTC PurchaseCommon Stock 2,000 $8.95 $17,900.00
Disclosure

SEC source: 0001654954-19-006010 · section16.xml · nonDerivative · entry 1

D'Andre Carla · CIK 0001706628 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Trust for benefit of Spouse

Disclosed balance after: 10,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.