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JOBY

Joby Aviation, Inc.

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2121
SEC CIK
0001819848
Parsed reports
710

Last 12 months

Inside the activity.

2 purchase rows · 128 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202523
Jan 2026020
Feb 2026024
Mar 2026012
Apr 2026023
May 202606
Jun 202606
Jul 2026012
Aug 202604
Sep 202605
Oct 2026011

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2021 Filed Aug 13, 2021 00:00 UTC
Reinvent Sponsor LLCFORMER 10% OWNER
OtherPrivate Placement Warrants · Derivative 11,533,333 $1.50 Strike: $11.50 $17,299,999.50
Disclosure

SEC source: 0000899243-21-032875 · doc4.xml · derivative · entry 3

Reinvent Sponsor LLC · CIK 0001819852 · FORMER 10% OWNER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,533,333

Underlying: Common Stock · 11,533,333 shares

Expires not disclosed

F3 · kind: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F3 · derivative.exercise_date: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F3 · derivative.expiration_date: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

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August 10, 2021 Filed Aug 13, 2021 00:00 UTC
Reinvent Sponsor LLCFORMER 10% OWNER
ConversionClass B Ordinary Shares · Derivative 17,130,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032875 · doc4.xml · derivative · entry 2

Reinvent Sponsor LLC · CIK 0001819852 · FORMER 10% OWNER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,130,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F1 · price: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the Issuer's common stock, equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the business combination of Reinvent Technology Partners (the former name of the Issuer) ("RTP") and Joby Aero, Inc. (the "Business Combination"). On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F2 · price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F2 · derivative.expiration_date: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

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August 10, 2021 Filed Aug 13, 2021 00:00 UTC
Reinvent Sponsor LLCFORMER 10% OWNER
ConversionCommon Stock 17,130,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032875 · doc4.xml · nonDerivative · entry 1

Reinvent Sponsor LLC · CIK 0001819852 · FORMER 10% OWNER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,130,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the Issuer's common stock, equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the business combination of Reinvent Technology Partners (the former name of the Issuer) ("RTP") and Joby Aero, Inc. (the "Business Combination"). On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F2 · price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F1 · balance_after: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the Issuer's common stock, equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the business combination of Reinvent Technology Partners (the former name of the Issuer) ("RTP") and Joby Aero, Inc. (the "Business Combination"). On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

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August 10, 2021 Filed Aug 13, 2021 00:00 UTC
Cohen David K.FORMER SECRETARY
GrantCommon Stock 20,000 $10.00 $200,000.00
Disclosure

SEC source: 0000899243-21-032874 · doc4.xml · nonDerivative · entry 1

Cohen David K. · CIK 0001824667 · FORMER SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) and Joby Aero, Inc.

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August 10, 2021 Filed Aug 12, 2021 23:48 UTC GrantCommon Stock 10,371,589 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032872 · doc4.xml · nonDerivative · entry 2

Sciarra Paul Cahill · CIK 0001782533 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,540,579

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 shares of common stock of the Issuer.

F3 · ownership.nature: The shares of common stock are held of record by Joby Holdings, Inc., for which Sciarra Management Trust is expected to exercise voting and dispositive power. Mr. Sciarra has voting and dispositive power of the shares held by Sciarra Management Trust therefore may be deemed to be the beneficial owner of such shares.

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August 10, 2021 Filed Aug 12, 2021 23:48 UTC GrantCommon Stock 49,540,579 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032872 · doc4.xml · nonDerivative · entry 1

Sciarra Paul Cahill · CIK 0001782533 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,540,579

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 shares of common stock of the Issuer.

F2 · ownership.nature: The shares of common stock are held of record by Sciarra Management Trust. Mr. Sciarra has voting and dispositive power of the shares held by Sciarra Management Trust therefore may be deemed to be the beneficial owner of such shares.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 23:33 UTC GrantCommon Stock 1,175,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032863 · doc4.xml · nonDerivative · entry 3

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,175,460

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 (the "Exchange Ratio") shares of common stock of the Issuer.

