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Nasdaq · USD

IZEA

IZEA Worldwide, Inc.

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7183
SEC CIK
0001495231
Parsed reports
480

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2018 Filed Apr 2, 2019 16:31 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantCommon Stock 1,000 $0.81 $807.50
Disclosure

SEC source: 0001495231-19-000035 · wf-form5_155423707841162.xml · nonDerivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,159

F1 · acquired: Shares acquired at a 15% discount to the closing market price on June 29, 2018 pursuant to the terms of the Company's 2014 Employee Stock Purchase Plan.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 17:17 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantOption (Right to Buy) · Derivative 0 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001495231-18-000051 · wf-form4_152840620253194.xml · derivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,437

Underlying: Common Stock · 2,802 shares

Expires 2028-06-05

F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date, June 5, 2018.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 21:16 UTC
Murphy Edward HDirector · President and CEO
GrantOption (Right to Buy) · Derivative 12,620 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001495231-18-000050 · wf-form4_152840617876171.xml · derivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,356

Underlying: Common Stock · 12,620 shares

Expires 2028-06-05

F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date, June 5, 2018.

Read SEC document
May 03, 2018 Filed May 7, 2018 09:06 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantCommon Stock 3,870 $0.00 $0.00
Disclosure

SEC source: 0001495231-18-000038 · wf-form4_152569836093014.xml · nonDerivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,159

F1 · shares: Restricted Stock received for a Q4 and Annual 2017 stock bonus valued at $8,360 based on the closing market price of $2.16 on the grant date of May 3, 2018. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
May 03, 2018 Filed May 7, 2018 13:07 UTC
Murphy Edward HDirector · President and CEO
GrantCommon Stock 21,628 $0.00 $0.00
Disclosure

SEC source: 0001495231-18-000039 · wf-form4_152569842176324.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,010

F1 · date: Restricted Stock received for a Q4 and Annual 2017 stock bonus valued at $46,715 based on the closing market price of $2.16 on the grant date of May 3, 2018. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 02:23 UTC
Rua Daniel RDirector
GrantCommon Stock 6,053 $0.00 $0.00
Disclosure

SEC source: 0001495231-18-000020 · wf-form4_151753819865380.xml · nonDerivative · entry 1

Rua Daniel R · CIK 0001667837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,226

F1 · shares: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 02:23 UTC
Golder JillDirector
GrantCommon Stock 6,053 $0.00 $0.00
Disclosure

SEC source: 0001495231-18-000019 · wf-form4_151753817864331.xml · nonDerivative · entry 1

Golder Jill · CIK 0001574626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,311

F1 · security: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 02:22 UTC
Brady Brian WDirector · 10% owner
GrantCommon Stock 6,053 $0.00 $0.00
Disclosure

SEC source: 0001495231-18-000018 · wf-form4_151753815958926.xml · nonDerivative · entry 1

Brady Brian W · CIK 0001193907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,163

F1 · shares: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 02:22 UTC GrantCommon Stock 6,053 $0.00 $0.00
Disclosure

SEC source: 0001495231-18-000017 · wf-form4_151753814270876.xml · nonDerivative · entry 1

GARDNER LINDSAY A · CIK 0001197766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,586

F1 · shares: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 02:22 UTC
Caron John HDirector
GrantCommon Stock 6,053 $0.00 $0.00
Disclosure

SEC source: 0001495231-18-000016 · wf-form4_151753812503842.xml · nonDerivative · entry 1

Caron John H · CIK 0001521868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,649

F1 · security: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for 2018 director fees valued at $25,000 based on the closing market price of $4.13 on the grant date. Award vests in equal monthly installments on the last day of each month from January through December 31, 2018. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 09:28 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001495231-18-000006 · wf-form4_151611287767632.xml · nonDerivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,289

F1 · price: Restricted Stock Award valued at $27,600 based on the closing market price of $5.52 on the grant date of January 11, 2018. Award vests in quarterly installments over 2 years. In the event the Reporting Person no longer serves as an employee at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 11, 2018 Filed Jan 16, 2018 14:27 UTC
HITCHCOCK LEANN CChief Financial Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001495231-18-000005 · wf-form4_151611286203924.xml · nonDerivative · entry 1

HITCHCOCK LEANN C · CIK 0001206893 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,932

