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JOHNSON & JOHNSON

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2722
SEC CIK
0000200406
Parsed reports
1,771

Last 12 months

Inside the activity.

1 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202602
Feb 2026015
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202607
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2017 Filed Feb 16, 2017 02:59 UTC GrantDeferred Share Units · Derivative 1,512 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003484 · doc4.xml · derivative · entry 1

McClellan Mark B. · CIK 0001567006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,665.707

Underlying: Common Stock · 1,512 shares

Expires not disclosed

F1 · security: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 14, 2017 Filed Feb 16, 2017 02:59 UTC GrantDeferred Share Units · Derivative 1,512 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003485 · doc4.xml · derivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,632.576

Underlying: Common Stock · 1,512 shares

Expires not disclosed

F1 · security: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 14, 2017 Filed Feb 16, 2017 02:59 UTC GrantDeferred Share Units · Derivative 1,512 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003486 · doc4.xml · derivative · entry 1

PEREZ WILLIAM D · CIK 0001184649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,351.608

Underlying: Common Stock · 1,512 shares

Expires not disclosed

F1 · security: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 14, 2017 Filed Feb 16, 2017 02:59 UTC GrantDeferred Share Units · Derivative 1,512 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003487 · doc4.xml · derivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,874.044

Underlying: Common Stock · 1,512 shares

Expires not disclosed

F1 · security: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 14, 2017 Filed Feb 16, 2017 02:59 UTC GrantDeferred Share Units · Derivative 1,512 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003488 · doc4.xml · derivative · entry 1

Washington A. Eugene · CIK 0001561989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,688.9653

Underlying: Common Stock · 1,512 shares

Expires not disclosed

F1 · security: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 14, 2017 Filed Feb 16, 2017 03:00 UTC GrantDeferred Share Units · Derivative 1,512 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003489 · doc4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,687.225

Underlying: Common Stock · 1,512 shares

Expires not disclosed

F1 · security: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 13, 2017 Filed Feb 16, 2017 03:00 UTC
Caruso Dominic JExec VP, Finance; CFO
GrantRestricted Share Units · Derivative 11,045 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003490 · doc4.xml · derivative · entry 8

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,045

Underlying: Common Stock · 11,045 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 03:00 UTC
Caruso Dominic JExec VP, Finance; CFO
Exercise / conversionPerformance Share Units · Derivative 26,947 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003490 · doc4.xml · derivative · entry 7

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 03:00 UTC
Caruso Dominic JExec VP, Finance; CFO
GrantEmployee Stock Options (Right to Buy) · Derivative 131,264 $0.00 Strike: $115.67 $0.00
Disclosure

SEC source: 0001225208-17-003490 · doc4.xml · derivative · entry 6

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,264

Underlying: Common Stock · 131,264 shares

Expires 2027-02-13

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 03:00 UTC
Caruso Dominic JExec VP, Finance; CFO
Tax withholdingCommon Stock 17,350 $115.67 $2,006,874.50
Disclosure

SEC source: 0001225208-17-003490 · doc4.xml · nonDerivative · entry 3

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,102

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 03:00 UTC
Caruso Dominic JExec VP, Finance; CFO
GrantCommon Stock 10,752 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003490 · doc4.xml · nonDerivative · entry 2

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,452

F2 · shares: Shares earned due to performance factor of 139.9% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 03:00 UTC
Caruso Dominic JExec VP, Finance; CFO
Exercise / conversionCommon Stock 26,947 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003490 · doc4.xml · nonDerivative · entry 1

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Fasolo PeterExec VP, Chief HR Officer
GrantRestricted Share Units · Derivative 6,602 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003491 · doc4.xml · derivative · entry 6

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,602

Underlying: Common Stock · 6,602 shares

Expires not disclosed

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Fasolo PeterExec VP, Chief HR Officer
Exercise / conversionPerformance Share Units · Derivative 15,598 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003491 · doc4.xml · derivative · entry 5

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Fasolo PeterExec VP, Chief HR Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 78,458 $0.00 Strike: $115.67 $0.00
Disclosure

SEC source: 0001225208-17-003491 · doc4.xml · derivative · entry 4

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,458

Underlying: Common Stock · 78,458 shares

Expires 2027-02-13

F4 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Fasolo PeterExec VP, Chief HR Officer
Tax withholdingCommon Stock 10,961 $115.67 $1,267,858.87
Disclosure

SEC source: 0001225208-17-003491 · doc4.xml · nonDerivative · entry 3

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,162.0055

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Fasolo PeterExec VP, Chief HR Officer
GrantCommon Stock 6,224 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003491 · doc4.xml · nonDerivative · entry 2

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,123.0055

F2 · shares: Shares earned due to performance factor of 139.9% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Fasolo PeterExec VP, Chief HR Officer
Exercise / conversionCommon Stock 15,598 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003491 · doc4.xml · nonDerivative · entry 1

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,899.0055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Gorsky AlexChairman, CEO
GrantRestricted Share Units · Derivative 31,779 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · derivative · entry 8

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,779

Underlying: Common Stock · 31,779 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Gorsky AlexChairman, CEO
Exercise / conversionPerformance Share Units · Derivative 84,299 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · derivative · entry 7

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Gorsky AlexChairman, CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 377,673 $0.00 Strike: $115.67 $0.00
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · derivative · entry 6

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,673

Underlying: Common Stock · 377,673 shares

Expires 2027-02-13

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Gorsky AlexChairman, CEO
Tax withholdingCommon Stock 54,274 $115.67 $6,277,873.58
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · nonDerivative · entry 3

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,978

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Gorsky AlexChairman, CEO
GrantCommon Stock 33,635 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,252

