Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2018 Filed Apr 2, 2019 16:31 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
GrantCommon Stock | 1,000 | $0.81 | $807.50 |
DisclosureSEC source: 0001495231-19-000035 · wf-form5_155423707841162.xml · nonDerivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,159 F1 · acquired: Shares acquired at a 15% discount to the closing market price on June 29, 2018 pursuant to the terms of the Company's 2014 Employee Stock Purchase Plan. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 17:17 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
GrantOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001495231-18-000051 · wf-form4_152840620253194.xml · derivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,437 Underlying: Common Stock · 2,802 shares Expires 2028-06-05 F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date, June 5, 2018. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:16 UTC |
Murphy Edward HDirector · President and CEO
|
GrantOption (Right to Buy) · Derivative | 12,620 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001495231-18-000050 · wf-form4_152840617876171.xml · derivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,356 Underlying: Common Stock · 12,620 shares Expires 2028-06-05 F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date, June 5, 2018. Read SEC document |
| May 03, 2018 Filed May 7, 2018 09:06 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
GrantCommon Stock | 3,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-18-000038 · wf-form4_152569836093014.xml · nonDerivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,159 F1 · shares: Restricted Stock received for a Q4 and Annual 2017 stock bonus valued at $8,360 based on the closing market price of $2.16 on the grant date of May 3, 2018. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| May 03, 2018 Filed May 7, 2018 13:07 UTC |
Murphy Edward HDirector · President and CEO
|
GrantCommon Stock | 21,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-18-000039 · wf-form4_152569842176324.xml · nonDerivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,010 F1 · date: Restricted Stock received for a Q4 and Annual 2017 stock bonus valued at $46,715 based on the closing market price of $2.16 on the grant date of May 3, 2018. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 02:23 UTC |
Rua Daniel RDirector
|
GrantCommon Stock | 6,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-18-000020 · wf-form4_151753819865380.xml · nonDerivative · entry 1 Rua Daniel R · CIK 0001667837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,226 F1 · shares: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 02:23 UTC |
Golder JillDirector
|
GrantCommon Stock | 6,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-18-000019 · wf-form4_151753817864331.xml · nonDerivative · entry 1 Golder Jill · CIK 0001574626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,311 F1 · security: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 02:22 UTC |
Brady Brian WDirector · 10% owner
|
GrantCommon Stock | 6,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-18-000018 · wf-form4_151753815958926.xml · nonDerivative · entry 1 Brady Brian W · CIK 0001193907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 924,163 F1 · shares: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 02:22 UTC |
GARDNER LINDSAY ADirector
|
GrantCommon Stock | 6,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-18-000017 · wf-form4_151753814270876.xml · nonDerivative · entry 1 GARDNER LINDSAY A · CIK 0001197766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,586 F1 · shares: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 02:22 UTC |
Caron John HDirector
|
GrantCommon Stock | 6,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-18-000016 · wf-form4_151753812503842.xml · nonDerivative · entry 1 Caron John H · CIK 0001521868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,649 F1 · security: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 09:28 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-18-000006 · wf-form4_151611287767632.xml · nonDerivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,289 F1 · price: Restricted Stock Award valued at $27,600 based on the closing market price of $5.52 on the grant date of January 11, 2018. Award vests in quarterly installments over 2 years. In the event the Reporting Person no longer serves as an employee at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 14:27 UTC |
HITCHCOCK LEANN CChief Financial Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-18-000005 · wf-form4_151611286203924.xml · nonDerivative · entry 1 HITCHCOCK LEANN C · CIK 0001206893 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,932 F1 · price: Restricted Stock Award valued at $55,200 based on the closing market price of $5.52 on the grant date of January 11, 2018. Award vests in quarterly installments over 2 years. In the event the Reporting Person no longer serves as an employee at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 18:12 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
GrantOption (Right to Buy) · Derivative | 6,667 | $0.00 Strike: $4.52 | $0.00 |