F4 · ownership.nature: The shares of common stock are held of record by Technology Impact Growth Fund, LP, for which Dipender Saluja is expected to exercise voting and dispositive power. Dipender Saluja has voting and dispositive power of the shares held by Technology Impact Growth Fund, LP therefore may be deemed to be the beneficial owner of such shares.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 23:33 UTC GrantCommon Stock 26,086,247 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032863 · doc4.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,086,247

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 (the "Exchange Ratio") shares of common stock of the Issuer.

F3 · ownership.nature: The shares of common stock are held of record by Technology Impact Fund, L.P., for which Dipender Saluja is expected to exercise voting and dispositive power. Dipender Saluja has voting and dispositive power of the shares held by Technology Impact Fund, L.P. therefore may be deemed to be the beneficial owner of such shares.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 23:33 UTC GrantCommon Stock 10,193,889 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032863 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,193,889

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 (the "Exchange Ratio") shares of common stock of the Issuer.

F2 · ownership.nature: The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P., for which Dipender Saluja is expected to exercise voting and dispositive power. Dipender Saluja has voting and dispositive power of the shares held by Capricorn-Libra Investment Group, L.P. therefore may be deemed to be the beneficial owner of such shares.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:50 UTC
Lang JustinSee Remarks
GrantStock Options · Derivative 328,433 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0000899243-21-032835 · doc4.xml · derivative · entry 4

Lang Justin · CIK 0001877220 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,433

Underlying: Common Stock · 328,433 shares

Expires 2030-11-09

F2 · shares: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F2 · price: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F5 · derivative.exercise_date: Represents a stock option that vests with respect to 16.66% of the underlying shares on October 31, 2021 and as to the remaining 83.34% of the underlying shares in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:50 UTC
Lang JustinSee Remarks
GrantStock Options · Derivative 112,358 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0000899243-21-032835 · doc4.xml · derivative · entry 3

Lang Justin · CIK 0001877220 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,358

Underlying: Common Stock · 112,358 shares

Expires 2030-04-19

F2 · shares: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F2 · price: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F4 · derivative.exercise_date: Represents a stock option that vested with respect to 16.66% of the underlying shares on February 23, 2021 and vests as to the remaining 83.34% of the underlying shares in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:50 UTC
Lang JustinSee Remarks
GrantStock Options · Derivative 440,792 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0000899243-21-032835 · doc4.xml · derivative · entry 2

Lang Justin · CIK 0001877220 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,792

Underlying: Common Stock · 440,792 shares

Expires 2029-04-22

F2 · shares: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F2 · price: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F3 · derivative.exercise_date: Represents a stock option that vested with respect to 16.66% of the underlying shares on April 11, 2021 and vests as to the remaining 83.34% of underlying shares in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:50 UTC
Lang JustinSee Remarks
GrantCommon Stock 77,786 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032835 · doc4.xml · nonDerivative · entry 1

Lang Justin · CIK 0001877220 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,786

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 shares of common stock of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:49 UTC
Hoffman ReidDirector
OtherPrivate Placement Warrants · Derivative 11,533,333 $1.50 Strike: $11.50 $17,299,999.50
Disclosure

SEC source: 0000899243-21-032834 · doc4.xml · derivative · entry 4

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,533,333

Underlying: Common Stock · 11,533,333 shares

Expires not disclosed

F5 · kind: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F5 · shares: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F5 · derivative.exercise_date: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F5 · derivative.expiration_date: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.

F4 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:49 UTC
Hoffman ReidDirector
Exercise / conversionClass B Ordinary Shares · Derivative 17,130,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032834 · doc4.xml · derivative · entry 3

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 17,130,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F2 · price: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F3 · price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F3 · derivative.expiration_date: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F4 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:49 UTC
Hoffman ReidDirector
Exercise / conversionCommon Stock 17,130,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032834 · doc4.xml · nonDerivative · entry 2

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,130,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F3 · price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.

