Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2024 Filed Jan 2, 2025 22:28 UTC |
Brady Brian WDirector
|
GrantCommon Stock | 5,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001495231-25-000008 · wk-form4_1735856877.xml · nonDerivative · entry 1 Brady Brian W · CIK 0001193907 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 435,963 F1 · shares: Restricted Stock received for Q4 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of December 31, 2024. Award vests at the grant date. F1 · price: Restricted Stock received for Q4 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of December 31, 2024. Award vests at the grant date. F1 · ownership.direct: Restricted Stock received for Q4 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of December 31, 2024. Award vests at the grant date. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:49 UTC |
Venetucci Patrick JamesChief Executive Officer
|
Tax withholdingCommon Stock | 14,853 | $2.75 | $40,845.75 |
DisclosureSEC source: 0001495231-25-000018 · wk-form4_1735940959.xml · nonDerivative · entry 2 Venetucci Patrick James · CIK 0001762146 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 121,112 F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:49 UTC |
Venetucci Patrick JamesChief Executive Officer
|
GrantCommon Stock | 42,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-25-000018 · wk-form4_1735940959.xml · nonDerivative · entry 1 Venetucci Patrick James · CIK 0001762146 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,965 F1 · shares: Restricted Stock Units received under the Issuers's 2011 Equity Incentive Plan on December 31, 2024, based on Q4 2024 performance. The shares are issued and vest on the grant date. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · derivative · entry 11 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,800 Underlying: Common Stock · 200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2023 pursuant to the reporting person's employment agreement and vest 25% in one year and 75% in equal monthly installments over 36 months. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · derivative · entry 10 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,095 Underlying: Common Stock · 274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 18, 2022 and vest quarterly in 12 equal quarterly installments commencing February 28, 2023. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · derivative · entry 9 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 807 Underlying: Common Stock · 269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on August 16, 2022, and vest quarterly in 12 equal quarterly installments commencing November 30, 2022. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · derivative · entry 8 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,346 Underlying: Common Stock · 79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest 25% after one year and then 75% in 36 equal monthly installments commencing on the last day of each succeeding month thereafter. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · derivative · entry 7 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F3 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on November 16, 2021 and vest in equal quarterly installments over 36 months on the last day of each quarterly month. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Tax withholdingCommon Stock | 305 | $2.86 | $872.30 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · nonDerivative · entry 6 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,958 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · nonDerivative · entry 5 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · nonDerivative · entry 4 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · nonDerivative · entry 3 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · nonDerivative · entry 2 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2024 Filed Dec 2, 2024 21:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000232 · wk-form4_1733173369.xml · nonDerivative · entry 1 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:03 UTC |
BIERE PETERChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 20,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000216 · wk-form4_1730491420.xml · derivative · entry 10 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,845 Underlying: Common Stock · 20,845 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F7 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on October 31, 2024, and vest over a three-year term, one-third vesting 12 months from the grant date and then in equal quarterly installments after that. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:03 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000216 · wk-form4_1730491420.xml · derivative · entry 9 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,272 Underlying: Common Stock · 9,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on October 31, 2023, and vest 1/3rd after 1 year, then quarterly over 2 years. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:03 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000216 · wk-form4_1730491420.xml · derivative · entry 8 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2023 pursuant to the reporting person's employment agreement and vest 25% in one year and 75% in equal monthly installments over 36 months. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:03 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000216 · wk-form4_1730491420.xml · derivative · entry 7 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306 Underlying: Common Stock · 153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on May 19, 2022 and vest quarterly over 36 months. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:03 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000216 · wk-form4_1730491420.xml · derivative · entry 6 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,425 Underlying: Common Stock · 78 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F3 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest 25% after one year and then 75% in 36 equal monthly installments commencing on the last day of each succeeding month thereafter. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:03 UTC |
BIERE PETERChief Financial Officer
|