DisclosureSEC source: 0001495231-18-000002 · wf-form4_151502112587074.xml · derivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,635 Underlying: Common Stock · 6,667 shares Expires 2028-01-01 F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date of January 1, 2018. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 22:31 UTC |
Murphy Edward HDirector · President and CEO
|
GrantOption (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $4.65 | $0.00 |
DisclosureSEC source: 0001495231-17-000108 · wf-form4_151242668006397.xml · derivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,736 Underlying: Common Stock · 40,000 shares Expires 2027-11-30 F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date, November 30, 2017. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 14:53 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
GrantCommon Stock | 1,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000106 · wf-form4_151060280552943.xml · nonDerivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,289 F1 · shares: Restricted Stock received for a Q3 2017 stock bonus valued at $5,155 based on the closing market price of $4.10 on the grant date of November 9, 2017. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 19:49 UTC |
Murphy Edward HDirector · President and CEO
|
GrantCommon Stock | 7,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000104 · wf-form4_151060252788623.xml · nonDerivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,382 F1 · date: Restricted Stock received for a Q3 2017 stock bonus valued at $30,928 based on the closing market price of $4.10 on the grant date of November 9, 2017. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 13:24 UTC |
Rua Daniel RDirector
|
GrantCommon Stock | 1,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000095 · wf-form4_150962907879072.xml · nonDerivative · entry 1 Rua Daniel R · CIK 0001667837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,173 F1 · security: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 13:26 UTC |
Caron John HDirector
|
GrantCommon Stock | 1,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000099 · wf-form4_150962915276589.xml · nonDerivative · entry 1 Caron John H · CIK 0001521868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,596 F1 · security: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 13:25 UTC |
Brady Brian WDirector · 10% owner
|
GrantCommon Stock | 1,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000098 · wf-form4_150962912970962.xml · nonDerivative · entry 1 Brady Brian W · CIK 0001193907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,110 F1 · security: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 13:25 UTC |
GARDNER LINDSAY ADirector
|
GrantCommon Stock | 1,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000097 · wf-form4_150962911266214.xml · nonDerivative · entry 1 GARDNER LINDSAY A · CIK 0001197766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,533 F1 · security: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 13:25 UTC |
Golder JillDirector
|
GrantCommon Stock | 1,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000096 · wf-form4_150962909441086.xml · nonDerivative · entry 1 Golder Jill · CIK 0001574626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,258 F1 · security: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| September 26, 2017 Filed Sep 26, 2017 20:50 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 75,000 | $6.87 | $515,205.00 |
DisclosureSEC source: 0001535264-17-000073 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 568,216 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 26, 2017 Filed Sep 26, 2017 20:50 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 125,000 | $6.45 | $806,050.00 |
DisclosureSEC source: 0001535264-17-000073 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 643,216 F1 · price: This is a weighted average price. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 20:50 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 162,689 | $5.62 | $913,677.69 |
DisclosureSEC source: 0001535264-17-000073 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 768,216 F1 · price: This is a weighted average price. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 20:50 UTC |
AWM Investment Company, Inc.10% owner
|
SaleCommon Stock | 87,311 | $4.01 | $349,698.02 |
DisclosureSEC source: 0001535264-17-000073 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 930,905 F1 · price: This is a weighted average price. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 10:41 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
GrantOption (Right to Buy) · Derivative | 4,255 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001495231-17-000086 · wf-form4_150289450196330.xml · derivative · entry 2 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,968 Underlying: Common Stock · 4,255 shares Expires 2027-08-14 F2 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date of August 14, 2017. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 10:41 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