F1 · price: Restricted Stock Award valued at $55,200 based on the closing market price of $5.52 on the grant date of January 11, 2018. Award vests in quarterly installments over 2 years. In the event the Reporting Person no longer serves as an employee at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 18:12 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantOption (Right to Buy) · Derivative 6,667 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001495231-18-000002 · wf-form4_151502112587074.xml · derivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,635

Underlying: Common Stock · 6,667 shares

Expires 2028-01-01

F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date of January 1, 2018.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 22:31 UTC
Murphy Edward HDirector · President and CEO
GrantOption (Right to Buy) · Derivative 40,000 $0.00 Strike: $4.65 $0.00
Disclosure

SEC source: 0001495231-17-000108 · wf-form4_151242668006397.xml · derivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,736

Underlying: Common Stock · 40,000 shares

Expires 2027-11-30

F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date, November 30, 2017.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 14:53 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantCommon Stock 1,257 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000106 · wf-form4_151060280552943.xml · nonDerivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,289

F1 · shares: Restricted Stock received for a Q3 2017 stock bonus valued at $5,155 based on the closing market price of $4.10 on the grant date of November 9, 2017. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 19:49 UTC
Murphy Edward HDirector · President and CEO
GrantCommon Stock 7,543 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000104 · wf-form4_151060252788623.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,382

F1 · date: Restricted Stock received for a Q3 2017 stock bonus valued at $30,928 based on the closing market price of $4.10 on the grant date of November 9, 2017. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 13:24 UTC
Rua Daniel RDirector
GrantCommon Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000095 · wf-form4_150962907879072.xml · nonDerivative · entry 1

Rua Daniel R · CIK 0001667837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,173

F1 · security: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 13:26 UTC
Caron John HDirector
GrantCommon Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000099 · wf-form4_150962915276589.xml · nonDerivative · entry 1

Caron John H · CIK 0001521868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,596

F1 · security: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 13:25 UTC
Brady Brian WDirector · 10% owner
GrantCommon Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000098 · wf-form4_150962912970962.xml · nonDerivative · entry 1

Brady Brian W · CIK 0001193907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,110

F1 · security: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 13:25 UTC GrantCommon Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000097 · wf-form4_150962911266214.xml · nonDerivative · entry 1

GARDNER LINDSAY A · CIK 0001197766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,533

F1 · security: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 13:25 UTC
Golder JillDirector
GrantCommon Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000096 · wf-form4_150962909441086.xml · nonDerivative · entry 1

Golder Jill · CIK 0001574626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,258

F1 · security: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q4 2017 director fees valued at $6,250 based on the closing market price of $3.33 on the grant date. Award vests in equal monthly installments of approximately 626 shares on October 31, 2017, November 30, 2017 and December 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
September 26, 2017 Filed Sep 26, 2017 20:50 UTC SaleCommon Stock 75,000 $6.87 $515,205.00
Disclosure

SEC source: 0001535264-17-000073 · primary_doc.xml · nonDerivative · entry 4

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 568,216

F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II.

F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · price: This is a weighted average price.

F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II.

F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II.

F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II.

F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 26, 2017 Filed Sep 26, 2017 20:50 UTC SaleCommon Stock 125,000 $6.45 $806,050.00
Disclosure

SEC source: 0001535264-17-000073 · primary_doc.xml · nonDerivative · entry 3

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 643,216

F1 · price: This is a weighted average price.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:50 UTC SaleCommon Stock 162,689 $5.62 $913,677.69
Disclosure

SEC source: 0001535264-17-000073 · primary_doc.xml · nonDerivative · entry 2

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 768,216

F1 · price: This is a weighted average price.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 20:50 UTC SaleCommon Stock 87,311 $4.01 $349,698.02
Disclosure

SEC source: 0001535264-17-000073 · primary_doc.xml · nonDerivative · entry 1

AWM Investment Company, Inc. · CIK 0001535264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnerships

Disclosed balance after: 930,905

F1 · price: This is a weighted average price.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 10:41 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantOption (Right to Buy) · Derivative 4,255 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001495231-17-000086 · wf-form4_150289450196330.xml · derivative · entry 2

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,968

Underlying: Common Stock · 4,255 shares

Expires 2027-08-14

F2 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date of August 14, 2017.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 10:41 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000086 · wf-form4_150289450196330.xml · nonDerivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,032

F1 · shares: Restricted Stock received for a Q2 2017 stock bonus valued at $1,291 based on the closing market price of $1.95 on the grant date of August 14, 2017. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 14:42 UTC
Murphy Edward HDirector · President and CEO
GrantOption (Right to Buy) · Derivative 0 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001495231-17-000087 · wf-form4_150289451814713.xml · derivative · entry 4

