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NYSE · USD

JXN

Jackson Financial Inc.

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3581
SEC CIK
0001822993
Parsed reports
622

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2024 Filed Jun 24, 2024 18:30 UTC GrantCommon Stock 41.62 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012966 · form4.xml · nonDerivative · entry 1

Ganguly Devkumar Dilip · CIK 0001856351 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,446.47

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2022, which vest in three equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 18:30 UTC
Chelko CarrieEVP and General Counsel
GrantCommon Stock 97.67 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012963 · form4.xml · nonDerivative · entry 3

Chelko Carrie · CIK 0001884039 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,161.99

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2024, which vest in three equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 18:30 UTC
Chelko CarrieEVP and General Counsel
GrantCommon Stock 73.43 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012963 · form4.xml · nonDerivative · entry 2

Chelko Carrie · CIK 0001884039 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,064.32

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2023, which vest in three equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 18:30 UTC
Chelko CarrieEVP and General Counsel
GrantCommon Stock 38.79 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012963 · form4.xml · nonDerivative · entry 1

Chelko Carrie · CIK 0001884039 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,990.89

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2022, which vest in three equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:12 UTC
Romine ScottPresident and CEO, JNLD
SaleCommon Stock 12,000 $71.21 $854,520.00
Disclosure

SEC source: 0001062993-24-012838 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,359.39

F1 · shares: These shares were sold by the Scott Romine & Penny Romine, TTEE Eleven D Six Trust U/A 08/25/23, to which the reporting person contributed 2,439 shares of JFI common stock on October 4, 2023, and 22,131 shares of JFI common stock on April 9, 2023. The trust's sales were effected pursuant to instructions given to the trustee by the reporting person on March 19, 2024, in accordance with Rule 10b5-1.

F2 · price: Shares were sold in multiple transactions, each transaction at $71.21. The reporting person undertakes to provide, upon request by Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold at the price set forth in this footnote.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 12:02 UTC
Cummings Don WEVP and CFO
PurchaseCommon Stock 1,381 $72.49 $100,108.69
Disclosure

SEC source: 0001062993-24-012141 · form4.xml · nonDerivative · entry 2

Cummings Don W · CIK 0001575566 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,092.2

Read SEC document
June 05, 2024 Filed Jun 7, 2024 12:02 UTC
Cummings Don WEVP and CFO
PurchaseCommon Stock 1,445 $72.70 $105,051.50
Disclosure

SEC source: 0001062993-24-012141 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,711.2

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:50 UTC GrantCommon Stock 2,013 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011848 · form4.xml · nonDerivative · entry 2

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,660.08

F2 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, where the Director elected to receive equity in lieu of the cash portion of the 2024-2025 Annual Director Compensation. The RSUs vest in four equal installments on August 31, 2024, November 30, 2024, February 28, 2025, and May 31, 2025. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:50 UTC GrantCommon Stock 2,144 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011848 · form4.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,647.08

F1 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, as part of the 2024-2025 Annual Director Compensation. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:49 UTC GrantCommon Stock 2,078 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011847 · form4.xml · nonDerivative · entry 2

Noles Russell G · CIK 0001876171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,819.27

F2 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, where the Director elected to receive equity in lieu of the cash portion of the 2024-2025 Annual Director Compensation. The RSUs vest in four installments on August 31, 2024, November 30, 2024, February 28, 2025, and May 31, 2025. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:49 UTC GrantCommon Stock 2,144 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011847 · form4.xml · nonDerivative · entry 1

Noles Russell G · CIK 0001876171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,741.27

F1 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, as part of the 2024-2025 Annual Director Compensation. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:45 UTC GrantCommon Stock 1,624 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011840 · form4.xml · nonDerivative · entry 2

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,847.22

F2 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, where the Director elected to receive equity in lieu of the cash portion of the 2024-2025 Annual Director Compensation. The RSUs vest in four equal installments on August 31, 2024, November 30, 2024, February 28, 2025, and May 31, 2025. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:45 UTC GrantCommon Stock 2,144 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011840 · form4.xml · nonDerivative · entry 1

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,223.22

F1 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, as part of the 2024-2025 Annual Director Compensation. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:47 UTC GrantCommon Stock 1,624 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011844 · form4.xml · nonDerivative · entry 2

