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JXN

Jackson Financial Inc.

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3581
SEC CIK
0001822993
Parsed reports
622

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2023 Filed Dec 18, 2023 22:03 UTC GrantCommon Stock 53.53 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022782 · form4.xml · nonDerivative · entry 7

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,721.41

F7 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, where the Director elected to receive equity in lieu of the cash portion of the 2023-2024 Annual Director Compensation. The underlying RSUs vest in four equal installments. The first quarter vested on August 31, 2023, the second quarter on November 30, and the remaining installments vest on February 29, 2024, and May 31, 2024, subject to the Director's continued service through such dates. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:03 UTC GrantCommon Stock 70.66 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022782 · form4.xml · nonDerivative · entry 6

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,667.88

F6 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the 2023-2024 Annual Director Compensation. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:03 UTC GrantCommon Stock 47.37 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022782 · form4.xml · nonDerivative · entry 5

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,597.22

F5 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, where the Director elected equity in lieu of the cash portion of the 2022-2023 Annual Director Compensation. The underlying RSUs and dividend equivalents received thus far are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:03 UTC GrantCommon Stock 56.85 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022782 · form4.xml · nonDerivative · entry 4

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,549.85

F4 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the 2022-2023 Annual Director Compensation. The underlying RSUs and dividend equivalents received thus far are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:03 UTC GrantCommon Stock 55.87 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022782 · form4.xml · nonDerivative · entry 3

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,493

F3 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the 2021-2022 Annual Director Compensation. The underlying RSUs and dividend equivalents received thus far are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:03 UTC GrantCommon Stock 43.4 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022782 · form4.xml · nonDerivative · entry 2

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,437.13

F2 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient, where the Director elected equity in lieu of the cash portion of the 2021-2022 Annual Director Compensation. The underlying RSUs and dividend equivalents received thus far are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:03 UTC GrantCommon Stock 78.13 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022782 · form4.xml · nonDerivative · entry 1

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,393.73

F1 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient on October 4, 2021, as a Director Founders' Award. The underlying RSUs and dividend equivalents received thus far are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:35 UTC
Cummings Don WSVP and CAO
GrantCommon Stock 73.89 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022751 · form4.xml · nonDerivative · entry 4

Cummings Don W · CIK 0001575566 · SVP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,609.01

F4 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2023 Annual Grant. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026, subject to continued employment through such dates. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

F5 · balance_after: The total reflects adjustments to correct inadvertent errors in the number of shares awarded in the March 10, 2023, equity grant, and subsequent accruals of dividend equivalent units in March, June, and September.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:35 UTC
Cummings Don WSVP and CAO
GrantCommon Stock 147.78 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022751 · form4.xml · nonDerivative · entry 3

Cummings Don W · CIK 0001575566 · SVP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,530.91

F3 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2023 Retention Restricted Share Unit Award. These RSUs vest over two years, where the first half vests on the one-year anniversary of the grant date, March 10, 2024, and the remaining half vests on the two-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

F5 · balance_after: The total reflects adjustments to correct inadvertent errors in the number of shares awarded in the March 10, 2023, equity grant, and subsequent accruals of dividend equivalent units in March, June, and September.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:35 UTC
Cummings Don WSVP and CAO
GrantCommon Stock 43.22 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022751 · form4.xml · nonDerivative · entry 2

Cummings Don W · CIK 0001575566 · SVP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,374.69

F2 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2022 Annual Grant. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:35 UTC
Cummings Don WSVP and CAO
GrantCommon Stock 31.26 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022751 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · SVP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,331.47

F1 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the October 2021 Annual Grant. The underlying RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vested on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:03 UTC
Lawton DrewDirector
GrantCommon Stock 70.66 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022781 · form4.xml · nonDerivative · entry 4

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,730.57

F4 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the 2023-2024 Annual Director Compensation. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:03 UTC
Lawton DrewDirector
GrantCommon Stock 56.85 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022781 · form4.xml · nonDerivative · entry 3

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,659.91

F3 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the 2022-2023 Annual Director Compensation. The underlying RSUs and dividend equivalents received thus far are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:03 UTC
Lawton DrewDirector
GrantCommon Stock 55.87 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022781 · form4.xml · nonDerivative · entry 2