GrantCommon Stock | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000086 · wf-form4_150289450196330.xml · nonDerivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,032 F1 · shares: Restricted Stock received for a Q2 2017 stock bonus valued at $1,291 based on the closing market price of $1.95 on the grant date of August 14, 2017. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 14:42 UTC |
Murphy Edward HDirector · President and CEO
|
GrantOption (Right to Buy) · Derivative | 0 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001495231-17-000087 · wf-form4_150289451814713.xml · derivative · entry 4 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,736 Underlying: Common Stock · 28,113 shares Expires 2027-08-14 F3 · date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date of August 14, 2017. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 14:42 UTC |
Murphy Edward HDirector · President and CEO
|
GrantCommon Stock | 2,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000087 · wf-form4_150289451814713.xml · nonDerivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,839 F1 · date: Restricted Stock received for a Q2 2017 stock bonus valued at $5,482.89 based on the closing market price of $1.95 on the grant date of August 14, 2017. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| July 31, 2017 Filed Aug 3, 2017 20:38 UTC |
Rua Daniel RDirector
|
GrantCommon Stock | 3,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000080 · wf-form4_150179272232484.xml · nonDerivative · entry 1 Rua Daniel R · CIK 0001667837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,296 F1 · security: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| July 31, 2017 Filed Aug 3, 2017 20:38 UTC |
Golder JillDirector
|
GrantCommon Stock | 3,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000079 · wf-form4_150179270726909.xml · nonDerivative · entry 1 Golder Jill · CIK 0001574626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,381 F1 · security: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| July 31, 2017 Filed Aug 3, 2017 20:38 UTC |
Brady Brian WDirector · 10% owner
|
GrantCommon Stock | 3,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000078 · wf-form4_150179269106490.xml · nonDerivative · entry 1 Brady Brian W · CIK 0001193907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916,233 F1 · security: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| July 31, 2017 Filed Aug 3, 2017 20:38 UTC |
GARDNER LINDSAY ADirector
|
GrantCommon Stock | 3,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000077 · wf-form4_150179267372609.xml · nonDerivative · entry 1 GARDNER LINDSAY A · CIK 0001197766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,656 F1 · security: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| July 31, 2017 Filed Aug 3, 2017 20:33 UTC |
Caron John HDirector
|
GrantCommon Stock | 3,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000072 · wf-form4_150179241722023.xml · nonDerivative · entry 1 Caron John H · CIK 0001521868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,719 F1 · security: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| June 21, 2017 Filed Jun 26, 2017 21:03 UTC |
Murphy Edward HDirector · President and CEO
|
GrantOption (Right to Buy) · Derivative | 11,887 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001495231-17-000063 · wf-form4_149851101827056.xml · derivative · entry 2 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,623 Underlying: Common Stock · 11,887 shares Expires 2027-05-12 F2 · date: On May 12, 2017, this option grant was approved for issuance to Mr. Murphy for the fair value of his first quarter 2017 bonus in accordance with the terms of his employment agreement using the closing market price on May 12, 2017, which was $2.75. The issuance of this option was subject to the stockholders approving an increase in the number of option shares in the Company's 2011 Equity Incentive Plan on or before June 30, 2017. The stockholders approved a 500,000 share increase in the Company's 2011 Equity Incentive Plan on June 21, 2017. This option vests as to 248 shares on June 30, 2017 and then in equal monthly installments of approximately 248 shares over the remaining 47 months. Read SEC document |
| June 21, 2017 Filed Jun 26, 2017 21:03 UTC |
Murphy Edward HDirector · President and CEO
|
GrantOption (Right to Buy) · Derivative | 14,249 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001495231-17-000063 · wf-form4_149851101827056.xml · derivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,736 Underlying: Common Stock · 14,249 shares Expires 2027-03-31 F1 · date: On April 3, 2017, this option grant was approved for issuance to Mr. Murphy for the fair value of his fourth quarter 2016 bonus and his annual 2016 bonus in accordance with the terms of his employment agreement using the closing market price on March 31, 2017, which was $4.20 per share. The issuance of this option was subject to the stockholders approving an increase in the number of option shares in the Company's 2011 Equity Incentive Plan on or before June 30, 2017. The stockholders approved a 500,000 share increase in the Company's 2011 Equity Incentive Plan on June 21, 2017. This option vests as to 891 shares on June 30,2017 and then in equal monthly installments of approximately 297 shares over the remaining 45 months. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 12:08 UTC |