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,559.25

F2 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, where the Director elected to receive equity in lieu of the cash portion of the 2024-2025 Annual Director Compensation. The RSUs vest in four equal installments on August 31, 2024, November 30, 2024, February 28, 2025, and May 31, 2025. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:47 UTC GrantCommon Stock 2,144 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011844 · form4.xml · nonDerivative · entry 1

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,935.25

F1 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, as part of the 2024-2025 Annual Director Compensation. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 16:45 UTC GrantCommon Stock 2,144 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011841 · form4.xml · nonDerivative · entry 1

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,105.14

F1 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, as part of the 2024-2025 Annual Director Compensation. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:46 UTC GrantCommon Stock 4,288 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011843 · form4.xml · nonDerivative · entry 1

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,400.53

F1 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, as part of the 2024-2025 Annual Director Compensation. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:48 UTC GrantCommon Stock 1,624 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011846 · form4.xml · nonDerivative · entry 2

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,847.22

F2 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, where the Director elected to receive equity in lieu of the cash portion of the 2024-2025 Annual Director Compensation. The RSUs vest in four equal installments on August 31, 2024, November 30, 2024, February 28, 2025, and May 31, 2025. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:48 UTC GrantCommon Stock 2,144 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011846 · form4.xml · nonDerivative · entry 1

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,223.22

F1 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, as part of the 2024-2025 Annual Director Compensation. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:48 UTC
Lawton DrewDirector
GrantCommon Stock 2,144 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011845 · form4.xml · nonDerivative · entry 1

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,105.14

F1 · shares: Reflects Restricted Share Units ("RSUs") granted on June 1, 2024, as part of the 2024-2025 Annual Director Compensation. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first. Upon the Director's end of service, vested RSUs will be freely transferable and any fractional shares will be paid in cash.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:20 UTC
Romine ScottPresident and CEO, JNLD
SaleCommon Stock 5,000 $74.86 $374,300.00
Disclosure

SEC source: 0001062993-24-010450 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,359.39

F1 · kind: The reporting person's sale was not pursuant to any contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1 under the Exchange Act or any "non-Rule 10b5-1 trading arrangement" as defined in Item 408(c) of Regulation S-K.

Read SEC document
May 10, 2024 Filed May 13, 2024 20:11 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
SaleCommon Stock 13,000 $75.67 $983,710.00
Disclosure

SEC source: 0001062993-24-010041 · form4.xml · nonDerivative · entry 1

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,404.85

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.51 to $76.02, inclusive. The reporting person undertakes to provide Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1).

Read SEC document
April 04, 2024 Filed Apr 8, 2024 15:02 UTC Tax withholdingCommon Stock 19,914.81 $66.02 $1,314,775.76
Disclosure

SEC source: 0001062993-24-008156 · form4.xml · nonDerivative · entry 2

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,152.79

F2 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the October 4, 2021 Performance Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 15:02 UTC Tax withholdingCommon Stock 4,712.77 $66.02 $311,137.08
Disclosure

SEC source: 0001062993-24-008156 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,067.6

F1 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:00 UTC
Cummings Don WSVP and CAO
Tax withholdingCommon Stock 4,143.23 $66.02 $273,536.04
Disclosure

SEC source: 0001062993-24-008150 · form4.xml · nonDerivative · entry 2

Cummings Don W · CIK 0001575566 · SVP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,266.2

F2 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the October 4, 2021 Performance Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:00 UTC
Cummings Don WSVP and CAO
Tax withholdingCommon Stock 1,071.22 $66.02 $70,721.94
Disclosure

SEC source: 0001062993-24-008150 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · SVP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,409.43

F1 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:02 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Tax withholdingCommon Stock 13,003.75 $66.02 $858,507.58
Disclosure

SEC source: 0001062993-24-008155 · form4.xml · nonDerivative · entry 2

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,371.29

F2 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the October 4, 2021 Performance Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:02 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Tax withholdingCommon Stock 3,078.23 $66.02 $203,224.74
Disclosure

SEC source: 0001062993-24-008155 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,375.04

F1 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:01 UTC
Raub ChristopherEVP and Chief Risk Officer
Exercise / conversionRestricted Share Units · Derivative 3,999.68 $66.02 $264,058.87
Disclosure

SEC source: 0001062993-24-008153 · form4.xml · derivative · entry 6

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,444.02

Underlying: Common Stock · 3,999.68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the vesting of the October 4, 2021 Performance Share Unit Award ("PSUs") and related dividend equivalents. PSUs convert into common stock on a one-for-one basis.

