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JOHNSON & JOHNSON

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2722
SEC CIK
0000200406
Parsed reports
1,771

Last 12 months

Inside the activity.

1 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202602
Feb 2026015
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202607
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2016 Filed Jul 28, 2016 20:34 UTC
Caruso Dominic JExec VP, Finance; CFO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 41,146 $0.00 Strike: $65.62 $0.00
Disclosure

SEC source: 0001225208-16-037097 · doc4.xml · derivative · entry 5

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,146 shares

Expires 2017-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2016 Filed Jul 28, 2016 20:34 UTC
Caruso Dominic JExec VP, Finance; CFO
SaleCommon Stock 41,146 $125.01 $5,143,809.59
Disclosure

SEC source: 0001225208-16-037097 · doc4.xml · nonDerivative · entry 2

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,673

F1 · price: This transaction was executed in multiple trades at prices ranging from $124.8421 to $125.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 26, 2016 Filed Jul 28, 2016 20:34 UTC
Caruso Dominic JExec VP, Finance; CFO
Exercise / conversionCommon Stock 41,146 $65.62 $2,700,000.52
Disclosure

SEC source: 0001225208-16-037097 · doc4.xml · nonDerivative · entry 1

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2016 Filed Jul 25, 2016 19:18 UTC
Kapusta Ronald AController, CAO
SaleCommon Stock 2,935 $125.01 $366,895.55
Disclosure

SEC source: 0001225208-16-037012 · doc4.xml · nonDerivative · entry 2

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,725

Read SEC document
July 21, 2016 Filed Jul 25, 2016 19:18 UTC
Kapusta Ronald AController, CAO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,935 $0.00 Strike: $58.33 $0.00
Disclosure

SEC source: 0001225208-16-037012 · doc4.xml · derivative · entry 5

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,935 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Vested and exercisable one day after the third anniversary of the date of the grant.

Read SEC document
July 21, 2016 Filed Jul 25, 2016 19:18 UTC
Kapusta Ronald AController, CAO
Exercise / conversionCommon Stock 2,935 $58.33 $171,198.55
Disclosure

SEC source: 0001225208-16-037012 · doc4.xml · nonDerivative · entry 1

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2016 Filed Jun 9, 2016 20:11 UTC
Kapusta Ronald AController, CAO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,000 $58.33 Strike: $58.33 $174,990.00
Disclosure

SEC source: 0001225208-16-034801 · doc4.xml · derivative · entry 5

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935

Underlying: Common Stock · 3,000 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2016 Filed Jun 9, 2016 20:11 UTC
Kapusta Ronald AController, CAO
SaleCommon Stock 3,000 $115.79 $347,381.10
Disclosure

SEC source: 0001225208-16-034801 · doc4.xml · nonDerivative · entry 2

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,725

Read SEC document
June 07, 2016 Filed Jun 9, 2016 20:11 UTC
Kapusta Ronald AController, CAO
Exercise / conversionCommon Stock 3,000 $58.33 $174,990.00
Disclosure

SEC source: 0001225208-16-034801 · doc4.xml · nonDerivative · entry 1

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2016 Filed Jun 9, 2016 20:11 UTC GrantDeferred Share Units · Derivative 487.599 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-034802 · doc4.xml · derivative · entry 1

LINDQUIST SUSAN L · CIK 0001276829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,253.696

Underlying: Common Stock · 487.599 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
June 07, 2016 Filed Jun 9, 2016 20:11 UTC GrantDeferred Share Units · Derivative 396.689 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-034803 · doc4.xml · derivative · entry 1

PEREZ WILLIAM D · CIK 0001184649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,038.737

Underlying: Common Stock · 396.689 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
June 07, 2016 Filed Jun 9, 2016 20:11 UTC GrantDeferred Share Units · Derivative 315.861 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-034804 · doc4.xml · derivative · entry 1

Washington A. Eugene · CIK 0001561989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,539.2783

Underlying: Common Stock · 315.861 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
June 07, 2016 Filed Jun 9, 2016 20:12 UTC GrantDeferred Share Units · Derivative 365.041 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-034805 · doc4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,438.248

Underlying: Common Stock · 365.041 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
June 07, 2016 Filed Jun 9, 2016 20:12 UTC
Pruden Gary JExec VP, WW Chair, Med Devices
SaleCommon Stock 9,735 $116.03 $1,129,552.05
Disclosure

SEC source: 0001225208-16-034806 · doc4.xml · nonDerivative · entry 1

Pruden Gary J · CIK 0001673416 · Exec VP, WW Chair, Med Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,630.3956

Read SEC document
May 10, 2016 Filed May 12, 2016 21:09 UTC
Kapusta Ronald AController, CAO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,957 $0.00 Strike: $58.33 $0.00
Disclosure

