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JXN

Jackson Financial Inc.

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3581
SEC CIK
0001822993
Parsed reports
622

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2023 Filed Jun 20, 2023 21:17 UTC
Chelko CarrieEVP, General Counsel
GrantCommon Stock 41.98 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013862 · form4.xml · nonDerivative · entry 2

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,305.53

F2 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the remaining underlying equity granted to the recipient in October 2021 as a Sign-On Award of 19,128 RSUs. These RSUs vest over 29 months on the following schedule and original amounts (i.e., prior to dividend equivalents being added): 6,376 vested March 4, 2022, 10,877 vested March 4, 2023, and1,875 vest March 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed and the fractional shares will be applied to the shares withheld to cover tax obligations.

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June 15, 2023 Filed Jun 20, 2023 21:17 UTC
Chelko CarrieEVP, General Counsel
GrantCommon Stock 179.14 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013862 · form4.xml · nonDerivative · entry 1

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,263.55

F1 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the remaining underlying equity granted to the recipient as the October 2021 Annual Grant of 12,003 RSUs. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vests on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed and the fractional shares will be applied to the shares withheld to cover tax obligations.

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June 15, 2023 Filed Jun 20, 2023 21:07 UTC
Romine ScottPresident and CEO, JNLD
SaleCommon Stock 5,000 $29.40 $147,000.00
Disclosure

SEC source: 0001062993-23-013852 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,385.53

F1 · ownership.direct: The reported sale of 5,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2023.

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June 01, 2023 Filed Jun 5, 2023 20:42 UTC GrantCommon Stock 5,089 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012969 · form4.xml · nonDerivative · entry 2

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,435.85

F2 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, where the Director elected to receive equity in lieu of the cash portion of the 2023-2024 Annual Director Compensation. The RSUs vest in four equal installments on August 31, 2023, November 30, 2023, February 29, 2024, and May 31, 2024. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:42 UTC GrantCommon Stock 5,598 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012969 · form4.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,346.85

F1 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, as part of the 2023-2024 Annual Director Compensation. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:41 UTC GrantCommon Stock 5,598 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012968 · form4.xml · nonDerivative · entry 1

Noles Russell G · CIK 0001876171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,860.38

F1 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, as part of the 2023-2024 Annual Director Compensation. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:36 UTC GrantCommon Stock 4,241 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012959 · form4.xml · nonDerivative · entry 2

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,149.26

F2 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, where the Director elected to receive equity in lieu of the cash portion of the 2023-2024 Annual Director Compensation. The RSUs vest in four equal installments on August 31, 2023, November 30, 2023, February 29, 2024, and May 31, 2024. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:36 UTC GrantCommon Stock 5,598 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012959 · form4.xml · nonDerivative · entry 1

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,908.26

F1 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, as part of the 2023-2024 Annual Director Compensation. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:39 UTC GrantCommon Stock 5,598 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012963 · form4.xml · nonDerivative · entry 1

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,824.72

F1 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, as part of the 2023-2024 Annual Director Compensation. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 16:36 UTC GrantCommon Stock 5,598 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012960 · form4.xml · nonDerivative · entry 1

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,717.45

F1 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, as part of the 2023-2024 Annual Director Compensation. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:37 UTC GrantCommon Stock 11,197 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012962 · form4.xml · nonDerivative · entry 1

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,782.77

F1 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, as part of the 2023-2024 Annual Director Compensation. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:41 UTC GrantCommon Stock 4,241 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012966 · form4.xml · nonDerivative · entry 2

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,149.26

F2 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, where the Director elected to receive equity in lieu of the cash portion of the 2023-2024 Annual Director Compensation. The RSUs vest in four equal installments on August 31, 2023, November 30, 2023, February 29, 2024, and May 31, 2024. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:41 UTC GrantCommon Stock 5,598 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012966 · form4.xml · nonDerivative · entry 1

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,908.26

F1 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, as part of the 2023-2024 Annual Director Compensation. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:39 UTC
Lawton DrewDirector
GrantCommon Stock 5,598 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012964 · form4.xml · nonDerivative · entry 1

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,717.45

F1 · security: Reflects Restricted Share Units ("RSUs") granted on June 1, 2023, as part of the 2023-2024 Annual Director Compensation. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:06 UTC Disposition to issuerCommon Stock 0.17 $27.70 $4.71
Disclosure

SEC source: 0001062993-23-012788 · form4.xml · nonDerivative · entry 1

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,226.72

F1 · shares: On May 31, 2023, the final tranche of Mr. Kirkland's June 9, 2022, Annual Equity in Lieu of Cash Retainer Restricted Shares ("RS") Award vested (938.17 RS). The Company paid $4.81 to Mr. Kirkland in lieu of the vested 0.17 fractional shares. Upon Mr. Kirkland's termination, the vested RS will be freely transferable.

