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0000091576
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868

Last 12 months

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0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2023 Filed Feb 22, 2023 21:27 UTC
Alexander Victor BHead of Consumer Bank
GrantRestricted Stock Units · Derivative 18,798 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000027 · wf-form4_167710122898866.xml · derivative · entry 7

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,798

Underlying: Common Shares · 18,798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:27 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 3,622 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000027 · wf-form4_167710122898866.xml · derivative · entry 6

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,866

Underlying: Common Shares · 3,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F7 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F8 · balance_after: Includes approximately 595 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:27 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 3,396 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000027 · wf-form4_167710122898866.xml · derivative · entry 5

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,792

Underlying: Common Shares · 3,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F5 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F6 · balance_after: Includes approximately 418 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:27 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 3,553 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000027 · wf-form4_167710122898866.xml · derivative · entry 4

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F3 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F4 · derivative.underlying_shares: Includes approximately 146 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:27 UTC
Alexander Victor BHead of Consumer Bank
Tax withholdingCommon Shares 3,305 $19.15 $63,290.75
Disclosure

SEC source: 0000091576-23-000027 · wf-form4_167710122898866.xml · nonDerivative · entry 2

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,446

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:27 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionCommon Shares 10,572 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000027 · wf-form4_167710122898866.xml · nonDerivative · entry 1

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Evans Trina MDirector, Corporate Center
GrantOption to Buy · Derivative 16,548 $0.00 Strike: $21.07 $0.00
Disclosure

SEC source: 0000091576-23-000029 · wf-form4_167710127805752.xml · derivative · entry 7

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,548

Underlying: Common Shares · 16,548 shares

Expires 2033-02-17

F9 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Evans Trina MDirector, Corporate Center
GrantRestricted Stock Units · Derivative 10,966 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000029 · wf-form4_167710127805752.xml · derivative · entry 6

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,966

Underlying: Common Shares · 10,966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F8 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 2,214 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000029 · wf-form4_167710127805752.xml · derivative · entry 5

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,639

Underlying: Common Shares · 2,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023

F6 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023

F7 · balance_after: Includes approximately 363 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 2,972 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000029 · wf-form4_167710127805752.xml · derivative · entry 4

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,943

Underlying: Common Shares · 2,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F4 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F5 · balance_after: Includes approximately 366 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 3,722 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000029 · wf-form4_167710127805752.xml · derivative · entry 3

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F2 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F3 · derivative.underlying_shares: Includes approximately 153 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Evans Trina MDirector, Corporate Center
Tax withholdingCommon Shares 2,928 $19.15 $56,071.20
Disclosure

SEC source: 0000091576-23-000029 · wf-form4_167710127805752.xml · nonDerivative · entry 2

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,415

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 8,807 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000029 · wf-form4_167710127805752.xml · nonDerivative · entry 1

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Brady Amy G.Chief Information Officer
GrantOption to Buy · Derivative 35,460 $0.00 Strike: $21.07 $0.00
Disclosure

SEC source: 0000091576-23-000028 · wf-form4_167710125515187.xml · derivative · entry 7

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,460

Underlying: Common Shares · 35,460 shares

Expires 2033-02-17

F9 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Brady Amy G.Chief Information Officer
GrantCommon Shares · Derivative 23,498 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000028 · wf-form4_167710125515187.xml · derivative · entry 6

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,498

Underlying: Common Shares · 23,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F8 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000028 · wf-form4_167710125515187.xml · derivative · entry 5

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,583

Underlying: Common Shares · 4,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F6 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F7 · balance_after: Includes approximately 744 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 6,367 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000028 · wf-form4_167710125515187.xml · derivative · entry 4

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,735

Underlying: Common Shares · 6,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F4 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F5 · balance_after: Includes approximately 784 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 9,475 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000028 · wf-form4_167710125515187.xml · derivative · entry 3

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F2 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F3 · derivative.underlying_shares: Includes approximately 389 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Brady Amy G.Chief Information Officer
Tax withholdingCommon Shares 6,770 $19.15 $129,645.50
Disclosure

SEC source: 0000091576-23-000028 · wf-form4_167710125515187.xml · nonDerivative · entry 2

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,228

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:28 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionCommon Shares 20,370 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000028 · wf-form4_167710125515187.xml · nonDerivative · entry 1

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2023 Filed Apr 25, 2023 20:24 UTC Amendment
Schosser Douglas MChief Accounting Officer
GrantDeferred Shares · Derivative 5,954 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000068 · wf-form4a_168245427306526.xml · derivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,621

Underlying: Common Shares · 5,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share represents a right to receive the cash value of one share of common stock.

F2 · shares: The originally reported amount of deferred shares granted represented the deferral of the reporting person's payout of cash-settling performance shares at "target" (100%) rather than at the performance level approved by KeyCorp's Compensation and Organization Committee, which was 113.3%. The amended amount includes a proportional number of additional deferred shares.

F4 · price: In connection with the vesting on February 17, 2023, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 5,954 shares of common stock was deferred, resulting in the reporting person's receipt instead of 5,954 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan.