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,736

Underlying: Common Stock · 28,113 shares

Expires 2027-08-14

F3 · date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date of August 14, 2017.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 14:42 UTC
Murphy Edward HDirector · President and CEO
GrantCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000087 · wf-form4_150289451814713.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,839

F1 · date: Restricted Stock received for a Q2 2017 stock bonus valued at $5,482.89 based on the closing market price of $1.95 on the grant date of August 14, 2017. Award vests in 48 equal monthly installments. In the event the Reporting Person no longer serves as a director or employee at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 20:38 UTC
Rua Daniel RDirector
GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000080 · wf-form4_150179272232484.xml · nonDerivative · entry 1

Rua Daniel R · CIK 0001667837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,296

F1 · security: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 20:38 UTC
Golder JillDirector
GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000079 · wf-form4_150179270726909.xml · nonDerivative · entry 1

Golder Jill · CIK 0001574626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,381

F1 · security: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 20:38 UTC
Brady Brian WDirector · 10% owner
GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000078 · wf-form4_150179269106490.xml · nonDerivative · entry 1

Brady Brian W · CIK 0001193907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916,233

F1 · security: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 20:38 UTC GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000077 · wf-form4_150179267372609.xml · nonDerivative · entry 1

GARDNER LINDSAY A · CIK 0001197766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,656

F1 · security: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 20:33 UTC
Caron John HDirector
GrantCommon Stock 3,342 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000072 · wf-form4_150179241722023.xml · nonDerivative · entry 1

Caron John H · CIK 0001521868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,719

F1 · security: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q3 2017 director fees valued at $6,250 based on the closing market price of $1.87 on the grant date. Award vests in equal monthly installments of 1,114 shares on July 31, 2017, August 31, 2017 and September 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
June 21, 2017 Filed Jun 26, 2017 21:03 UTC
Murphy Edward HDirector · President and CEO
GrantOption (Right to Buy) · Derivative 11,887 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001495231-17-000063 · wf-form4_149851101827056.xml · derivative · entry 2

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,623

Underlying: Common Stock · 11,887 shares

Expires 2027-05-12

F2 · date: On May 12, 2017, this option grant was approved for issuance to Mr. Murphy for the fair value of his first quarter 2017 bonus in accordance with the terms of his employment agreement using the closing market price on May 12, 2017, which was $2.75. The issuance of this option was subject to the stockholders approving an increase in the number of option shares in the Company's 2011 Equity Incentive Plan on or before June 30, 2017. The stockholders approved a 500,000 share increase in the Company's 2011 Equity Incentive Plan on June 21, 2017. This option vests as to 248 shares on June 30, 2017 and then in equal monthly installments of approximately 248 shares over the remaining 47 months.

Read SEC document
June 21, 2017 Filed Jun 26, 2017 21:03 UTC
Murphy Edward HDirector · President and CEO
GrantOption (Right to Buy) · Derivative 14,249 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001495231-17-000063 · wf-form4_149851101827056.xml · derivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,736

Underlying: Common Stock · 14,249 shares

Expires 2027-03-31

F1 · date: On April 3, 2017, this option grant was approved for issuance to Mr. Murphy for the fair value of his fourth quarter 2016 bonus and his annual 2016 bonus in accordance with the terms of his employment agreement using the closing market price on March 31, 2017, which was $4.20 per share. The issuance of this option was subject to the stockholders approving an increase in the number of option shares in the Company's 2011 Equity Incentive Plan on or before June 30, 2017. The stockholders approved a 500,000 share increase in the Company's 2011 Equity Incentive Plan on June 21, 2017. This option vests as to 891 shares on June 30,2017 and then in equal monthly installments of approximately 297 shares over the remaining 45 months.

Read SEC document
June 06, 2017 Filed Jun 7, 2017 12:08 UTC
Murphy Edward HDirector · President and CEO
PurchaseCommon Stock 1,000 $2.50 $2,498.60
Disclosure

SEC source: 0001495231-17-000057 · wf-form4_149683727612711.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,027

Read SEC document
May 12, 2017 Filed May 16, 2017 17:20 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantOption (Right to Buy) · Derivative 2,412 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001495231-17-000055 · wf-form4_149496959574061.xml · derivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,463

Underlying: Common Stock · 2,412 shares

Expires 2027-05-12

F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date, May 12, 2017.