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May 30, 2023 Filed Jun 1, 2023 21:05 UTC PurchaseCommon Stock 150 $29.39 $4,408.49
Disclosure

SEC source: 0001062993-23-012634 · form4.xml · nonDerivative · entry 1

Noles Russell G · CIK 0001876171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,262.38

F1 · ownership.direct: Shares are held directly in a brokerage account in the name of the reporting person.

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May 19, 2023 Filed May 22, 2023 20:17 UTC Disposition to issuerCommon Stock 0.65 $30.15 $19.60
Disclosure

SEC source: 0001062993-23-011922 · form4.xml · nonDerivative · entry 1

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,226.89

F1 · shares: On May 19, 2023, Mr. Kirkland's 2022-2023 Annual Director Retainer Restricted Share Award, granted on June 9, 2022, and related dividend equivalents vested (4,503 Restricted Shares ("RS")). The Company paid $19.75 to Mr. Kirkland in lieu of the vested fractional shares. Upon Mr. Kirkland's termination, vested RS will be freely transferable.

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May 12, 2023 Filed May 15, 2023 22:14 UTC
Chelko CarrieEVP, General Counsel
PurchaseDepositary Shares · Derivative 4,844.8 $23.54 $114,046.59
Disclosure

SEC source: 0001062993-23-011159 · form4.xml · derivative · entry 1

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,844.8

Underlying: Series A Preferred Stock · 4,844.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Depositary Share represents a 1/1000th fractional interest in a share of Fixed-Rate Reset Noncumulative Perpetual Preferred Stock, Series A ("Series A Preferred Stock").

F2 · price: The price reported in Column 8 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.44 to $23.60, inclusive. The reporting person undertakes to provide Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · derivative.exercise_date: Each Depositary Share represents a 1/1000th fractional interest in a share of Fixed-Rate Reset Noncumulative Perpetual Preferred Stock, Series A ("Series A Preferred Stock").

F1 · derivative.expiration_date: Each Depositary Share represents a 1/1000th fractional interest in a share of Fixed-Rate Reset Noncumulative Perpetual Preferred Stock, Series A ("Series A Preferred Stock").

F1 · derivative.underlying_shares: Each Depositary Share represents a 1/1000th fractional interest in a share of Fixed-Rate Reset Noncumulative Perpetual Preferred Stock, Series A ("Series A Preferred Stock").

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May 12, 2023 Filed May 16, 2023 16:22 UTC PurchaseCommon Stock 3,000 $30.46 $91,380.00
Disclosure

SEC source: 0001062993-23-011222 · form4.xml · nonDerivative · entry 1

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,119.45

F1 · ownership.direct: Shares are held directly in a brokerage account in the name of Gregory T. Durant & Jill M. Durant JTWROS TOD.

Read SEC document
April 18, 2023 Filed Apr 19, 2023 20:52 UTC
Cummings Don WSVP and CAO
SaleCommon Stock 9,877 $37.20 $367,424.40
Disclosure

SEC source: 0001062993-23-009353 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · SVP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,924.94

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan, previously adopted on November 29, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.02 to $37.44, inclusive. The reporting person undertakes to provide Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 16:51 UTC Exercise / conversionrestricted share units · Derivative 12,156.09 $35.79 $435,066.46
Disclosure

SEC source: 0001062993-23-009041 · form4.xml · derivative · entry 8

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,156.09 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Reflects the conversion of 12,156.09 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

F5 · price: Reflects the conversion of 12,156.09 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 16:51 UTC Exercise / conversionrestricted share units · Derivative 17,376.22 $35.79 $621,894.91
Disclosure

SEC source: 0001062993-23-009041 · form4.xml · derivative · entry 7

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,156.09

Underlying: Common Stock · 17,376.22 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the conversion of 17,376.22 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

F2 · price: Reflects the conversion of 17,376.22 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 16:51 UTC Disposition to issuerCommon Stock 12,156.09 $35.79 $435,066.46
Disclosure

