Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2023 Filed Mar 27, 2023 23:14 UTC |
Lippert Martin JDirector
|
GrantCommon Stock | 108.71 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007788 · form4.xml · nonDerivative · entry 1 Lippert Martin J · CIK 0001527888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,027.12 F1 · security: Reflects the acquisition on March 23, 2023, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as Director Founders' Award of 5,626 RSUs. The RSUs vest over two years in two equal installments. The first half vested on the one-year anniversary of the grant date, October 4, 2022, and the second half shall vest on the two-year anniversary of the grant date, October 4, 2023, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Cummings Don WSVP, Controller and CAO
|
GrantRestricted Share Units · Derivative | 93.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007817 · form4.xml · derivative · entry 6 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,332.65 Underlying: Common Stock · 93.66 shares Expires not disclosed F6 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 19,387 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 2). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.exercise_price: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 19,387 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 2). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.exercise_date: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 19,387 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 2). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.expiration_date: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 19,387 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 2). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Cummings Don WSVP, Controller and CAO
|
GrantCommon Stock | 102.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007817 · form4.xml · nonDerivative · entry 5 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,921.83 F5 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2023, as part of the 2023 Annual Restricted Share Unit Award of 5,747 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Cummings Don WSVP, Controller and CAO
|
GrantCommon Stock | 205.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007817 · form4.xml · nonDerivative · entry 4 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,819.09 F4 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2023, as part of the 2023 Retention Restricted Share Unit Award of 11,494 RSUs. These RSUs vest over two years, where the first half vests on the one-year anniversary of the grant date, March 10, 2024, and the remaining half vests on the two-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Cummings Don WSVP, Controller and CAO
|
GrantCommon Stock | 60.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007817 · form4.xml · nonDerivative · entry 3 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,613.6 F3 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 4,729 RSUs. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Cummings Don WSVP, Controller and CAO
|
GrantCommon Stock | 280.97 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007817 · form4.xml · nonDerivative · entry 2 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,553.47 F2 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, as Prudential plc Restricted Stock converted into 19,387 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 6). Upon vesting, this portion of the dividend equivalents will be distributed in shares, based on the underlying 75% portion of equity that also is settled in shares, and any fractional shares will be applied to share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Cummings Don WSVP, Controller and CAO
|
GrantCommon Stock | 86.98 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007817 · form4.xml · nonDerivative · entry 1 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,272.5 F1 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the 2021 Annual Award of 6,751 RSUs. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vests on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:14 UTC |
Lawton DrewDirector
|
GrantCommon Stock | 79.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007787 · form4.xml · nonDerivative · entry 3 Lawton Drew · CIK 0001605553 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,119.45 F3 · security: Reflects the acquisition on March 23, 2023, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as annual director compensation, where the Director received 4,282 RSUs. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:14 UTC |
Lawton DrewDirector
|
GrantCommon Stock | 77.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007787 · form4.xml · nonDerivative · entry 2 Lawton Drew · CIK 0001605553 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,040.35 F2 · security: Reflects the acquisition on March 23, 2023, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as annual director compensation, where the Director received 4,023 RSUs. The RSUs fully vested on the first anniversary of the grant date, October 4, 2022. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:14 UTC |
Lawton DrewDirector
|
GrantCommon Stock | 108.71 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007787 · form4.xml · nonDerivative · entry 1 Lawton Drew · CIK 0001605553 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,962.61 F1 · security: Reflects the acquisition on March 23, 2023, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as Director Founders' Award of 5,626 RSUs. The RSUs vest over two years in two equal installments. The first half vested on the one-year anniversary of the grant date, October 4, 2022, and the second half shall vest on the two-year anniversary of the grant date, October 4, 2023, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Romine ScottPresident and CEO, JNLD
|
GrantRestricted Share Units · Derivative | 213.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007821 · form4.xml · derivative · entry 6 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,163.12 Underlying: Common Stock · 213.63 shares Expires not disclosed F6 · security: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.exercise_price: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.exercise_date: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.expiration_date: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Romine ScottPresident and CEO, JNLD
|
GrantCommon Stock | 279.46 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007821 · form4.xml · nonDerivative · entry 5 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,744.99 F5 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2023, as part of the 2023 Annual Restricted Share Unit Award of 15,632 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Romine ScottPresident and CEO, JNLD
|
