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JOHNSON & JOHNSON

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2722
SEC CIK
0000200406
Parsed reports
1,771

Last 12 months

Inside the activity.

1 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202602
Feb 2026015
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202607
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2018 Filed Nov 17, 2018 00:44 UTC
Gorsky AlexDirector · Chairman, CEO
Exercise / conversionCommon Stock 144,695 $62.20 $9,000,029.00
Disclosure

SEC source: 0001225208-18-015639 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 22:22 UTC
Kapusta Ronald AController, CAO
SaleCommon Stock 8,441 $145.15 $1,225,200.18
Disclosure

SEC source: 0001225208-18-015373 · doc4.xml · nonDerivative · entry 1

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,284

F1 · price: This transaction was executed in multiple trades at prices ranging from $145.13 to $145.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:20 UTC
Duato JoaquinVice Chair, Exec Committee
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,130 $0.00 Strike: $58.33 $0.00
Disclosure

SEC source: 0001225208-18-015372 · doc4.xml · derivative · entry 8

Duato Joaquin · CIK 0001673401 · Vice Chair, Exec Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,130 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:20 UTC
Duato JoaquinVice Chair, Exec Committee
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 15,577 $0.00 Strike: $65.37 $0.00
Disclosure

SEC source: 0001225208-18-015372 · doc4.xml · derivative · entry 7

Duato Joaquin · CIK 0001673401 · Vice Chair, Exec Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,423

Underlying: Common Stock · 15,577 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:20 UTC
Duato JoaquinVice Chair, Exec Committee
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 19,293 $0.00 Strike: $62.20 $0.00
Disclosure

SEC source: 0001225208-18-015372 · doc4.xml · derivative · entry 6

Duato Joaquin · CIK 0001673401 · Vice Chair, Exec Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,293 shares

Expires 2021-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:20 UTC
Duato JoaquinVice Chair, Exec Committee
SaleCommon Stock 40,000 $144.36 $5,774,480.00
Disclosure

SEC source: 0001225208-18-015372 · doc4.xml · nonDerivative · entry 4

Duato Joaquin · CIK 0001673401 · Vice Chair, Exec Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,555

F1 · price: This transaction was executed in multiple trades at prices ranging from $144.31 to $144.484. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:20 UTC
Duato JoaquinVice Chair, Exec Committee
Exercise / conversionCommon Stock 5,130 $58.33 $299,232.90
Disclosure

SEC source: 0001225208-18-015372 · doc4.xml · nonDerivative · entry 3

Duato Joaquin · CIK 0001673401 · Vice Chair, Exec Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:20 UTC
Duato JoaquinVice Chair, Exec Committee
Exercise / conversionCommon Stock 15,577 $65.37 $1,018,268.49
Disclosure

SEC source: 0001225208-18-015372 · doc4.xml · nonDerivative · entry 2

Duato Joaquin · CIK 0001673401 · Vice Chair, Exec Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 22:20 UTC
Duato JoaquinVice Chair, Exec Committee
Exercise / conversionCommon Stock 19,293 $62.20 $1,200,024.60
Disclosure

SEC source: 0001225208-18-015372 · doc4.xml · nonDerivative · entry 1

Duato Joaquin · CIK 0001673401 · Vice Chair, Exec Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:43 UTC GrantDeferred Share Units · Derivative 319.566 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013376 · doc4.xml · derivative · entry 1

Washington A. Eugene · CIK 0001561989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,293.5443

Underlying: Common Stock · 319.566 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:43 UTC GrantDeferred Share Units · Derivative 364.156 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013377 · doc4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,608.393

Underlying: Common Stock · 364.156 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
September 07, 2018 Filed Sep 11, 2018 19:53 UTC
Kapusta Ronald AController, CAO
SaleCommon Stock 7,899 $137.18 $1,083,606.94
Disclosure

SEC source: 0001225208-18-013320 · doc4.xml · nonDerivative · entry 1

Kapusta Ronald A · CIK 0001654212 · Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,725

F1 · price: This transaction was executed in multiple trades at prices ranging from $137.17 to $137.185. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:03 UTC
Sneed Michael EEVP, Global Corp Aff & COO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 29,000 $0.00 Strike: $58.33 $0.00
Disclosure

SEC source: 0001225208-18-012945 · doc4.xml · derivative · entry 5

Sneed Michael E · CIK 0001745939 · EVP, Global Corp Aff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,943

Underlying: Common Stock · 29,000 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:03 UTC
Sneed Michael EEVP, Global Corp Aff & COO
SaleCommon Stock 29,000 $134.80 $3,909,084.00
Disclosure

SEC source: 0001225208-18-012945 · doc4.xml · nonDerivative · entry 2

Sneed Michael E · CIK 0001745939 · EVP, Global Corp Aff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,124