F3 · derivative.exercise_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F3 · derivative.expiration_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F2 · derivative.underlying_shares: The originally reported amount of deferred shares granted represented the deferral of the reporting person's payout of cash-settling performance shares at "target" (100%) rather than at the performance level approved by KeyCorp's Compensation and Organization Committee, which was 113.3%. The amended amount includes a proportional number of additional deferred shares.

F5 · balance_after: Includes approximately 233 dividend-equivalent deferred shares accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Apr 25, 2023 20:24 UTC Amendment
Paine Andrew J IIIHead of Institutional Bank
GrantDeferred Shares · Derivative 19,563 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000067 · wf-form4a_168245425703823.xml · derivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,170

Underlying: Common Shares · 19,563 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share represents a right to receive the cash value of one share of common stock.

F2 · shares: The originally reported amount of deferred shares granted represented the deferral of the reporting person's payout of cash-settling performance shares at "target" (100%) rather than at the performance level approved by KeyCorp's Compensation and Organization Committee, which was 113.3%. The amended amount includes a proportional number of additional deferred shares.

F4 · price: In connection with the vesting on February 17, 2023, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 19,563 shares of common stock was deferred, resulting in the reporting person's receipt instead of 19,563 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan.

F3 · derivative.exercise_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F3 · derivative.expiration_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F2 · derivative.underlying_shares: The originally reported amount of deferred shares granted represented the deferral of the reporting person's payout of cash-settling performance shares at "target" (100%) rather than at the performance level approved by KeyCorp's Compensation and Organization Committee, which was 113.3%. The amended amount includes a proportional number of additional deferred shares.

F5 · balance_after: Includes approximately 846 dividend-equivalent deferred shares accrued between March and December 2022.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:12 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionOption to Buy · Derivative 2,816 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0000091576-23-000021 · wf-form4_167632275437338.xml · derivative · entry 3

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,816 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:12 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionCommon Shares 2,816 $9.33 $26,273.28
Disclosure

SEC source: 0000091576-23-000021 · wf-form4_167632275437338.xml · nonDerivative · entry 1

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:48 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionOptions to Buy · Derivative 5,352 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0000091576-23-000019 · wf-form4_167573090936802.xml · derivative · entry 3

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,352 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:48 UTC
Mago Angela GHead of Commercial Bank
SaleCommon Shares 5,352 $19.95 $106,772.40
Disclosure

SEC source: 0000091576-23-000019 · wf-form4_167573090936802.xml · nonDerivative · entry 2

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,280

Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:48 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionCommon Shares 5,352 $9.33 $49,934.16
Disclosure

SEC source: 0000091576-23-000019 · wf-form4_167573090936802.xml · nonDerivative · entry 1

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:20 UTC
Hayes RobinDirector
Exercise / conversionDeferred Shares · Derivative 623 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000015 · wf-form4_167477160131135.xml · derivative · entry 2

Hayes Robin · CIK 0001443147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,180

Underlying: Common Shares · 623 shares

Expires 2023-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:20 UTC
Hayes RobinDirector
Exercise / conversionCommon Shares 623 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000015 · wf-form4_167477160131135.xml · nonDerivative · entry 1

Hayes Robin · CIK 0001443147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 21:37 UTC
Hayes RobinDirector
Exercise / conversionDeferred Shares · Derivative 987 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000014 · wf-form4_167459622006896.xml · derivative · entry 2

Hayes Robin · CIK 0001443147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,803

Underlying: Common Shares · 987 shares

Expires 2023-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 21:37 UTC
Hayes RobinDirector
Exercise / conversionCommon Shares 987 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000014 · wf-form4_167459622006896.xml · nonDerivative · entry 1

Hayes Robin · CIK 0001443147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 22:19 UTC
Hayes RobinDirector
Exercise / conversionDeferred Shares · Derivative 4,964 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000009 · wf-form4_167347556887329.xml · derivative · entry 2

Hayes Robin · CIK 0001443147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,789

Underlying: Common Shares · 4,964 shares

Expires 2023-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 22:19 UTC
Hayes RobinDirector
Exercise / conversionCommon Shares 4,964 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000009 · wf-form4_167347556887329.xml · nonDerivative · entry 1

Hayes Robin · CIK 0001443147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 02, 2023 Filed Jan 4, 2023 22:33 UTC Disposition to issuerDeferred Shares · Derivative 1,439 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000008 · wf-form4_167287155389953.xml · derivative · entry 4

Wilson David K · CIK 0001613813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,294

Underlying: Common Shares · 1,439 shares

Expires 2023-01-02

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 02, 2023 Filed Jan 4, 2023 22:33 UTC Exercise / conversionCommon Shares 1,439 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000008 · wf-form4_167287155389953.xml · nonDerivative · entry 2

Wilson David K · CIK 0001613813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:33 UTC Disposition to issuerDeferred Shares · Derivative 3,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000008 · wf-form4_167287155389953.xml · derivative · entry 3

Wilson David K · CIK 0001613813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,733