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,603.06

F2 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the 2021-2022 Annual Director Compensation. The underlying RSUs and dividend equivalents received thus far are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 22:03 UTC
Lawton DrewDirector
GrantCommon Stock 78.13 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022781 · form4.xml · nonDerivative · entry 1

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,547.19

F1 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient on October 4, 2021, as a Director Founders' Award. The underlying RSUs and dividend equivalents received thus far are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and vested fractional shares will be paid out in cash.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:38 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 258.76 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022757 · form4.xml · nonDerivative · entry 3

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,985

F3 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2023 Annual Grant. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

F4 · balance_after: The total reflects adjustments to correct inadvertent errors in the number of shares awarded in the March 10, 2023, equity grant, and subsequent accruals of dividend equivalent units in March, June, and September, the number of RSUs that vested on an accelerated basis on November 29, 2023, and the number of shares withheld on that date.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:38 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 158.18 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022757 · form4.xml · nonDerivative · entry 2

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,711.93

F2 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2022 Annual Grant. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:38 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 87.36 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022757 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,553.75

F1 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the October 2021 Annual Grant. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vested on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:38 UTC
Chelko CarrieEVP, General Counsel
GrantCommon Stock 135.96 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022756 · form4.xml · nonDerivative · entry 4

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,463.54

F4 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the remaining underlying equity granted to the recipient as part of the March 2023 Annual Grant. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026, subject to continued employment through such dates. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

F5 · balance_after: The total reflects adjustments to correct inadvertent errors in the number of shares awarded in the March 10, 2023, equity grant, and subsequent accruals of dividend equivalent units in March, June, and September.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:38 UTC
Chelko CarrieEVP, General Counsel
GrantCommon Stock 95.77 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022756 · form4.xml · nonDerivative · entry 3

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,319.14

F3 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2022 Annual Grant. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:38 UTC
Chelko CarrieEVP, General Counsel
GrantCommon Stock 26.04 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022756 · form4.xml · nonDerivative · entry 2

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,223.37

F2 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient in October 2021 as a Sign-On Award. These RSUs vest over 29 months on the following schedule and original amounts (i.e., prior to dividend equivalents being added): 6,376 vested March 4, 2022, 10,877 vested March 4, 2023, and 1,875 vest March 4, 2024, subject to continued employment through such dates. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:38 UTC
Chelko CarrieEVP, General Counsel
GrantCommon Stock 55.56 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022756 · form4.xml · nonDerivative · entry 1

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,197.33

F1 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the October 2021 Annual Grant. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vested on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:37 UTC
Raub ChristopherEVP and Chief Risk Officer
GrantRestricted Share Units · Derivative 95.53 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022755 · form4.xml · derivative · entry 4

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,514.91

Underlying: Common Stock · 95.53 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JFI common stock.

F5 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the March 2023 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vests on March 10, 2024, the second third on March 10, 2025, and the remaining third on March 10, 2026.

F5 · shares: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the March 2023 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vests on March 10, 2024, the second third on March 10, 2025, and the remaining third on March 10, 2026.

F5 · derivative.exercise_date: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the March 2023 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vests on March 10, 2024, the second third on March 10, 2025, and the remaining third on March 10, 2026.

F5 · derivative.expiration_date: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the March 2023 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vests on March 10, 2024, the second third on March 10, 2025, and the remaining third on March 10, 2026.

F6 · balance_after: The total reflects adjustments to correct inadvertent errors in the number of shares awarded in the March 10, 2023, equity grant, and subsequent accruals of dividend equivalent units in March, June, and September, the number of RSUs that vested on an accelerated basis on November 29, 2023, and the number of shares withheld on that date.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:37 UTC
Raub ChristopherEVP and Chief Risk Officer
GrantRestricted Share Units · Derivative 73.73 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022755 · form4.xml · derivative · entry 3

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,414.28

Underlying: Common Stock · 73.73 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JFI common stock.

F4 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the March 2022 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vested on March 10, 2023, the next third vests on March 10, 2024, and the remaining third on March 10, 2025.

F4 · shares: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the March 2022 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vested on March 10, 2023, the next third vests on March 10, 2024, and the remaining third on March 10, 2025.

