Last 12 months
Inside the activity.
0 purchase rows · 59 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2017 Filed Mar 6, 2017 23:53 UTC |
MILLER MICHAEL PATRICKSVP, US Commercial
|
GrantOrdinary Shares | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001232524-17-000060 · edgardoc.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · SVP, US Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,962 F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2017, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:54 UTC |
Hooper Suzanne SawochkaEVP & General Counsel
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 24,266 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000065 · primary_doc.xml · derivative · entry 3 Hooper Suzanne Sawochka · CIK 0001544589 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,266 Underlying: Ordinary Shares · 24,266 shares Expires 2027-03-01 F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:54 UTC |
Hooper Suzanne SawochkaEVP & General Counsel
|
GrantIncentive Stock Option (right to buy) · Derivative | 734 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000065 · primary_doc.xml · derivative · entry 2 Hooper Suzanne Sawochka · CIK 0001544589 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734 Underlying: Ordinary Shares · 734 shares Expires 2027-03-01 F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:54 UTC |
Hooper Suzanne SawochkaEVP & General Counsel
|
GrantOrdinary Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001232524-17-000065 · primary_doc.xml · nonDerivative · entry 1 Hooper Suzanne Sawochka · CIK 0001544589 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,236 F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2017, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:00 UTC |
Young Matthew P.EVP & CFO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 24,266 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000064 · edgardoc.xml · derivative · entry 3 Young Matthew P. · CIK 0001601583 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,266 Underlying: Ordinary Shares · 24,266 shares Expires 2027-03-01 F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:00 UTC |
Young Matthew P.EVP & CFO
|
GrantIncentive Stock Option (right to buy) · Derivative | 734 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000064 · edgardoc.xml · derivative · entry 2 Young Matthew P. · CIK 0001601583 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734 Underlying: Ordinary Shares · 734 shares Expires 2027-03-01 F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:00 UTC |
Young Matthew P.EVP & CFO
|
GrantOrdinary Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001232524-17-000064 · edgardoc.xml · nonDerivative · entry 1 Young Matthew P. · CIK 0001601583 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,913 F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2017, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:56 UTC |
Treacy PaulSVP, Technical Operations
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 11,250 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000062 · edgardoc.xml · derivative · entry 2 Treacy Paul · CIK 0001615763 · SVP, Technical Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Ordinary Shares · 11,250 shares Expires 2027-03-01 F3 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:56 UTC |
Treacy PaulSVP, Technical Operations
|
GrantOrdinary Shares | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001232524-17-000062 · edgardoc.xml · nonDerivative · entry 1 Treacy Paul · CIK 0001615763 · SVP, Technical Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,463 F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2017, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years. F2 · balance_after: Includes 93 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on November 30, 2016. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:54 UTC |
Smith Karen L.Global Head of R&D and CMO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 17,848 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000061 · edgardoc.xml · derivative · entry 3 Smith Karen L. · CIK 0001639637 · Global Head of R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,848 Underlying: Ordinary Shares · 17,848 shares Expires 2027-03-01 F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:54 UTC |
Smith Karen L.Global Head of R&D and CMO
|
GrantIncentive Stock Option (right to buy) · Derivative | 902 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000061 · edgardoc.xml · derivative · entry 2 Smith Karen L. · CIK 0001639637 · Global Head of R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902 Underlying: Ordinary Shares · 902 shares Expires 2027-03-01 F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:54 UTC |
Smith Karen L.Global Head of R&D and CMO
|
GrantOrdinary Shares | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001232524-17-000061 · edgardoc.xml · nonDerivative · entry 1 Smith Karen L. · CIK 0001639637 · Global Head of R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,168 F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2017, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:49 UTC |
COZADD BRUCE CDirector · Chairman & CEO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 85,766 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000058 · edgardoc.xml · derivative · entry 3 COZADD BRUCE C · CIK 0001193210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,766 Underlying: Ordinary Shares · 85,766 shares Expires 2027-03-01 F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:49 UTC |
COZADD BRUCE CDirector · Chairman & CEO
|
GrantIncentive Stock Option (right to buy) · Derivative | 734 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000058 · edgardoc.xml · derivative · entry 2 COZADD BRUCE C · CIK 0001193210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734 Underlying: Ordinary Shares · 734 shares Expires 2027-03-01 F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:49 UTC |
COZADD BRUCE CDirector · Chairman & CEO
|
GrantOrdinary Shares | 34,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001232524-17-000058 · edgardoc.xml · nonDerivative · entry 1 COZADD BRUCE C · CIK 0001193210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,491 F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2017, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:44 UTC |
Cox Russell J.EVP & COO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 24,266 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000057 · edgardoc.xml · derivative · entry 3 Cox Russell J. · CIK 0001512984 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,266 Underlying: Ordinary Shares · 24,266 shares Expires 2027-03-01 F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:44 UTC |
Cox Russell J.EVP & COO
|
GrantIncentive Stock Option (right to buy) · Derivative | 734 | $0.00 Strike: $136.18 | $0.00 |
DisclosureSEC source: 0001232524-17-000057 · edgardoc.xml · derivative · entry 2 Cox Russell J. · CIK 0001512984 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734 Underlying: Ordinary Shares · 734 shares Expires 2027-03-01 F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, March 2, 2017, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:44 UTC |
Cox Russell J.EVP & COO
|
GrantOrdinary Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001232524-17-000057 · edgardoc.xml · nonDerivative · entry 1 Cox Russell J. · CIK 0001512984 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,588 F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2017, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:17 UTC |
WILSON KAREN JSVP, Finance & PAO
|
Tax withholdingOrdinary Shares | 935 | $136.97 | $128,066.95 |
