Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2023 Filed Mar 14, 2023 17:57 UTC |
Wadsten Marcia LynnEVP and CFO
|
Tax withholdingCommon Stock | 3,231.42 | $40.02 | $129,321.43 |
DisclosureSEC source: 0001062993-23-006859 · form4.xml · nonDerivative · entry 1 Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,505.04 F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 22:00 UTC |
Cummings Don WSVP, Controller and CAO
|
GrantCommon Stock | 5,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006861 · form4.xml · nonDerivative · entry 3 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,456.52 F3 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 22:00 UTC |
Cummings Don WSVP, Controller and CAO
|
GrantCommon Stock | 11,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006861 · form4.xml · nonDerivative · entry 2 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,709.52 F2 · security: The 2023 Retention Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over two years in equal installments, where the first half vests on the one-year anniversary of the grant date, March 10, 2024, and the second half vests on the two-year anniversary of the grant date, March 10, 2025. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 22:00 UTC |
Cummings Don WSVP, Controller and CAO
|
Tax withholdingCommon Stock | 410.25 | $40.02 | $16,418.21 |
DisclosureSEC source: 0001062993-23-006861 · form4.xml · nonDerivative · entry 1 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,215.52 F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:57 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
GrantCommon Stock | 20,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006858 · form4.xml · nonDerivative · entry 2 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,231.79 F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:57 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
Tax withholdingCommon Stock | 2,582.28 | $40.02 | $103,342.85 |
DisclosureSEC source: 0001062993-23-006858 · form4.xml · nonDerivative · entry 1 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,450.79 F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:54 UTC |
Romine ScottPresident and CEO, JNLD
|
GrantCommon Stock | 15,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006855 · form4.xml · nonDerivative · entry 2 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,386.5 F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:54 UTC |
Romine ScottPresident and CEO, JNLD
|
Tax withholdingCommon Stock | 1,599.72 | $40.02 | $64,020.79 |
DisclosureSEC source: 0001062993-23-006855 · form4.xml · nonDerivative · entry 1 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,754.5 F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:51 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
GrantCommon Stock | 59,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006853 · form4.xml · nonDerivative · entry 2 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,027.61 F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:51 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
Tax withholdingCommon Stock | 8,959.29 | $40.02 | $358,550.79 |
DisclosureSEC source: 0001062993-23-006853 · form4.xml · nonDerivative · entry 1 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,257.61 F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:46 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
GrantCommon Stock | 11,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006851 · form4.xml · nonDerivative · entry 2 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,845.64 F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:46 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 892.38 | $40.02 | $35,713.05 |
DisclosureSEC source: 0001062993-23-006851 · form4.xml · nonDerivative · entry 1 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,581.64 F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:45 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
GrantCommon Stock | 10,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006850 · form4.xml · nonDerivative · entry 2 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,912.47 F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:45 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
Tax withholdingCommon Stock | 1,164.37 | $40.02 | $46,598.09 |
DisclosureSEC source: 0001062993-23-006850 · form4.xml · nonDerivative · entry 1 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,108.47 F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:14 UTC |
Chelko CarrieEVP, General Counsel
|
GrantCommon Stock | 10,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006840 · form4.xml · nonDerivative · entry 2 Chelko Carrie · CIK 0001884039 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,571.26 F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:14 UTC |
Chelko CarrieEVP, General Counsel
|
Tax withholdingCommon Stock | 1,644.27 | $40.02 | $65,803.69 |
DisclosureSEC source: 0001062993-23-006840 · form4.xml · nonDerivative · entry 1 Chelko Carrie · CIK 0001884039 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,997.26 F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person. Read SEC document |
| March 04, 2023 Filed Mar 7, 2023 21:06 UTC |
Chelko CarrieEVP, General Counsel
|
Tax withholdingCommon Stock | 3,523.68 | $44.10 | $155,394.29 |
DisclosureSEC source: 0001062993-23-006161 · form4.xml · nonDerivative · entry 1 Chelko Carrie · CIK 0001884039 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,641.53 F1 · security: Shares withheld to pay the reporting person's tax withholding obligations. Upon vesting, net shares were distributed but the related fractional shares were applied to shares withheld to cover related tax obligations for the reporting person. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 15:36 UTC |
Kirkland Derek GDirector
|
Disposition to issuerCommon Stock | 0.7 | $45.38 | $31.77 |
DisclosureSEC source: 0001062993-23-005468 · form4.xml · nonDerivative · entry 1 Kirkland Derek G · CIK 0001876366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,072.23 F1 · security: On February 28, 2023, 25% of Mr. Kirkland's Restricted Shares ("RS") and related dividend equivalents vested (921 shares of common stock). The RS originally were granted on June 9, 2022, as part of Mr. Kirkland's 2022-23 Annual Director Compensation Award, since he elected to receive equity in lieu of his cash portion of his annual compensation. The Company paid $31.77 to Mr. Kirkland in lieu of the vested fractional shares. Upon Mr. Kirkland's termination, the vested RS will be freely transferable. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 15:07 UTC |
Wadsten Marcia LynnEVP and CFO
|
