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JXN

Jackson Financial Inc.

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3581
SEC CIK
0001822993
Parsed reports
622

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2023 Filed Mar 14, 2023 17:57 UTC Tax withholdingCommon Stock 3,231.42 $40.02 $129,321.43
Disclosure

SEC source: 0001062993-23-006859 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,505.04

F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 22:00 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 5,747 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006861 · form4.xml · nonDerivative · entry 3

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,456.52

F3 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 22:00 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 11,494 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006861 · form4.xml · nonDerivative · entry 2

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,709.52

F2 · security: The 2023 Retention Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over two years in equal installments, where the first half vests on the one-year anniversary of the grant date, March 10, 2024, and the second half vests on the two-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 22:00 UTC
Cummings Don WSVP, Controller and CAO
Tax withholdingCommon Stock 410.25 $40.02 $16,418.21
Disclosure

SEC source: 0001062993-23-006861 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,215.52

F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:57 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 20,781 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006858 · form4.xml · nonDerivative · entry 2

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,231.79

F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:57 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Tax withholdingCommon Stock 2,582.28 $40.02 $103,342.85
Disclosure

SEC source: 0001062993-23-006858 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,450.79

F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:54 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 15,632 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006855 · form4.xml · nonDerivative · entry 2

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,386.5

F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:54 UTC
Romine ScottPresident and CEO, JNLD
Tax withholdingCommon Stock 1,599.72 $40.02 $64,020.79
Disclosure

SEC source: 0001062993-23-006855 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,754.5

F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:51 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 59,770 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006853 · form4.xml · nonDerivative · entry 2

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,027.61

F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:51 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Tax withholdingCommon Stock 8,959.29 $40.02 $358,550.79
Disclosure

SEC source: 0001062993-23-006853 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,257.61

F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:46 UTC
Harris Bradley OlanEVP & Chief Risk Officer
GrantCommon Stock 11,264 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006851 · form4.xml · nonDerivative · entry 2

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,845.64

F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:46 UTC
Harris Bradley OlanEVP & Chief Risk Officer
Tax withholdingCommon Stock 892.38 $40.02 $35,713.05
Disclosure

SEC source: 0001062993-23-006851 · form4.xml · nonDerivative · entry 1

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,581.64

F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:45 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 10,804 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006850 · form4.xml · nonDerivative · entry 2

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,912.47

F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:45 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
Tax withholdingCommon Stock 1,164.37 $40.02 $46,598.09
Disclosure

SEC source: 0001062993-23-006850 · form4.xml · nonDerivative · entry 1

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,108.47

F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:14 UTC
Chelko CarrieEVP, General Counsel
GrantCommon Stock 10,574 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006840 · form4.xml · nonDerivative · entry 2

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,571.26

F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:14 UTC
Chelko CarrieEVP, General Counsel
Tax withholdingCommon Stock 1,644.27 $40.02 $65,803.69
Disclosure

SEC source: 0001062993-23-006840 · form4.xml · nonDerivative · entry 1

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,997.26

F1 · security: Shares withheld to pay the reporting person's tax withholding obligations, upon vesting of one-third of the remaining Restricted Share Units ("RSUs"). Upon vesting, net shares were distributed but the related fractional shares were applied to cover the tax obligations for the reporting person.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 21:06 UTC
Chelko CarrieEVP, General Counsel
Tax withholdingCommon Stock 3,523.68 $44.10 $155,394.29
Disclosure

SEC source: 0001062993-23-006161 · form4.xml · nonDerivative · entry 1

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,641.53

F1 · security: Shares withheld to pay the reporting person's tax withholding obligations. Upon vesting, net shares were distributed but the related fractional shares were applied to shares withheld to cover related tax obligations for the reporting person.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 15:36 UTC Disposition to issuerCommon Stock 0.7 $45.38 $31.77
Disclosure

SEC source: 0001062993-23-005468 · form4.xml · nonDerivative · entry 1

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,072.23

F1 · security: On February 28, 2023, 25% of Mr. Kirkland's Restricted Shares ("RS") and related dividend equivalents vested (921 shares of common stock). The RS originally were granted on June 9, 2022, as part of Mr. Kirkland's 2022-23 Annual Director Compensation Award, since he elected to receive equity in lieu of his cash portion of his annual compensation. The Company paid $31.77 to Mr. Kirkland in lieu of the vested fractional shares. Upon Mr. Kirkland's termination, the vested RS will be freely transferable.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 15:07 UTC Grantrestricted share units · Derivative 17,071.02 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003634 · form4.xml · derivative · entry 2