F1 · price: This transaction was executed in multiple trades at prices ranging from $134.781 to $134.860. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 20:03 UTC
Sneed Michael EEVP, Global Corp Aff & COO
Exercise / conversionCommon Stock 29,000 $58.33 $1,691,570.00
Disclosure

SEC source: 0001225208-18-012945 · doc4.xml · nonDerivative · entry 1

Sneed Michael E · CIK 0001745939 · EVP, Global Corp Aff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Sep 17, 2018 21:51 UTC
McEvoy AshleyEVP, WW Chair, Medical Devices
OtherCommon Stock 142 $134.92 $19,158.64
Disclosure

SEC source: 0001225208-18-013499 · doc4.xml · nonDerivative · entry 1

McEvoy Ashley · CIK 0001745936 · EVP, WW Chair, Medical Devices

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k

Disclosed balance after: 2,215

F1 · balance_after: Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 22:59 UTC GrantDeferred Share Units · Derivative 354.168 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010699 · doc4.xml · derivative · entry 1

Washington A. Eugene · CIK 0001561989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,973.9783

Underlying: Common Stock · 354.168 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
June 12, 2018 Filed Jun 14, 2018 22:59 UTC GrantDeferred Share Units · Derivative 403.586 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010700 · doc4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,244.237

Underlying: Common Stock · 403.586 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
April 05, 2018 Filed Feb 13, 2019 02:15 UTC
Ullmann Michael HExec VP, General Counsel
GiftCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002354 · doc4.xml · nonDerivative · entry 2

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,984.882

F1 · price: Gift

Read SEC document
March 13, 2018 Filed Mar 15, 2018 18:00 UTC GrantDeferred Share Units · Derivative 318.475 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006205 · doc4.xml · derivative · entry 1

Washington A. Eugene · CIK 0001561989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,619.8103

Underlying: Common Stock · 318.475 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
March 13, 2018 Filed Mar 15, 2018 18:00 UTC GrantDeferred Share Units · Derivative 363.404 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-006206 · doc4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,840.651

Underlying: Common Stock · 363.404 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: The Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
March 09, 2018 Filed Feb 13, 2019 02:15 UTC
Ullmann Michael HExec VP, General Counsel
GiftCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002354 · doc4.xml · nonDerivative · entry 1

Ullmann Michael H · CIK 0001537710 · Exec VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,369.882

F1 · price: Gift

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:46 UTC
Stoffels PaulusExec VP, Chief Scientific Off
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 155,342 $0.00 Strike: $90.44 $0.00
Disclosure

SEC source: 0001225208-18-003484 · doc4.xml · derivative · entry 3

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 155,342 shares

Expires 2024-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:46 UTC
Stoffels PaulusExec VP, Chief Scientific Off
SaleCommon Stock 155,342 $129.86 $20,172,401.44
Disclosure

SEC source: 0001225208-18-003484 · doc4.xml · nonDerivative · entry 2

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,564.3468

F1 · price: This transaction was executed in multiple trades at prices ranging from $129.435 to $130.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2018 Filed Feb 21, 2018 00:46 UTC
Stoffels PaulusExec VP, Chief Scientific Off
Exercise / conversionCommon Stock 155,342 $90.44 $14,049,130.48
Disclosure

SEC source: 0001225208-18-003484 · doc4.xml · nonDerivative · entry 1

Stoffels Paulus · CIK 0001559387 · Exec VP, Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,906.3468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:11 UTC GrantDeferred Share Units · Derivative 1,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003067 · doc4.xml · derivative · entry 1

Beckerle Mary C · CIK 0001520181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,695.382

Underlying: Common Stock · 1,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:11 UTC GrantDeferred Share Units · Derivative 1,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003068 · doc4.xml · derivative · entry 1

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,350.743

Underlying: Common Stock · 1,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:11 UTC
Davis IanDirector
GrantDeferred Share Units · Derivative 1,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003069 · doc4.xml · derivative · entry 1

Davis Ian · CIK 0001494009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,304.116

Underlying: Common Stock · 1,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:11 UTC GrantDeferred Share Units · Derivative 1,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003070 · doc4.xml · derivative · entry 1

McClellan Mark B. · CIK 0001567006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,262.236

Underlying: Common Stock · 1,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:11 UTC GrantDeferred Share Units · Derivative 1,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003071 · doc4.xml · derivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,304.116

Underlying: Common Stock · 1,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:12 UTC GrantDeferred Share Units · Derivative 1,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003072 · doc4.xml · derivative · entry 1

PEREZ WILLIAM D · CIK 0001184649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,259.559

Underlying: Common Stock · 1,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

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February 13, 2018 Filed Feb 15, 2018 23:13 UTC GrantDeferred Share Units · Derivative 1,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003073 · doc4.xml · derivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,703.387

Underlying: Common Stock · 1,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