Grantrestricted share units · Derivative | 17,071.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003634 · form4.xml · derivative · entry 2 Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,013.61 Underlying: Common Stock · 17,071.02 shares Expires not disclosed F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 15:07 UTC |
Wadsten Marcia LynnEVP and CFO
|
GrantCommon Stock | 51,215.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003634 · form4.xml · nonDerivative · entry 1 Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,736.46 F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:07 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
Grantrestricted share units · Derivative | 16,645.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003633 · form4.xml · derivative · entry 2 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,645.99 Underlying: Common Stock · 16,645.99 shares Expires not disclosed F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:07 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
GrantCommon Stock | 49,935.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003633 · form4.xml · nonDerivative · entry 1 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,033.07 F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:06 UTC |
Romine ScottPresident and CEO, JNLD
|
Grantrestricted share units · Derivative | 11,949.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003632 · form4.xml · derivative · entry 2 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,949.49 Underlying: Common Stock · 11,949.49 shares Expires not disclosed F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:06 UTC |
Romine ScottPresident and CEO, JNLD
|
GrantCommon Stock | 35,849.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003632 · form4.xml · nonDerivative · entry 1 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,354.22 F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:06 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
Grantrestricted share units · Derivative | 18,779.61 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003631 · form4.xml · derivative · entry 2 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,254.68 Underlying: Common Stock · 18,779.61 shares Expires not disclosed F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:06 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
GrantCommon Stock | 56,338.92 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003631 · form4.xml · nonDerivative · entry 1 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,216.9 F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:06 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
Grantrestricted share units · Derivative | 17,071.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003630 · form4.xml · derivative · entry 2 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,581.95 Underlying: Common Stock · 17,071.02 shares Expires not disclosed F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:06 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
GrantCommon Stock | 51,215.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003630 · form4.xml · nonDerivative · entry 1 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,474.02 F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:05 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
Grantrestricted share units · Derivative | 14,511.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003629 · form4.xml · derivative · entry 2 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,134.13 Underlying: Common Stock · 14,511.3 shares Expires not disclosed F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:05 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
GrantCommon Stock | 43,535.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003629 · form4.xml · nonDerivative · entry 1 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,272.84 F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 21:41 UTC |
Cummings Don WSVP, Controller and CAO
|
SaleCommon Stock | 2,660 | $35.29 | $93,871.40 |
DisclosureSEC source: 0001062993-23-000314 · form4.xml · nonDerivative · entry 1 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,625.77 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on November 29, 2022. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 15:29 UTC |
Romine ScottPresident and CEO, JNLD
|
Tax withholdingCommon Stock | 1,054.87 | $34.55 | $36,445.76 |
DisclosureSEC source: 0001062993-22-024528 · form4.xml · nonDerivative · entry 1 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,504.67 F1 · security: Shares of common stock withheld for the tax obligation upon the vesting of 2,850.87 Restricted Share Units ("RSUs"), which includes 2,672.40, or one-third, of the RSUs remaining and the related dividend equivalents (that is, 1/3 of the original number of RSUs granted on December 27, 2021, to Mr. Romine in connection with his earlier promotion, plus the related dividend equivalents, minus the total vested RSUs applied to the FICA withholding on December 19, 2022). Upon vesting, net shares were distributed but the related fractional shares were applied to shares withheld to cover related tax obligations for the reporting person. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 17:49 UTC |
Wadsten Marcia LynnEVP and CFO
|
Tax withholdingCommon Stock | 777.94 | $34.08 | $26,512.20 |
DisclosureSEC source: 0001062993-22-024331 · form4.xml · nonDerivative · entry 3 Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,521.24 F3 · shares: The reported transaction involved the withholding of 777.94 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 23,218.27 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 17:49 UTC |
Wadsten Marcia LynnEVP and CFO
|
Tax withholdingCommon Stock | 821.48 | $34.08 | $27,996.04 |
DisclosureSEC source: 0001062993-22-024331 · form4.xml · nonDerivative · entry 2 Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,299.18 F2 · shares: The reported transaction involved the withholding of 821.48 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as an Executive Founders' Award, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 49,456.18 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 17:49 UTC |
Wadsten Marcia LynnEVP and CFO
|
Tax withholdingCommon Stock | 700.99 | $34.08 | $23,889.74 |
DisclosureSEC source: 0001062993-22-024331 · form4.xml · nonDerivative · entry 1 Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,120.66 F1 · shares: The reported transaction involved the withholding of 700.99 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 31,562.06 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:49 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
Tax withholdingCommon Stock | 621.03 | $34.08 | $21,164.70 |