SEC source: 0001225208-16-033253 · doc4.xml · derivative · entry 5

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,935

Underlying: Common Stock · 3,957 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2016 Filed May 12, 2016 21:09 UTC
Kapusta Ronald AController, CAO
SaleCommon Stock 3,957 $114.77 $454,156.76
Disclosure

SEC source: 0001225208-16-033253 · doc4.xml · nonDerivative · entry 2

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,725

Read SEC document
May 10, 2016 Filed May 12, 2016 21:09 UTC
Kapusta Ronald AController, CAO
Exercise / conversionCommon Stock 3,957 $58.33 $230,811.81
Disclosure

SEC source: 0001225208-16-033253 · doc4.xml · nonDerivative · entry 1

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2016 Filed Mar 10, 2016 00:25 UTC GrantDeferred Share Units · Derivative 512.618 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029558 · doc4.xml · derivative · entry 1

LINDQUIST SUSAN L · CIK 0001276829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,766.097

Underlying: Common Stock · 512.618 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
March 08, 2016 Filed Mar 10, 2016 00:25 UTC GrantDeferred Share Units · Derivative 420.585 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029559 · doc4.xml · derivative · entry 1

PEREZ WILLIAM D · CIK 0001184649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,642.048

Underlying: Common Stock · 420.585 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
March 08, 2016 Filed Mar 10, 2016 00:25 UTC GrantDeferred Share Units · Derivative 335.835 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029560 · doc4.xml · derivative · entry 1

Washington A. Eugene · CIK 0001561989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,223.4173

Underlying: Common Stock · 335.835 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
March 08, 2016 Filed Mar 10, 2016 00:25 UTC GrantDeferred Share Units · Derivative 388.5452 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029561 · doc4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,073.207

Underlying: Common Stock · 388.5452 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 17, 2016 Filed Feb 19, 2016 21:43 UTC
Stoffels PaulusChief Scientific Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $72.54 $0.00
Disclosure

SEC source: 0001225208-16-027117 · doc4.xml · derivative · entry 3

Stoffels Paulus · CIK 0001559387 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,692

Underlying: Common Stock · 125,000 shares

Expires 2023-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2016 Filed Feb 19, 2016 21:43 UTC
Stoffels PaulusChief Scientific Officer
SaleCommon Stock 125,000 $102.43 $12,803,250.00
Disclosure

SEC source: 0001225208-16-027117 · doc4.xml · nonDerivative · entry 2

Stoffels Paulus · CIK 0001559387 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,543.0723

F1 · price: This transaction was executed in multiple trades at prices ranging from $102.305 to $102.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 17, 2016 Filed Feb 19, 2016 21:43 UTC
Stoffels PaulusChief Scientific Officer
Exercise / conversionCommon Stock 125,000 $72.54 $9,067,500.00
Disclosure

SEC source: 0001225208-16-027117 · doc4.xml · nonDerivative · entry 1

Stoffels Paulus · CIK 0001559387 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,543.0723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Caruso Dominic JVP, Finance; CFO
GrantRestricted Share Units · Derivative 10,239 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026028 · doc4.xml · derivative · entry 8

Caruso Dominic J · CIK 0001385325 · VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,239

Underlying: Common Stock · 10,239 shares

Expires not disclosed

F7 · security: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Caruso Dominic JVP, Finance; CFO
Exercise / conversionPerformance Share Units · Derivative 29,005 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026028 · doc4.xml · derivative · entry 7

Caruso Dominic J · CIK 0001385325 · VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Caruso Dominic JVP, Finance; CFO
GrantEmployee Stock Options (Right to Buy) · Derivative 142,365 $0.00 Strike: $101.87 $0.00
Disclosure

SEC source: 0001225208-16-026028 · doc4.xml · derivative · entry 6

Caruso Dominic J · CIK 0001385325 · VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,365

Underlying: Common Stock · 142,365 shares

Expires 2026-02-07

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Caruso Dominic JVP, Finance; CFO
Tax withholdingCommon Stock 17,233 $101.87 $1,755,525.71
Disclosure

SEC source: 0001225208-16-026028 · doc4.xml · nonDerivative · entry 3

Caruso Dominic J · CIK 0001385325 · VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,673

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Caruso Dominic JVP, Finance; CFO
GrantCommon Stock 8,440 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026028 · doc4.xml · nonDerivative · entry 2

Caruso Dominic J · CIK 0001385325 · VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,906

F2 · shares: Shares earned due to performance factor of 129.1% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Caruso Dominic JVP, Finance; CFO
Exercise / conversionCommon Stock 29,005 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026028 · doc4.xml · nonDerivative · entry 1

Caruso Dominic J · CIK 0001385325 · VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Gorsky AlexChairman, CEO
GrantRestricted Share Units · Derivative 29,579 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · derivative · entry 8

