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JOHNSON & JOHNSON

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2722
SEC CIK
0000200406
Parsed reports
1,771

Last 12 months

Inside the activity.

1 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202602
Feb 2026015
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202607
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Duato JoaquinExec VP, WW Chair, Pharma
GrantCommon Stock 8,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002947 · doc4.xml · nonDerivative · entry 2

Duato Joaquin · CIK 0001673401 · Exec VP, WW Chair, Pharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,041

F2 · shares: Shares earned due to performance factor of 136% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Duato JoaquinExec VP, WW Chair, Pharma
Exercise / conversionCommon Stock 24,530 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002947 · doc4.xml · nonDerivative · entry 1

Duato Joaquin · CIK 0001673401 · Exec VP, WW Chair, Pharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Gorsky AlexChairman, CEO
GrantRestricted Share Units · Derivative 12,017 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · derivative · entry 8

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,017

Underlying: Common Stock · 12,017 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Gorsky AlexChairman, CEO
Exercise / conversionPerformance Share Units · Derivative 82,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · derivative · entry 7

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Gorsky AlexChairman, CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 239,519 $0.00 Strike: $129.51 $0.00
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · derivative · entry 6

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,519

Underlying: Common Stock · 239,519 shares

Expires 2028-02-12

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Gorsky AlexChairman, CEO
Tax withholdingCommon Stock 48,962 $129.51 $6,341,068.62
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · nonDerivative · entry 3

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,559

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Gorsky AlexChairman, CEO
GrantCommon Stock 29,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,521

F2 · shares: Shares earned due to performance factor of 136% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Gorsky AlexChairman, CEO
Exercise / conversionCommon Stock 82,913 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:15 UTC
Kapusta Ronald AController, CAO
GrantRestricted Share Units · Derivative 2,048 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002949 · doc4.xml · derivative · entry 8

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048

Underlying: Common Stock · 2,048 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:15 UTC
Kapusta Ronald AController, CAO
Exercise / conversionPerformance Share Units · Derivative 1,801 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002949 · doc4.xml · derivative · entry 7

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:15 UTC
Kapusta Ronald AController, CAO
GrantEmployee Stock Options (Right to Buy) · Derivative 9,720 $0.00 Strike: $129.51 $0.00
Disclosure

SEC source: 0001225208-18-002949 · doc4.xml · derivative · entry 6

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,720

Underlying: Common Stock · 9,720 shares

Expires 2028-02-12

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:15 UTC
Kapusta Ronald AController, CAO
Tax withholdingCommon Stock 697 $129.51 $90,268.47
Disclosure

SEC source: 0001225208-18-002949 · doc4.xml · nonDerivative · entry 3

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,624

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:15 UTC
Kapusta Ronald AController, CAO
GrantCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002949 · doc4.xml · nonDerivative · entry 2

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,321

F2 · shares: Shares earned due to performance factor of 136% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:15 UTC
Kapusta Ronald AController, CAO
Exercise / conversionCommon Stock 1,801 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002949 · doc4.xml · nonDerivative · entry 1

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Mesquita Jorge S.Exec VP, WW Chair, Consumer
GrantRestricted Share Units · Derivative 2,487 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002950 · doc4.xml · derivative · entry 2

Mesquita Jorge S. · CIK 0001547344 · Exec VP, WW Chair, Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,487

Underlying: Common Stock · 2,487 shares

Expires not disclosed

F2 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F2 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Mesquita Jorge S.Exec VP, WW Chair, Consumer
GrantEmployee Stock Options (Right to Buy) · Derivative 49,566 $0.00 Strike: $129.51 $0.00
Disclosure

SEC source: 0001225208-18-002950 · doc4.xml · derivative · entry 1

Mesquita Jorge S. · CIK 0001547344 · Exec VP, WW Chair, Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,566

Underlying: Common Stock · 49,566 shares

Expires 2028-02-12

F1 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
GrantRestricted Share Units · Derivative 4,714 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002951 · doc4.xml · derivative · entry 6