F4 · derivative.exercise_date: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the March 2022 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vested on March 10, 2023, the next third vests on March 10, 2024, and the remaining third on March 10, 2025.

F4 · derivative.expiration_date: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the March 2022 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vested on March 10, 2023, the next third vests on March 10, 2024, and the remaining third on March 10, 2025.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:37 UTC
Raub ChristopherEVP and Chief Risk Officer
GrantRestricted Share Units · Derivative 53.55 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022755 · form4.xml · derivative · entry 2

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,340.55

Underlying: Common Stock · 53.55 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JFI common stock.

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the October 2021 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vested on October 4, 2022, the next third vested on October 4, 2023, and the remaining third vests on April 4, 2024.

F3 · shares: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the October 2021 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vested on October 4, 2022, the next third vested on October 4, 2023, and the remaining third vests on April 4, 2024.

F3 · derivative.exercise_date: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the October 2021 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vested on October 4, 2022, the next third vested on October 4, 2023, and the remaining third vests on April 4, 2024.

F3 · derivative.expiration_date: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the October 2021 Annual Grant. The RSUs vest in three equal annual installments with distributions settled in cash. The first third vested on October 4, 2022, the next third vested on October 4, 2023, and the remaining third vests on April 4, 2024.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:37 UTC
Raub ChristopherEVP and Chief Risk Officer
GrantCommon Stock 58.99 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022755 · form4.xml · nonDerivative · entry 1

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,324.52

F1 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as the September 2023 Mid-Cycle Grant. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, September 10, 2024, the next third vests on the two-year anniversary of the grant date, September 10, 2025, and the remaining third vests on the three-year anniversary of the the grant date, September 10, 2026. Upon vesting, full shares will be distributed and the fractional shares will be applied to the shares withheld to cover tax obligations.

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December 14, 2023 Filed Dec 18, 2023 21:37 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 138.92 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022754 · form4.xml · nonDerivative · entry 3

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,350.61

F3 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2023 Annual Grant. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026, subject to continued employment through such dates. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

F4 · balance_after: The total reflects adjustments to correct inadvertent errors in the number of shares awarded in the March 10, 2023, equity grant, and subsequent accruals of dividend equivalent units in March, June, and September.

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December 14, 2023 Filed Dec 18, 2023 21:37 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 102.77 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022754 · form4.xml · nonDerivative · entry 2

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,203.25

F2 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2022 Annual Grant. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

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December 14, 2023 Filed Dec 18, 2023 21:37 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 69.45 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022754 · form4.xml · nonDerivative · entry 1

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,100.48

F1 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the October 2021 Annual Grant. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vested on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

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December 14, 2023 Filed Dec 18, 2023 21:36 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 744.42 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022753 · form4.xml · nonDerivative · entry 3

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,690.14

F3 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2023 Annual Grant. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

F4 · balance_after: The total reflects adjustments to correct inadvertent errors in the number of shares awarded in the March 10, 2023, equity grant, and subsequent accruals of dividend equivalent units in March, June, and September, the number of RSUs that vested on an accelerated basis on November 29, 2023, and the number of shares withheld on that date.

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December 14, 2023 Filed Dec 18, 2023 21:36 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 551.46 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022753 · form4.xml · nonDerivative · entry 2

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,903.83

F2 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the remaining underlying equity granted to the recipient as part of the March 2022 Annual Grant. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:36 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 215.05 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022753 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,352.37

F1 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the remaining underlying equity granted to the recipient as part of the October 2021 Annual Grant. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vested on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:36 UTC
Romine ScottPresident and CEO, JNLD
SaleCommon Stock 5,000 $50.97 $254,850.00
Disclosure

SEC source: 0001062993-23-022752 · form4.xml · nonDerivative · entry 5

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,429.25

F5 · kind: The sale of shares occurred pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2023. This transaction is the final order under Mr. Romine's 10b5-1 Plan.

F6 · price: Shares were sold in multiple transactions, each transaction at $50.97. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote.