F2 · balance_after: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.

F4 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:49 UTC
Hoffman ReidDirector
GrantCommon Stock 2,000,000 $10.00 $20,000,000.00
Disclosure

SEC source: 0000899243-21-032834 · doc4.xml · nonDerivative · entry 1

Hoffman Reid · CIK 0001519339 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

F1 · kind: Reflects shares of the Issuer's common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners ("RTP) and Joby Aero, Inc. (the "Business Combination"). These securities are directly held by Reprogrammed Interchange LLC ("Reprogrammed"). On the basis of the reporting person's relationship with Reprogrammed, the reporting person may be deemed a beneficial owner of the securities held by Reprogrammed. The reporting person disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Reflects shares of the Issuer's common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners ("RTP) and Joby Aero, Inc. (the "Business Combination"). These securities are directly held by Reprogrammed Interchange LLC ("Reprogrammed"). On the basis of the reporting person's relationship with Reprogrammed, the reporting person may be deemed a beneficial owner of the securities held by Reprogrammed. The reporting person disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:44 UTC
Simi Bonny WSee Remarks
GrantStock Option · Derivative 1,314,487 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0000899243-21-032831 · doc4.xml · derivative · entry 2

Simi Bonny W · CIK 0001703083 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314,487

Underlying: Common Stock · 1,314,487 shares

Expires 2030-12-17

F2 · shares: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F2 · price: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F3 · derivative.exercise_date: Represents a stock option that vests with respect to 16.66% of the underlying shares on December 15, 2021 and as to the remaining 83.34% of underlying shares in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date.

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August 10, 2021 Filed Aug 12, 2021 21:44 UTC
Simi Bonny WSee Remarks
GrantCommon Stock 198,034 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032831 · doc4.xml · nonDerivative · entry 1

Simi Bonny W · CIK 0001703083 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,034

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 shares of common stock of the Issuer.

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August 10, 2021 Filed Aug 12, 2021 21:43 UTC
Evans AichaDirector
GrantStock Options · Derivative 13,047 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0000899243-21-032830 · doc4.xml · derivative · entry 1

Evans Aicha · CIK 0001634327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,047

Underlying: Common Stock · 13,047 shares

Expires 2030-12-25

F1 · shares: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F2 · derivative.exercise_date: Represents a stock option that vests in 12 monthly installments beginning on December 23, 2020, subject to the reporting person's continued service through the applicable vesting date.

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August 10, 2021 Filed Aug 12, 2021 21:32 UTC
Allison EricHead of Product
GrantRSU · Derivative 1,285,070 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032823 · doc4.xml · derivative · entry 1

Allison Eric · CIK 0001877636 · Head of Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,070

Underlying: Common Stock · 1,285,070 shares

Expires 2027-01-19

F1 · shares: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger, each outstanding Joby restricted stock unit award (each, a "Joby RSU Award") was automatically converted into a restricted stock unit award covering a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby RSU Award, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger, each outstanding Joby restricted stock unit award (each, a "Joby RSU Award") was automatically converted into a restricted stock unit award covering a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby RSU Award, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on January 12, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.underlying_shares: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger, each outstanding Joby restricted stock unit award (each, a "Joby RSU Award") was automatically converted into a restricted stock unit award covering a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby RSU Award, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

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August 10, 2021 Filed Aug 12, 2021 21:29 UTC
Bowles GregoryHead of Government Affairs
GrantRSU · Derivative 267,721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032821 · doc4.xml · derivative · entry 4

Bowles Gregory · CIK 0001877894 · Head of Government Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,721

Underlying: Common Stock · 267,721 shares

Expires 2027-02-21

F2 · shares: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F3 · price: Upon consummation of the Merger, each outstanding Joby restricted stock unit award (each, a "Joby RSU Award") was automatically converted into a restricted stock unit award covering a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby RSU Award, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F6 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on Feburary 21, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

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August 10, 2021 Filed Aug 12, 2021 21:29 UTC
Bowles GregoryHead of Government Affairs
GrantStock Options · Derivative 103,715 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0000899243-21-032821 · doc4.xml · derivative · entry 3

Bowles Gregory · CIK 0001877894 · Head of Government Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,715

Underlying: Common Stock · 103,715 shares

Expires 2030-04-19

F2 · shares: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F2 · price: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F5 · derivative.exercise_date: Represents a stock option that vested with respect to 16.66% of the underlying shares on January 13, 2021 and vests as to the remaining 83.34% of the underlying shares in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date.