GrantCommon Stock | 204.92 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007821 · form4.xml · nonDerivative · entry 4 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,465.53 F4 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 16,615 RSUs. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Romine ScottPresident and CEO, JNLD
|
GrantCommon Stock | 101.95 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007821 · form4.xml · nonDerivative · entry 3 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,260.61 F3 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient on December 27, 2021, of 8,266 RSUs, which reflected an adjustment to Mr. Romine's annual grant received on October 4, 2021, in connection with his promotion. These RSUs vest over 30 months in three equal installments. The first third vested on the one-year anniversary of the grant date, December 27, 2022, the next third vests on the two-year anniversary of the grant date, December 27, 2023, and the remaining third vests on June 27, 2024. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Romine ScottPresident and CEO, JNLD
|
GrantCommon Stock | 640.91 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007821 · form4.xml · nonDerivative · entry 2 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,158.66 F2 · security: Acquired on March 23, 2023, 75% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on February 13, 2023, as shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the Section 16 Officer's continued employment by the Company. These RSUs fully vest on April 9, 2023. Upon vesting, 75% of the total number of RSUs will settle in shares, and the remaining 25% of the RSUs will be paid out in cash (see Footnote 6). Upon vesting, this portion of the dividend equivalents will be distributed in shares, based on the underlying 75% portion of equity that also is settled in shares, and any fractional shares will be applied to share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Romine ScottPresident and CEO, JNLD
|
GrantCommon Stock | 131.25 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007821 · form4.xml · nonDerivative · entry 1 Romine Scott · CIK 0001900824 · President and CEO, JNLD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,517.75 F1 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the 2021 Annual Award of 10,502 RSUs. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vests on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
GrantRestricted Share Units · Derivative | 297.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007822 · form4.xml · derivative · entry 5 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,943.58 Underlying: Common Stock · 297.59 shares Expires not disclosed F5 · security: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F5 · derivative.exercise_price: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F5 · derivative.exercise_date: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F5 · derivative.expiration_date: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
GrantCommon Stock | 371.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007822 · form4.xml · nonDerivative · entry 4 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,959.24 F4 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2023, as part of the 2023 Annual Restricted Share Unit Award of 20,781 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
GrantCommon Stock | 220.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007822 · form4.xml · nonDerivative · entry 3 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,587.72 F3 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 17,893 RSUs. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
GrantCommon Stock | 892.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007822 · form4.xml · nonDerivative · entry 2 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,367.62 F2 · security: Acquired on March 23, 2023, 75% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on February 13, 2023, as shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the Section 16 Officer's continued employment by the Company. These RSUs fully vest on April 9, 2023. Upon vesting, 75% of the total number of RSUs will settle in shares, and the remaining 25% of the RSUs will be paid out in cash (see Footnote 5). Upon vesting, this portion of the dividend equivalents will be distributed in shares, based on the underlying 75% portion of equity that also is settled in shares, and any fractional shares will be applied to share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:58 UTC |
Smith Craig DonaldCEO, CIO & Pres PPM America
|
GrantCommon Stock | 243.09 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007822 · form4.xml · nonDerivative · entry 1 Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,474.88 F1 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the 2021 Annual Award of 19,504 RSUs. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vests on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
GrantRestricted Share Units · Derivative | 258.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007820 · form4.xml · derivative · entry 8 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,849.2 Underlying: Common Stock · 258.78 shares Expires not disclosed F8 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 53,570 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F8 · derivative.exercise_price: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 53,570 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F8 · derivative.exercise_date: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 53,570 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F8 · derivative.expiration_date: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 53,570 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
GrantRestricted Share Units · Derivative | 335.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007820 · form4.xml · derivative · entry 7 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,590.42 Underlying: Common Stock · 335.74 shares Expires not disclosed F7 · security: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F7 · derivative.exercise_price: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F7 · derivative.exercise_date: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F7 · derivative.expiration_date: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
GrantCommon Stock | 1,068.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007820 · form4.xml · nonDerivative · entry 6 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,946.85 F6 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2023, as part of the 2023 Annual Restricted Share Unit Award of 59,770 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
GrantCommon Stock | 767.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007820 · form4.xml · nonDerivative · entry 5 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,878.3 F5 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 62,372 RSUs. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