F2 · kind: Reflects the vesting of the October 4, 2021 Performance Share Unit Award ("PSUs") and related dividend equivalents. PSUs convert into common stock on a one-for-one basis.

F2 · shares: Reflects the vesting of the October 4, 2021 Performance Share Unit Award ("PSUs") and related dividend equivalents. PSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Reflects the vesting of the October 4, 2021 Performance Share Unit Award ("PSUs") and related dividend equivalents. PSUs convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: Reflects the vesting of the October 4, 2021 Performance Share Unit Award ("PSUs") and related dividend equivalents. PSUs convert into common stock on a one-for-one basis.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:01 UTC
Raub ChristopherEVP and Chief Risk Officer
Exercise / conversionRestricted Share Units · Derivative 4,497.43 $66.02 $296,920.33
Disclosure

SEC source: 0001062993-24-008153 · form4.xml · derivative · entry 5

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,443.7

Underlying: Common Stock · 4,497.43 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award ("RSUs") and related dividend equivalents. RSUs convert into common stock on a one-for-one basis.

F1 · kind: Reflects the vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award ("RSUs") and related dividend equivalents. RSUs convert into common stock on a one-for-one basis.

F1 · shares: Reflects the vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award ("RSUs") and related dividend equivalents. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Reflects the vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award ("RSUs") and related dividend equivalents. RSUs convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: Reflects the vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award ("RSUs") and related dividend equivalents. RSUs convert into common stock on a one-for-one basis.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:01 UTC
Raub ChristopherEVP and Chief Risk Officer
Disposition to issuerCommon Stock 3,999.68 $66.02 $264,058.87
Disclosure

SEC source: 0001062993-24-008153 · form4.xml · nonDerivative · entry 4

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,970.26

F4 · shares: Reflects the cash settlement of 3,999.68 converted shares awarded as the October 4, 2021 Performance Share Unit Award, including related converted dividend equivalents.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:01 UTC
Raub ChristopherEVP and Chief Risk Officer
Exercise / conversionCommon Stock 3,999.68 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008153 · form4.xml · nonDerivative · entry 3

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,969.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects the vesting of the October 4, 2021 Performance Share Unit Award ("PSUs") and related dividend equivalents. PSUs convert into common stock on a one-for-one basis.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:01 UTC
Raub ChristopherEVP and Chief Risk Officer
Disposition to issuerCommon Stock 4,497.43 $66.02 $296,920.33
Disclosure

SEC source: 0001062993-24-008153 · form4.xml · nonDerivative · entry 2

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,970.26

F3 · shares: Reflects the cash settlement of 4,497.43 converted shares awarded as the third and final tranche of the October 4, 2021 Restricted Share Unit Award, including related converted dividend equivalents.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:01 UTC
Raub ChristopherEVP and Chief Risk Officer
Exercise / conversionCommon Stock 4,497.43 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008153 · form4.xml · nonDerivative · entry 1

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,467.69

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award ("RSUs") and related dividend equivalents. RSUs convert into common stock on a one-for-one basis.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 19:02 UTC
Romine ScottPresident and CEO, JNLD
Tax withholdingCommon Stock 6,279.9 $66.02 $414,599.00
Disclosure

SEC source: 0001062993-24-008154 · form4.xml · nonDerivative · entry 2

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,359.39

F2 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the October 4, 2021 Performance Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

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April 04, 2024 Filed Apr 8, 2024 19:02 UTC
Romine ScottPresident and CEO, JNLD
Tax withholdingCommon Stock 1,480.62 $66.02 $97,750.53
Disclosure

SEC source: 0001062993-24-008154 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,639.29

F1 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

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April 04, 2024 Filed Apr 8, 2024 19:01 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Tax withholdingCommon Stock 31,862.33 $66.02 $2,103,551.03
Disclosure