DisclosureSEC source: 0001062993-22-024330 · form4.xml · nonDerivative · entry 2 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,097.17 F2 · shares: The reported transaction involved the withholding of 621.03 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 18,466.91 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:49 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
Tax withholdingCommon Stock | 457.27 | $34.08 | $15,583.76 |
DisclosureSEC source: 0001062993-22-024330 · form4.xml · nonDerivative · entry 1 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,718.2 F1 · shares: The reported transaction involved the withholding of 457.27 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 20,513.13 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:48 UTC |
Myers Paul ChadwickVice Chair, JHLLC
|
Tax withholdingCommon Stock | 1,904.93 | $34.08 | $64,920.01 |
DisclosureSEC source: 0001062993-22-024327 · form4.xml · nonDerivative · entry 2 Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,780.97 F2 · shares: The reported transaction involved the withholding of 1,904.93 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 56,859.86 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:48 UTC |
Myers Paul ChadwickVice Chair, JHLLC
|
Tax withholdingCommon Stock | 1,261.56 | $34.08 | $42,993.96 |
DisclosureSEC source: 0001062993-22-024327 · form4.xml · nonDerivative · entry 1 Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,685.9 F1 · shares: The reported transaction involved the withholding of 1,261.56 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 56,812.35 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:49 UTC |
Romine ScottPresident and CEO, JNLD
|
Tax withholdingCommon Stock | 531.36 | $34.08 | $18,108.75 |
DisclosureSEC source: 0001062993-22-024329 · form4.xml · nonDerivative · entry 3 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,559.54 F3 · shares: The reported transaction involved the withholding of 531.36 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 17,193.24 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:49 UTC |
Romine ScottPresident and CEO, JNLD
|
Tax withholdingCommon Stock | 264.35 | $34.08 | $9,009.05 |
DisclosureSEC source: 0001062993-22-024329 · form4.xml · nonDerivative · entry 2 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,090.9 F2 · shares: The reported transaction involved the withholding of 264.35 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on December 27, 2021, to Mr. Romine in connection with his promotion, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 8,553.68 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:49 UTC |
Romine ScottPresident and CEO, JNLD
|
Tax withholdingCommon Stock | 226.89 | $34.08 | $7,732.41 |
DisclosureSEC source: 0001062993-22-024329 · form4.xml · nonDerivative · entry 1 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,355.25 F1 · shares: The reported transaction involved the withholding of 226.89 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 11,064.71 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:48 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
Tax withholdingCommon Stock | 2,157.36 | $34.08 | $73,522.83 |
DisclosureSEC source: 0001062993-22-024328 · form4.xml · nonDerivative · entry 3 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,877.98 F3 · shares: The reported transaction involved the withholding of 2,157.36 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 64,380.00 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:48 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
Tax withholdingCommon Stock | 1,314.52 | $34.08 | $44,798.84 |
DisclosureSEC source: 0001062993-22-024328 · form4.xml · nonDerivative · entry 2 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,035.34 F2 · shares: The reported transaction involved the withholding of 1,314.52 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as an Executive Founders' Award, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 79,130.16 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:48 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
Tax withholdingCommon Stock | 1,121.74 | $34.08 | $38,228.90 |
DisclosureSEC source: 0001062993-22-024328 · form4.xml · nonDerivative · entry 1 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,349.86 F1 · shares: The reported transaction involved the withholding of 1,121.74 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 50,499.99 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:48 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 376.03 | $34.08 | $12,815.10 |
DisclosureSEC source: 0001062993-22-024326 · form4.xml · nonDerivative · entry 2 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,258.8 F2 · shares: The reported transaction involved the withholding of 376.03 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 12,167.20 RSUs previously reported. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:48 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 324.1 | $34.08 | $11,045.33 |
DisclosureSEC source: 0001062993-22-024326 · form4.xml · nonDerivative · entry 1 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,634.83 F1 · shares: The reported transaction involved the withholding of 324.10 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 15,806.88 RSUs previously reported. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:01 UTC |
STECHER ESTA EDirector
|
GrantCommon Stock | 69.89 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024119 · form4.xml · nonDerivative · entry 5 STECHER ESTA E · CIK 0001180591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,331.74 F5 · security: Reflects the acquisition on December 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director elected equity in lieu of cash as part of annual director compensation for the "cash portion" of compensation to receive 4,282 RSUs. The RSUs vest quarterly where 25% vests on August 31, 2022, November 30, 2022, February 28, 2023, and May 31, 2023, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:01 UTC |
STECHER ESTA EDirector
|
GrantCommon Stock | 69.89 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024119 · form4.xml · nonDerivative · entry 4 STECHER ESTA E · CIK 0001180591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,261.85 F4 · security: Reflects the acquisition on December 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director received 4,282 RSUs. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:01 UTC |
STECHER ESTA EDirector
|
GrantCommon Stock | 68.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024119 · form4.xml · nonDerivative · entry 3 STECHER ESTA E · CIK 0001180591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,191.96 F3 · security: Reflects the acquisition on December 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director received 4,023 RSUs. The RSUs fully vested on the first anniversary of the grant date, October 4, 2022. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.