SEC source: 0001062993-23-009041 · form4.xml · nonDerivative · entry 6

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,539.67

F6 · kind: Reflects the disposition for cash of 12,156.09 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 16:51 UTC Exercise / conversionCommon Stock 12,156.09 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009041 · form4.xml · nonDerivative · entry 5

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,695.76

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Reflects the conversion of 12,156.09 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 16:51 UTC Tax withholdingCommon Stock 16,083.28 $35.79 $575,620.59
Disclosure

SEC source: 0001062993-23-009041 · form4.xml · nonDerivative · entry 4

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,539.67

F4 · shares: Shares withheld to cover tax obligations due upon the vesting of earned restricted share units settled in shares, based on achievement of performance metrics of the Converted Prudential RSPs (Pru RSPs).

Read SEC document
April 09, 2023 Filed Apr 11, 2023 16:51 UTC Disposition to issuerCommon Stock 17,376.22 $35.79 $621,894.91
Disclosure

SEC source: 0001062993-23-009041 · form4.xml · nonDerivative · entry 3

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,622.95

F3 · kind: Reflects the disposition for cash of 17,376.22 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 16:51 UTC Exercise / conversionCommon Stock 17,376.22 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009041 · form4.xml · nonDerivative · entry 2

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,999.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the conversion of 17,376.22 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 16:51 UTC Tax withholdingCommon Stock 22,989.84 $35.79 $822,806.37
Disclosure

SEC source: 0001062993-23-009041 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,622.95

F1 · security: Shares withheld to cover tax obligations due upon the vesting of the earned restricted share units settled in shares, based on achievement of performance metrics of the Converted 2020 PLTIP (2020 PLTIPs).

F1 · shares: Shares withheld to cover tax obligations due upon the vesting of the earned restricted share units settled in shares, based on achievement of performance metrics of the Converted 2020 PLTIP (2020 PLTIPs).

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:48 UTC
Cummings Don WSVP, Controller and CAO
Exercise / conversionrestricted share units · Derivative 5,332.65 $35.79 $190,855.54
Disclosure

SEC source: 0001062993-23-009032 · form4.xml · derivative · entry 4

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,332.65 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the conversion of 5,332.65 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

F2 · price: Reflects the conversion of 5,332.65 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:48 UTC
Cummings Don WSVP, Controller and CAO
Disposition to issuerCommon Stock 5,332.65 $35.79 $190,855.54
Disclosure

SEC source: 0001062993-23-009032 · form4.xml · nonDerivative · entry 3

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,801.94

F3 · kind: Reflects the disposition for cash of 5,332.65 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:48 UTC
Cummings Don WSVP, Controller and CAO
Exercise / conversionCommon Stock 5,332.65 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009032 · form4.xml · nonDerivative · entry 2

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,134.59

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the conversion of 5,332.65 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:48 UTC
Cummings Don WSVP, Controller and CAO
Tax withholdingCommon Stock 6,119.89 $35.79 $219,030.86
Disclosure

SEC source: 0001062993-23-009032 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,801.94

F1 · shares: Shares withheld to cover tax obligations due upon the vesting of earned restricted share units settled in shares, based on achievement of performance metrics of the Converted Prudential RSPs (Pru RSPs).

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Exercise / conversionrestricted share units · Derivative 16,943.58 $35.79 $606,410.73
Disclosure

SEC source: 0001062993-23-009040 · form4.xml · derivative · entry 4

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,943.58 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the conversion of 16,943.58 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

F2 · price: Reflects the conversion of 16,943.58 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Disposition to issuerCommon Stock 16,943.58 $35.79 $606,410.73
Disclosure

SEC source: 0001062993-23-009040 · form4.xml · nonDerivative · entry 3

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,441.6

F3 · kind: Reflects the disposition for cash of 16,943.58 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Exercise / conversionCommon Stock 16,943.58 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009040 · form4.xml · nonDerivative · entry 2

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,385.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the conversion of 16,943.58 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

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April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Tax withholdingCommon Stock 22,517.64 $35.79 $805,906.34
Disclosure

SEC source: 0001062993-23-009040 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,441.6

F1 · shares: Shares withheld to cover tax obligations due upon the vesting of the earned restricted share units settled in shares, based on achievement of performance metrics of the Converted 2020 PLTIP (2020 PLTIPs).