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,714

Underlying: Common Stock · 4,714 shares

Expires not disclosed

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
Exercise / conversionPerformance Share Units · Derivative 28,612 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002951 · doc4.xml · derivative · entry 5

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 93,959 $0.00 Strike: $129.51 $0.00
Disclosure

SEC source: 0001225208-18-002951 · doc4.xml · derivative · entry 4

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,959

Underlying: Common Stock · 93,959 shares

Expires 2028-02-12

F4 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
Tax withholdingCommon Stock 20,819 $129.51 $2,696,268.69
Disclosure

SEC source: 0001225208-18-002951 · doc4.xml · nonDerivative · entry 3

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,349

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
GrantCommon Stock 10,301 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002951 · doc4.xml · nonDerivative · entry 2

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,168

F2 · shares: Shares earned due to performance factor of 136% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
Exercise / conversionCommon Stock 28,612 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002951 · doc4.xml · nonDerivative · entry 1

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Stoffels PaulusExec VP, Chief Scientific Off
GrantRestricted Share Units · Derivative 5,610 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002952 · doc4.xml · derivative · entry 6

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,610

Underlying: Common Stock · 5,610 shares

Expires not disclosed

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Stoffels PaulusExec VP, Chief Scientific Off
Exercise / conversionPerformance Share Units · Derivative 33,130 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002952 · doc4.xml · derivative · entry 5

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Stoffels PaulusExec VP, Chief Scientific Off
GrantEmployee Stock Options (Right to Buy) · Derivative 111,816 $0.00 Strike: $129.51 $0.00
Disclosure

SEC source: 0001225208-18-002952 · doc4.xml · derivative · entry 4

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,816

Underlying: Common Stock · 111,816 shares

Expires 2028-02-12

F4 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Stoffels PaulusExec VP, Chief Scientific Off
Tax withholdingCommon Stock 19,564 $129.51 $2,533,733.64
Disclosure

SEC source: 0001225208-18-002952 · doc4.xml · nonDerivative · entry 3

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,564.3468

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Stoffels PaulusExec VP, Chief Scientific Off
GrantCommon Stock 11,927 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002952 · doc4.xml · nonDerivative · entry 2

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,128.3468

F2 · shares: Shares earned due to performance factor of 136% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Stoffels PaulusExec VP, Chief Scientific Off
Exercise / conversionCommon Stock 33,130 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002952 · doc4.xml · nonDerivative · entry 1

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,201.3468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Ullmann Michael HExec VP, General Counsel
GrantRestricted Share Units · Derivative 2,311 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002953 · doc4.xml · derivative · entry 8

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311

Underlying: Common Stock · 2,311 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Ullmann Michael HExec VP, General Counsel
Exercise / conversionPerformance Share Units · Derivative 14,882 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002953 · doc4.xml · derivative · entry 7

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Ullmann Michael HExec VP, General Counsel
GrantEmployee Stock Options (Right to Buy) · Derivative 46,061 $0.00 Strike: $129.51 $0.00
Disclosure

SEC source: 0001225208-18-002953 · doc4.xml · derivative · entry 6

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,061

Underlying: Common Stock · 46,061 shares

Expires 2028-02-12

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Ullmann Michael HExec VP, General Counsel
Tax withholdingCommon Stock 9,695 $129.51 $1,255,599.45
Disclosure

SEC source: 0001225208-18-002953 · doc4.xml · nonDerivative · entry 3

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,749.882

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Ullmann Michael HExec VP, General Counsel
GrantCommon Stock 5,358 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002953 · doc4.xml · nonDerivative · entry 2

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,444.882

F2 · shares: Shares earned due to performance factor of 136% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC
Ullmann Michael HExec VP, General Counsel
Exercise / conversionCommon Stock 14,882 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002953 · doc4.xml · nonDerivative · entry 1

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,086.882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Caruso Dominic JExec VP, Finance; CFO
Exercise / conversionRestricted Share Units · Derivative 10,601 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002807 · doc4.xml · derivative · entry 5