Read SEC document
April 30, 2017 Filed May 1, 2017 21:31 UTC
Rua Daniel RDirector
GrantCommon Stock 1,708 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000035 · wf-form4_149367426130451.xml · nonDerivative · entry 1

Rua Daniel R · CIK 0001667837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,954

F1 · security: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
April 30, 2017 Filed May 1, 2017 21:37 UTC
Brady Brian WDirector · 10% owner
GrantCommon Stock 1,708 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000037 · wf-form4_149367461811596.xml · nonDerivative · entry 1

Brady Brian W · CIK 0001193907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,891

F1 · security: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
April 30, 2017 Filed May 1, 2017 21:42 UTC
Caron John HDirector
GrantCommon Stock 1,708 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000041 · wf-form4_149367491084736.xml · nonDerivative · entry 1

Caron John H · CIK 0001521868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,377

F1 · security: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
April 30, 2017 Filed May 1, 2017 21:39 UTC
Golder JillDirector
GrantCommon Stock 1,708 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000039 · wf-form4_149367472775643.xml · nonDerivative · entry 1

Golder Jill · CIK 0001574626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,039

F1 · security: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
April 30, 2017 Filed May 1, 2017 21:28 UTC GrantCommon Stock 1,708 $0.00 $0.00
Disclosure

SEC source: 0001495231-17-000033 · wf-form4_149367409729924.xml · nonDerivative · entry 1

GARDNER LINDSAY A · CIK 0001197766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,314

F1 · security: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q2 2017 director fees valued at $6,250 based on the closing market price of $3.66 on the last trading day prior to the grant date. Award vests as to 569 shares on April 30, 2017, 570 shares on May 31, 2017 and 569 shares on June 30, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 08:23 UTC
Schram Ryan SDirector · Chief Operating Officer
GrantOption (Right to Buy) · Derivative 2,375 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001495231-17-000031 · wf-form4_149130861660738.xml · derivative · entry 1

Schram Ryan S · CIK 0001667631 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,051

Underlying: Common Stock · 2,375 shares

Expires 2027-03-31

F1 · derivative.exercise_date: These options to purchase shares were issued under the Issuer's May 2011 Equity Incentive Plan and vest in 48 equal installments monthly starting on the grant date, March 31, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 13:22 UTC
Murphy Edward HDirector · President and CEO
PurchaseCommon Stock 100 $4.87 $487.28
Disclosure

SEC source: 0001495231-17-000020 · wf-form4_148716496182826.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,027

Read SEC document
February 06, 2017 Filed Feb 6, 2017 17:29 UTC
Murphy Edward HDirector · President and CEO
PurchaseCommon Stock 200 $4.65 $929.96
Disclosure

SEC source: 0001495231-17-000018 · wf-form4_148640216454593.xml · nonDerivative · entry 1

Murphy Edward H · CIK 0001573505 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,927

Read SEC document
January 31, 2017 Filed Feb 2, 2017 20:13 UTC
Rua Daniel RDirector
GrantCommon Stock 1,427 $4.38 $6,250.26
Disclosure

SEC source: 0001495231-17-000010 · wf-form4_148606637427994.xml · nonDerivative · entry 1

Rua Daniel R · CIK 0001667837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,246

F1 · security: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 20:17 UTC GrantCommon Stock 1,427 $4.38 $6,250.26
Disclosure

SEC source: 0001495231-17-000016 · wf-form4_148606662721927.xml · nonDerivative · entry 1

GARDNER LINDSAY A · CIK 0001197766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,606

F1 · security: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 20:16 UTC
Brady Brian WDirector · 10% owner
GrantCommon Stock 1,427 $4.38 $6,250.26
Disclosure

SEC source: 0001495231-17-000015 · wf-form4_148606660037692.xml · nonDerivative · entry 1

Brady Brian W · CIK 0001193907 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,183

F1 · security: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 20:12 UTC
Golder JillDirector
GrantCommon Stock 1,427 $4.38 $6,250.26
Disclosure

SEC source: 0001495231-17-000009 · wf-form4_148606632701757.xml · nonDerivative · entry 1

Golder Jill · CIK 0001574626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,331

F1 · security: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · shares: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

F1 · price: Restricted Stock received for Q1 2017 director fees valued at $6,250 based on the closing market price of $4.38 on the grant date. Award vests as to 475 shares on January 31, 2017, 476 shares on February 28, 2017 and 476 shares on March 31, 2017. In the event the Reporting Person no longer serves as a director at each vesting date, any unvested shares will be forfeited to the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.