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April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Romine ScottPresident and CEO, JNLD
Exercise / conversionrestricted share units · Derivative 12,163.12 $35.79 $435,318.06
Disclosure

SEC source: 0001062993-23-009038 · form4.xml · derivative · entry 4

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,163.12 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the conversion of 12,163.12 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

F2 · price: Reflects the conversion of 12,163.12 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Romine ScottPresident and CEO, JNLD
Disposition to issuerCommon Stock 12,163.12 $35.79 $435,318.06
Disclosure

SEC source: 0001062993-23-009038 · form4.xml · nonDerivative · entry 3

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,385.53

F3 · kind: Reflects the disposition for cash of 12,163.12 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Romine ScottPresident and CEO, JNLD
Exercise / conversionCommon Stock 12,163.12 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009038 · form4.xml · nonDerivative · entry 2

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,548.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the conversion of 12,163.12 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Romine ScottPresident and CEO, JNLD
Tax withholdingCommon Stock 14,359.46 $35.79 $513,925.07
Disclosure

SEC source: 0001062993-23-009038 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,385.53

F1 · shares: Shares withheld to cover tax obligations due upon the vesting of the earned restricted share units settled in shares, based on achievement of performance metrics of the Converted 2020 PLTIP (2020 PLTIPs).

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Exercise / conversionrestricted share units · Derivative 14,733.85 $35.79 $527,324.49
Disclosure

SEC source: 0001062993-23-009036 · form4.xml · derivative · entry 8

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,733.85 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Reflects the conversion of 14,733.85 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

F5 · price: Reflects the conversion of 14,733.85 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Exercise / conversionrestricted share units · Derivative 19,115.35 $35.79 $684,138.38
Disclosure

SEC source: 0001062993-23-009036 · form4.xml · derivative · entry 7

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,733.85

Underlying: Common Stock · 19,115.35 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the conversion of 19,115.35 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

F2 · price: Reflects the conversion of 19,115.35 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Disposition to issuerCommon Stock 14,733.85 $35.79 $527,324.49
Disclosure

SEC source: 0001062993-23-009036 · form4.xml · nonDerivative · entry 6

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,161.95

F6 · kind: Reflects the disposition for cash of 14,733.85 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Exercise / conversionCommon Stock 14,733.85 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009036 · form4.xml · nonDerivative · entry 5

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,895.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Reflects the conversion of 14,733.85 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Tax withholdingCommon Stock 19,494.77 $35.79 $697,717.82
Disclosure

SEC source: 0001062993-23-009036 · form4.xml · nonDerivative · entry 4

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,161.95

F4 · shares: Shares withheld to cover tax obligations due upon the vesting of earned restricted share units settled in shares, based on achievement of performance metrics of the Converted Prudential RSPs (Pru RSPs).

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Disposition to issuerCommon Stock 19,115.35 $35.79 $684,138.38
Disclosure

SEC source: 0001062993-23-009036 · form4.xml · nonDerivative · entry 3

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,656.72

F3 · kind: Reflects the disposition for cash of 19,115.35 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Exercise / conversionCommon Stock 19,115.35 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009036 · form4.xml · nonDerivative · entry 2

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,772.07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Reflects the conversion of 19,115.35 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:50 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Tax withholdingCommon Stock 25,290.13 $35.79 $905,133.75
Disclosure

SEC source: 0001062993-23-009036 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,656.72

F1 · shares: Shares withheld to cover tax obligations due upon the vesting of the earned restricted share units settled in shares, based on achievement of performance metrics of the Converted 2020 PLTIP (2020 PLTIPs).

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:49 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
Exercise / conversionrestricted share units · Derivative 10,812.75 $35.79 $386,988.32
Disclosure

SEC source: 0001062993-23-009033 · form4.xml · derivative · entry 8

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,812.75 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Reflects the conversion of 10,812.75 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

F5 · price: Reflects the conversion of 10,812.75 earned shares upon the vesting of the cash-settled portion of the Pru RSPs previously reported in Table II when the shares were earned.

Read SEC document
April 09, 2023 Filed Apr 11, 2023 20:49 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
Exercise / conversionrestricted share units · Derivative 14,770.72 $35.79 $528,644.07
Disclosure

SEC source: 0001062993-23-009033 · form4.xml · derivative · entry 7

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,812.75

Underlying: Common Stock · 14,770.72 shares

Expires 2023-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the conversion of 14,770.72 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

F2 · price: Reflects the conversion of 14,770.72 earned shares upon the vesting of the cash-settled portion of the 2020 PLTIPs previously reported in Table II when the shares were earned.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.