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

F1 · derivative.expiration_date: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Caruso Dominic JExec VP, Finance; CFO
Tax withholdingCommon Stock 3,438 $128.18 $440,682.84
Disclosure

SEC source: 0001225208-18-002807 · doc4.xml · nonDerivative · entry 2

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,265

F2 · shares: Shares withheld for payment of taxes upon vesting of Restricted Share Units.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Caruso Dominic JExec VP, Finance; CFO
Exercise / conversionCommon Stock 10,601 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002807 · doc4.xml · nonDerivative · entry 1

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Duato JoaquinExec VP, WW Chair, Pharma
Exercise / conversionRestricted Share Units · Derivative 9,812 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002808 · doc4.xml · derivative · entry 4

Duato Joaquin · CIK 0001673401 · Exec VP, WW Chair, Pharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

F1 · derivative.expiration_date: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Duato JoaquinExec VP, WW Chair, Pharma
Tax withholdingCommon Stock 3,668 $128.18 $470,164.24
Disclosure

SEC source: 0001225208-18-002808 · doc4.xml · nonDerivative · entry 2

Duato Joaquin · CIK 0001673401 · Exec VP, WW Chair, Pharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,680

F2 · shares: Shares withheld for payment of taxes upon vesting of Restricted Share Units.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Duato JoaquinExec VP, WW Chair, Pharma
Exercise / conversionCommon Stock 9,812 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002808 · doc4.xml · nonDerivative · entry 1

Duato Joaquin · CIK 0001673401 · Exec VP, WW Chair, Pharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Fasolo PeterExec VP, Chief HR Officer
Exercise / conversionRestricted Share Units · Derivative 5,830 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002809 · doc4.xml · derivative · entry 3

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

F1 · derivative.expiration_date: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Fasolo PeterExec VP, Chief HR Officer
Tax withholdingCommon Stock 2,015 $128.18 $258,282.70
Disclosure

SEC source: 0001225208-18-002809 · doc4.xml · nonDerivative · entry 2

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,977.0055

F2 · shares: Shares withheld for payment of taxes upon vesting of Restricted Share Units.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Fasolo PeterExec VP, Chief HR Officer
Exercise / conversionCommon Stock 5,830 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002809 · doc4.xml · nonDerivative · entry 1

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,992.0055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Gorsky AlexChairman, CEO
Exercise / conversionRestricted Share Units · Derivative 33,165 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002810 · doc4.xml · derivative · entry 6

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

F2 · derivative.expiration_date: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Gorsky AlexChairman, CEO
Tax withholdingCommon Stock 13,231 $128.18 $1,695,949.58
Disclosure

SEC source: 0001225208-18-002810 · doc4.xml · nonDerivative · entry 3

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,759

F3 · shares: Shares withheld for payment of taxes upon vesting of Restricted Share Units.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
Gorsky AlexChairman, CEO
Exercise / conversionCommon Stock 33,165 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002810 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
Exercise / conversionRestricted Share Units · Derivative 11,445 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002811 · doc4.xml · derivative · entry 3

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

F1 · derivative.expiration_date: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
Tax withholdingCommon Stock 4,950 $128.18 $634,491.00
Disclosure

SEC source: 0001225208-18-002811 · doc4.xml · nonDerivative · entry 2

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,255

F2 · shares: Shares withheld for payment of taxes upon vesting of Restricted Share Units.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC
PETERSON SANDRA EExec VP, Group WW Chairman
Exercise / conversionCommon Stock 11,445 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002811 · doc4.xml · nonDerivative · entry 1

PETERSON SANDRA E · CIK 0001192752 · Exec VP, Group WW Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:55 UTC
Stoffels PaulusExec VP, Chief Scientific Off
Exercise / conversionRestricted Share Units · Derivative 13,252 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002812 · doc4.xml · derivative · entry 3

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

F1 · derivative.expiration_date: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.