DisclosureSEC source: 0001232524-17-000038 · edgardoc.xml · nonDerivative · entry 1 WILSON KAREN J · CIK 0001267490 · SVP, Finance & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,825 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units. F2 · balance_after: Includes 50 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on November 30, 2016. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:15 UTC |
MILLER MICHAEL PATRICKSVP, US Commercial
|
Tax withholdingOrdinary Shares | 1,024 | $136.97 | $140,257.28 |
DisclosureSEC source: 0001232524-17-000036 · edgardoc.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · SVP, US Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,462 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:18 UTC |
Young Matthew P.EVP & CFO
|
Tax withholdingOrdinary Shares | 1,994 | $136.97 | $273,118.18 |
DisclosureSEC source: 0001232524-17-000039 · edgardoc.xml · nonDerivative · entry 1 Young Matthew P. · CIK 0001601583 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,913 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units. F2 · balance_after: Includes 39 ordinary shares acquired on May 31, 2016 and 59 ordinary shares acquired on November 30, 2016 under a Section 423 Employee Stock Purchase Plan. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:16 UTC |
Smith Karen L.Global Head of R&D and CMO
|
Tax withholdingOrdinary Shares | 571 | $136.97 | $78,209.87 |
DisclosureSEC source: 0001232524-17-000037 · edgardoc.xml · nonDerivative · entry 1 Smith Karen L. · CIK 0001639637 · Global Head of R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,668 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units. F2 · balance_after: Includes 57 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on November 30, 2016. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:13 UTC |
McGill IainSVP, Europe & Rest of World
|
Tax withholdingOrdinary Shares | 1,721 | $136.97 | $235,725.37 |
DisclosureSEC source: 0001232524-17-000035 · edgardoc.xml · nonDerivative · entry 1 McGill Iain · CIK 0001615764 · SVP, Europe & Rest of World 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,701 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:13 UTC |
Hooper Suzanne SawochkaEVP & General Counsel
|
Tax withholdingOrdinary Shares | 2,511 | $136.97 | $343,931.67 |
DisclosureSEC source: 0001232524-17-000034 · edgardoc.xml · nonDerivative · entry 1 Hooper Suzanne Sawochka · CIK 0001544589 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,236 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units. F2 · balance_after: Includes 48 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on November 30, 2016. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:06 UTC |
COZADD BRUCE CDirector · Chairman & CEO
|
Tax withholdingOrdinary Shares | 10,272 | $136.97 | $1,406,955.84 |
DisclosureSEC source: 0001232524-17-000027 · edgardoc.xml · nonDerivative · entry 1 COZADD BRUCE C · CIK 0001193210 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,891 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units. F2 · balance_after: Includes 50 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on November 30, 2016. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:01 UTC |
Cox Russell J.EVP & COO
|
Tax withholdingOrdinary Shares | 2,507 | $136.97 | $343,383.79 |
DisclosureSEC source: 0001512984-17-000002 · edgardoc.xml · nonDerivative · entry 1 Cox Russell J. · CIK 0001512984 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,588 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:13 UTC |
MILLER MICHAEL PATRICKSVP, US Commercial
|
SaleOrdinary Shares | 200 | $134.55 | $26,910.00 |
DisclosureSEC source: 0001232524-17-000006 · edgardoc.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · SVP, US Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,486 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 23:29 UTC |
Cox Russell J.EVP & COO
|
SaleOrdinary Shares | 3,000 | $130.00 | $390,000.00 |
DisclosureSEC source: 0001232524-17-000004 · edgardoc.xml · nonDerivative · entry 2 Cox Russell J. · CIK 0001512984 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,095 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 23:29 UTC |
Cox Russell J.EVP & COO
|
SaleOrdinary Shares | 1,000 | $125.00 | $125,000.00 |
DisclosureSEC source: 0001232524-17-000004 · edgardoc.xml · nonDerivative · entry 1 Cox Russell J. · CIK 0001512984 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,095 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 57 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on November 30, 2016. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 23:32 UTC |
MILLER MICHAEL PATRICKSVP, US Commercial
|
SaleOrdinary Shares | 200 | $115.93 | $23,186.00 |
DisclosureSEC source: 0001232524-17-000002 · edgardoc.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · SVP, US Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,686 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:09 UTC |
MILLER MICHAEL PATRICKSVP, US Commercial
|
SaleOrdinary Shares | 200 | $103.09 | $20,618.00 |
DisclosureSEC source: 0001232524-16-000392 · edgardoc.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · SVP, US Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,886 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 161 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on November 30, 2016. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:31 UTC |
ENRIGHT PATRICK GDirector
|
SaleOrdinary Shares | 677 | $101.80 | $68,918.60 |
DisclosureSEC source: 0001232524-16-000390 · edgardoc.xml · nonDerivative · entry 1 ENRIGHT PATRICK G · CIK 0001253886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,365 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:11 UTC |
MILLER MICHAEL PATRICKSVP, US Commercial
|
SaleOrdinary Shares | 200 | $112.19 | $22,438.00 |
DisclosureSEC source: 0001232524-16-000388 · edgardoc.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · SVP, US Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,925 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:12 UTC |
O'Keefe Kenneth WDirector
|
PurchaseOrdinary Shares | 500 | $112.45 | $56,223.50 |
DisclosureSEC source: 0001232524-16-000386 · edgardoc.xml · nonDerivative · entry 3 O'Keefe Kenneth W · CIK 0001397661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,000 F2 · price: Reflects purchases of ordinary shares executed in multiple transactions at prices ranging from $112.4000 to $112.4588. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the purchases were made. F1 · ownership.nature: Shares were acquired for the benefit of The Kenneth W. O'Keefe Trust U/A/D 2/12/1997, of which the reporting person is both trustee and beneficiary. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:12 UTC |
O'Keefe Kenneth WDirector
|
PurchaseOrdinary Shares | 300 | $114.33 | $34,299.00 |
DisclosureSEC source: 0001232524-16-000386 · edgardoc.xml · nonDerivative · entry 2 O'Keefe Kenneth W · CIK 0001397661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,500 F1 · ownership.nature: Shares were acquired for the benefit of The Kenneth W. O'Keefe Trust U/A/D 2/12/1997, of which the reporting person is both trustee and beneficiary. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:12 UTC |
O'Keefe Kenneth WDirector
|
PurchaseOrdinary Shares | 1,200 | $114.30 | $137,165.64 |
DisclosureSEC source: 0001232524-16-000386 · edgardoc.xml · nonDerivative · entry 1 O'Keefe Kenneth W · CIK 0001397661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,200 F1 · ownership.nature: Shares were acquired for the benefit of The Kenneth W. O'Keefe Trust U/A/D 2/12/1997, of which the reporting person is both trustee and beneficiary. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 21:14 UTC |