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December 14, 2023 Filed Dec 18, 2023 21:36 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 195.14 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022752 · form4.xml · nonDerivative · entry 4

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,429.25

F4 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2023 Annual Grant. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2024, the next third vests on the two-year anniversary of the grant date, March 10, 2025, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2026. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

F7 · balance_after: The total reflects adjustments to correct inadvertent errors in the number of shares awarded in the March 10, 2023, equity grant, and subsequent accruals of dividend equivalent units in March, June, and September, the number of RSUs that vested on an accelerated basis on November 29, 2023, and the number of shares withheld on that date.

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December 14, 2023 Filed Dec 18, 2023 21:36 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 147.27 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022752 · form4.xml · nonDerivative · entry 3

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,223.87

F3 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the March 2022 Annual Grant. These RSUs vest over three years. The first third vested on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:36 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 73.27 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022752 · form4.xml · nonDerivative · entry 2

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,076.6

F2 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient on December 27, 2021 which reflected an adjustment to Mr. Romine's October 2021 Annual Grant, in connection with his promotion. These RSUs vest over 30 months in three equal installments. The first third vested on the one-year anniversary of the grant date, December 27, 2022, the next third vests on the two-year anniversary of the grant date, December 27, 2023, and the remaining third vests on June 27, 2024. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 21:36 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 47.16 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022752 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,003.33

F1 · security: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient as part of the October 2021 Annual Grant. These RSUs vest over 30 months in three installments. The first third vested on the one-year anniversary of the grant date, October 4, 2022, the next third vested on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vests on April 4, 2024. Upon vesting, full shares are distributed and fractional shares are applied to shares withheld to cover tax obligations.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 17:47 UTC Tax withholdingCommon Stock 728.28 $47.02 $34,243.73
Disclosure

SEC source: 0001062993-23-021733 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,545

F1 · shares: The reported transaction reflects the withholding of 728.28 shares of common stock issued upon the accelerated vesting, on a one-for-one basis, of an equal number of Restricted Share Units ("RSUs") granted as part of the March 10, 2023 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible.

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November 29, 2023 Filed Dec 1, 2023 22:48 UTC
Raub ChristopherEVP and Chief Risk Officer
Exercise / conversionRestricted Share Units · Derivative 254.97 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021737 · form4.xml · derivative · entry 3

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,287

Underlying: Common Stock · 254.97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 10, 2023, the reporting person received 7,672 Restricted Share Units ("RSUs") and dividend equivalents, which convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On March 10, 2023, the reporting person received 7,672 Restricted Share Units ("RSUs") and dividend equivalents, which convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On March 10, 2023, the reporting person received 7,672 Restricted Share Units ("RSUs") and dividend equivalents, which convert into common stock on a one-for-one basis.

F1 · derivative.underlying_shares: On March 10, 2023, the reporting person received 7,672 Restricted Share Units ("RSUs") and dividend equivalents, which convert into common stock on a one-for-one basis.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 22:48 UTC
Raub ChristopherEVP and Chief Risk Officer
Tax withholdingCommon Stock 254.97 $47.02 $11,988.69
Disclosure

SEC source: 0001062993-23-021737 · form4.xml · nonDerivative · entry 2

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,265.53

F2 · kind: The reported transaction reflects the withholding of 254.97 shares of common stock issued upon the accelerated vesting, on a one-for-one basis, of an equal number of Restricted Share Units ("RSUs") granted as part of the March 10, 2023 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 22:48 UTC
Raub ChristopherEVP and Chief Risk Officer
Exercise / conversionCommon Stock 254.97 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021737 · form4.xml · nonDerivative · entry 1

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,520.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 10, 2023, the reporting person received 7,672 Restricted Share Units ("RSUs") and dividend equivalents, which convert into common stock on a one-for-one basis.