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,013.61

Underlying: Common Stock · 17,071.02 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 15:07 UTC GrantCommon Stock 51,215.22 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003634 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,736.46

F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 20:07 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Grantrestricted share units · Derivative 16,645.99 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003633 · form4.xml · derivative · entry 2

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,645.99

Underlying: Common Stock · 16,645.99 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 20:07 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 49,935.9 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003633 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,033.07

F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 20:06 UTC
Romine ScottPresident and CEO, JNLD
Grantrestricted share units · Derivative 11,949.49 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003632 · form4.xml · derivative · entry 2

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,949.49

Underlying: Common Stock · 11,949.49 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 20:06 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 35,849.55 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003632 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,354.22

F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 20:06 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Grantrestricted share units · Derivative 18,779.61 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003631 · form4.xml · derivative · entry 2

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,254.68

Underlying: Common Stock · 18,779.61 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 20:06 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 56,338.92 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003631 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,216.9

F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 20:06 UTC
Harris Bradley OlanEVP & Chief Risk Officer
Grantrestricted share units · Derivative 17,071.02 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003630 · form4.xml · derivative · entry 2

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,581.95

Underlying: Common Stock · 17,071.02 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 20:06 UTC
Harris Bradley OlanEVP & Chief Risk Officer
GrantCommon Stock 51,215.22 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003630 · form4.xml · nonDerivative · entry 1

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,474.02

F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 20:05 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
Grantrestricted share units · Derivative 14,511.3 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003629 · form4.xml · derivative · entry 2

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,134.13

Underlying: Common Stock · 14,511.3 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.exercise_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

F2 · derivative.expiration_date: Reflects 25% of the units "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in cash.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 20:05 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 43,535.05 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-003629 · form4.xml · nonDerivative · entry 1

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,272.84

F1 · security: Reflects 75% of the shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the reporting person's continued employment by the Company. Upon vesting, these will settle in shares.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 21:41 UTC
Cummings Don WSVP, Controller and CAO
SaleCommon Stock 2,660 $35.29 $93,871.40
Disclosure

SEC source: 0001062993-23-000314 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625.77

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on November 29, 2022.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 15:29 UTC
Romine ScottPresident and CEO, JNLD
Tax withholdingCommon Stock 1,054.87 $34.55 $36,445.76
Disclosure

SEC source: 0001062993-22-024528 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,504.67

F1 · security: Shares of common stock withheld for the tax obligation upon the vesting of 2,850.87 Restricted Share Units ("RSUs"), which includes 2,672.40, or one-third, of the RSUs remaining and the related dividend equivalents (that is, 1/3 of the original number of RSUs granted on December 27, 2021, to Mr. Romine in connection with his earlier promotion, plus the related dividend equivalents, minus the total vested RSUs applied to the FICA withholding on December 19, 2022). Upon vesting, net shares were distributed but the related fractional shares were applied to shares withheld to cover related tax obligations for the reporting person.

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December 19, 2022 Filed Dec 21, 2022 17:49 UTC Tax withholdingCommon Stock 777.94 $34.08 $26,512.20
Disclosure

SEC source: 0001062993-22-024331 · form4.xml · nonDerivative · entry 3

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,521.24

F3 · shares: The reported transaction involved the withholding of 777.94 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 23,218.27 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 17:49 UTC Tax withholdingCommon Stock 821.48 $34.08 $27,996.04
Disclosure

SEC source: 0001062993-22-024331 · form4.xml · nonDerivative · entry 2

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,299.18

F2 · shares: The reported transaction involved the withholding of 821.48 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as an Executive Founders' Award, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 49,456.18 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 17:49 UTC Tax withholdingCommon Stock 700.99 $34.08 $23,889.74
Disclosure

SEC source: 0001062993-22-024331 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,120.66

F1 · shares: The reported transaction involved the withholding of 700.99 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 31,562.06 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:49 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Tax withholdingCommon Stock 621.03 $34.08 $21,164.70
Disclosure

SEC source: 0001062993-22-024330 · form4.xml · nonDerivative · entry 2

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,097.17

F2 · shares: The reported transaction involved the withholding of 621.03 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 18,466.91 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:49 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Tax withholdingCommon Stock 457.27 $34.08 $15,583.76
Disclosure

SEC source: 0001062993-22-024330 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,718.2

F1 · shares: The reported transaction involved the withholding of 457.27 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 20,513.13 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:48 UTC
Myers Paul ChadwickVice Chair, JHLLC
Tax withholdingCommon Stock 1,904.93 $34.08 $64,920.01
Disclosure