MILLER MICHAEL PATRICKSVP, US Commercial
|
SaleOrdinary Shares | 200 | $118.16 | $23,632.00 |
DisclosureSEC source: 0001232524-16-000374 · edgardoc.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · SVP, US Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,125 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 21:34 UTC |
MILLER MICHAEL PATRICKSVP, US Commercial
|
SaleOrdinary Shares | 200 | $126.17 | $25,234.00 |
DisclosureSEC source: 0001232524-16-000364 · edgardoc.xml · nonDerivative · entry 1 MILLER MICHAEL PATRICK · CIK 0001236514 · SVP, US Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,325 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 21:29 UTC |
KKR JP III LLC10% owner · See Footnotes (1) - (6)
KKR Partners III, L.P.10% owner · See Footnotes (1) - (6)
KKR III GP LLC10% owner · See Footnotes (1) - (6)
KRAVIS HENRY R10% owner · See Footnotes (1) - (6)
ROBERTS GEORGE R10% owner · See Footnotes (1) - (6)
|
SaleCommon Stock | 15,865 | $58.28 | $924,612.20 |
DisclosureSEC source: 0001181431-13-016392 · rrd373112.xml · nonDerivative · entry 2 KKR JP III LLC · CIK 0001399497 · 10% owner · See Footnotes (1) - (6) KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Footnotes (1) - (6) KKR III GP LLC · CIK 0001288740 · 10% owner · See Footnotes (1) - (6) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (1) - (6) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (1) - (6) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held By KKR JP III LLC; See Footnotes Disclosed balance after: 7,888 F1 · ownership.nature: KKR JP LLC ("KKR JP") directly holds 3,185,058 ordinary shares of the Issuer, and warrants to purchase 597,837 ordinary shares of the Issuer. As the sole member of KKR JP, KKR Millennium Fund L.P. ("KKR Millennium Fund") may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Millennium Fund, KKR Associates Millennium L.P. ("KKR Associates Millennium") also may be deemed to be the beneficial owner of such securities held by KKR JP. (Continued in Footnote 2) F2 · ownership.nature: As the sole general partner of KKR Associates Millennium, KKR Millennium GP LLC ("KKR Millennium GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the designated member of KKR Millennium GP, KKR Fund Holdings L.P. ("KKR Fund Holdings") also may be deemed to be the beneficial owner of such securities held by KKR JP. As a general partner of KKR Fund Holdings, KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. F3 · ownership.nature: Each of KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP and a general partner of KKR Fund Holdings L.P.); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may be deemed to be the beneficial owner of the securities held by KKR JP. F4 · ownership.nature: KKR JP III LLC ("KKR JP III") directly holds 7,888 ordinary shares of the Issuer. As the sole member of KKR JP III, KKR Partners III, L.P. ("KKR Partners III") may be deemed to be the beneficial owner of such securities held by KKR JP III. As the sole general partner of KKR Partners III, KKR III GP LLC ("KKR III GP") also may be deemed to be the beneficial owner of such securities held by KKR JP III. F5 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP and KKR JP III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F6 · ownership.nature: Each Reporting Person and each other person named in notes (1) through (5) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement.The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 21:29 UTC |
KKR JP III LLC10% owner · See Footnotes (1) - (6)
KKR Partners III, L.P.10% owner · See Footnotes (1) - (6)
KKR III GP LLC10% owner · See Footnotes (1) - (6)
KRAVIS HENRY R10% owner · See Footnotes (1) - (6)
ROBERTS GEORGE R10% owner · See Footnotes (1) - (6)
|
SaleCommon Stock | 3,734,135 | $58.28 | $217,625,387.80 |
DisclosureSEC source: 0001181431-13-016392 · rrd373112.xml · nonDerivative · entry 1 KKR JP III LLC · CIK 0001399497 · 10% owner · See Footnotes (1) - (6) KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Footnotes (1) - (6) KKR III GP LLC · CIK 0001288740 · 10% owner · See Footnotes (1) - (6) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (1) - (6) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (1) - (6) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by KKR JP LLC; See Footnotes Disclosed balance after: 3,185,058 F1 · ownership.nature: KKR JP LLC ("KKR JP") directly holds 3,185,058 ordinary shares of the Issuer, and warrants to purchase 597,837 ordinary shares of the Issuer. As the sole member of KKR JP, KKR Millennium Fund L.P. ("KKR Millennium Fund") may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Millennium Fund, KKR Associates Millennium L.P. ("KKR Associates Millennium") also may be deemed to be the beneficial owner of such securities held by KKR JP. (Continued in Footnote 2) F2 · ownership.nature: As the sole general partner of KKR Associates Millennium, KKR Millennium GP LLC ("KKR Millennium GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the designated member of KKR Millennium GP, KKR Fund Holdings L.P. ("KKR Fund Holdings") also may be deemed to be the beneficial owner of such securities held by KKR JP. As a general partner of KKR Fund Holdings, KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. F3 · ownership.nature: Each of KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP and a general partner of KKR Fund Holdings L.P.); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may be deemed to be the beneficial owner of the securities held by KKR JP. F4 · ownership.nature: KKR JP III LLC ("KKR JP III") directly holds 7,888 ordinary shares of the Issuer. As the sole member of KKR JP III, KKR Partners III, L.P. ("KKR Partners III") may be deemed to be the beneficial owner of such securities held by KKR JP III. As the sole general partner of KKR Partners III, KKR III GP LLC ("KKR III GP") also may be deemed to be the beneficial owner of such securities held by KKR JP III. F5 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP and KKR JP III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F6 · ownership.nature: Each Reporting Person and each other person named in notes (1) through (5) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement.The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| March 09, 2012 Filed Mar 14, 2012 00:40 UTC |
KKR JP III LLC10% owner · See Footnotes (1) - (6)
KKR Partners III, L.P.10% owner · See Footnotes (1) - (6)
KKR III GP LLC10% owner · See Footnotes (1) - (6)
KRAVIS HENRY R10% owner · See Footnotes (1) - (6)
ROBERTS GEORGE R10% owner · See Footnotes (1) - (6)
|
SaleCommon Stock | 12,692 | $49.56 | $629,015.52 |