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August 10, 2021 Filed Aug 12, 2021 21:29 UTC
Bowles GregoryHead of Government Affairs
GrantStock Options · Derivative 115,249 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0000899243-21-032821 · doc4.xml · derivative · entry 2

Bowles Gregory · CIK 0001877894 · Head of Government Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,249

Underlying: Common Stock · 115,249 shares

Expires 2029-05-25

F2 · shares: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F2 · price: Upon consummation of the Merger, each outstanding option to purchase shares of Joby common stock (each a "Joby Option") was automatically converted into an option to purchase a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby Option, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F4 · derivative.exercise_date: Represents a stock option that vested with respect to 16.66% of the underlying shares on April 29, 2020 and vests as to the remaining 83.34% of underlying shares in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date.

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August 10, 2021 Filed Aug 12, 2021 21:29 UTC
Bowles GregoryHead of Government Affairs
GrantCommon Stock 57,610 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032821 · doc4.xml · nonDerivative · entry 1

Bowles Gregory · CIK 0001877894 · Head of Government Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,610

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 shares of common stock of the Issuer.

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August 10, 2021 Filed Aug 12, 2021 21:25 UTC
Field MatthewSee Remarks
GrantRSU · Derivative 553,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032818 · doc4.xml · derivative · entry 1

Field Matthew · CIK 0001877435 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,151

Underlying: Common Stock · 553,151 shares

Expires 2027-04-03

F1 · shares: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger, each outstanding Joby restricted stock unit award (each, a "Joby RSU Award") was automatically converted into a restricted stock unit award covering a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby RSU Award, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger, each outstanding Joby restricted stock unit award (each, a "Joby RSU Award") was automatically converted into a restricted stock unit award covering a number of shares of common stock of the Issuer equal to (i) the number of shares of Joby common stock subject to the applicable Joby RSU Award, multiplied by (ii) 3.4572, rounded down to the nearest whole share.

F2 · derivative.exercise_date: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

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August 10, 2021 Filed Dec 17, 2021 22:03 UTC Amendment GrantCommon Stock 900,000 $10.00 $9,000,000.00
Disclosure

SEC source: 0001209191-21-070335 · doc4a.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,075,460

F1 · kind: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) and Joby Aero, Inc.

F2 · kind: On August 12, 2021, the Reporting Person filed a Form 4 which inadvertently omitted these purchases of common stock.

F4 · ownership.nature: The shares of common stock are held of record by Technology Impact Growth Fund, LP, ("TIGF"). The reporting person is an owner of the general partner of TIGF. The reporting person disclaims beneficial ownership of the shares held by TIGF except to the extent of his pecuniary interest therein, if any.

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August 10, 2021 Filed Dec 17, 2021 22:03 UTC Amendment GrantCommon Stock 2,600,000 $10.00 $26,000,000.00
Disclosure

SEC source: 0001209191-21-070335 · doc4a.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,686,247

F1 · kind: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) and Joby Aero, Inc.

F2 · kind: On August 12, 2021, the Reporting Person filed a Form 4 which inadvertently omitted these purchases of common stock.

F3 · ownership.nature: The shares of common stock are held of record by Technology Impact Fund, L.P., ("TIF"). The reporting person is an owner of the general partner of TIF. The reporting person disclaims beneficial ownership of the shares held by TIF except to the extent of his pecuniary interest therein, if any.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.