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JXN

Jackson Financial Inc.

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Tapewire entity
3581
SEC CIK
0001822993
Parsed reports
622

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2024 Filed Jun 24, 2024 18:51 UTC GrantCommon Stock 35.15 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012972 · form4.xml · nonDerivative · entry 2

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,945.66

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity where the Director elected equity in lieu of the cash portion of the October 4, 2021 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 18:51 UTC GrantCommon Stock 63.29 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012972 · form4.xml · nonDerivative · entry 1

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,910.51

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021, Director Founders' Award. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:21 UTC GrantCommon Stock 15.66 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012977 · form4.xml · nonDerivative · entry 4

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,655.96

F4 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity where the Director elected to receive equity in lieu of the cash portion of the June 1, 2024 Annual Director Retainer. The underlying RSUs vest quarterly in four equal installments, subject to the Director's continued service through such dates. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:21 UTC GrantCommon Stock 20.68 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012977 · form4.xml · nonDerivative · entry 3

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,640.3

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2024 Annual Director Retainer. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:21 UTC GrantCommon Stock 57.24 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012977 · form4.xml · nonDerivative · entry 2

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,619.62

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2023 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:21 UTC GrantCommon Stock 3.13 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012977 · form4.xml · nonDerivative · entry 1

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,562.38

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 14:57 UTC GrantCommon Stock 20.68 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012973 · form4.xml · nonDerivative · entry 5

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,337.66

F5 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2024 Annual Director Retainer. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 14:57 UTC GrantCommon Stock 57.24 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012973 · form4.xml · nonDerivative · entry 4

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,316.98

F4 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2023 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 14:57 UTC GrantCommon Stock 46.05 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012973 · form4.xml · nonDerivative · entry 3

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,259.74

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 9, 2022 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 14:57 UTC GrantCommon Stock 45.26 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012973 · form4.xml · nonDerivative · entry 2

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,213.69

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 14:57 UTC GrantCommon Stock 63.29 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012973 · form4.xml · nonDerivative · entry 1

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,168.43

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021, Director Founders' Award. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:00 UTC GrantCommon Stock 41.36 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012974 · form4.xml · nonDerivative · entry 6

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,349.69

F6 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2024 Annual Director Retainer. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:00 UTC GrantCommon Stock 114.49 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012974 · form4.xml · nonDerivative · entry 5

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,308.33

F5 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2023 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:00 UTC GrantCommon Stock 101.3 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012974 · form4.xml · nonDerivative · entry 4

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,193.84

F4 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 9, 2022 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:00 UTC GrantCommon Stock 46.41 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012974 · form4.xml · nonDerivative · entry 3

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,092.54

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the January 31, 2022 True-Up Award. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:00 UTC GrantCommon Stock 139.25 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012974 · form4.xml · nonDerivative · entry 2

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,046.13

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:00 UTC GrantCommon Stock 506.35 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012974 · form4.xml · nonDerivative · entry 1

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,906.88

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021, Director Founders' Award. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:55 UTC GrantCommon Stock 15.66 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012980 · form4.xml · nonDerivative · entry 9

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,212.28

F9 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity where the Director elected to receive equity in lieu of the cash portion of the June 1, 2024 Annual Director Retainer. The underlying RSUs vest quarterly in four equal installments, subject to the Director's continued service through such dates. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:55 UTC GrantCommon Stock 20.68 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012980 · form4.xml · nonDerivative · entry 8

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,196.62

F8 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2024 Annual Director Retainer. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:55 UTC GrantCommon Stock 43.36 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012980 · form4.xml · nonDerivative · entry 7

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,175.94

F7 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity where the Director elected to receive equity in lieu of the cash portion of the June 1, 2023 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:55 UTC GrantCommon Stock 57.24 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012980 · form4.xml · nonDerivative · entry 6

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,132.58

F6 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2023 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:55 UTC GrantCommon Stock 38.37 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012980 · form4.xml · nonDerivative · entry 5

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,075.34

F5 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity where the Director elected equity in lieu of the cash portion of the June 9, 2022 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:55 UTC GrantCommon Stock 46.05 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012980 · form4.xml · nonDerivative · entry 4

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,036.97

F4 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 9, 2022 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:55 UTC GrantCommon Stock 45.26 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012980 · form4.xml · nonDerivative · entry 3

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,990.92

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:55 UTC GrantCommon Stock 35.15 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012980 · form4.xml · nonDerivative · entry 2

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,945.66

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity where the Director elected equity in lieu of the cash portion of the October 4, 2021 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:55 UTC GrantCommon Stock 63.29 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012980 · form4.xml · nonDerivative · entry 1

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,910.51

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021, Director Founders' Award. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 18:30 UTC
Cummings Don WEVP and CFO
GrantCommon Stock 87.21 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012965 · form4.xml · nonDerivative · entry 5

Cummings Don W · CIK 0001575566 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,382.13

F5 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2024, as a Retention Award, which vest in two equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 18:30 UTC
Cummings Don WEVP and CFO
GrantCommon Stock 85.46 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012965 · form4.xml · nonDerivative · entry 4