SEC source: 0001062993-22-024327 · form4.xml · nonDerivative · entry 2

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,780.97

F2 · shares: The reported transaction involved the withholding of 1,904.93 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 56,859.86 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:48 UTC
Myers Paul ChadwickVice Chair, JHLLC
Tax withholdingCommon Stock 1,261.56 $34.08 $42,993.96
Disclosure

SEC source: 0001062993-22-024327 · form4.xml · nonDerivative · entry 1

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,685.9

F1 · shares: The reported transaction involved the withholding of 1,261.56 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 56,812.35 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:49 UTC
Romine ScottPresident and CEO, JNLD
Tax withholdingCommon Stock 531.36 $34.08 $18,108.75
Disclosure

SEC source: 0001062993-22-024329 · form4.xml · nonDerivative · entry 3

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,559.54

F3 · shares: The reported transaction involved the withholding of 531.36 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 17,193.24 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:49 UTC
Romine ScottPresident and CEO, JNLD
Tax withholdingCommon Stock 264.35 $34.08 $9,009.05
Disclosure

SEC source: 0001062993-22-024329 · form4.xml · nonDerivative · entry 2

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,090.9

F2 · shares: The reported transaction involved the withholding of 264.35 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on December 27, 2021, to Mr. Romine in connection with his promotion, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 8,553.68 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:49 UTC
Romine ScottPresident and CEO, JNLD
Tax withholdingCommon Stock 226.89 $34.08 $7,732.41
Disclosure

SEC source: 0001062993-22-024329 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,355.25

F1 · shares: The reported transaction involved the withholding of 226.89 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 11,064.71 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:48 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Tax withholdingCommon Stock 2,157.36 $34.08 $73,522.83
Disclosure

SEC source: 0001062993-22-024328 · form4.xml · nonDerivative · entry 3

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,877.98

F3 · shares: The reported transaction involved the withholding of 2,157.36 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 64,380.00 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:48 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Tax withholdingCommon Stock 1,314.52 $34.08 $44,798.84
Disclosure

SEC source: 0001062993-22-024328 · form4.xml · nonDerivative · entry 2

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,035.34

F2 · shares: The reported transaction involved the withholding of 1,314.52 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as an Executive Founders' Award, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 79,130.16 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:48 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Tax withholdingCommon Stock 1,121.74 $34.08 $38,228.90
Disclosure

SEC source: 0001062993-22-024328 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,349.86

F1 · shares: The reported transaction involved the withholding of 1,121.74 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 50,499.99 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:48 UTC
Harris Bradley OlanEVP & Chief Risk Officer
Tax withholdingCommon Stock 376.03 $34.08 $12,815.10
Disclosure

SEC source: 0001062993-22-024326 · form4.xml · nonDerivative · entry 2

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,258.8

F2 · shares: The reported transaction involved the withholding of 376.03 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on March 10, 2022, as part of a 2022 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 12,167.20 RSUs previously reported.

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December 19, 2022 Filed Dec 21, 2022 22:48 UTC
Harris Bradley OlanEVP & Chief Risk Officer
Tax withholdingCommon Stock 324.1 $34.08 $11,045.33
Disclosure

SEC source: 0001062993-22-024326 · form4.xml · nonDerivative · entry 1

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,634.83

F1 · shares: The reported transaction involved the withholding of 324.10 shares of common stock issuable upon the accelerated vesting of an equal number of Restricted Share Units ("RSUs") granted on October 4, 2021, as part of a 2021 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible. The total reported in Column 5 includes 15,806.88 RSUs previously reported.

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December 15, 2022 Filed Dec 19, 2022 22:01 UTC GrantCommon Stock 69.89 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024119 · form4.xml · nonDerivative · entry 5

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,331.74

F5 · security: Reflects the acquisition on December 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director elected equity in lieu of cash as part of annual director compensation for the "cash portion" of compensation to receive 4,282 RSUs. The RSUs vest quarterly where 25% vests on August 31, 2022, November 30, 2022, February 28, 2023, and May 31, 2023, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

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December 15, 2022 Filed Dec 19, 2022 22:01 UTC GrantCommon Stock 69.89 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024119 · form4.xml · nonDerivative · entry 4

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,261.85

F4 · security: Reflects the acquisition on December 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director received 4,282 RSUs. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

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December 15, 2022 Filed Dec 19, 2022 22:01 UTC GrantCommon Stock 68.68 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024119 · form4.xml · nonDerivative · entry 3

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,191.96

F3 · security: Reflects the acquisition on December 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director received 4,023 RSUs. The RSUs fully vested on the first anniversary of the grant date, October 4, 2022. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.