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February 13, 2018 Filed Feb 15, 2018 23:16 UTC GrantDeferred Share Units · Derivative 1,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003074 · doc4.xml · derivative · entry 1

Washington A. Eugene · CIK 0001561989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,301.3353

Underlying: Common Stock · 1,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

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February 13, 2018 Filed Feb 15, 2018 23:17 UTC GrantDeferred Share Units · Derivative 1,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-003075 · doc4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,477.247

Underlying: Common Stock · 1,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

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February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Caruso Dominic JExec VP, Finance; CFO
GrantRestricted Share Units · Derivative 4,312 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002945 · doc4.xml · derivative · entry 8

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,312

Underlying: Common Stock · 4,312 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

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February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Caruso Dominic JExec VP, Finance; CFO
Exercise / conversionPerformance Share Units · Derivative 26,504 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002945 · doc4.xml · derivative · entry 7

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

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February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Caruso Dominic JExec VP, Finance; CFO
GrantEmployee Stock Options (Right to Buy) · Derivative 85,948 $0.00 Strike: $129.51 $0.00
Disclosure

SEC source: 0001225208-18-002945 · doc4.xml · derivative · entry 6

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,948

Underlying: Common Stock · 85,948 shares

Expires 2028-02-12

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

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February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Caruso Dominic JExec VP, Finance; CFO
Tax withholdingCommon Stock 15,652 $129.51 $2,027,090.52
Disclosure

SEC source: 0001225208-18-002945 · doc4.xml · nonDerivative · entry 3

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,659

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

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February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Caruso Dominic JExec VP, Finance; CFO
GrantCommon Stock 9,542 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002945 · doc4.xml · nonDerivative · entry 2

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,311

F2 · shares: Shares earned due to performance factor of 136% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Caruso Dominic JExec VP, Finance; CFO
Exercise / conversionCommon Stock 26,504 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002945 · doc4.xml · nonDerivative · entry 1

Caruso Dominic J · CIK 0001385325 · Exec VP, Finance; CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Fasolo PeterExec VP, Chief HR Officer
GrantRestricted Share Units · Derivative 2,060 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002946 · doc4.xml · derivative · entry 6

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060

Underlying: Common Stock · 2,060 shares

Expires not disclosed

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Fasolo PeterExec VP, Chief HR Officer
Exercise / conversionPerformance Share Units · Derivative 14,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002946 · doc4.xml · derivative · entry 5

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Fasolo PeterExec VP, Chief HR Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 41,055 $0.00 Strike: $129.51 $0.00
Disclosure

SEC source: 0001225208-18-002946 · doc4.xml · derivative · entry 4

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,055

Underlying: Common Stock · 41,055 shares

Expires 2028-02-12

F4 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Fasolo PeterExec VP, Chief HR Officer
Tax withholdingCommon Stock 9,471 $129.51 $1,226,589.21
Disclosure

SEC source: 0001225208-18-002946 · doc4.xml · nonDerivative · entry 3

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,327.0055

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Fasolo PeterExec VP, Chief HR Officer
GrantCommon Stock 5,247 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002946 · doc4.xml · nonDerivative · entry 2

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,798.0055

F2 · shares: Shares earned due to performance factor of 136% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Fasolo PeterExec VP, Chief HR Officer
Exercise / conversionCommon Stock 14,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002946 · doc4.xml · nonDerivative · entry 1

Fasolo Peter · CIK 0001509999 · Exec VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,551.0055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Duato JoaquinExec VP, WW Chair, Pharma
GrantRestricted Share Units · Derivative 5,283 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002947 · doc4.xml · derivative · entry 7

Duato Joaquin · CIK 0001673401 · Exec VP, WW Chair, Pharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

Underlying: Common Stock · 5,283 shares

Expires not disclosed

F6 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F6 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Duato JoaquinExec VP, WW Chair, Pharma
Exercise / conversionPerformance Share Units · Derivative 24,530 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002947 · doc4.xml · derivative · entry 6

Duato Joaquin · CIK 0001673401 · Exec VP, WW Chair, Pharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Duato JoaquinExec VP, WW Chair, Pharma
GrantEmployee Stock Options (Right to Buy) · Derivative 105,307 $0.00 Strike: $129.51 $0.00
Disclosure

SEC source: 0001225208-18-002947 · doc4.xml · derivative · entry 5

Duato Joaquin · CIK 0001673401 · Exec VP, WW Chair, Pharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,307

Underlying: Common Stock · 105,307 shares

Expires 2028-02-12

F5 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:14 UTC
Duato JoaquinExec VP, WW Chair, Pharma
Tax withholdingCommon Stock 14,486 $129.51 $1,876,081.86
Disclosure

SEC source: 0001225208-18-002947 · doc4.xml · nonDerivative · entry 3

Duato Joaquin · CIK 0001673401 · Exec VP, WW Chair, Pharma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,555

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.