Cummings Don W · CIK 0001575566 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,294.92

F4 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2024, which vest in three equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 18:30 UTC
Cummings Don WEVP and CFO
GrantCommon Stock 39.9 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012965 · form4.xml · nonDerivative · entry 3

Cummings Don W · CIK 0001575566 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,209.46

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2023, which vest in three equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 18:30 UTC
Cummings Don WEVP and CFO
GrantCommon Stock 59.85 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012965 · form4.xml · nonDerivative · entry 2

Cummings Don W · CIK 0001575566 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,169.56

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2023, as a Retention Award, which vest in two equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 18:30 UTC
Cummings Don WEVP and CFO
GrantCommon Stock 17.51 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012965 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,109.71

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2022, which vest in three equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:50 UTC
Lawton DrewDirector
GrantCommon Stock 20.68 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012978 · form4.xml · nonDerivative · entry 5

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,337.66

F5 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2024 Annual Director Retainer. The RSUs fully vest on June 1, 2025, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:50 UTC
Lawton DrewDirector
GrantCommon Stock 57.24 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012978 · form4.xml · nonDerivative · entry 4

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,316.98

F4 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 1, 2023 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:50 UTC
Lawton DrewDirector
GrantCommon Stock 46.05 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012978 · form4.xml · nonDerivative · entry 3

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,259.74

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the June 9, 2022 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:50 UTC
Lawton DrewDirector
GrantCommon Stock 45.26 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012978 · form4.xml · nonDerivative · entry 2

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,213.69

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021 Annual Director Retainer. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:50 UTC
Lawton DrewDirector
GrantCommon Stock 63.29 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012978 · form4.xml · nonDerivative · entry 1

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,168.43

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity from the October 4, 2021, Director Founders' Award. The underlying RSUs and dividend equivalents received are fully vested. Upon the Director's end of service, vested RSUs will settle in shares of common stock on a one-for-one basis and the vested fractional share will be paid out in cash.

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June 20, 2024 Filed Jun 24, 2024 20:07 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 125.58 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012986 · form4.xml · nonDerivative · entry 4

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,679.68

F4 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2024, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 20:07 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 105.38 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012986 · form4.xml · nonDerivative · entry 3

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,554.1

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2023, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 20:07 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 59.65 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012986 · form4.xml · nonDerivative · entry 2

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,448.72

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2022, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 20:07 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 29.68 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012986 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,389.07

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on December 27, 2021, which vest in 30 months in three installments beginning on the first anniversary of the grant date. The first third vested on the one-year anniversary of the grant date, December 27, 2022, the next third vested on the two-year anniversary of the grant date, December 27, 2023, and the remaining third vests on June 27, 2024. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 18:42 UTC
Smith Craig DonaldCEO, CIO and Pres PPM America
GrantCommon Stock 170.93 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012969 · form4.xml · nonDerivative · entry 3

Smith Craig Donald · CIK 0001856283 · CEO, CIO and Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,746.04

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2024, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 18:42 UTC
Smith Craig DonaldCEO, CIO and Pres PPM America
GrantCommon Stock 139.75 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012969 · form4.xml · nonDerivative · entry 2

Smith Craig Donald · CIK 0001856283 · CEO, CIO and Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,575.11

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2023, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 18:42 UTC
Smith Craig DonaldCEO, CIO and Pres PPM America
GrantCommon Stock 64.07 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012969 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO and Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,435.36

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2022, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 18:31 UTC
Raub ChristopherEVP and Chief Risk Officer
GrantCommon Stock 73.25 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012968 · form4.xml · nonDerivative · entry 2

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,091.3

F5 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2024, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 18:31 UTC
Raub ChristopherEVP and Chief Risk Officer
GrantCommon Stock 47.79 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012968 · form4.xml · nonDerivative · entry 1

Raub Christopher · CIK 0001977482 · EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,018.05

F4 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on September 10, 2023, as a Mid-Cycle Award, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 18:31 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 502.32 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012967 · form4.xml · nonDerivative · entry 3

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,293.03

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2024, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 18:31 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 402.01 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012967 · form4.xml · nonDerivative · entry 2

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,790.71

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2023, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 18:31 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 223.35 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012967 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,388.7

F1 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2022, which vest in three equal installments beginning on the first anniversary of the grant date. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 18:30 UTC GrantCommon Stock 81.97 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012966 · form4.xml · nonDerivative · entry 3

Ganguly Devkumar Dilip · CIK 0001856351 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,603.46

F3 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2024, which vest in three equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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June 20, 2024 Filed Jun 24, 2024 18:30 UTC GrantCommon Stock 75.02 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012966 · form4.xml · nonDerivative · entry 2

Ganguly Devkumar Dilip · CIK 0001856351 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,521.49

F2 · kind: Acquired dividend equivalents in the form of Restricted Share Units ("RSUs") that are subject to the same terms and conditions as the underlying equity granted to the reporting person on March 10, 2023, which vest in three equal installments beginning on the first anniversary of the grant date, subject to continued employment through such dates. Upon each vesting, full shares are distributed and the fractional share is applied to shares withheld to cover the tax obligation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.