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,579

Underlying: Common Stock · 29,579 shares

Expires not disclosed

F5 · security: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Gorsky AlexChairman, CEO
Exercise / conversionPerformance Share Units · Derivative 67,933 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · derivative · entry 7

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Gorsky AlexChairman, CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 411,264 $0.00 Strike: $101.87 $0.00
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · derivative · entry 6

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,264

Underlying: Common Stock · 411,264 shares

Expires 2026-02-07

F4 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Gorsky AlexChairman, CEO
Tax withholdingCommon Stock 40,361 $101.87 $4,111,575.07
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · nonDerivative · entry 3

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,849

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Gorsky AlexChairman, CEO
GrantCommon Stock 19,769 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,210

F2 · shares: Shares earned due to performance factor of 129.1% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC
Gorsky AlexChairman, CEO
Exercise / conversionCommon Stock 67,933 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
PETERSON SANDRA EGroup Worldwide Chairman
GrantRestricted Share Units · Derivative 11,053 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026030 · doc4.xml · derivative · entry 6

PETERSON SANDRA E · CIK 0001192752 · Group Worldwide Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,053

Underlying: Common Stock · 11,053 shares

Expires not disclosed

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
PETERSON SANDRA EGroup Worldwide Chairman
Exercise / conversionPerformance Share Units · Derivative 7,633 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026030 · doc4.xml · derivative · entry 5

PETERSON SANDRA E · CIK 0001192752 · Group Worldwide Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
PETERSON SANDRA EGroup Worldwide Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 153,685 $0.00 Strike: $101.87 $0.00
Disclosure

SEC source: 0001225208-16-026030 · doc4.xml · derivative · entry 4

PETERSON SANDRA E · CIK 0001192752 · Group Worldwide Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,685

Underlying: Common Stock · 153,685 shares

Expires 2026-02-07

F4 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
PETERSON SANDRA EGroup Worldwide Chairman
Tax withholdingCommon Stock 4,520 $101.87 $460,452.40
Disclosure

SEC source: 0001225208-16-026030 · doc4.xml · nonDerivative · entry 3

PETERSON SANDRA E · CIK 0001192752 · Group Worldwide Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,644

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
PETERSON SANDRA EGroup Worldwide Chairman
GrantCommon Stock 2,221 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026030 · doc4.xml · nonDerivative · entry 2

PETERSON SANDRA E · CIK 0001192752 · Group Worldwide Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,164

F2 · shares: Shares earned due to performance factor of 129.1% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
PETERSON SANDRA EGroup Worldwide Chairman
Exercise / conversionCommon Stock 7,633 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026030 · doc4.xml · nonDerivative · entry 1

PETERSON SANDRA E · CIK 0001192752 · Group Worldwide Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
Fasolo PeterVP, Global Human Resources
GrantRestricted Share Units · Derivative 5,044 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026031 · doc4.xml · derivative · entry 6

Fasolo Peter · CIK 0001509999 · VP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,044

Underlying: Common Stock · 5,044 shares

Expires not disclosed

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
Fasolo PeterVP, Global Human Resources
Exercise / conversionPerformance Share Units · Derivative 18,777 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026031 · doc4.xml · derivative · entry 5

Fasolo Peter · CIK 0001509999 · VP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
Fasolo PeterVP, Global Human Resources
GrantEmployee Stock Options (Right to Buy) · Derivative 70,126 $0.00 Strike: $101.87 $0.00
Disclosure

SEC source: 0001225208-16-026031 · doc4.xml · derivative · entry 4

Fasolo Peter · CIK 0001509999 · VP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,126

Underlying: Common Stock · 70,126 shares

Expires 2026-02-07

F4 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
Fasolo PeterVP, Global Human Resources
Tax withholdingCommon Stock 12,569 $101.87 $1,280,404.03
Disclosure

SEC source: 0001225208-16-026031 · doc4.xml · nonDerivative · entry 3

Fasolo Peter · CIK 0001509999 · VP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,407.0055

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
Fasolo PeterVP, Global Human Resources
GrantCommon Stock 5,464 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026031 · doc4.xml · nonDerivative · entry 2

Fasolo Peter · CIK 0001509999 · VP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,976.0055

F2 · shares: Shares earned due to performance factor of 129.1% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
Fasolo PeterVP, Global Human Resources
Exercise / conversionCommon Stock 18,777 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026031 · doc4.xml · nonDerivative · entry 1

Fasolo Peter · CIK 0001509999 · VP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,512.0055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
Ullmann Michael HVP, General Counsel
GrantRestricted Share Units · Derivative 5,309 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026032 · doc4.xml · derivative · entry 9

Ullmann Michael H · CIK 0001537710 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,309

Underlying: Common Stock · 5,309 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:03 UTC
Ullmann Michael HVP, General Counsel
Exercise / conversionPerformance Share Units · Derivative 16,697 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026032 · doc4.xml · derivative · entry 8

Ullmann Michael H · CIK 0001537710 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.