Tax withholdingCommon Stock | 3,287 | $2.84 | $9,335.08 |
DisclosureSEC source: 0001495231-24-000216 · wk-form4_1730491420.xml · nonDerivative · entry 5 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,384 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:03 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 9,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000216 · wk-form4_1730491420.xml · nonDerivative · entry 4 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:03 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000216 · wk-form4_1730491420.xml · nonDerivative · entry 3 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:03 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000216 · wk-form4_1730491420.xml · nonDerivative · entry 2 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:03 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000216 · wk-form4_1730491420.xml · nonDerivative · entry 1 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:05 UTC |
Venetucci Patrick JamesChief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 30,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000218 · wk-form4_1730491509.xml · derivative · entry 3 Venetucci Patrick James · CIK 0001762146 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 459,750 Underlying: Common Stock · 30,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F3 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on September 9, 2024 and vest quarterly in 16 equal quarterly installments commencing October 31, 2024. F3 · ownership.direct: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on September 9, 2024 and vest quarterly in 16 equal quarterly installments commencing October 31, 2024. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:05 UTC |
Venetucci Patrick JamesChief Executive Officer
|
Tax withholdingCommon Stock | 10,605 | $2.84 | $30,118.20 |
DisclosureSEC source: 0001495231-24-000218 · wk-form4_1730491509.xml · nonDerivative · entry 2 Venetucci Patrick James · CIK 0001762146 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,038 F1 · shares: 1. Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:05 UTC |
Venetucci Patrick JamesChief Executive Officer
|
Exercise / conversionCommon Stock | 30,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000218 · wk-form4_1730491509.xml · nonDerivative · entry 1 Venetucci Patrick James · CIK 0001762146 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 103,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000195 · wk-form4_1727812954.xml · derivative · entry 9 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,808 Underlying: Common Stock · 468 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F6 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 14, 2023, pursuant to the reporting person's employment agreement and vest in thirty-six monthly installments. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000195 · wk-form4_1727812954.xml · derivative · entry 8 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,200 Underlying: Common Stock · 200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F5 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2023 pursuant to the reporting person's employment agreement and vest 25% in one year and 75% in equal monthly installments over 36 months. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000195 · wk-form4_1727812954.xml · derivative · entry 7 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 602 Underlying: Common Stock · 301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F4 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest in 12 equal quarterly installments commencing on June 30, 2022. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000195 · wk-form4_1727812954.xml · derivative · entry 6 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,503 Underlying: Common Stock · 79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive at settlement one share of Issuer common stock. F3 · derivative.expiration_date: These Restricted Stock Units were issued under the Issuer's 2011 Equity Incentive Plan on April 1, 2022 and vest 25% after one year and then 75% in 36 equal monthly installments commencing on the last day of each succeeding month thereafter. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC |
BIERE PETERChief Financial Officer
|
Tax withholdingCommon Stock | 362 | $2.75 | $995.50 |
DisclosureSEC source: 0001495231-24-000195 · wk-form4_1727812954.xml · nonDerivative · entry 5 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,105 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon vesting of the Restricted Stock Units. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 468 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000195 · wk-form4_1727812954.xml · nonDerivative · entry 4 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000195 · wk-form4_1727812954.xml · nonDerivative · entry 3 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000195 · wk-form4_1727812954.xml · nonDerivative · entry 2 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:02 UTC |
BIERE PETERChief Financial Officer
|
Exercise / conversionCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000195 · wk-form4_1727812954.xml · nonDerivative · entry 1 BIERE PETER · CIK 0001055188 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:13 UTC |
Boscolo RodrigoDirector
|
GrantCommon Stock | 1,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001495231-24-000209 · wk-form4_1727813608.xml · nonDerivative · entry 1 Boscolo Rodrigo · CIK 0001852265 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,473 F1 · shares: Restricted Stock received for Q3 2024 director fees valued at $4,050 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests immediately at the grant date. F1 · price: Restricted Stock received for Q3 2024 director fees valued at $4,050 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests immediately at the grant date. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:04 UTC |
Rua Daniel RDirector
|
GrantCommon Stock | 5,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000197 · wk-form4_1727813044.xml · nonDerivative · entry 1 Rua Daniel R · CIK 0001667837 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,773 F1 · shares: Restricted Stock received for Q3 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests immediately at the grant date. F1 · price: Restricted Stock received for Q3 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests immediately at the grant date. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:12 UTC |