DisclosureSEC source: 0001181431-12-017026 · rrd338403.xml · nonDerivative · entry 2 KKR JP III LLC · CIK 0001399497 · 10% owner · See Footnotes (1) - (6) KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Footnotes (1) - (6) KKR III GP LLC · CIK 0001288740 · 10% owner · See Footnotes (1) - (6) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (1) - (6) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (1) - (6) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by KKR JP III LLC See footnotes Disclosed balance after: 23,753 F1 · ownership.nature: KKR JP LLC ("KKR JP") directly holds 6,919,193 ordinary shares of the Issuer, and warrants to purchase 597,837 ordinary shares of the Issuer. As the sole member of KKR JP, KKR Millennium Fund L.P. ("KKR Millennium Fund") may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Millennium Fund, KKR Associates Millennium L.P. ("KKR Associates Millennium") also may be deemed to be the beneficial owner of such securities held by KKR JP. (Continued in Footnote 2) F2 · ownership.nature: As the sole general partner of KKR Associates Millennium, KKR Millennium GP LLC ("KKR Millennium GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the designated member of KKR Millennium GP, KKR Fund Holdings L.P. ("KKR Fund Holdings") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the general partner of KKR Fund Holdings, KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. F3 · ownership.nature: Each of KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP and a general partner of KKR Fund Holdings L.P.); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may be deemed to be the beneficial owner of the securities held by KKR JP. F4 · ownership.nature: KKR JP III LLC ("KKR JP III") directly holds 23,753 ordinary shares of the Issuer. As the sole member of KKR JP III, KKR Partners III, L.P. ("KKR Partners III") may be deemed to be the beneficial owner of such securities held by KKR JP III. As the sole general partner of KKR Partners III, KKR III GP LLC ("KKR III GP") also may be deemed to be the beneficial owner of such securities held by KKR JP III. F5 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP and KKR JP III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F6 · ownership.nature: Each Reporting Person and each other person named in notes (1) through (4) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement.The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| March 09, 2012 Filed Mar 14, 2012 00:40 UTC |
KKR JP III LLC10% owner · See Footnotes (1) - (6)
KKR Partners III, L.P.10% owner · See Footnotes (1) - (6)
KKR III GP LLC10% owner · See Footnotes (1) - (6)
KRAVIS HENRY R10% owner · See Footnotes (1) - (6)
ROBERTS GEORGE R10% owner · See Footnotes (1) - (6)
|
SaleCommon Stock | 2,987,308 | $49.56 | $148,050,984.48 |
DisclosureSEC source: 0001181431-12-017026 · rrd338403.xml · nonDerivative · entry 1 KKR JP III LLC · CIK 0001399497 · 10% owner · See Footnotes (1) - (6) KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Footnotes (1) - (6) KKR III GP LLC · CIK 0001288740 · 10% owner · See Footnotes (1) - (6) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (1) - (6) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (1) - (6) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by KKR JP LLC See footnotes Disclosed balance after: 6,919,193 F1 · ownership.nature: KKR JP LLC ("KKR JP") directly holds 6,919,193 ordinary shares of the Issuer, and warrants to purchase 597,837 ordinary shares of the Issuer. As the sole member of KKR JP, KKR Millennium Fund L.P. ("KKR Millennium Fund") may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Millennium Fund, KKR Associates Millennium L.P. ("KKR Associates Millennium") also may be deemed to be the beneficial owner of such securities held by KKR JP. (Continued in Footnote 2) F2 · ownership.nature: As the sole general partner of KKR Associates Millennium, KKR Millennium GP LLC ("KKR Millennium GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the designated member of KKR Millennium GP, KKR Fund Holdings L.P. ("KKR Fund Holdings") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the general partner of KKR Fund Holdings, KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. F3 · ownership.nature: Each of KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP and a general partner of KKR Fund Holdings L.P.); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may be deemed to be the beneficial owner of the securities held by KKR JP. F4 · ownership.nature: KKR JP III LLC ("KKR JP III") directly holds 23,753 ordinary shares of the Issuer. As the sole member of KKR JP III, KKR Partners III, L.P. ("KKR Partners III") may be deemed to be the beneficial owner of such securities held by KKR JP III. As the sole general partner of KKR Partners III, KKR III GP LLC ("KKR III GP") also may be deemed to be the beneficial owner of such securities held by KKR JP III. F5 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP and KKR JP III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F6 · ownership.nature: Each Reporting Person and each other person named in notes (1) through (4) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement.The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| January 18, 2012 Filed Jan 19, 2012 02:54 UTC |
KKR JP III LLC10% owner · See Footnotes (1) ? (7)
KKR Partners III, L.P.10% owner · See Footnotes (1) ? (7)
KKR III GP LLC10% owner · See Footnotes (1) ? (7)
KRAVIS HENRY R10% owner · See Footnotes (1) ? (7)
ROBERTS GEORGE R10% owner · See Footnotes (1) ? (7)
|
OtherCommon Stock Warrant (right to buy) · Derivative | 597,837 | Not disclosed Strike: $7.37 | Not disclosed |
DisclosureSEC source: 0001209191-12-004339 · c26792_4x0.xml · derivative · entry 3 KKR JP III LLC · CIK 0001399497 · 10% owner · See Footnotes (1) ? (7) KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Footnotes (1) ? (7) KKR III GP LLC · CIK 0001288740 · 10% owner · See Footnotes (1) ? (7) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (1) ? (7) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (1) ? (7) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by KKR JP LLC See footnotes Disclosed balance after: 0 Underlying: Common Stock · 597,837 shares Expires 2014-07-21 F1 · kind: Disposition made in connection with the conversion of securities in the merger (the "Merger") pursuant to the Agreement and Plan of Merger and Reorganization by and among Jazz Pharmaceuticals plc (formerly Azur Pharma Public Limited Company), Jaguar Merger Sub Inc., Seamus Mulligan and the Issuer, dated as of September 19, 2011. The effective date of the Merger is January 18, 2012. This report is being filed by the Reporting Persons solely to report the disposition of securities of Jazz Pharmaceuticals, Inc. made in connection with the Merger. The Reporting Persons will file a separate Form 3 to reflect the corresponding acquisition of securities of Jazz Pharmaceuticals plc made in connection with the Merger. F2 · price: Shares of common stock converted in connection with the Merger into an equal number of ordinary shares of Jazz Pharmaceuticals plc. Warrants to purchase common stock converted in connection with the Merger into warrants to purchase an equal number of ordinary shares of Jazz Pharmaceuticals plc. Ordinary shares of Jazz Pharmaceuticals plc have a market value, based on the closing price of Jazz Pharmaceuticals plc's ordinary shares on the effective date of the Merger, of $47.34 per share. F3 · ownership.nature: As the sole member of KKR JP LLC ("KKR JP"), KKR Millennium Fund L.P. ("KKR Millennium Fund") may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Millennium Fund, KKR Associates Millennium L.P. ("KKR Associates Millennium") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Associates Millennium, KKR Millennium GP LLC ("KKR Millennium GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the designated member of KKR Millennium GP, KKR Fund Holdings L.P. ("KKR Fund Holdings") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the general partner of KKR Fund Holdings, KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. F4 · ownership.nature: Each of KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP and a general partner of KKR Fund Holdings L.P.); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may be deemed to be the beneficial owner of the securities held by KKR JP. F6 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP and KKR JP III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F7 · ownership.nature: Each Reporting Person and each other person named in notes (3) through (6) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement.The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| January 18, 2012 Filed Jan 19, 2012 02:54 UTC |
KKR JP III LLC10% owner · See Footnotes (1) ? (7)
KKR Partners III, L.P.10% owner · See Footnotes (1) ? (7)