GrantCommon Stock | 701.31 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007820 · form4.xml · nonDerivative · entry 4 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,110.97 F4 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Executive Founders' Award of 75,018 RSUs. These RSUs vest over two years in two equal installments. The first half vested on the one-year anniversary of the grant date, October 4, 2022, and the remaining half vests on the two-year anniversary of the grant date, October 4, 2023. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
GrantCommon Stock | 776.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007820 · form4.xml · nonDerivative · entry 3 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,409.66 F3 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, as Prudential plc Restricted Stock converted into 53,570 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 8). Upon vesting, this portion of the dividend equivalents will be distributed in shares, based on the underlying 75% portion of equity that also is settled in shares, and any fractional shares will be applied to share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
GrantCommon Stock | 1,007.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007820 · form4.xml · nonDerivative · entry 2 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349,633.28 F2 · security: Acquired on March 23, 2023, 75% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on February 13, 2023, as shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the Section 16 Officer's continued employment by the Company. These RSUs fully vest on April 9, 2023. Upon vesting, 75% of the total number of RSUs will settle in shares, and the remaining 25% of the RSUs will be paid out in cash (see Footnote 7). Upon vesting, this portion of the dividend equivalents will be distributed in shares, based on the underlying 75% portion of equity that also is settled in shares, and any fractional shares will be applied to share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Prieskorn Laura LoueneDirector · CEO, President and Director
|
GrantCommon Stock | 598.46 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007820 · form4.xml · nonDerivative · entry 1 Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,626.07 F1 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the 2021 Annual Award of 48,012 RSUs. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vests on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
GrantRestricted Share Units · Derivative | 241.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007819 · form4.xml · derivative · entry 7 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,128.68 Underlying: Common Stock · 241.54 shares Expires not disclosed F7 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 50,000 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F7 · derivative.exercise_price: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 50,000 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F7 · derivative.exercise_date: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 50,000 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F7 · derivative.expiration_date: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 50,000 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
GrantRestricted Share Units · Derivative | 305.19 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007819 · form4.xml · derivative · entry 6 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,887.14 Underlying: Common Stock · 305.19 shares Expires not disclosed F6 · security: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.exercise_price: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.exercise_date: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.expiration_date: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
GrantCommon Stock | 201.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007819 · form4.xml · nonDerivative · entry 5 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,019.75 F5 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2023, as part of the 2023 Annual Restricted Share Unit Award of 11,264 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
GrantCommon Stock | 145.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007819 · form4.xml · nonDerivative · entry 4 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,818.38 F4 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 11,758 RSUs. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
GrantCommon Stock | 724.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007819 · form4.xml · nonDerivative · entry 3 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,673.36 F3 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, as Prudential plc Restricted Stock converted into 50,000 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 7). Upon vesting, this portion of the dividend equivalents will be distributed in shares, based on the underlying 75% portion of equity that also is settled in shares, and any fractional shares will be applied to share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
GrantCommon Stock | 915.61 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007819 · form4.xml · nonDerivative · entry 2 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,948.73 F2 · security: Acquired on March 23, 2023, 75% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on February 13, 2023, as shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the Section 16 Officer's continued employment by the Company. These RSUs fully vest on April 9, 2023. Upon vesting, 75% of the total number of RSUs will settle in shares, and the remaining 25% of the RSUs will be paid out in cash (see Footnote 6). Upon vesting, this portion of the dividend equivalents will be distributed in shares, based on the underlying 75% portion of equity that also is settled in shares, and any fractional shares will be applied to share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Harris Bradley OlanEVP & Chief Risk Officer
|
GrantCommon Stock | 187.48 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007819 · form4.xml · nonDerivative · entry 1 Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,033.12 F1 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the 2021 Annual Award of 15,003 RSUs. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vests on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
GrantRestricted Share Units · Derivative | 189.91 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007818 · form4.xml · derivative · entry 7 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,583.47 Underlying: Common Stock · 189.91 shares Expires not disclosed F7 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 39,314 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F7 · derivative.exercise_price: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 39,314 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F7 · derivative.exercise_date: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 39,314 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F7 · derivative.expiration_date: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, of Prudential plc Restricted Stock converted into 39,314 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 3). Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