Bonchristiano AntonioDirector
|
GrantCommon Stock | 1,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001495231-24-000207 · wk-form4_1727813538.xml · nonDerivative · entry 1 Bonchristiano Antonio · CIK 0001642661 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,473 F1 · shares: Restricted Stock received for Q3 2024 director fees valued at $4,050 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests immediately at the grant date. F1 · price: Restricted Stock received for Q3 2024 director fees valued at $4,050 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests immediately at the grant date. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:09 UTC |
Venetucci Patrick JamesChief Executive Officer
|
GrantCommon Stock | 3,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000205 · wk-form4_1727813372.xml · nonDerivative · entry 1 Venetucci Patrick James · CIK 0001762146 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 72,993 F1 · shares: Restricted Stock received for Q3 2024 director fees valued at $10,950 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests at the grant date. F1 · price: Restricted Stock received for Q3 2024 director fees valued at $10,950 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests at the grant date. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:08 UTC |
Caron John HDirector
|
GrantCommon Stock | 5,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000203 · wk-form4_1727813283.xml · nonDerivative · entry 1 Caron John H · CIK 0001521868 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,629 F1 · shares: Restricted Stock received for Q3 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests on the grant date. F1 · price: Restricted Stock received for Q3 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests on the grant date. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:07 UTC |
Brady Brian WDirector
|
GrantCommon Stock | 5,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001495231-24-000201 · wk-form4_1727813213.xml · nonDerivative · entry 1 Brady Brian W · CIK 0001193907 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 430,508 F1 · shares: Restricted Stock received for Q3 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests at the grant date. F1 · price: Restricted Stock received for Q3 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests at the grant date. F1 · ownership.direct: Restricted Stock received for Q3 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of September 30, 2024. Award vests at the grant date. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 20:05 UTC |
GARDNER LINDSAY ADirector
|
GrantCommon Stock | 5,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-24-000199 · wk-form4_1727813124.xml · nonDerivative · entry 1 GARDNER LINDSAY A · CIK 0001197766 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,573 F1 · shares: Restricted Stock received for Q3 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of September 30, 2024. The award vests immediately at the grant date. F1 · price: Restricted Stock received for Q3 2024 director fees valued at $15,000 based on the closing market price of $2.7500 on the grant date of September 30, 2024. The award vests immediately at the grant date. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 16:03 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 1,667 | $0.95 Strike: $0.95 | $1,577.65 |
DisclosureSEC source: 0001495231-24-000190 · wk-form4_1727121787.xml · derivative · entry 7 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires 2030-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 16:03 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 1,667 | $0.69 Strike: $0.69 | $1,142.90 |
DisclosureSEC source: 0001495231-24-000190 · wk-form4_1727121787.xml · derivative · entry 6 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires 2030-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 16:03 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionOption (Right to Buy) · Derivative | 2,393 | $1.68 Strike: $1.68 | $4,020.24 |
DisclosureSEC source: 0001495231-24-000190 · wk-form4_1727121787.xml · derivative · entry 5 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,393 shares Expires 2029-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 16:03 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
SaleCommon Stock | 2,782 | $2.50 | $6,962.51 |
DisclosureSEC source: 0001495231-24-000190 · wk-form4_1727121787.xml · nonDerivative · entry 4 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 129,502 F4 · kind: Proceeds of the sale of shares were used to cover the reporting person's liability from exercising the options. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.475 to $2.5101, inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 16:03 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 1,667 | $0.69 | $1,142.90 |
DisclosureSEC source: 0001495231-24-000190 · wk-form4_1727121787.xml · nonDerivative · entry 3 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 132,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: These purchase options were issued on April 1, 2020, under the Issuer's May 2011 Equity Incentive Plan and vest in 48 monthly installments. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 16:03 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 1,667 | $0.95 | $1,577.65 |
DisclosureSEC source: 0001495231-24-000190 · wk-form4_1727121787.xml · nonDerivative · entry 2 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: These purchase options were issued on December 31, 2019, under the Issuer's May 2011 Equity Incentive Plan and vest in 48 monthly installments. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 16:03 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 2,393 | $1.68 | $4,020.24 |
DisclosureSEC source: 0001495231-24-000190 · wk-form4_1727121787.xml · nonDerivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 128,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These purchase options were issued on August 14, 2019, under the Issuer's May 2011 Equity Incentive Plan and vest in 48 monthly installments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.