KKR III GP LLC10% owner · See Footnotes (1) ? (7)
KRAVIS HENRY R10% owner · See Footnotes (1) ? (7)
ROBERTS GEORGE R10% owner · See Footnotes (1) ? (7)
|
OtherCommon Stock | 36,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-12-004339 · c26792_4x0.xml · nonDerivative · entry 2 KKR JP III LLC · CIK 0001399497 · 10% owner · See Footnotes (1) ? (7) KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Footnotes (1) ? (7) KKR III GP LLC · CIK 0001288740 · 10% owner · See Footnotes (1) ? (7) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (1) ? (7) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (1) ? (7) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by KKR JP III LLC See footnotes Disclosed balance after: 0 F1 · kind: Disposition made in connection with the conversion of securities in the merger (the "Merger") pursuant to the Agreement and Plan of Merger and Reorganization by and among Jazz Pharmaceuticals plc (formerly Azur Pharma Public Limited Company), Jaguar Merger Sub Inc., Seamus Mulligan and the Issuer, dated as of September 19, 2011. The effective date of the Merger is January 18, 2012. This report is being filed by the Reporting Persons solely to report the disposition of securities of Jazz Pharmaceuticals, Inc. made in connection with the Merger. The Reporting Persons will file a separate Form 3 to reflect the corresponding acquisition of securities of Jazz Pharmaceuticals plc made in connection with the Merger. F2 · price: Shares of common stock converted in connection with the Merger into an equal number of ordinary shares of Jazz Pharmaceuticals plc. Warrants to purchase common stock converted in connection with the Merger into warrants to purchase an equal number of ordinary shares of Jazz Pharmaceuticals plc. Ordinary shares of Jazz Pharmaceuticals plc have a market value, based on the closing price of Jazz Pharmaceuticals plc's ordinary shares on the effective date of the Merger, of $47.34 per share. F5 · ownership.nature: As the sole member of KKR JP III LLC ("KKR JP III"), KKR Partners III, L.P. ("KKR Partners III") may be deemed to be the beneficial owner of such securities held by KKR JP III. As the sole general partner of KKR Partners III, KKR III GP LLC ("KKR III GP") also may be deemed to be the beneficial owner of such securities held by KKR JP III. F6 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP and KKR JP III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F7 · ownership.nature: Each Reporting Person and each other person named in notes (3) through (6) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement.The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| January 18, 2012 Filed Jan 19, 2012 02:54 UTC |
KKR JP III LLC10% owner · See Footnotes (1) ? (7)
KKR Partners III, L.P.10% owner · See Footnotes (1) ? (7)
KKR III GP LLC10% owner · See Footnotes (1) ? (7)
KRAVIS HENRY R10% owner · See Footnotes (1) ? (7)
ROBERTS GEORGE R10% owner · See Footnotes (1) ? (7)
|
OtherCommon Stock | 9,906,501 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-12-004339 · c26792_4x0.xml · nonDerivative · entry 1 KKR JP III LLC · CIK 0001399497 · 10% owner · See Footnotes (1) ? (7) KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Footnotes (1) ? (7) KKR III GP LLC · CIK 0001288740 · 10% owner · See Footnotes (1) ? (7) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (1) ? (7) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (1) ? (7) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by KKR JP LLC See footnotes Disclosed balance after: 0 F1 · kind: Disposition made in connection with the conversion of securities in the merger (the "Merger") pursuant to the Agreement and Plan of Merger and Reorganization by and among Jazz Pharmaceuticals plc (formerly Azur Pharma Public Limited Company), Jaguar Merger Sub Inc., Seamus Mulligan and the Issuer, dated as of September 19, 2011. The effective date of the Merger is January 18, 2012. This report is being filed by the Reporting Persons solely to report the disposition of securities of Jazz Pharmaceuticals, Inc. made in connection with the Merger. The Reporting Persons will file a separate Form 3 to reflect the corresponding acquisition of securities of Jazz Pharmaceuticals plc made in connection with the Merger. F2 · price: Shares of common stock converted in connection with the Merger into an equal number of ordinary shares of Jazz Pharmaceuticals plc. Warrants to purchase common stock converted in connection with the Merger into warrants to purchase an equal number of ordinary shares of Jazz Pharmaceuticals plc. Ordinary shares of Jazz Pharmaceuticals plc have a market value, based on the closing price of Jazz Pharmaceuticals plc's ordinary shares on the effective date of the Merger, of $47.34 per share. F3 · ownership.nature: As the sole member of KKR JP LLC ("KKR JP"), KKR Millennium Fund L.P. ("KKR Millennium Fund") may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Millennium Fund, KKR Associates Millennium L.P. ("KKR Associates Millennium") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Associates Millennium, KKR Millennium GP LLC ("KKR Millennium GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the designated member of KKR Millennium GP, KKR Fund Holdings L.P. ("KKR Fund Holdings") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the general partner of KKR Fund Holdings, KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. F4 · ownership.nature: Each of KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP and a general partner of KKR Fund Holdings L.P.); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may be deemed to be the beneficial owner of the securities held by KKR JP. F6 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP and KKR JP III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F7 · ownership.nature: Each Reporting Person and each other person named in notes (3) through (6) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement.The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| August 10, 2011 Filed Sep 28, 2011 14:55 UTC |
KKR Group Holdings L.P.10% owner · See Footnotes (2) - (9)
KKR Group Ltd10% owner · See Footnotes (2) - (9)
KKR & Co. Inc.10% owner · See Footnotes (2) - (9)
KKR Management LLP10% owner · See Footnotes (2) - (9)
KRAVIS HENRY R10% owner · See Footnotes (2) - (9)
ROBERTS GEORGE R10% owner · See Footnotes (2) - (9)
|
SaleCommon Stock | 53,964 | $36.04 | $1,945,046.04 |
DisclosureSEC source: 0001181431-11-050590 · rrd322666.xml · nonDerivative · entry 3 KKR Group Holdings L.P. · CIK 0001472696 · 10% owner · See Footnotes (2) - (9) KKR Group Ltd · CIK 0001472695 · 10% owner · See Footnotes (2) - (9) KKR & Co. L.P. · CIK 0001404912 · 10% owner · See Footnotes (2) - (9) KKR Management LLC · CIK 0001472694 · 10% owner · See Footnotes (2) - (9) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (2) - (9) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (2) - (9) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through KKR Financial Holdings III, LLC Disclosed balance after: 0 F1 · ownership.nature: On July 29, 2011, the warrants were exercised by KKR Financial Holdings III, LLC ("KKR Financial Holdings III") in a cashless transaction pursuant to the terms of the warrants. The exercise price of the warrants was adjusted to $9.34 per share pursuant to an Amendment and Waiver Agreement, dated November 10, 2009, among the Issuer, KKR Financial Holdings III and the other parties thereto. An aggregate of 16,192 warrant shares were cancelled as payment of the exercise price. F2 · ownership.nature: As the sole member of KKR Financial Holdings III, KKR Financial Holdings LLC ("KKR Financial Holdings") may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the manager of KKR Financial Holdings, KKR Financial Advisors LLC ("KKR Financial Advisors") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the sole member of KKR Financial Advisors, KKR Asset Management LLC, formerly known as Kohlberg Kravis Roberts & Co. (Fixed Income) LLC ("KAM") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. (Continued in Footnote 3) F3 · ownership.nature: As the holder of all of the outstanding equity interests in KAM, Kohlberg Kravis Roberts & Co. L.P. ("Kohlberg Kravis Roberts & Co.") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the general partner of Kohlberg Kravis Roberts & Co., KKR Management Holdings L.P. also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the general partner of KKR Management Holdings L.P., KKR Management Holdings Corp. also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. F4 · ownership.nature: In addition to the securities reported on this Form 4, KKR JP LLC ("KKR JP") directly holds 9,906,501 shares of common stock of the Issuer, and warrants to purchase 597,837 shares of common stock of the Issuer. As the sole member of KKR JP, KKR Millennium Fund L.P. ("KKR Millennium Fund") may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Millennium Fund, KKR Associates Millennium L.P. ("KKR Associates Millennium") also may be deemed to be the beneficial owner of such securities held by KKR JP. (Continued in Footnote 5) F5 · ownership.nature: As the sole general partner of KKR Associates Millennium, KKR Millennium GP LLC ("KKR Millennium GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the designated member of KKR Millennium GP, KKR Fund Holdings L.P. ("KKR Fund Holdings") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the general partner of KKR Fund Holdings, KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. F6 · ownership.nature: In addition to the securities reported on this Form 4, KKR JP III LLC ("KKR JP III") directly holds 36,445 shares of common stock of the Issuer. As the sole member of KKR JP III, KKR Partners III, L.P. ("KKR Partners III") may be deemed to be the beneficial owner of such securities held by KKR JP III. As the sole general partner of KKR Partners III, KKR III GP LLC ("KKR III GP") also may be deemed to be the beneficial owner of such securities held by KKR JP III. F7 · ownership.nature: Each of KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP, a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Management Holdings Corp.); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may be deemed to be the beneficial owner of the securities held by KKR JP and KKR Financial Holdings III. F8 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP, KKR JP III and KKR Financial Holdings III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F9 · ownership.nature: Each Reporting Person and each other person named in notes (2) through (8) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement. The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| July 29, 2011 Filed Sep 28, 2011 14:55 UTC |
KKR Group Holdings L.P.10% owner · See Footnotes (2) - (9)
KKR Group Ltd10% owner · See Footnotes (2) - (9)
KKR & Co. Inc.10% owner · See Footnotes (2) - (9)
KKR Management LLP10% owner · See Footnotes (2) - (9)
KRAVIS HENRY R10% owner · See Footnotes (2) - (9)
ROBERTS GEORGE R10% owner · See Footnotes (2) - (9)
|
OtherCommon Stock Warrant (right to buy) · Derivative | 70,156 | $0.00 Strike: $9.34 | $0.00 |
DisclosureSEC source: 0001181431-11-050590 · rrd322666.xml · derivative · entry 6 KKR Group Holdings L.P. · CIK 0001472696 · 10% owner · See Footnotes (2) - (9) KKR Group Ltd · CIK 0001472695 · 10% owner · See Footnotes (2) - (9) KKR & Co. L.P. · CIK 0001404912 · 10% owner · See Footnotes (2) - (9) KKR Management LLC · CIK 0001472694 · 10% owner · See Footnotes (2) - (9) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (2) - (9) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (2) - (9) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through KKR Financial Holdings III, LLC Disclosed balance after: 0 Underlying: Common Stock · 70,156 shares Expires 2012-06-24 F1 · derivative.exercise_price: On July 29, 2011, the warrants were exercised by KKR Financial Holdings III, LLC ("KKR Financial Holdings III") in a cashless transaction pursuant to the terms of the warrants. The exercise price of the warrants was adjusted to $9.34 per share pursuant to an Amendment and Waiver Agreement, dated November 10, 2009, among the Issuer, KKR Financial Holdings III and the other parties thereto. An aggregate of 16,192 warrant shares were cancelled as payment of the exercise price. F1 · ownership.nature: On July 29, 2011, the warrants were exercised by KKR Financial Holdings III, LLC ("KKR Financial Holdings III") in a cashless transaction pursuant to the terms of the warrants. The exercise price of the warrants was adjusted to $9.34 per share pursuant to an Amendment and Waiver Agreement, dated November 10, 2009, among the Issuer, KKR Financial Holdings III and the other parties thereto. An aggregate of 16,192 warrant shares were cancelled as payment of the exercise price. F2 · ownership.nature: As the sole member of KKR Financial Holdings III, KKR Financial Holdings LLC ("KKR Financial Holdings") may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the manager of KKR Financial Holdings, KKR Financial Advisors LLC ("KKR Financial Advisors") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the sole member of KKR Financial Advisors, KKR Asset Management LLC, formerly known as Kohlberg Kravis Roberts & Co. (Fixed Income) LLC ("KAM") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. (Continued in Footnote 3) F3 · ownership.nature: As the holder of all of the outstanding equity interests in KAM, Kohlberg Kravis Roberts & Co. L.P. ("Kohlberg Kravis Roberts & Co.") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the general partner of Kohlberg Kravis Roberts & Co., KKR Management Holdings L.P. also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the general partner of KKR Management Holdings L.P., KKR Management Holdings Corp. also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. F4 · ownership.nature: In addition to the securities reported on this Form 4, KKR JP LLC ("KKR JP") directly holds 9,906,501 shares of common stock of the Issuer, and warrants to purchase 597,837 shares of common stock of the Issuer. As the sole member of KKR JP, KKR Millennium Fund L.P. ("KKR Millennium Fund") may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Millennium Fund, KKR Associates Millennium L.P. ("KKR Associates Millennium") also may be deemed to be the beneficial owner of such securities held by KKR JP. (Continued in Footnote 5) F5 · ownership.nature: As the sole general partner of KKR Associates Millennium, KKR Millennium GP LLC ("KKR Millennium GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the designated member of KKR Millennium GP, KKR Fund Holdings L.P. ("KKR Fund Holdings") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the general partner of KKR Fund Holdings, KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. F6 · ownership.nature: In addition to the securities reported on this Form 4, KKR JP III LLC ("KKR JP III") directly holds 36,445 shares of common stock of the Issuer. As the sole member of KKR JP III, KKR Partners III, L.P. ("KKR Partners III") may be deemed to be the beneficial owner of such securities held by KKR JP III. As the sole general partner of KKR Partners III, KKR III GP LLC ("KKR III GP") also may be deemed to be the beneficial owner of such securities held by KKR JP III. F7 · ownership.nature: Each of KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP, a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Management Holdings Corp.); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may be deemed to be the beneficial owner of the securities held by KKR JP and KKR Financial Holdings III. F8 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP, KKR JP III and KKR Financial Holdings III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F9 · ownership.nature: Each Reporting Person and each other person named in notes (2) through (8) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement. The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| July 29, 2011 Filed Sep 28, 2011 14:55 UTC |