GrantRestricted Share Units · Derivative | 259.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007818 · form4.xml · derivative · entry 6 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,393.56 Underlying: Common Stock · 259.43 shares Expires not disclosed F6 · security: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.exercise_price: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.exercise_date: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. F6 · derivative.expiration_date: Acquired on March 23, 2023, 25% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, as described in Footnote 2, above. Upon vesting, this portion of the dividend equivalents will settle in cash, based on the underlying 25% portion of equity that also is settled in cash. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
GrantCommon Stock | 193.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007818 · form4.xml · nonDerivative · entry 5 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,289.98 F5 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2023, as part of the 2023 Annual Restricted Share Unit Award of 10,804 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
GrantCommon Stock | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007818 · form4.xml · nonDerivative · entry 4 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,096.83 F4 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 11,247 RSUs. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
GrantCommon Stock | 569.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007818 · form4.xml · nonDerivative · entry 3 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,953.83 F3 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on October 4, 2021, as Prudential plc Restricted Stock converted into 39,314 JFI RSUs. Upon vesting, 75% of the total number of RSUs will settle in shares, and 25% of the RSUs will be paid out in cash (see Footnote 7). Upon vesting, this portion of the dividend equivalents will be distributed in shares, based on the underlying 75% portion of equity that also is settled in shares, and any fractional shares will be applied to share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
GrantCommon Stock | 778.31 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007818 · form4.xml · nonDerivative · entry 2 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,384.05 F2 · security: Acquired on March 23, 2023, 75% of the dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on February 13, 2023, as shares "earned" based on achievement of performance metrics of the converted 2020 PLTIP Performance Share Units that remain "restricted," subject to vesting based on the passage of time and the Section 16 Officer's continued employment by the Company. These RSUs fully vest on April 9, 2023. Upon vesting, 75% of the total number of RSUs will settle in shares, and the remaining 25% of the RSUs will be paid out in cash (see Footnote 6). Upon vesting, this portion of the dividend equivalents will be distributed in shares, based on the underlying 75% portion of equity that also is settled in shares, and any fractional shares will be applied to share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:57 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
GrantCommon Stock | 193.27 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007818 · form4.xml · nonDerivative · entry 1 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,605.74 F1 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the 2021 Annual Award of 15,003 RSUs. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vests on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:56 UTC |
Chelko CarrieEVP, General Counsel
|
GrantCommon Stock | 189.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007816 · form4.xml · nonDerivative · entry 4 Chelko Carrie · CIK 0001884039 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,084.41 F4 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2023, as part of the 2023 Annual Restricted Share Unit Award of 10,574 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:56 UTC |
Chelko CarrieEVP, General Counsel
|
GrantCommon Stock | 133.25 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007816 · form4.xml · nonDerivative · entry 3 Chelko Carrie · CIK 0001884039 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,895.37 F3 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 10,480 RSUs. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:56 UTC |
Chelko CarrieEVP, General Counsel
|
GrantCommon Stock | 36.23 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007816 · form4.xml · nonDerivative · entry 2 Chelko Carrie · CIK 0001884039 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,762.12 F2 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as a Sign-On Award of 19,128 RSUs. These RSUs vest over 29 months on the following schedule: 6,376 vested March 4, 2022, 10,877 vested March 4, 2023, and 1,875 vest March 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 23:56 UTC |
Chelko CarrieEVP, General Counsel
|
GrantCommon Stock | 154.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007816 · form4.xml · nonDerivative · entry 1 Chelko Carrie · CIK 0001884039 · EVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,725.89 F1 · security: Acquired on March 23, 2023, dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the 2021 Annual Award of 12,003 RSUs. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vests on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed, and the vested fractional shares will be used for share withholding to cover tax obligations. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:07 UTC |
Cummings Don WSVP, Controller and CAO
|
SaleCommon Stock | 1,271 | $36.75 | $46,709.25 |
DisclosureSEC source: 0001062993-23-007413 · form4.xml · nonDerivative · entry 1 Cummings Don W · CIK 0001575566 · SVP, Controller and CAO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,185.52 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2022. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:11 UTC |
Ganguly Devkumar DilipEVP & Chief Operating Officer
|
SaleCommon Stock | 13,500 | $36.57 | $493,695.00 |
DisclosureSEC source: 0001062993-23-007175 · form4.xml · nonDerivative · entry 1 Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,412.47 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $36.50 to $36.65, inclusive. Mr. Ganguly undertakes to provide to Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 17:57 UTC |
Wadsten Marcia LynnEVP and CFO
|
GrantCommon Stock | 22,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006859 · form4.xml · nonDerivative · entry 2 Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,573.04 F2 · security: The 2023 Annual Restricted Share Unit Award was granted on March 10, 2023. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.