Murphy Edward HDirector · President and CEO
|
PurchaseCommon Stock | 1,000 | $2.50 | $2,498.60 |
DisclosureSEC source: 0001495231-17-000057 · wf-form4_149683727612711.xml · nonDerivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,027 Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:20 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
GrantOption (Right to Buy) · Derivative | 2,412 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001495231-17-000055 · wf-form4_149496959574061.xml · derivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,463 Underlying: Common Stock · 2,412 shares Expires 2027-05-12 F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date, May 12, 2017. Read SEC document |
| April 30, 2017 Filed May 1, 2017 21:31 UTC |
Rua Daniel RDirector
|
GrantCommon Stock | 1,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000035 · wf-form4_149367426130451.xml · nonDerivative · entry 1 Rua Daniel R · CIK 0001667837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,954 F1 · security: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| April 30, 2017 Filed May 1, 2017 21:37 UTC |
Brady Brian WDirector · 10% owner
|
GrantCommon Stock | 1,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000037 · wf-form4_149367461811596.xml · nonDerivative · entry 1 Brady Brian W · CIK 0001193907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,891 F1 · security: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| April 30, 2017 Filed May 1, 2017 21:42 UTC |
Caron John HDirector
|
GrantCommon Stock | 1,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000041 · wf-form4_149367491084736.xml · nonDerivative · entry 1 Caron John H · CIK 0001521868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,377 F1 · security: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| April 30, 2017 Filed May 1, 2017 21:39 UTC |
Golder JillDirector
|
GrantCommon Stock | 1,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000039 · wf-form4_149367472775643.xml · nonDerivative · entry 1 Golder Jill · CIK 0001574626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,039 F1 · security: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| April 30, 2017 Filed May 1, 2017 21:28 UTC |
GARDNER LINDSAY ADirector
|
GrantCommon Stock | 1,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001495231-17-000033 · wf-form4_149367409729924.xml · nonDerivative · entry 1 GARDNER LINDSAY A · CIK 0001197766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,314 F1 · security: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 08:23 UTC |
Schram Ryan SDirector · Chief Operating Officer
|
GrantOption (Right to Buy) · Derivative | 2,375 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001495231-17-000031 · wf-form4_149130861660738.xml · derivative · entry 1 Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,051 Underlying: Common Stock · 2,375 shares Expires 2027-03-31 F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date, March 31, 2017. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 13:22 UTC |
Murphy Edward HDirector · President and CEO
|
PurchaseCommon Stock | 100 | $4.87 | $487.28 |
DisclosureSEC source: 0001495231-17-000020 · wf-form4_148716496182826.xml · nonDerivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,027 Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 17:29 UTC |
Murphy Edward HDirector · President and CEO
|
PurchaseCommon Stock | 200 | $4.65 | $929.96 |
DisclosureSEC source: 0001495231-17-000018 · wf-form4_148640216454593.xml · nonDerivative · entry 1 Murphy Edward H · CIK 0001573505 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,927 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 20:13 UTC |
Rua Daniel RDirector
|
GrantCommon Stock | 1,427 | $4.38 | $6,250.26 |
DisclosureSEC source: 0001495231-17-000010 · wf-form4_148606637427994.xml · nonDerivative · entry 1 Rua Daniel R · CIK 0001667837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,246 F1 · security: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 20:17 UTC |
GARDNER LINDSAY ADirector
|
GrantCommon Stock | 1,427 | $4.38 | $6,250.26 |
DisclosureSEC source: 0001495231-17-000016 · wf-form4_148606662721927.xml · nonDerivative · entry 1 GARDNER LINDSAY A · CIK 0001197766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,606 F1 · security: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 20:16 UTC |
Brady Brian WDirector · 10% owner
|
GrantCommon Stock | 1,427 | $4.38 | $6,250.26 |
DisclosureSEC source: 0001495231-17-000015 · wf-form4_148606660037692.xml · nonDerivative · entry 1 Brady Brian W · CIK 0001193907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,183 F1 · security: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 20:12 UTC |
Golder JillDirector
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GrantCommon Stock | 1,427 | $4.38 | $6,250.26 |
DisclosureSEC source: 0001495231-17-000009 · wf-form4_148606632701757.xml · nonDerivative · entry 1 Golder Jill · CIK 0001574626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,331 F1 · security: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · shares: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. F1 · price: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.