KKR Group Holdings L.P.10% owner · See Footnotes (2) - (9)
KKR Group Ltd10% owner · See Footnotes (2) - (9)
KKR & Co. Inc.10% owner · See Footnotes (2) - (9)
KKR Management LLP10% owner · See Footnotes (2) - (9)
KRAVIS HENRY R10% owner · See Footnotes (2) - (9)
ROBERTS GEORGE R10% owner · See Footnotes (2) - (9)
|
SaleCommon Stock | 16,192 | $40.47 | $655,290.24 |
DisclosureSEC source: 0001181431-11-050590 · rrd322666.xml · nonDerivative · entry 2 KKR Group Holdings L.P. · CIK 0001472696 · 10% owner · See Footnotes (2) - (9) KKR Group Ltd · CIK 0001472695 · 10% owner · See Footnotes (2) - (9) KKR & Co. L.P. · CIK 0001404912 · 10% owner · See Footnotes (2) - (9) KKR Management LLC · CIK 0001472694 · 10% owner · See Footnotes (2) - (9) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (2) - (9) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (2) - (9) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through KKR Financial Holdings III, LLC Disclosed balance after: 53,964 F1 · ownership.nature: On July 29, 2011, the warrants were exercised by KKR Financial Holdings III, LLC ("KKR Financial Holdings III") in a cashless transaction pursuant to the terms of the warrants. The exercise price of the warrants was adjusted to $9.34 per share pursuant to an Amendment and Waiver Agreement, dated November 10, 2009, among the Issuer, KKR Financial Holdings III and the other parties thereto. An aggregate of 16,192 warrant shares were cancelled as payment of the exercise price. F2 · ownership.nature: As the sole member of KKR Financial Holdings III, KKR Financial Holdings LLC ("KKR Financial Holdings") may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the manager of KKR Financial Holdings, KKR Financial Advisors LLC ("KKR Financial Advisors") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the sole member of KKR Financial Advisors, KKR Asset Management LLC, formerly known as Kohlberg Kravis Roberts & Co. (Fixed Income) LLC ("KAM") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. (Continued in Footnote 3) F3 · ownership.nature: As the holder of all of the outstanding equity interests in KAM, Kohlberg Kravis Roberts & Co. L.P. ("Kohlberg Kravis Roberts & Co.") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the general partner of Kohlberg Kravis Roberts & Co., KKR Management Holdings L.P. also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the general partner of KKR Management Holdings L.P., KKR Management Holdings Corp. also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. F4 · ownership.nature: In addition to the securities reported on this Form 4, KKR JP LLC ("KKR JP") directly holds 9,906,501 shares of common stock of the Issuer, and warrants to purchase 597,837 shares of common stock of the Issuer. As the sole member of KKR JP, KKR Millennium Fund L.P. ("KKR Millennium Fund") may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Millennium Fund, KKR Associates Millennium L.P. ("KKR Associates Millennium") also may be deemed to be the beneficial owner of such securities held by KKR JP. (Continued in Footnote 5) F5 · ownership.nature: As the sole general partner of KKR Associates Millennium, KKR Millennium GP LLC ("KKR Millennium GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the designated member of KKR Millennium GP, KKR Fund Holdings L.P. ("KKR Fund Holdings") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the general partner of KKR Fund Holdings, KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. F6 · ownership.nature: In addition to the securities reported on this Form 4, KKR JP III LLC ("KKR JP III") directly holds 36,445 shares of common stock of the Issuer. As the sole member of KKR JP III, KKR Partners III, L.P. ("KKR Partners III") may be deemed to be the beneficial owner of such securities held by KKR JP III. As the sole general partner of KKR Partners III, KKR III GP LLC ("KKR III GP") also may be deemed to be the beneficial owner of such securities held by KKR JP III. F7 · ownership.nature: Each of KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP, a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Management Holdings Corp.); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may be deemed to be the beneficial owner of the securities held by KKR JP and KKR Financial Holdings III. F8 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP, KKR JP III and KKR Financial Holdings III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F9 · ownership.nature: Each Reporting Person and each other person named in notes (2) through (8) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement. The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| July 29, 2011 Filed Sep 28, 2011 14:55 UTC |
KKR Group Holdings L.P.10% owner · See Footnotes (2) - (9)
KKR Group Ltd10% owner · See Footnotes (2) - (9)
KKR & Co. Inc.10% owner · See Footnotes (2) - (9)
KKR Management LLP10% owner · See Footnotes (2) - (9)
KRAVIS HENRY R10% owner · See Footnotes (2) - (9)
ROBERTS GEORGE R10% owner · See Footnotes (2) - (9)
|
OtherCommon Stock | 70,156 | $9.34 | $655,257.04 |
DisclosureSEC source: 0001181431-11-050590 · rrd322666.xml · nonDerivative · entry 1 KKR Group Holdings L.P. · CIK 0001472696 · 10% owner · See Footnotes (2) - (9) KKR Group Ltd · CIK 0001472695 · 10% owner · See Footnotes (2) - (9) KKR & Co. L.P. · CIK 0001404912 · 10% owner · See Footnotes (2) - (9) KKR Management LLC · CIK 0001472694 · 10% owner · See Footnotes (2) - (9) KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Footnotes (2) - (9) ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Footnotes (2) - (9) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through KKR Financial Holdings III, LLC Disclosed balance after: 70,156 F1 · price: On July 29, 2011, the warrants were exercised by KKR Financial Holdings III, LLC ("KKR Financial Holdings III") in a cashless transaction pursuant to the terms of the warrants. The exercise price of the warrants was adjusted to $9.34 per share pursuant to an Amendment and Waiver Agreement, dated November 10, 2009, among the Issuer, KKR Financial Holdings III and the other parties thereto. An aggregate of 16,192 warrant shares were cancelled as payment of the exercise price. F1 · ownership.nature: On July 29, 2011, the warrants were exercised by KKR Financial Holdings III, LLC ("KKR Financial Holdings III") in a cashless transaction pursuant to the terms of the warrants. The exercise price of the warrants was adjusted to $9.34 per share pursuant to an Amendment and Waiver Agreement, dated November 10, 2009, among the Issuer, KKR Financial Holdings III and the other parties thereto. An aggregate of 16,192 warrant shares were cancelled as payment of the exercise price. F2 · ownership.nature: As the sole member of KKR Financial Holdings III, KKR Financial Holdings LLC ("KKR Financial Holdings") may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the manager of KKR Financial Holdings, KKR Financial Advisors LLC ("KKR Financial Advisors") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the sole member of KKR Financial Advisors, KKR Asset Management LLC, formerly known as Kohlberg Kravis Roberts & Co. (Fixed Income) LLC ("KAM") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. (Continued in Footnote 3) F3 · ownership.nature: As the holder of all of the outstanding equity interests in KAM, Kohlberg Kravis Roberts & Co. L.P. ("Kohlberg Kravis Roberts & Co.") also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the general partner of Kohlberg Kravis Roberts & Co., KKR Management Holdings L.P. also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. As the general partner of KKR Management Holdings L.P., KKR Management Holdings Corp. also may be deemed to be the beneficial owner of securities held by KKR Financial Holdings III. F4 · ownership.nature: In addition to the securities reported on this Form 4, KKR JP LLC ("KKR JP") directly holds 9,906,501 shares of common stock of the Issuer, and warrants to purchase 597,837 shares of common stock of the Issuer. As the sole member of KKR JP, KKR Millennium Fund L.P. ("KKR Millennium Fund") may be deemed to be the beneficial owner of such securities held by KKR JP. As the sole general partner of KKR Millennium Fund, KKR Associates Millennium L.P. ("KKR Associates Millennium") also may be deemed to be the beneficial owner of such securities held by KKR JP. (Continued in Footnote 5) F5 · ownership.nature: As the sole general partner of KKR Associates Millennium, KKR Millennium GP LLC ("KKR Millennium GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the designated member of KKR Millennium GP, KKR Fund Holdings L.P. ("KKR Fund Holdings") also may be deemed to be the beneficial owner of such securities held by KKR JP. As the general partner of KKR Fund Holdings, KKR Fund Holdings GP Limited ("KKR Fund Holdings GP") also may be deemed to be the beneficial owner of such securities held by KKR JP. F6 · ownership.nature: In addition to the securities reported on this Form 4, KKR JP III LLC ("KKR JP III") directly holds 36,445 shares of common stock of the Issuer. As the sole member of KKR JP III, KKR Partners III, L.P. ("KKR Partners III") may be deemed to be the beneficial owner of such securities held by KKR JP III. As the sole general partner of KKR Partners III, KKR III GP LLC ("KKR III GP") also may be deemed to be the beneficial owner of such securities held by KKR JP III. F7 · ownership.nature: Each of KKR Group Holdings L.P. ("KKR Group Holdings") (as the sole shareholder of KKR Fund Holdings GP, a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Management Holdings Corp.); KKR Group Limited ("KKR Group") (as the general partner of KKR Group Holdings); KKR & Co. L.P. ("KKR & Co.") (as the sole shareholder of KKR Group); and KKR Management LLC ("KKR Management") (as the general partner of KKR & Co.) may be deemed to be the beneficial owner of the securities held by KKR JP and KKR Financial Holdings III. F8 · ownership.nature: As the designated members of KKR Management LLC and the managing members of KKR III GP LLC, Messrs. Henry R. Kravis and George R. Roberts may be deemed to be the beneficial owner of the securities held by KKR JP, KKR JP III and KKR Financial Holdings III. Messrs. Henry R. Kravis and George R. Roberts have also been designated as managers of KKR Millennium GP by KKR Fund Holdings. F9 · ownership.nature: Each Reporting Person and each other person named in notes (2) through (8) above disclaims beneficial ownership of any securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owners of any equity securities covered by this statement. The Reporting Persons may be deemed to be a group, but disclaim such group membership. Read SEC document |
| July 21, 2008 Filed Jul 23, 2008 01:08 UTC Amendment |
KKR JP LLCsee footnotes (2) - (7)
KKR JP III LLCsee footnotes
KKR III GP LLCsee footnotes (2) - (7)
KKR Associates Millennium L.P.see footnotes (2) - (7)
KKR Partners III, L.P.see footnotes (2) - (7)
KKR Millennium Fund L.P.see footnotes (2) - (7)
KKR Millennium GP LLCsee footnotes (2) - (7)
KRAVIS HENRY Rsee footnotes (2) - (7)
ROBERTS GEORGE Rsee footnotes (2) - (7)
GREENE JAMES H JRsee footnotes (2) - (7)
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PurchaseCommon Stock Warrants (right to buy) · Derivative | 1,328,527 | Not disclosed Strike: $7.37 | Not disclosed |
DisclosureSEC source: 0001209191-08-043332 · doc4a.xml · derivative · entry 3 KKR JP LLC · CIK 0001399498 · see footnotes (2) - (7) KKR JP III LLC · CIK 0001399497 · see footnotes KKR III GP LLC · CIK 0001288740 · see footnotes (2) - (7) KKR Associates Millennium L.P. · CIK 0001288737 · see footnotes (2) - (7) KKR Partners III, L.P. · CIK 0001288739 · see footnotes (2) - (7) KKR Millennium Fund L.P. · CIK 0001288736 · see footnotes (2) - (7) KKR Millennium GP LLC · CIK 0001288738 · see footnotes (2) - (7) KRAVIS HENRY R · CIK 0001081714 · see footnotes (2) - (7) ROBERTS GEORGE R · CIK 0001081715 · see footnotes (2) - (7) GREENE JAMES H JR · CIK 0001205970 · see footnotes (2) - (7) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by KKR JP LLC Disclosed balance after: 1,328,527 Underlying: Common Stock · 597,837 shares Expires 2014-07-21 F1 · price: The reported securities are included within 1,328,527 Units of Jazz Pharmaceuticals purchased by KKR JP LLC for $6.75625 per Unit. Each Unit consists of one share of common stock and one warrant to purchase 0.45 of a share of common stock at an exercise price of $7.37 per share of common stock. F2 · ownership.nature: KKR JP LLC directly owns 9,906,501 shares of common stock of the Issuer and warrants to purchase 597,837 shares of common stock of the Issuer. As the holder of all of the outstanding equity interests of KKR JP LLC, KKR Millennium Fund L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of the Issuer beneficially owned by KKR JP LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of the Issuer beneficially owned by KKR JP LLC. (continued to footnote #3) F3 · ownership.nature: (continued from footnote #2) As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC may be deemed to share voting and dispositive power with respect to the shares of common stock of the Issuer beneficially owned by KKR JP LLC. KKR Millennium Fund, L.P., KKR Associates Millennium L.P. and KKR Millennium GP LLC disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. F4 · ownership.nature: KKR Millennium GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert, Scott C. Nuttall and William J. Janetschek. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR Millennium GP LLC but disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. F5 · ownership.nature: KKR JP III LLC directly owns 36,445 shares of common stock of the Issuer. As the holder of all of the outstanding equity interests of KKR JP III LLC, KKR Partners III, L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock of the Issuer beneficially owned by KKR JP III LLC. As the sole general partner of KKR Partners III, L.P., KKR III GP LLC may be deemed to share voting and dispositive power with respect to the shares of common stock of the Issuer beneficially owned by KKR JP III LLC. KKR Partners III, L.P. and KKR III GP LLC disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. F6 · ownership.nature: KKR III GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts and the other members of which are the individuals named in note (4) above and other executives of Kohlberg Kravis Roberts & Co. L.P. Messrs. Kravis and Roberts may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR III GP LLC but disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. The other members of KKR III GP LLC disclaim beneficial ownership of any shares beneficially owned by KKR III GP LLC, except to the extent of their pecuniary interest therein. F7 · ownership.nature: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, any of the Reporting Persons is the beneficial owner of the equity securities covered by this statement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.