F2 · shares: Shares earned due to performance factor of 139.9% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Gorsky AlexChairman, CEO
Exercise / conversionCommon Stock 84,299 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
GrantRetention Restricted Share Units · Derivative 70,733 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003493 · doc4.xml · derivative · entry 7

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,733

Underlying: Common Stock · 70,733 shares

Expires not disclosed

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
GrantRestricted Share Units · Derivative 11,695 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003493 · doc4.xml · derivative · entry 6

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,695

Underlying: Common Stock · 11,695 shares

Expires not disclosed

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
Exercise / conversionPerformance Share Units · Derivative 27,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003493 · doc4.xml · derivative · entry 5

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 138,982 $0.00 Strike: $115.67 $0.00
Disclosure

SEC source: 0001225208-17-003493 · doc4.xml · derivative · entry 4

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,982

Underlying: Common Stock · 138,982 shares

Expires 2027-02-13

F4 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
Tax withholdingCommon Stock 21,715 $115.67 $2,511,774.05
Disclosure

SEC source: 0001225208-17-003493 · doc4.xml · nonDerivative · entry 3

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,760

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
GrantCommon Stock 11,039 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003493 · doc4.xml · nonDerivative · entry 2

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,475

F2 · shares: Shares earned due to performance factor of 139.9% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
Exercise / conversionCommon Stock 27,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003493 · doc4.xml · nonDerivative · entry 1

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Stoffels PaulusExec VP, Chief Scientific Off
GrantRestricted Share Units · Derivative 11,695 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003494 · doc4.xml · derivative · entry 6

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,695

Underlying: Common Stock · 11,695 shares

Expires not disclosed

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Stoffels PaulusExec VP, Chief Scientific Off
Exercise / conversionPerformance Share Units · Derivative 26,447 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003494 · doc4.xml · derivative · entry 5

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Stoffels PaulusExec VP, Chief Scientific Off
GrantEmployee Stock Options (Right to Buy) · Derivative 138,982 $0.00 Strike: $115.67 $0.00
Disclosure

SEC source: 0001225208-17-003494 · doc4.xml · derivative · entry 4

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,982

Underlying: Common Stock · 138,982 shares

Expires 2027-02-13

F4 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Stoffels PaulusExec VP, Chief Scientific Off
Tax withholdingCommon Stock 17,027 $115.67 $1,969,513.09
Disclosure

SEC source: 0001225208-17-003494 · doc4.xml · nonDerivative · entry 3

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,650.416

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Stoffels PaulusExec VP, Chief Scientific Off
GrantCommon Stock 10,552 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003494 · doc4.xml · nonDerivative · entry 2

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,677.416

F2 · shares: Shares earned due to performance factor of 139.9% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Stoffels PaulusExec VP, Chief Scientific Off
Exercise / conversionCommon Stock 26,447 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003494 · doc4.xml · nonDerivative · entry 1

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,125.416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Ullmann Michael HExec VP, General Counsel
GrantRestricted Share Units · Derivative 6,036 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003495 · doc4.xml · derivative · entry 8

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,036

Underlying: Common Stock · 6,036 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Ullmann Michael HExec VP, General Counsel
Exercise / conversionPerformance Share Units · Derivative 14,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003495 · doc4.xml · derivative · entry 7

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Ullmann Michael HExec VP, General Counsel
GrantEmployee Stock Options (Right to Buy) · Derivative 71,733 $0.00 Strike: $115.67 $0.00
Disclosure

SEC source: 0001225208-17-003495 · doc4.xml · derivative · entry 6

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,733

Underlying: Common Stock · 71,733 shares

Expires 2027-02-13

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Ullmann Michael HExec VP, General Counsel
Tax withholdingCommon Stock 10,591 $115.67 $1,225,060.97
Disclosure

SEC source: 0001225208-17-003495 · doc4.xml · nonDerivative · entry 3

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,099.882

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Ullmann Michael HExec VP, General Counsel
GrantCommon Stock 5,825 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003495 · doc4.xml · nonDerivative · entry 2

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,690.882

F2 · shares: Shares earned due to performance factor of 139.9% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Ullmann Michael HExec VP, General Counsel
Exercise / conversionCommon Stock 14,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003495 · doc4.xml · nonDerivative · entry 1

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,865.882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Kapusta Ronald AController, CAO
GrantRestricted Share Units · Derivative 2,240 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003496 · doc4.xml · derivative · entry 8

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240

Underlying: Common Stock · 2,240 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Kapusta Ronald AController, CAO
Exercise / conversionPerformance Share Units · Derivative 2,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003496 · doc4.xml · derivative · entry 7

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Kapusta Ronald AController, CAO
GrantEmployee Stock Options (Right to Buy) · Derivative 12,676 $0.00 Strike: $115.67 $0.00
Disclosure

SEC source: 0001225208-17-003496 · doc4.xml · derivative · entry 6

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,676

Underlying: Common Stock · 12,676 shares

Expires 2027-02-13

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Kapusta Ronald AController, CAO
Tax withholdingCommon Stock 945 $115.67 $109,308.15
Disclosure

SEC source: 0001225208-17-003496 · doc4.xml · nonDerivative · entry 3

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,964

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Kapusta Ronald AController, CAO
GrantCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003496 · doc4.xml · nonDerivative · entry 2

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,909

F2 · shares: Shares earned due to performance factor of 139.9% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Kapusta Ronald AController, CAO
Exercise / conversionCommon Stock 2,148 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003496 · doc4.xml · nonDerivative · entry 1

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC
Pruden Gary JExec VP, WW Chair, Med Devices
Exercise / conversionPerformance Share Units · Derivative 15,532 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003497 · doc4.xml · derivative · entry 5

Pruden Gary J · CIK 0001673416 · Exec VP, WW Chair, Med Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,766

Underlying: Common Stock · 15,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.