Underlying: Common Shares · 3,532 shares

Expires 2023-01-01

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F2 · balance_after: Includes approximately 1,569 dividend-equivalent deferred shares accrued under the Deferred Share Plan between June and December 2022.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:33 UTC Exercise / conversionCommon Shares 3,532 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000008 · wf-form4_167287155389953.xml · nonDerivative · entry 1

Wilson David K · CIK 0001613813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:29 UTC Exercise / conversionDeferred Shares · Derivative 9,235 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000003 · wf-form4_167287131141648.xml · derivative · entry 2

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,105

Underlying: Common Shares · 9,235 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F3 · balance_after: Includes approximately 957 dividend-equivalent Deferred Shares accrued between September 2022 and December 2022.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:29 UTC Exercise / conversionCommon Shares 9,235 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000003 · wf-form4_167287131141648.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F2 · balance_after: Includes approximately 245 dividend-equivalent common shares accrued between September 2022 and December 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:32 UTC
VASOS TODD JDirector
GrantDeferred Shares · Derivative 1,363 $17.42 $23,743.46
Disclosure

SEC source: 0000091576-23-000007 · wf-form4_167287150994745.xml · derivative · entry 2

VASOS TODD J · CIK 0001243183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,962

Underlying: Common Shares · 1,363 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2025, or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2025, or the death of the participant.

F3 · balance_after: Includes approximately 308 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:31 UTC GrantDeferred Shares · Derivative 1,363 $17.42 $23,743.46
Disclosure

SEC source: 0000091576-23-000006 · wf-form4_167287146948267.xml · derivative · entry 2

Tobin Richard J · CIK 0001681915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,244

Underlying: Common Shares · 1,363 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 2, 2027, or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 2, 2027, or the death of the participant.

F3 · balance_after: Includes approximately 144 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:31 UTC GrantDeferred Shares · Derivative 1,722 $17.42 $29,997.24
Disclosure

SEC source: 0000091576-23-000005 · wf-form4_167287141985212.xml · derivative · entry 2

Snyder Barbara R · CIK 0001496583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,479

Underlying: Common Shares · 1,722 shares

Expires not disclosed

F2 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F3 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025, or the death of the participant.

F3 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025, or the death of the participant.

F4 · balance_after: Includes approximately 1,973 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:30 UTC GrantDeferred Shares · Derivative 1,578 $17.42 $27,488.76
Disclosure

SEC source: 0000091576-23-000004 · wf-form4_167287135072812.xml · derivative · entry 2

Rankin Devina A · CIK 0001557267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,803

Underlying: Common Shares · 1,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2030, or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of October 1, 2030, or the death of the participant.

F3 · balance_after: Includes approximately 220 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:28 UTC
Hayes RobinDirector
GrantDeferred Shares · Derivative 1,578 $17.42 $27,488.76
Disclosure

SEC source: 0000091576-23-000002 · wf-form4_167287128700139.xml · derivative · entry 2

Hayes Robin · CIK 0001443147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,753

Underlying: Common Shares · 1,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 24, 2023, or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 24, 2023, or the death of the participant.

F3 · balance_after: Includes approximately 291 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 22:28 UTC GrantDeferred Shares · Derivative 1,148 $17.42 $19,998.16
Disclosure

SEC source: 0000091576-23-000001 · wf-form4_167287125917708.xml · derivative · entry 2

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,153

Underlying: Common Shares · 1,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025, or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2025, or the death of the participant.

F3 · balance_after: Includes approximately 494 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2022.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:13 UTC
Mago Angela GHead of Commercial Bank
GiftCommon Shares 1,436 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000122 · wf-form4_167105602382554.xml · nonDerivative · entry 1

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,280

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:13 UTC
Gorman Christopher M.Director · Chairman and CEO
Exercise / conversionOption to Buy · Derivative 53,521 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0000091576-22-000121 · wf-form4_167105600306035.xml · derivative · entry 3

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 53,521 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:13 UTC
Gorman Christopher M.Director · Chairman and CEO
Exercise / conversionCommon Shares 53,521 $9.33 $499,350.93
Disclosure

SEC source: 0000091576-22-000121 · wf-form4_167105600306035.xml · nonDerivative · entry 1

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 19,531 common shares acquired through dividend reinvestment since March 2022 and approximately 296 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan since March 2022.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:12 UTC
Kidik Allyson MChief Risk Review Officer
Exercise / conversionRestricted Stock Units · Derivative 2,190 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000120 · wf-form4_166906512244877.xml · derivative · entry 3

Kidik Allyson M · CIK 0001937969 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,191

Underlying: Common Shares · 2,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units vest in two equal annual installments. The first installment vested on November 17, 2022.

F2 · derivative.expiration_date: These restricted stock units vest in two equal annual installments. The first installment vested on November 17, 2022.

F3 · balance_after: Includes approximately 47 dividend-equivalent restricted stock units accrued in September 2022.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:12 UTC
Kidik Allyson MChief Risk Review Officer
Tax withholdingCommon Shares 665 $18.67 $12,415.55
Disclosure

SEC source: 0000091576-22-000120 · wf-form4_166906512244877.xml · nonDerivative · entry 2

Kidik Allyson M · CIK 0001937969 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,739

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.