SEC source: 0001062993-24-008152 · form4.xml · nonDerivative · entry 2

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,165.35

F2 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the October 4, 2021 Performance Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

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April 04, 2024 Filed Apr 8, 2024 19:01 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Tax withholdingCommon Stock 7,540.41 $66.02 $497,817.87
Disclosure

SEC source: 0001062993-24-008152 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,027.68

F1 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

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April 04, 2024 Filed Apr 8, 2024 19:01 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
Tax withholdingCommon Stock 9,957.83 $66.02 $657,415.94
Disclosure

SEC source: 0001062993-24-008151 · form4.xml · nonDerivative · entry 2

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,404.85

F2 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the October 4, 2021 Performance Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

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April 04, 2024 Filed Apr 8, 2024 19:01 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
Tax withholdingCommon Stock 2,572.39 $66.02 $169,829.19
Disclosure

SEC source: 0001062993-24-008151 · form4.xml · nonDerivative · entry 1

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,362.68

F1 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

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April 04, 2024 Filed Apr 8, 2024 19:00 UTC
Chelko CarrieEVP, General Counsel
Tax withholdingCommon Stock 7,966.26 $66.02 $525,932.49
Disclosure

SEC source: 0001062993-24-008149 · form4.xml · nonDerivative · entry 2

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,952.1

F2 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the October 4, 2021 Performance Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

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April 04, 2024 Filed Apr 8, 2024 19:00 UTC
Chelko CarrieEVP, General Counsel
Tax withholdingCommon Stock 2,058.15 $66.02 $135,879.06
Disclosure

SEC source: 0001062993-24-008149 · form4.xml · nonDerivative · entry 1

Chelko Carrie · CIK 0001884039 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,918.36

F1 · shares: Shares withheld to pay the reporting person's tax withholding obligation upon vesting of the third and final tranche of the October 4, 2021 Restricted Share Unit Award. Upon vesting, net shares were distributed and the related fractional share was applied to cover the tax obligation for the reporting person.

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March 21, 2024 Filed Mar 25, 2024 20:04 UTC GrantCommon Stock 56.64 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007042 · form4.xml · nonDerivative · entry 7

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,503.08

F7 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity where the Director elected to receive equity in lieu of (a) the cash portion of the June 1, 2023 Annual Director Retainer, plus (b) the Compensation Committee cash retainer. The underlying RSUs vest quarterly in four equal installments, subject to the Director's continued service through such dates. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

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March 21, 2024 Filed Mar 25, 2024 20:04 UTC GrantCommon Stock 62.3 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007042 · form4.xml · nonDerivative · entry 6

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,446.44

F6 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2023 Annual Director Retainer. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

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March 21, 2024 Filed Mar 25, 2024 20:04 UTC GrantCommon Stock 50.12 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007042 · form4.xml · nonDerivative · entry 5

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,384.14

F5 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity where the Director elected equity in lieu of (a) the cash portion of the June 9, 2022 Annual Director Retainer, plus (b) the Compensation Committee cash retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

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March 21, 2024 Filed Mar 25, 2024 20:04 UTC GrantCommon Stock 50.12 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007042 · form4.xml · nonDerivative · entry 4

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,334.02

F4 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 9, 2022 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

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March 21, 2024 Filed Mar 25, 2024 20:04 UTC GrantCommon Stock 49.26 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007042 · form4.xml · nonDerivative · entry 3

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,283.9

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

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March 21, 2024 Filed Mar 25, 2024 20:04 UTC GrantCommon Stock 45.92 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007042 · form4.xml · nonDerivative · entry 2

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,234.64

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity where the Director elected equity in lieu of the cash portion of the October 4, 2021 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

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March 21, 2024 Filed Mar 25, 2024 20:04 UTC GrantCommon Stock 68.89 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007042 · form4.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,188.72

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021, Director Founders' Award. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

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March 21, 2024 Filed Mar 25, 2024 20:04 UTC GrantCommon Stock 62.3 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007041 · form4.xml · nonDerivative · entry 3

Noles Russell G · CIK 0001876171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,597.27

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2023 Annual Director Retainer. The RSUs fully vest on June 1, 2024, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.