F1 · balance_after: On March 10, 2023, the reporting person received 7,672 Restricted Share Units ("RSUs") and dividend equivalents, which convert into common stock on a one-for-one basis.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 22:47 UTC
Romine ScottPresident and CEO, JNLD
Tax withholdingCommon Stock 478.69 $47.02 $22,508.00
Disclosure

SEC source: 0001062993-23-021735 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,956.17

F1 · shares: The reported transaction reflects the withholding of 478.69 shares of common stock issued upon the accelerated vesting, on a one-for-one basis, of an equal number of Restricted Share Units ("RSUs") granted as part of the March 10, 2023 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 22:47 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Tax withholdingCommon Stock 1,972.8 $47.02 $92,761.06
Disclosure

SEC source: 0001062993-23-021736 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,137.32

F1 · shares: The reported transaction reflects the withholding of 1,972.80 shares of common stock issued upon the accelerated vesting, on a one-for-one basis, of an equal number of Restricted Share Units ("RSUs") granted as part of the March 10, 2023 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 22:47 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Tax withholdingCommon Stock 690.63 $47.02 $32,473.42
Disclosure

SEC source: 0001062993-23-021734 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,466.39

F1 · shares: The reported transaction reflects the withholding of 690.63 shares of common stock issued upon the accelerated vesting, on a one-for-one basis, of an equal number of Restricted Share Units ("RSUs") granted as part of the March 10, 2023 annual grant, to pay FICA taxes associated with the reporting person becoming retirement eligible.

Read SEC document
October 16, 2023 Filed Oct 17, 2023 20:39 UTC
Romine ScottPresident and CEO, JNLD
SaleCommon Stock 5,000 $39.67 $198,350.00
Disclosure

SEC source: 0001062993-23-019461 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,434.86

F1 · kind: The sale of shares occurred pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2023.

F2 · price: Shares were sold in multiple transactions, each transaction at $39.67. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote.

Read SEC document
October 11, 2023 Filed Oct 11, 2023 21:12 UTC
Cummings Don WSVP and CAO
SaleCommon Stock 1,555 $38.12 $59,276.60
Disclosure

SEC source: 0001062993-23-019248 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · SVP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,300.21

F1 · kind: The sale was effected pursuant to, and is the last order under, a Rule 10b5-1 Plan, which was adopted by the reporting person on November 29, 2022.

F2 · ownership.direct: Shares held in a personal brokerage account in the name of reporting person and his spouse.

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October 04, 2023 Filed Oct 6, 2023 19:52 UTC Disposition to issuerCommon Stock 0.14 $36.35 $5.09
Disclosure

SEC source: 0001062993-23-019119 · form4.xml · nonDerivative · entry 1

Noles Russell G · CIK 0001876171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,350.08

F1 · shares: On October 4, 2023, 2,813 Restricted Shares ("RS") including related dividend equivalents fully vested. The RS were received as part of the October 4, 2021 Annual Director's compensation. The Company paid $4.94 to the reporting person in lieu of vested fractional shares. Upon the Director's separation from service, the vested RS will be freely transferable by the reporting person.

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October 04, 2023 Filed Oct 6, 2023 19:51 UTC Disposition to issuerCommon Stock 0.14 $36.35 $5.09
Disclosure

SEC source: 0001062993-23-019118 · form4.xml · nonDerivative · entry 1

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,151.03

F1 · shares: On October 4, 2023, 2,813 Restricted Shares ("RS") including related dividend equivalents fully vested. The RS were received as part of the October 4, 2021 Annual Director's compensation. The Company paid $4.94 to the reporting person in lieu of vested fractional shares. Upon the Director's separation from service, the vested RS will be freely transferable by the reporting person.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 16:03 UTC Tax withholdingCommon Stock 10,746.15 $36.35 $390,622.55
Disclosure

SEC source: 0001062993-23-019137 · form4.xml · nonDerivative · entry 2

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,273.28

F2 · shares: Shares withheld to cover tax obligations upon vesting of the final tranche of the October 4, 2021 Executive Founders' Award of Restricted Share Units ("RSUs") and related dividend equivalents. Upon vesting, net shares were distributed but the related fractional shares were applied to shares withheld to cover related tax obligations for the reporting person.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 16:03 UTC Tax withholdingCommon Stock 4,584.7 $36.35 $166,653.85
Disclosure

SEC source: 0001062993-23-019137 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,019.43

F1 · shares: Shares withheld to cover tax obligations upon vesting of the second tranche of the October 4, 2021 Annual Grant of Restricted Share Units ("RSUs") and related dividend equivalents. Upon vesting, net shares were distributed but the related fractional shares were applied to shares withheld to cover related tax obligations for the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.